Audit 82

FY End
2022-12-31
Total Expended
$1.71M
Findings
2
Programs
1
Organization: Health Services Management, INC (TN)
Year: 2022 Accepted: 2023-10-18
Auditor: Kraftcpas PLLC

Organization Exclusion Status:

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Findings

ID Ref Severity Repeat Requirement
74 2022-001 - - L
576516 2022-001 - - L

Programs

ALN Program Spent Major Findings
93.498 Provider Relief Fund $1.71M Yes 1

Contacts

Name Title Type
JRRVW2KT4U71 Scott Fisher Auditee
3524170360 Alex Dawald Auditor
No contacts on file

Notes to SEFA

Title: NOTE 1 - BASIS OF PRESENTATION Accounting Policies: Expenditures reported on the Consolidated Schedule are reported on the accrual basis of accounting. Such expenditures are recognized following the cost principles contained in the Uniform Guidance, wherein certain types of expenditures are not allowable or are limited as to reimbursement. The Organization has not elected to use the 10-percent de minimis indirect cost rate as allowed under the Uniform Guidance. De Minimis Rate Used: N Rate Explanation: N/A The accompanying consolidated schedule of expenditures of federal awards (the “Schedule”) includes the federal award activity of Health Services Management, Inc. and Subsidiaries (the “Organization”) under programs of the federal government for the year ended December 31, 2022. The information in the Consolidated Schedule is presented in accordance with the requirements of Title 2 U.S. Code of Federal Regulations (“CRF”) Part 200, Uniform Administrative Requirements, Cost Principles, and Audit Requirements for Federal Awards (“Uniform Guidance”). Because the Consolidated Schedule presents only a selected portion of the operations of the Organization, it is not intended to and does not present the financial position, changes in net assets, or cash flows of the Organization.
Title: NOTE 3 - SUBRECIPIENTS Accounting Policies: Expenditures reported on the Consolidated Schedule are reported on the accrual basis of accounting. Such expenditures are recognized following the cost principles contained in the Uniform Guidance, wherein certain types of expenditures are not allowable or are limited as to reimbursement. The Organization has not elected to use the 10-percent de minimis indirect cost rate as allowed under the Uniform Guidance. De Minimis Rate Used: N Rate Explanation: N/A The Organization has not passed any federal awards through to subrecipients for the year ended December 31, 2022.
Title: NOTE 4 - U.S. DEPARTMENT OF HOUSEING AND URBAN DEVELOPMENT LOAN PROGRAM Accounting Policies: Expenditures reported on the Consolidated Schedule are reported on the accrual basis of accounting. Such expenditures are recognized following the cost principles contained in the Uniform Guidance, wherein certain types of expenditures are not allowable or are limited as to reimbursement. The Organization has not elected to use the 10-percent de minimis indirect cost rate as allowed under the Uniform Guidance. De Minimis Rate Used: N Rate Explanation: N/A The Organization had received U.S. Department of Housing and Urban Development direct loans under Section 232 of the National Housing Act for ten of their facilities. The Organization received no additional loans during the year. Information related to these single audits, including the schedules of expenditures of federal awards, findings and recommendations, and independent auditors' reports on the internal control structure and compliance with applicable laws and regulations, are not included herein but are reported separately.
Title: NOTE 5 - PROVIDER RELIEF FUND Accounting Policies: Expenditures reported on the Consolidated Schedule are reported on the accrual basis of accounting. Such expenditures are recognized following the cost principles contained in the Uniform Guidance, wherein certain types of expenditures are not allowable or are limited as to reimbursement. The Organization has not elected to use the 10-percent de minimis indirect cost rate as allowed under the Uniform Guidance. De Minimis Rate Used: N Rate Explanation: N/A Based on guidance from the Department of Health and Human Services (“HHS”), the Provider Relief Fund and American Rescue Plan ("ARP") Rural Distribution (collectively, “PRF”) are reported on the Schedule as the funds are reported to HHS through the Provider Relief Funding Portal. Therefore, the amount of PRF expenditures included on the Schedule at December 31, 2022 are based upon the PRF reporting portal guidelines for Period 3 and Period 4 reporting, as specified by HHS. Reporting Periods 3 and 4 include PRF receipts from January 1, 2021 to December 31, 2021, for qualifying expenditures during the period of January 1, 2020 through December 31, 2022.

Finding Details

FINDING 2022-001 PROVIDER RELIEF FUND REPORTING Criteria: Management is responsible for compliance with the requirements of laws, regulations, contracts, and grants applicable to its federal programs. This requires management to complete the reporting portion associated with the HHS Provider Relief Funds (“PRFs”) to report the Organization’s usage of funds for COVID-related expenses and lost revenues in the applicable period on the Provider Relief Fund Reporting Portal. Condition: During the audit, we noted that management did not complete the reporting portion on the Provider Relief Fund Reporting Portal for one of the facilities that received PRF money during 2021. Cause of Condition: The Provider Relief Fund Reporting Portal for this facility did not list an amount to report on, therefore management missed reporting the expenses or lost revenues for this facility. Potential Effects of Condition: The facility received $25,992 of PRF money that was not reported therefore the effect of this error would be that HHS could request this money back if it is not properly reported. Recommendation: We recommend that management submit a request to the Provider Relief Fund Reporting Portal requesting to re-open the Period 3 portal submission to allow management to report the expenses or lost revenues to HHS, so that this facility will be in compliance with the terms and conditions of the PRF program. Management’s Response: Management agrees with the auditor’s recommendation and will implement a plan do to so. Additionally, management notes there were enough lost revenues over the years to cover the amount of money received for this facility. Views of Responsible Officials: Management’s response is reported in the “Corrective Action Plan” at the end of the report.
FINDING 2022-001 PROVIDER RELIEF FUND REPORTING Criteria: Management is responsible for compliance with the requirements of laws, regulations, contracts, and grants applicable to its federal programs. This requires management to complete the reporting portion associated with the HHS Provider Relief Funds (“PRFs”) to report the Organization’s usage of funds for COVID-related expenses and lost revenues in the applicable period on the Provider Relief Fund Reporting Portal. Condition: During the audit, we noted that management did not complete the reporting portion on the Provider Relief Fund Reporting Portal for one of the facilities that received PRF money during 2021. Cause of Condition: The Provider Relief Fund Reporting Portal for this facility did not list an amount to report on, therefore management missed reporting the expenses or lost revenues for this facility. Potential Effects of Condition: The facility received $25,992 of PRF money that was not reported therefore the effect of this error would be that HHS could request this money back if it is not properly reported. Recommendation: We recommend that management submit a request to the Provider Relief Fund Reporting Portal requesting to re-open the Period 3 portal submission to allow management to report the expenses or lost revenues to HHS, so that this facility will be in compliance with the terms and conditions of the PRF program. Management’s Response: Management agrees with the auditor’s recommendation and will implement a plan do to so. Additionally, management notes there were enough lost revenues over the years to cover the amount of money received for this facility. Views of Responsible Officials: Management’s response is reported in the “Corrective Action Plan” at the end of the report.