Audit 7902

FY End
2023-06-30
Total Expended
$84.93M
Findings
0
Programs
57
Year: 2023 Accepted: 2023-12-21
Auditor: Moss Adams LLP

Organization Exclusion Status:

Checking exclusion status...

Findings

No findings recorded

Programs

ALN Program Spent Major Findings
12.910 Research and Technology Development $5.55M - 0
12.800 Air Force Defense Research Sciences Program $5.28M - 0
47.050 Geosciences $2.95M - 0
84.063 Federal Pell Grant Program $1.99M - 0
84.268 Federal Direct Student Loans $1.76M - 0
84.425F Covid-19 - Education Stabilization Fund $1.26M - 0
21.027 Covid-19 - Coronavirus State and Local Fiscal Recovery Funds $1.06M - 0
93.262 Occupational Safety and Health Program $994,821 - 0
84.038 Perkins Loan $721,750 - 0
15.945 Cooperative Research and Training Programs Ð Resources of the National Park System $608,544 - 0
84.031 Higher Education_institutional Aid $479,881 - 0
12.431 Basic Scientific Research $449,358 - 0
15.810 National Cooperative Geologic Mapping Program $410,265 - 0
81.123 National Nuclear Security Administration (nnsa) Minority Serving Institutions (msi) Program $357,012 - 0
47.074 Biological Sciences $300,871 - 0
81.049 Office of Science Financial Assistance Program $293,836 - 0
12.630 Basic, Applied, and Advanced Research in Science and Engineering $289,179 - 0
84.007 Federal Supplemental Educational Opportunity Grants $281,814 - 0
15.814 National Geological and Geophysical Data Preservation Program $166,466 - 0
84.047 Trio_upward Bound $160,445 - 0
12.300 Basic and Applied Scientific Research $160,149 - 0
47.076 Education and Human Resources $145,732 - 0
47.078 Polar Programs $140,789 - 0
10.310 Agriculture and Food Research Initiative (afri) $136,777 - 0
84.033 Federal Work-Study Program $125,525 - 0
15.506 Water Desalination Research and Development Program $114,782 - 0
17.600 Mine Health and Safety Grants $102,858 - 0
47.041 Engineering $83,040 - 0
15.236 Environmental Quality and Protection Resource Management $78,070 - 0
12.617 Economic Adjustment Assistance for State Governments $73,646 - 0
59.075 Shuttered Venue Operators Grant Program $61,138 - 0
15.807 Earthquake Hazards Program Assistance $58,095 - 0
47.070 Computer and Information Science and Engineering $52,716 - 0
20.109 Air Transportation Centers of Excellence $50,000 - 0
15.560 Secure Water Act Ð Research Agreements $48,280 - 0
93.394 Cancer Detection and Diagnosis Research $44,243 - 0
17.502 Occupational Safety and Health_susan Harwood Training Grants $40,671 - 0
47.049 Mathematical and Physical Sciences $34,792 - 0
47.083 Integrative Activities $33,753 - 0
97.036 Disaster Grants - Public Assistance (presidentially Declared Disasters) $24,857 - 0
15.944 Natural Resource Stewardship $24,390 - 0
15.073 Earth Mapping Resources Initiative $22,613 - 0
81.089 Fossil Energy Research and Development $21,196 - 0
12.420 Military Medical Research and Development $16,484 - 0
93.859 Biomedical Research and Research Training $16,074 - 0
97.042 Emergency Management Performance Grants $7,232 - 0
15.237 Rangeland Resource Management $7,069 - 0
43.001 Science $4,206 - 0
15.805 Assistance to State Water Resources Research Institutes $3,891 - 0
43.RD Unknown $3,760 - 0
97.005 State and Local Homeland Security National Training Program $2,681 - 0
15.557 Desert and Southern Rockies Landscape Conservation Cooperatives $2,432 - 0
15.980 National Ground-Water Monitoring Network $2,071 - 0
15.808 U.s. Geological Survey_ Research and Data Collection $1,192 - 0
43.008 Education $460 - 0
15.818 Volcano Hazards Program Research and Monitoring $397 - 0
16.580 Edward Byrne Memorial State and Local Law Enforcement Assistance Discretionary Grants Program $27 - 0

Contacts

Name Title Type
HZJ2JZUALWN4 Shaojie Ma Auditee
5758355958 Lisa Todd Auditor
No contacts on file

