Audit 5814

FY End
2023-06-30
Total Expended
$836.62M
Findings
0
Programs
47
Year: 2023 Accepted: 2023-12-07

Organization Exclusion Status:

Checking exclusion status...

Findings

No findings recorded

Programs

ALN Program Spent Major Findings
10.555 National School Lunch Program-Cash Assistance $80.19M - 0
10.553 School Breakfast Program $34.95M - 0
97.036 Covid-19 Disaster Grants - Public Assistance (presidentially Declared Disasters) $17.15M Yes 0
84.424 Student Support and Academic Enrichment Program $11.40M - 0
10.555 National School Lunch Program-Non-Cash Assistance $9.08M - 0
10.555 Supply Chain Assistance $7.15M - 0
84.027 Covid-19 Special Education_grants to States $6.34M - 0
10.558 Child and Adult Care Food Program $5.36M - 0
10.582 Fresh Fruit and Vegetable Program $3.36M - 0
10.559 Summer Food Service Program for Children $2.83M - 0
84.048 Career and Technical Education -- Basic Grants to States $2.01M - 0
12.000 Jrotc Career Academy $1.80M - 0
93.778 Medical Assistance Program $1.61M - 0
84.215 Promise Neighborhoods $887,158 - 0
84.165 Magnet Schools Assistance $885,751 - 0
93.870 Maternal, Infant and Early Childhood Home Visiting Grant $747,213 - 0
84.425 Covid-19 Education Stabilization Fund $693,440 Yes 0
84.365 English Language Acquisition State Grants $578,175 - 0
84.215 Full-Service Community Schools $424,308 - 0
84.173 Special Education_preschool Grants $409,483 - 0
84.196 Education for Homeless Children and Youth $343,196 - 0
93.566 Refugee and Entrant Assistance_state Administered Programs $306,966 - 0
84.411 Education Innovation and Research Grants-Expansion Grants $295,604 - 0
93.079 Cooperative Agreements to Promote Adolescent Health Through School-Based Hiv/std Prevention and School-Based Surveillance $274,463 - 0
97.036 Disaster Grants - Public Assistance (presidentially Declared Disasters) $245,500 Yes 0
16.839 Stop School Violence $244,791 - 0
93.596 Child Care Mandatory and Matching Funds of the Child Care and Development Fund $233,299 - 0
84.010 Title I Grants to Local Educational Agencies $230,177 Yes 0
93.575 Child Care and Development Block Grant $195,427 - 0
84.011 Migrant Education_state Grant Program $170,827 - 0
84.027 Special Education_grants to States $160,953 - 0
93.079 Covid-19 Cooperative Agreements to Promote Adolescent Health Through School-Based Hiv/std Prevention and School-Based Surveillance $153,727 - 0
16.835 Body Worn Camera Policy and Implementation $122,464 - 0
42.010 Teaching with Primary Sources $63,007 - 0
32.009 Covid-19 Emergency Connectivity Fund Program $45,878 - 0
84.351 Arts in Education $45,220 - 0
17.258 Wia Adult Program $42,837 - 0
84.287 Twenty-First Century Community Learning Centers $35,435 - 0
84.371 Comprehensive Literacy State Development $26,123 - 0
45.024 Promotion of the Arts_grants to Organizations and Individuals $23,159 - 0
93.323 Epidemiology and Laboratory Capacity for Infectious Diseases (elc) $18,780 - 0
10.649 Covid-19 Pandemic Ebt Administrative Costs $5,950 - 0
84.411 Computer Science for English Learners $4,800 - 0
84.173 Covid-19 Special Education_preschool Grants $1,016 - 0
84.367 Supporting Effective Instruction State Grants $250 - 0
84.369 Grants for State Assessments and Related Activities $-4,822 - 0
84.938 Disaster Recovery Assistance for Education $-10.69M - 0

Contacts

Name Title Type
NC2GGLMFYC66 Sherrie H. Robinson Auditee
7135566400 Laura Lambert Auditor
No contacts on file

