Audit 56357

FY End
2022-09-30
Total Expended
$116.21M
Findings
4
Programs
45
Organization: Fort Bend County, Texas (TX)
Year: 2022 Accepted: 2023-03-21
Auditor: Whitley Penn LLP

Organization Exclusion Status:

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Findings

ID Ref Severity Repeat Requirement
60650 2022-001 Significant Deficiency - L
60651 2022-002 Significant Deficiency - C
637092 2022-001 Significant Deficiency - L
637093 2022-002 Significant Deficiency - C

Programs

ALN Program Spent Major Findings
21.027 Coronavirus State and Local Fiscal Recovery Funds $68.69M Yes 0
21.023 Emergency Rental Assistance Program $6.42M Yes 0
14.248 Community Development Block Grants_section 108 Loan Guarantees $3.38M Yes 2
20.507 Federal Transit_formula Grants $2.59M Yes 0
93.268 Immunization Cooperative Agreements $1.71M - 0
10.923 Emergency Watershed Protection Program $1.15M - 0
14.231 Emergency Solutions Grant Program $867,568 - 0
93.778 Medical Assistance Program $637,493 - 0
20.509 Formula Grants for Rural Areas and Tribal Transit Program $623,447 - 0
97.034 Disaster Unemployment Assistance $493,182 - 0
20.513 Enhanced Mobility of Seniors and Individuals with Disabilities $421,247 - 0
16.606 State Criminal Alien Assistance Program $368,646 - 0
14.218 Community Development Block Grants/entitlement Grants $331,181 - 0
97.036 Disaster Grants - Public Assistance (presidentially Declared Disasters) $314,516 - 0
93.391 Activities to Support State, Tribal, Local and Territorial (stlt) Health Department Response to Public Health Or Healthcare Crises $286,040 - 0
93.323 Epidemiology and Laboratory Capacity for Infectious Diseases (elc) $226,266 - 0
16.745 Criminal and Juvenile Justice and Mental Health Collaboration Program $180,731 - 0
10.553 School Breakfast Program $144,316 - 0
16.543 Missing Children's Assistance $93,122 - 0
16.034 Coronavirus Emergency Supplemental Funding Program $86,525 - 0
93.977 Preventive Health Services_sexually Transmitted Diseases Control Grants $69,893 - 0
16.588 Violence Against Women Formula Grants $67,660 - 0
93.116 Project Grants and Cooperative Agreements for Tuberculosis Control Programs $59,421 - 0
16.575 Crime Victim Assistance $52,887 - 0
10.555 National School Lunch Program $51,001 - 0
90.404 2018 Hava Election Security Grants $50,492 - 0
20.500 Federal Transit_capital Investment Grants $46,273 Yes 0
14.239 Home Investment Partnerships Program $45,605 - 0
20.616 National Priority Safety Programs $43,593 - 0
16.738 Edward Byrne Memorial Justice Assistance Grant Program $39,777 - 0
97.039 Hazard Mitigation Grant $36,045 - 0
95.001 High Intensity Drug Trafficking Areas Program $32,100 - 0
93.940 Hiv Prevention Activities_health Department Based $31,549 - 0
14.228 Community Development Block Grants/state's Program and Non-Entitlement Grants in Hawaii $27,091 - 0
93.354 Public Health Emergency Response: Cooperative Agreement for Emergency Response: Public Health Crisis Response $21,257 - 0
93.069 Public Health Emergency Preparedness $18,599 - 0
93.658 Foster Care_title IV-E $17,137 - 0
16.922 Equitable Sharing Program $14,000 - 0
93.991 Preventive Health and Health Services Block Grant $12,882 - 0
16.607 Bulletproof Vest Partnership Program $12,372 - 0
16.320 Services for Trafficking Victims $9,206 - 0
97.067 Homeland Security Grant Program $8,946 - 0
10.565 Commodity Supplemental Food Program $8,000 - 0
45.310 Grants to States $5,821 - 0
20.600 State and Community Highway Safety $1,411 - 0

Contacts

Name Title Type
MJG8N8EPN2L3 Robert E. Sturdivant Auditee
2813413769 Guadalupe R. Garcia Auditor
No contacts on file

