Audit 7668

FY End
2023-06-30
Total Expended
$2.82M
Findings
0
Programs
3
Year: 2023 Accepted: 2023-12-20

Organization Exclusion Status:

Checking exclusion status...

Findings

No findings recorded

Programs

ALN Program Spent Major Findings
12.002 Procurement Technical Assistance for Business Firms $400,274 - 0
11.302 Economic Development_support for Planning Organizations $70,000 - 0
11.307 Economic Adjustment Assistance $67,120 Yes 0

Contacts

Name Title Type
E5AFJFNC5LW6 Paul Whitescarver Auditee
8604374659 Paul Filippetti Auditor
No contacts on file

Notes to SEFA

Title: NOTE A - ACCOUNTING BASIS Accounting Policies: The accounting policies of seCTer conform to accounting principles generally accepted in the United States of America as applicable to nonprofit organizations. De Minimis Rate Used: Y Rate Explanation: Southeastern Connecticut Enterprise Region Corporation has elected to use the 10% de Minimis indirect cost rate on the Economic Adjustment Assistance, Cares Act Revolving Loan Fund-administrative costs grant (01-79-73018) and the Economic Adjustment Assistance, American Rescue Plan Revolving Loan Fund -administrative costs grant (01-79-15238). BASIC FINANCIAL STATEMENTS The accounting policies of seCTer conform to accounting principles generally accepted in the United States of America as applicable to nonprofit organizations. SCHEDULE OF EXPENDITURES OF FEDERAL AWARDS The accompanying schedule of expenditures of federal awards has been prepared on the accrual basis consistent with the preparation of the basic financial statements. Information included in the schedule of expenditures of federal awards is presented in accordance with the requirements Title 2 U.S. Code of Federal Regulations Part 200, Uniform Administrative Requirements, Cost Principles, and Audit Requirements for Federal Awards (Uniform Guidance). For cost reimbursement awards, revenues are recognized to the extent of expenditures. Expenditures have been recognized to the extent the related obligation was incurred within the applicable grant period and liquidated within 90 days after the end of the grant period. For performance-based awards, revenues are recognized to the extent of performance achieved during the grant period. Southeastern Connecticut Enterprise Region Corporation has elected to use the 10% de Minimis indirect cost rate on the Economic Adjustment Assistance, Cares Act Revolving Loan Fund-administrative costs grant (01-79-73018) and the Economic Adjustment Assistance, American Rescue Plan Revolving Loan Fund -administrative costs grant (01-79-15238).
Title: NOTE B - LOAN PROGRAMS Accounting Policies: The accounting policies of seCTer conform to accounting principles generally accepted in the United States of America as applicable to nonprofit organizations. De Minimis Rate Used: Y Rate Explanation: Southeastern Connecticut Enterprise Region Corporation has elected to use the 10% de Minimis indirect cost rate on the Economic Adjustment Assistance, Cares Act Revolving Loan Fund-administrative costs grant (01-79-73018) and the Economic Adjustment Assistance, American Rescue Plan Revolving Loan Fund -administrative costs grant (01-79-15238). The following is a summary of loan activity for the year ended June 30, 2023: Grantor agency: Department of Commerce Loan fund: Cares Act CFDA number 11.307 Grant number: 01-79-73018 Issue date: July 2020 Interest rate: 0% Original amount: $1,960,000 Loan Principal Allowance for collection losses Net carrying amount Balance July 1, 2022 $ 1,631,696 $ 81,585 $ 1,550,111 Loans made 100,000 - 100,000 Payments received ( 459,871) - ( 459,871) Loan write-offs - - - Increase in allowance for loan losses - 5,986 ( 5,986) Balance June 30, 2023 $ 1,271,825 $ 87,571 $ 1,184,254
Title: NOTE C - OTHER FEDERAL ASSISTANCE Accounting Policies: The accounting policies of seCTer conform to accounting principles generally accepted in the United States of America as applicable to nonprofit organizations. De Minimis Rate Used: Y Rate Explanation: Southeastern Connecticut Enterprise Region Corporation has elected to use the 10% de Minimis indirect cost rate on the Economic Adjustment Assistance, Cares Act Revolving Loan Fund-administrative costs grant (01-79-73018) and the Economic Adjustment Assistance, American Rescue Plan Revolving Loan Fund -administrative costs grant (01-79-15238). Southeastern Connecticut Enterprise Region Corporation did not receive any non-cash assistance, or other federal assistance in the form of loan guarantees or insurance.
Title: NOTE D - CALCULATION OF FEDERAL ASSISTANCE Accounting Policies: The accounting policies of seCTer conform to accounting principles generally accepted in the United States of America as applicable to nonprofit organizations. De Minimis Rate Used: Y Rate Explanation: Southeastern Connecticut Enterprise Region Corporation has elected to use the 10% de Minimis indirect cost rate on the Economic Adjustment Assistance, Cares Act Revolving Loan Fund-administrative costs grant (01-79-73018) and the Economic Adjustment Assistance, American Rescue Plan Revolving Loan Fund -administrative costs grant (01-79-15238). Regional Revolving Cares Loans 01-79-73018 As of June 30, 2023: Carrying amount of loans $ 1,271,825 Cash and certificate of deposit 643,112 Administrative expenses for fiscal year 48,076 Federal Assistance for fiscal year $ 1,963,013