Notes to SEFA

Title: Basis of Presentation Accounting Policies: The accounting and financial reporting treatment applied to a fund is determined by its measurement focus. The governmental funds are accounted for using a current-financial-resources measurement focus. All federal and state grant funds are accounted for in the Special Revenue Fund, a component of the governmental funds. With this measurement focus, only current assets and current liabilities, generally, are included on the balance sheet. Operating statements of these funds present increases (i.e., revenues and other financing sources) and decreases (i.e., expenditures and other financing uses) in net current assets. The modified-accrual basis of accounting is used for the governmental funds. This basis of accounting recognizes revenues in the accounting period in which they become both measurable and available and expenditures in the accounting period in which the fund liability is incurred, except that principal and interest on general long-term debt are recognized when due. Federal and state grant funds are considered to be earned when all eligibility requirements have been met. Any excess of revenues or expenditures is recorded as unearned revenues or accounts receivable, respectively. The period of availability for federal funds for the purpose of liquidating all financial obligations incurred on or before the ending date of the federal project period extended 120 calendar days beyond the federal project period ending date as specified in the terms and conditions (2 CFR section 200.344(b)). De Minimis Rate Used: N Rate Explanation: The District received the restricted and unrestricted indirect cost rates anually from the Texas Education Agency for one-year period from July 1 to June 30. The Houston Independent School District (the “District”) utilizes the funds specified in the Texas Education Agency Financial Accountability System Resource Guide. The information in the Schedule of Expenditures of Federal Awards (SEFA) is presented in accordance with the requirements of the Uniform Guidance and the Schedule of Expenditures of State Awards (SESA) is presented in accordance with the requirements of Texas Uniform Grant Management Standards. The Special Revenue Fund is used to account for resources restricted to, or designated for, specific purposes by a grantor. Federal and state financial assistance generally is accounted for in a Special Revenue Fund. Generally, unused balances are returned to the grantor at the close of specified project periods.
Title: Significant Accounting Policies Accounting Policies: The accounting and financial reporting treatment applied to a fund is determined by its measurement focus. The governmental funds are accounted for using a current-financial-resources measurement focus. All federal and state grant funds are accounted for in the Special Revenue Fund, a component of the governmental funds. With this measurement focus, only current assets and current liabilities, generally, are included on the balance sheet. Operating statements of these funds present increases (i.e., revenues and other financing sources) and decreases (i.e., expenditures and other financing uses) in net current assets. The modified-accrual basis of accounting is used for the governmental funds. This basis of accounting recognizes revenues in the accounting period in which they become both measurable and available and expenditures in the accounting period in which the fund liability is incurred, except that principal and interest on general long-term debt are recognized when due. Federal and state grant funds are considered to be earned when all eligibility requirements have been met. Any excess of revenues or expenditures is recorded as unearned revenues or accounts receivable, respectively. The period of availability for federal funds for the purpose of liquidating all financial obligations incurred on or before the ending date of the federal project period extended 120 calendar days beyond the federal project period ending date as specified in the terms and conditions (2 CFR section 200.344(b)). De Minimis Rate Used: N Rate Explanation: The District received the restricted and unrestricted indirect cost rates anually from the Texas Education Agency for one-year period from July 1 to June 30. The accounting and financial reporting treatment applied to a fund is determined by its measurement focus. The governmental funds are accounted for using a current-financial-resources measurement focus. All federal and state grant funds are accounted for in the Special Revenue Fund, a component of the governmental funds. With this measurement focus, only current assets and current liabilities, generally, are included on the balance sheet. Operating statements of these funds present increases (i.e., revenues and other financing sources) and decreases (i.e., expenditures and other financing uses) in net current assets. The modified-accrual basis of accounting is used for the governmental funds. This basis of accounting recognizes revenues in the accounting period in which they become both measurable and available and expenditures in the accounting period in which the fund liability is incurred, except that principal and interest on general long-term debt are recognized when due. Federal and state grant funds are considered to be earned when all eligibility requirements have been met. Any excess of revenues or expenditures is recorded as unearned revenues or accounts receivable, respectively. The period of availability for federal funds for the purpose of liquidating all financial obligations incurred on or before the ending date of the federal project period extended 120 calendar days beyond the federal project period ending date as specified in the terms and conditions (2 CFR section 200.344(b)).
