Audit 56024

FY End
2022-06-30
Total Expended
$1.27M
Findings
8
Programs
5
Year: 2022 Accepted: 2023-09-25

Organization Exclusion Status:

Checking exclusion status...

Findings

ID Ref Severity Repeat Requirement
60470 2022-001 Material Weakness - P
60471 2022-002 Significant Deficiency - P
60472 2022-001 Material Weakness - P
60473 2022-002 Significant Deficiency - P
636912 2022-001 Material Weakness - P
636913 2022-002 Significant Deficiency - P
636914 2022-001 Material Weakness - P
636915 2022-002 Significant Deficiency - P

Programs

ALN Program Spent Major Findings
21.023 Emergency Rental Assistance Program (era) 2 $466,223 Yes 2
21.023 Emergency Rental Assistance Program $443,216 Yes 2
14.231 Homelessness Solutions Programs Esg-Cv 2 $251,505 - 0
14.218 Community Development Block Grants/entitlement Grants $87,967 - 0
14.231 Homelessness Solutions Program Grant $19,654 - 0

Contacts

Name Title Type
UX73DLGXV6B8 Jennifer Broderick Auditee
4103125760 Karis Call Auditor
No contacts on file

Notes to SEFA

Title: 3. Federal Audits Accounting Policies: 1. Basis of PresentationThe accompanying schedule of expenditures of federal awards is presented using theaccrual basis of accounting. The schedule of expenditures of federal awards includes costreimbursable grants from the federal government which, for the year ended June 30, 2022,were primarily from the U.S. Department of Treasury. This information is presented inaccordance with the requirements of Title 2 U.S. Code of Federal Regulations Part 200,Uniform Administrative Requirements, Cost Principles, and Audit Requirements forFederal Awards (Uniform Guidance). Therefore, some amounts presented in the schedulesmay differ from amounts presented in, or used in the preparation of, the financialstatements. The principal estimates and assumptions used in the preparation of theaccompanying schedule relate to cost allowability and allocability (see Note 2). Actualresults could differ from those estimates.2. Summary of Significant Accounting PoliciesExpenditures reported on the Schedule are reported on the accrual basis of accounting.Such expenditures are recognized following the cost principles contained in the UniformGuidance, wherein certain types of expenditures are not allowable or are limited as toreimbursement. Negative amounts shown on the Schedule represent adjustments or creditsmade in the normal course of business to amounts reported as expenditures in prior years. De Minimis Rate Used: N Rate Explanation: The auditee did not use the de minimis cost rate. 3. Federal Audits The allowability of certain costs under government grants is subject to audit by the awarding agency. Certain indirect costs charged to grants are subject to revision based on government audits of those costs. Management believes that grant costs are consistent with applicable government cost principles, and that costs subsequently disallowed, if any, upon audit by the government would not be material.