Notes to SEFA

Title: Note 1 – General Accounting Policies: The accompanying Schedule of Expenditures of Federal Awards has been prepared on the accrual basis of accounting. Such expenditures are recognized following, as applicable, the cost principles in Title 2 U.S. Code of Federal Regulations (CFR) Part 200, Uniform Administrative Requirements, Cost Principles, and Audit Requirements for Federal Awards (Uniform Guidance), wherein certain types of expenditures are not allowable or are limited as to reimbursement. Amounts related to pass-through grants are classified as private grants and contracts in the accompanying statement of revenues, expenses, and changes in net position. De Minimis Rate Used: N Rate Explanation: The auditee has a federally negotiated Facilities and Administrative rate The accompanying schedule of expenditures of federal awards (the Schedule) includes the federal grant activity of the Institute under programs of the federal government for the year ended June 30, 2023. The information in this schedule is presented in accordance with the requirements of Title 2 U.S. Code of Federal Regulations Part 200, Uniform Administrative Requirements, Cost Principles, and Audit Requirements for Federal Awards (Uniform Guidance). Because the schedule presents only a selected portion of the operations of the Institute, it is not intended to and does not present the financial position, changes in net assets, or cash flows of the Institute. The Institute receives annual Facilities and Administrative Forward Indirect Cost Rates approved by the Office of Naval Research before the beginning of each year.
Title: Note 2 – Summary of Significant Accounting Policies Accounting Policies: The accompanying Schedule of Expenditures of Federal Awards has been prepared on the accrual basis of accounting. Such expenditures are recognized following, as applicable, the cost principles in Title 2 U.S. Code of Federal Regulations (CFR) Part 200, Uniform Administrative Requirements, Cost Principles, and Audit Requirements for Federal Awards (Uniform Guidance), wherein certain types of expenditures are not allowable or are limited as to reimbursement. Amounts related to pass-through grants are classified as private grants and contracts in the accompanying statement of revenues, expenses, and changes in net position. De Minimis Rate Used: N Rate Explanation: The auditee has a federally negotiated Facilities and Administrative rate The accompanying Schedule of Expenditures of Federal Awards has been prepared on the accrual basis of accounting. Such expenditures are recognized following, as applicable, the cost principles in Title 2 U.S. Code of Federal Regulations (CFR) Part 200, Uniform Administrative Requirements, Cost Principles, and Audit Requirements for Federal Awards (Uniform Guidance), wherein certain types of expenditures are not allowable or are limited as to reimbursement. Amounts related to pass-through grants are classified as private grants and contracts in the accompanying statement of revenues, expenses, and changes in net position.
Title: Note 3 – Indirect Cost Rate Accounting Policies: The accompanying Schedule of Expenditures of Federal Awards has been prepared on the accrual basis of accounting. Such expenditures are recognized following, as applicable, the cost principles in Title 2 U.S. Code of Federal Regulations (CFR) Part 200, Uniform Administrative Requirements, Cost Principles, and Audit Requirements for Federal Awards (Uniform Guidance), wherein certain types of expenditures are not allowable or are limited as to reimbursement. Amounts related to pass-through grants are classified as private grants and contracts in the accompanying statement of revenues, expenses, and changes in net position. De Minimis Rate Used: N Rate Explanation: The auditee has a federally negotiated Facilities and Administrative rate The Institute uses a facilities and administrative (indirect) rate that is negotiated with their cognizant agency, The Office of Naval Research and as such, the Institute has not elected to use the 10% de minimis cost rate.
Title: Note 4 – Federal Loan Program Accounting Policies: The accompanying Schedule of Expenditures of Federal Awards has been prepared on the accrual basis of accounting. Such expenditures are recognized following, as applicable, the cost principles in Title 2 U.S. Code of Federal Regulations (CFR) Part 200, Uniform Administrative Requirements, Cost Principles, and Audit Requirements for Federal Awards (Uniform Guidance), wherein certain types of expenditures are not allowable or are limited as to reimbursement. Amounts related to pass-through grants are classified as private grants and contracts in the accompanying statement of revenues, expenses, and changes in net position. De Minimis Rate Used: N Rate Explanation: The auditee has a federally negotiated Facilities and Administrative rate The Perkins Loan Program (Assistance Listing #84.038) is administered directly by the Institute and balances and transactions relating to this program are included in the Institute's basic financial statements. Loans outstanding at the beginning of the year and loans made during the year are included in the federal expenditures presented in the Schedule. Total outstanding loans under this U.S. Department of Education program at June 30, 2023, were $436,740.