Title: Non-Cash Assistance Food Commodities Accounting Policies: The accounting and financial reporting treatment applied to a fund is determined by its measurement focus. The governmental funds are accounted for using a current-financial-resources measurement focus. All federal and state grant funds are accounted for in the Special Revenue Fund, a component of the governmental funds. With this measurement focus, only current assets and current liabilities, generally, are included on the balance sheet. Operating statements of these funds present increases (i.e., revenues and other financing sources) and decreases (i.e., expenditures and other financing uses) in net current assets. The modified-accrual basis of accounting is used for the governmental funds. This basis of accounting recognizes revenues in the accounting period in which they become both measurable and available and expenditures in the accounting period in which the fund liability is incurred, except that principal and interest on general long-term debt are recognized when due. Federal and state grant funds are considered to be earned when all eligibility requirements have been met. Any excess of revenues or expenditures is recorded as unearned revenues or accounts receivable, respectively. The period of availability for federal funds for the purpose of liquidating all financial obligations incurred on or before the ending date of the federal project period extended 120 calendar days beyond the federal project period ending date as specified in the terms and conditions (2 CFR section 200.344(b)). De Minimis Rate Used: N Rate Explanation: The District received the restricted and unrestricted indirect cost rates anually from the Texas Education Agency for one-year period from July 1 to June 30. National School Lunch Program and Summer Food Service Program non-cash commodities are recorded at their estimated market value at the time of donation.
Title: Reconciliation Accounting Policies: The accounting and financial reporting treatment applied to a fund is determined by its measurement focus. The governmental funds are accounted for using a current-financial-resources measurement focus. All federal and state grant funds are accounted for in the Special Revenue Fund, a component of the governmental funds. With this measurement focus, only current assets and current liabilities, generally, are included on the balance sheet. Operating statements of these funds present increases (i.e., revenues and other financing sources) and decreases (i.e., expenditures and other financing uses) in net current assets. The modified-accrual basis of accounting is used for the governmental funds. This basis of accounting recognizes revenues in the accounting period in which they become both measurable and available and expenditures in the accounting period in which the fund liability is incurred, except that principal and interest on general long-term debt are recognized when due. Federal and state grant funds are considered to be earned when all eligibility requirements have been met. Any excess of revenues or expenditures is recorded as unearned revenues or accounts receivable, respectively. The period of availability for federal funds for the purpose of liquidating all financial obligations incurred on or before the ending date of the federal project period extended 120 calendar days beyond the federal project period ending date as specified in the terms and conditions (2 CFR section 200.344(b)). De Minimis Rate Used: N Rate Explanation: The District received the restricted and unrestricted indirect cost rates anually from the Texas Education Agency for one-year period from July 1 to June 30. The disbursement of funds received under federal grant programs generally requires compliance with terms and conditions specified in the grant agreements and is subject to audit by the grantor agencies. Any disallowed claims resulting from such audits could become a liability of the General Fund. In the opinion of management, such disallowed claims, if any, will not have a material effect on any of the financial statements of the individual fund types or on the overall financial position of the District at June 30, 2023. Total Expenditures of Federal Financial Assistance: $ 836,623,445 Unavailable revenue - Public Assistance Grants (ALN 97.036) DR-4485 (29,326,874) Unavailable revenue - COVID-19 Emergency Connectivity Fund (12,399,077) Prior year unavailable revenue - COVID-19 Emergency Connectivity Fund 5,130,330 Grant refund to state 10,726,532 Additional federal revenues reported Interest Subsidy on Build America & Qualified School Construction Bonds 5,593,418 School Health and Related Services (SHARS) 15,027,714 Total Federal Revenues Reported $ 831,375,488