Notes to SEFA

Title: Note 1 Basis of Presentation Accounting Policies: Note 2 Summary of Significant Accounting Policies The County accounts for all federal awards under programs of the federal government in the General and Special Revenue Funds. These programs are accounted for using a current financial resources measurement focus. With this measurement focus, only current assets and current liabilities are generally included on the balance sheet. Operating statements of these funds present increases (i.e. revenues and other financing sources) and decreases (i.e. expenditures and other financing uses) in net current assets. The modified accrual basis of accounting is used for these funds. This basis of accounting recognizes revenues in the accounting period in which they become susceptible to accrual, i.e. both measurable and available, and expenditures in the accounting period in which the liability is incurred, if measurable, except for certain compensated absences and claims and judgments, which are recognized when the obligations are expected to be liquidated with expendable available financial resources. Federal grant funds for governmental funds are considered to be earned to the extent of expenditures made under the provisions of the grant. When such funds are advanced to the County, they are recorded as unearned revenues until earned. Otherwise, federal grant funds are received on a reimbursement basis from the respective federal program agencies. Generally, unused balances are returned to the grantor at the close of specified project periods. The County has elected not to use the 10 percent de minimis indirect cost rate allowed under the Uniform Guidance. De Minimis Rate Used: N Rate Explanation: The auditee did not use the de minimis cost rate. See note above, paragraph 3, last sentence. The accompanying schedule of expenditures of federal awards (the Schedule) includes the federal grant activity of Fort Bend County, Texas (the County) under programs of the federal government for the year ended September 30, 2022. The information in this Schedule is presented in accordance with the requirements of Office of Management and Budget (OMB) Uniform Guidance. Because the Schedule presents only a selected portion of the operations of the County, it is not intended to and does not present the financial position, changes in net position or cash flows of the County.
Title: Note 3 Loans Accounting Policies: Note 2 Summary of Significant Accounting Policies The County accounts for all federal awards under programs of the federal government in the General and Special Revenue Funds. These programs are accounted for using a current financial resources measurement focus. With this measurement focus, only current assets and current liabilities are generally included on the balance sheet. Operating statements of these funds present increases (i.e. revenues and other financing sources) and decreases (i.e. expenditures and other financing uses) in net current assets. The modified accrual basis of accounting is used for these funds. This basis of accounting recognizes revenues in the accounting period in which they become susceptible to accrual, i.e. both measurable and available, and expenditures in the accounting period in which the liability is incurred, if measurable, except for certain compensated absences and claims and judgments, which are recognized when the obligations are expected to be liquidated with expendable available financial resources. Federal grant funds for governmental funds are considered to be earned to the extent of expenditures made under the provisions of the grant. When such funds are advanced to the County, they are recorded as unearned revenues until earned. Otherwise, federal grant funds are received on a reimbursement basis from the respective federal program agencies. Generally, unused balances are returned to the grantor at the close of specified project periods. The County has elected not to use the 10 percent de minimis indirect cost rate allowed under the Uniform Guidance. De Minimis Rate Used: N Rate Explanation: The auditee did not use the de minimis cost rate. See note above, paragraph 3, last sentence. The County received a loan in fiscal year 2022 from the U.S. Department of Housing and Urban Development, Section 108 Loan Guarantee program in the amount of $3,384,000. The loan will be utilized for the City of Arcola Water Treatment Plant Project. The outstanding balance on the loan at September 30, 2022 is $3,259,000.

Finding Details

Type of Finding: Compliance and Internal Control Over Compliance Finding: #2022-001 Monthly Reporting (L. Financial Reporting and Performance Reporting) Program Information: ALN 14.248 Community Development Block Grant, Section 108 Loan Guarantee Criteria: The County is required to submit (a) loan guarantee reports through the Integrated Disbursement and Information System (IDIS) per Notice CPD -17-04 from the U.S. Department of Housing and Urban Development (HUD) and (b) monthly statements, as required by Part II (1)(b) of the Contract for Loan Guarantee Assistance Under Section 108, executed by the County and HUD. Condition: We noted that the County did not submit loan guarantee reports and monthly statements to HUD. Cause: Oversight on the part of County personnel of this requirement. Effect: Noncompliance with Financial Reporting and Performance Reporting requirements. Questioned Costs: None Repeat Finding: No Recommendation: We recommend that the County submit monthly financial and performance reports as required by HUD. View of Responsible Official: Agree with the finding and see Corrective Action Plan
Type of Finding: Compliance and Internal Control Over Compliance Finding: #2022-002 Guaranteed Loan Funds Account (C. Cash Management) Program Information: ALN 14.248 Community Development Block Grant, Section 108 Loan Guarantee Criteria: Per Part II (1)(a) of the Contract for Loan Guarantee Assistance Under Section 108 executed by the County and the U.S. Department of Housing and Urban Development (HUD), the County should place the guaranteed loan funds in a separate, identifiable account with a financial institution whose deposits or accounts are Federally insured. Condition: The County placed the guaranteed loan funds in the County?s general fund account. Cause: Oversight on the part of County personnel of this requirement. Effect: Noncompliance with cash management requirement. Questioned Costs: None Repeat Finding: No Recommendation: We recommend that the County open a separate account with a financial institution whose deposits or accounts are Federally insured and transfer the guaranteed loan funds into the new account. View of Responsible Official: Agree with the finding and see Corrective Action Plan
Type of Finding: Compliance and Internal Control Over Compliance Finding: #2022-001 Monthly Reporting (L. Financial Reporting and Performance Reporting) Program Information: ALN 14.248 Community Development Block Grant, Section 108 Loan Guarantee Criteria: The County is required to submit (a) loan guarantee reports through the Integrated Disbursement and Information System (IDIS) per Notice CPD -17-04 from the U.S. Department of Housing and Urban Development (HUD) and (b) monthly statements, as required by Part II (1)(b) of the Contract for Loan Guarantee Assistance Under Section 108, executed by the County and HUD. Condition: We noted that the County did not submit loan guarantee reports and monthly statements to HUD. Cause: Oversight on the part of County personnel of this requirement. Effect: Noncompliance with Financial Reporting and Performance Reporting requirements. Questioned Costs: None Repeat Finding: No Recommendation: We recommend that the County submit monthly financial and performance reports as required by HUD. View of Responsible Official: Agree with the finding and see Corrective Action Plan
Type of Finding: Compliance and Internal Control Over Compliance Finding: #2022-002 Guaranteed Loan Funds Account (C. Cash Management) Program Information: ALN 14.248 Community Development Block Grant, Section 108 Loan Guarantee Criteria: Per Part II (1)(a) of the Contract for Loan Guarantee Assistance Under Section 108 executed by the County and the U.S. Department of Housing and Urban Development (HUD), the County should place the guaranteed loan funds in a separate, identifiable account with a financial institution whose deposits or accounts are Federally insured. Condition: The County placed the guaranteed loan funds in the County?s general fund account. Cause: Oversight on the part of County personnel of this requirement. Effect: Noncompliance with cash management requirement. Questioned Costs: None Repeat Finding: No Recommendation: We recommend that the County open a separate account with a financial institution whose deposits or accounts are Federally insured and transfer the guaranteed loan funds into the new account. View of Responsible Official: Agree with the finding and see Corrective Action Plan