Audit 8935

FY End
2023-03-31
Total Expended
$7.58M
Findings
6
Programs
4
Year: 2023 Accepted: 2023-12-30
Auditor: 541950231

Organization Exclusion Status:

Checking exclusion status...

Findings

ID Ref Severity Repeat Requirement
6942 2023-001 Significant Deficiency Yes A
6943 2023-002 Significant Deficiency - E
6944 2023-002 Significant Deficiency - E
583384 2023-001 Significant Deficiency Yes A
583385 2023-002 Significant Deficiency - E
583386 2023-002 Significant Deficiency - E

Programs

ALN Program Spent Major Findings
14.850 Public and Indian Housing $1.95M - 1
14.872 Public Housing Capital Fund $829,757 Yes 0
14.877 Public Housing Family Self-Sufficiency Under Resident Opportunity and Supportive Services $61,373 - 0
14.871 Section 8 Housing Choice Vouchers $48,401 Yes 1

Contacts

Name Title Type
FAE5NMHRCNU1 Robert Fetrow Auditee
8044585160 Jake Dooley Auditor
No contacts on file

Notes to SEFA

Accounting Policies: The accompanying Schedule of Financial Assistance is prepared on the accrual basis of accounting. The information on this Schedule is presented in accordance with the requirements of Title 2 U.S. Code of Federal Regulations Part 200, Uniform Administrative Requirements, Cost Principals, and Audit Requirements for Federal Awards (Uniform Guidance). Because the Schedule presents only a selected portion of the operations of the Authority, it is not intended to and does not present the financial position, changes in net position, or cash flows of the Authority. De Minimis Rate Used: N Rate Explanation: The Authority has not elected to use the 10-percent de mini mus indirect cost rate as allowed under Uniform Guidance.