Title: De Minimis Indirect Cost Rate Accounting Policies: The accounting and financial reporting treatment applied to a fund is determined by its measurement focus. The governmental funds are accounted for using a current-financial-resources measurement focus. All federal and state grant funds are accounted for in the Special Revenue Fund, a component of the governmental funds. With this measurement focus, only current assets and current liabilities, generally, are included on the balance sheet. Operating statements of these funds present increases (i.e., revenues and other financing sources) and decreases (i.e., expenditures and other financing uses) in net current assets. The modified-accrual basis of accounting is used for the governmental funds. This basis of accounting recognizes revenues in the accounting period in which they become both measurable and available and expenditures in the accounting period in which the fund liability is incurred, except that principal and interest on general long-term debt are recognized when due. Federal and state grant funds are considered to be earned when all eligibility requirements have been met. Any excess of revenues or expenditures is recorded as unearned revenues or accounts receivable, respectively. The period of availability for federal funds for the purpose of liquidating all financial obligations incurred on or before the ending date of the federal project period extended 120 calendar days beyond the federal project period ending date as specified in the terms and conditions (2 CFR section 200.344(b)). De Minimis Rate Used: N Rate Explanation: The District received the restricted and unrestricted indirect cost rates anually from the Texas Education Agency for one-year period from July 1 to June 30. The District has elected not to use the 10-percent de minimis indirect cost as allowed under the Uniform Guidance.
Title: Due to State Accounting Policies: The accounting and financial reporting treatment applied to a fund is determined by its measurement focus. The governmental funds are accounted for using a current-financial-resources measurement focus. All federal and state grant funds are accounted for in the Special Revenue Fund, a component of the governmental funds. With this measurement focus, only current assets and current liabilities, generally, are included on the balance sheet. Operating statements of these funds present increases (i.e., revenues and other financing sources) and decreases (i.e., expenditures and other financing uses) in net current assets. The modified-accrual basis of accounting is used for the governmental funds. This basis of accounting recognizes revenues in the accounting period in which they become both measurable and available and expenditures in the accounting period in which the fund liability is incurred, except that principal and interest on general long-term debt are recognized when due. Federal and state grant funds are considered to be earned when all eligibility requirements have been met. Any excess of revenues or expenditures is recorded as unearned revenues or accounts receivable, respectively. The period of availability for federal funds for the purpose of liquidating all financial obligations incurred on or before the ending date of the federal project period extended 120 calendar days beyond the federal project period ending date as specified in the terms and conditions (2 CFR section 200.344(b)). De Minimis Rate Used: N Rate Explanation: The District received the restricted and unrestricted indirect cost rates anually from the Texas Education Agency for one-year period from July 1 to June 30. The District refunded a grant overpayment in fiscal year 2023 as a result of noncompliance findings identified during the fiscal compliance review conducted by TEA’s Special Monitoring Division of the two programs, Immediate Aid to Restart School Operations Recovery Program and Emergency Impact Aid for Displaced Students Grant for ALN 84.938. The refund amount of $10.7 million for disallowed costs is included in the SEFA schedule as a negative amount, which represents expenditures incurred in the prior year.
Title: Disaster Grants-Public Assistance Accounting Policies: The accounting and financial reporting treatment applied to a fund is determined by its measurement focus. The governmental funds are accounted for using a current-financial-resources measurement focus. All federal and state grant funds are accounted for in the Special Revenue Fund, a component of the governmental funds. With this measurement focus, only current assets and current liabilities, generally, are included on the balance sheet. Operating statements of these funds present increases (i.e., revenues and other financing sources) and decreases (i.e., expenditures and other financing uses) in net current assets. The modified-accrual basis of accounting is used for the governmental funds. This basis of accounting recognizes revenues in the accounting period in which they become both measurable and available and expenditures in the accounting period in which the fund liability is incurred, except that principal and interest on general long-term debt are recognized when due. Federal and state grant funds are considered to be earned when all eligibility requirements have been met. Any excess of revenues or expenditures is recorded as unearned revenues or accounts receivable, respectively. The period of availability for federal funds for the purpose of liquidating all financial obligations incurred on or before the ending date of the federal project period extended 120 calendar days beyond the federal project period ending date as specified in the terms and conditions (2 CFR section 200.344(b)). De Minimis Rate Used: N Rate Explanation: The District received the restricted and unrestricted indirect cost rates anually from the Texas Education Agency for one-year period from July 1 to June 30. The District is eligible for reimbursement of expenditures through FEMA Public Assistance Program. The total amount of $29.3 million related to the Disaster Grants (ALN 97.036) Texas COVID-19 (DR-4485) is included in the SEFA schedule for expenditures incurred in the prior year.