Finding Details

Condition Testing of interfund receivable balances owed to the Low Rent Public Housing (LRPH) programs from the nonfederal program indicated potential unallowable uses of LRPH grant funds . Criteria The Operating Fund is designed to make financial assistance available to PHA's for the operation and management of public housing . The use of a centralized revolving fund allows the use of one program's cash to cover expenses of another program which is subsequently reimbursed within a reasonable amount of time. Inter-program due to and due from balances, not reconciled on a timely basis, indicate the existence of temporary loans and are unallowable. Cause The COCC program had not generated sufficient cash required to reimburse the revolving fund for expenses incurred on its behalf before the end of the operating cycle. Effect It appears LRPH funds in the amount of$616,585 were used to cover costs of non-federal programs. This is considered an unallowable use of grant funds and may be subject to repayment. Questioned Costs $616,585 Recommendation We recommend the Authority reconcile and settle interfund balances on a monthly basis . In addition , we recommend the Authority establish controls to restrict interfund transactions for which there is no certainty of reimbursement before the accounting period cut-off.
Condition The Authority failed to complete annual recertifications in accordance with its Administrative Plan and HUD regulations. Criteria PHAs are required to reexam ine family income and co mposition at least on ce every twelve (1 2) months and calcu late tenant rents an d housing assistance pa ymen ts in accordance with 24 CFR 98 2.516 . Cause The overall cause was a lack of management oversight and quality control over this program. Effect Failure to complete the annual recertification could lead to inappropriate tenant rent and housi ng assistance payment charges and/or ineligible tenants receiving assistance. Questioned Costs Questioned costs were $2 ,226 , the amount of ineligible housing assistance payments received during the fiscal year. Context During audit fieldwork, forty (40) HAP contract files from statistically valid samples were examined for compliance with annual tenant recertification requirements. Of the 40 HAP files examined, one tenant failed to complete the annual recertification, and continued to receive housing assistance payments for 8 months subsequent to the renewal date, despite abandoning the unit. Recommendation The Authority should implement greater oversight over the Housing Choice Voucher program to ensure that annual recertifications are completed time ly and accurately.
Condition The Authority failed to complete annual recertifications in accordance with its Administrative Plan and HUD regulations. Criteria PHAs are required to reexam ine family income and co mposition at least on ce every twelve (1 2) months and calcu late tenant rents an d housing assistance pa ymen ts in accordance with 24 CFR 98 2.516 . Cause The overall cause was a lack of management oversight and quality control over this program. Effect Failure to complete the annual recertification could lead to inappropriate tenant rent and housi ng assistance payment charges and/or ineligible tenants receiving assistance. Questioned Costs Questioned costs were $2 ,226 , the amount of ineligible housing assistance payments received during the fiscal year. Context During audit fieldwork, forty (40) HAP contract files from statistically valid samples were examined for compliance with annual tenant recertification requirements. Of the 40 HAP files examined, one tenant failed to complete the annual recertification, and continued to receive housing assistance payments for 8 months subsequent to the renewal date, despite abandoning the unit. Recommendation The Authority should implement greater oversight over the Housing Choice Voucher program to ensure that annual recertifications are completed time ly and accurately.
Condition Testing of interfund receivable balances owed to the Low Rent Public Housing (LRPH) programs from the nonfederal program indicated potential unallowable uses of LRPH grant funds . Criteria The Operating Fund is designed to make financial assistance available to PHA's for the operation and management of public housing . The use of a centralized revolving fund allows the use of one program's cash to cover expenses of another program which is subsequently reimbursed within a reasonable amount of time. Inter-program due to and due from balances, not reconciled on a timely basis, indicate the existence of temporary loans and are unallowable. Cause The COCC program had not generated sufficient cash required to reimburse the revolving fund for expenses incurred on its behalf before the end of the operating cycle. Effect It appears LRPH funds in the amount of$616,585 were used to cover costs of non-federal programs. This is considered an unallowable use of grant funds and may be subject to repayment. Questioned Costs $616,585 Recommendation We recommend the Authority reconcile and settle interfund balances on a monthly basis . In addition , we recommend the Authority establish controls to restrict interfund transactions for which there is no certainty of reimbursement before the accounting period cut-off.
Condition The Authority failed to complete annual recertifications in accordance with its Administrative Plan and HUD regulations. Criteria PHAs are required to reexam ine family income and co mposition at least on ce every twelve (1 2) months and calcu late tenant rents an d housing assistance pa ymen ts in accordance with 24 CFR 98 2.516 . Cause The overall cause was a lack of management oversight and quality control over this program. Effect Failure to complete the annual recertification could lead to inappropriate tenant rent and housi ng assistance payment charges and/or ineligible tenants receiving assistance. Questioned Costs Questioned costs were $2 ,226 , the amount of ineligible housing assistance payments received during the fiscal year. Context During audit fieldwork, forty (40) HAP contract files from statistically valid samples were examined for compliance with annual tenant recertification requirements. Of the 40 HAP files examined, one tenant failed to complete the annual recertification, and continued to receive housing assistance payments for 8 months subsequent to the renewal date, despite abandoning the unit. Recommendation The Authority should implement greater oversight over the Housing Choice Voucher program to ensure that annual recertifications are completed time ly and accurately.
Condition The Authority failed to complete annual recertifications in accordance with its Administrative Plan and HUD regulations. Criteria PHAs are required to reexam ine family income and co mposition at least on ce every twelve (1 2) months and calcu late tenant rents an d housing assistance pa ymen ts in accordance with 24 CFR 98 2.516 . Cause The overall cause was a lack of management oversight and quality control over this program. Effect Failure to complete the annual recertification could lead to inappropriate tenant rent and housi ng assistance payment charges and/or ineligible tenants receiving assistance. Questioned Costs Questioned costs were $2 ,226 , the amount of ineligible housing assistance payments received during the fiscal year. Context During audit fieldwork, forty (40) HAP contract files from statistically valid samples were examined for compliance with annual tenant recertification requirements. Of the 40 HAP files examined, one tenant failed to complete the annual recertification, and continued to receive housing assistance payments for 8 months subsequent to the renewal date, despite abandoning the unit. Recommendation The Authority should implement greater oversight over the Housing Choice Voucher program to ensure that annual recertifications are completed time ly and accurately.