Finding Details

2022-001 Fully adjusted accounts Criteria ? Maintaining financial statements in accordance with Generally Accepted Accounting Standards (GAAP) requires that all adjustments be booked in the period to which they relate and that accounts being properly reconciled in a timely fashion. Condition and Context ? A number of accounts that comprise the detail of the statement of financial position required adjustment. Effect ? Account balances for cash, grants receivable, grant revenue and related grant expenditures were misstated by material amounts at June 30, 2022. Financial statements prepared by Bridges to Housing Stability, Inc. during the current fiscal year would have contained material misstatements. Cause ? The underlying accounts of the statement of financial position were not reconciled in a manner in accordance with GAAP. Recommendation ? Accounting personnel need to receive additional training in regard to account reconciliations and the application of GAAP, particularly in those areas covering non-profit organizations. In addition, a member of senior management or the board of directors needs to have sufficient knowledge of GAAP and financial statements to be able to review internal statements for reasonableness and appropriate application of GAAP. Management Response Bridges to Housing Stability, Inc. understands that account balances were misstated. Pursuant to guidance from our auditor, and online accounting resources, Bridges to Housing Stability, Inc. understands that appropriate recognition of revenue, and allocation of accrued expenses for the given period, is critical to proper GAAP accounting. Revenue recognized should be equal to expenditures and recognized appropriately according to funding allocations and objectives. Senior staff shall continue to enhance their understanding of the intricacies of nonprofit accounting. During the fiscal year of this audit, there was turnover of senior financial management staff. The Finance Manager hired stated in the interview process that she was knowledgeable in GAAP accounting, and audit procedures. During her time working with the auditor it became apparent that she did not have this training or knowledge and this led to the account balances being misstated. The Finance Manager?s employment with Bridges was terminated. Bridges has now hired an accounting firm to oversee financial management of Bridges with extensive training in GAAP accounting.Program CFDA 21.023 Finding 2022-001 is also a finding for the major federal program audit as it impacted the expenses charged to federal awards. Lack of sufficient accounting controls can impact all compliance requirements under federal awards.
2022-002: Timely Financial Reporting and SF-SAC Submission Criteria ? Filing of the SF-SAC Submission timely represents a functioning financial system. Condition and Context ? Complete and accurate financial results were not available on a timely basis in order to begin the audit prior to the due date of the SF-SAC. Significant adjustments needed to be determined and posted before an accurate set of financial statements was available to complete the SF-SAC (see Finding 2022-001). Effect ? Complete and accurate financial results were not available on a timely basis in order to begin the audit prior to the due date of the SF-SAC. Recommendation ? Procedures need to be developed for the following: ? Management should implement procedures to complete and reconcile all financial information within a reasonable time period after year end. ? Management should implement a system to track the due date of the SF-SAC to ensure timely filing. Management Response Bridges to Housing Stability, Inc. has procedures to complete and reconcile all financial information within a 90-day period after year-end. Due to the Finance Manager making changes to the financial information contrary to these procedures, the information was not finalized in a timely manner. The procedures to complete and reconcile all financial information in a timely manner are being followed for FY23. This was the first year a federal audit and SF-SAC was required. If the organization meets the threshold in the future needed to file the SF-SAC, Bridges to Housing Stability?s management will ensure that all deadlines are followed and due dates are tracked. Program CFDA 21.023 Finding 2022-002 is also a finding for the major federal program as timely filing of the SF-FAC is a requirement under the Uniform Guidance.
2022-001 Fully adjusted accounts Criteria ? Maintaining financial statements in accordance with Generally Accepted Accounting Standards (GAAP) requires that all adjustments be booked in the period to which they relate and that accounts being properly reconciled in a timely fashion. Condition and Context ? A number of accounts that comprise the detail of the statement of financial position required adjustment. Effect ? Account balances for cash, grants receivable, grant revenue and related grant expenditures were misstated by material amounts at June 30, 2022. Financial statements prepared by Bridges to Housing Stability, Inc. during the current fiscal year would have contained material misstatements. Cause ? The underlying accounts of the statement of financial position were not reconciled in a manner in accordance with GAAP. Recommendation ? Accounting personnel need to receive additional training in regard to account reconciliations and the application of GAAP, particularly in those areas covering non-profit organizations. In addition, a member of senior management or the board of directors needs to have sufficient knowledge of GAAP and financial statements to be able to review internal statements for reasonableness and appropriate application of GAAP. Management Response Bridges to Housing Stability, Inc. understands that account balances were misstated. Pursuant to guidance from our auditor, and online accounting resources, Bridges to Housing Stability, Inc. understands that appropriate recognition of revenue, and allocation of accrued expenses for the given period, is critical to proper GAAP accounting. Revenue recognized should be equal to expenditures and recognized appropriately according to funding allocations and objectives. Senior staff shall continue to enhance their understanding of the intricacies of nonprofit accounting. During the fiscal year of this audit, there was turnover of senior financial management staff. The Finance Manager hired stated in the interview process that she was knowledgeable in GAAP accounting, and audit procedures. During her time working with the auditor it became apparent that she did not have this training or knowledge and this led to the account balances being misstated. The Finance Manager?s employment with Bridges was terminated. Bridges has now hired an accounting firm to oversee financial management of Bridges with extensive training in GAAP accounting.Program CFDA 21.023 Finding 2022-001 is also a finding for the major federal program audit as it impacted the expenses charged to federal awards. Lack of sufficient accounting controls can impact all compliance requirements under federal awards.
2022-002: Timely Financial Reporting and SF-SAC Submission Criteria ? Filing of the SF-SAC Submission timely represents a functioning financial system. Condition and Context ? Complete and accurate financial results were not available on a timely basis in order to begin the audit prior to the due date of the SF-SAC. Significant adjustments needed to be determined and posted before an accurate set of financial statements was available to complete the SF-SAC (see Finding 2022-001). Effect ? Complete and accurate financial results were not available on a timely basis in order to begin the audit prior to the due date of the SF-SAC. Recommendation ? Procedures need to be developed for the following: ? Management should implement procedures to complete and reconcile all financial information within a reasonable time period after year end. ? Management should implement a system to track the due date of the SF-SAC to ensure timely filing. Management Response Bridges to Housing Stability, Inc. has procedures to complete and reconcile all financial information within a 90-day period after year-end. Due to the Finance Manager making changes to the financial information contrary to these procedures, the information was not finalized in a timely manner. The procedures to complete and reconcile all financial information in a timely manner are being followed for FY23. This was the first year a federal audit and SF-SAC was required. If the organization meets the threshold in the future needed to file the SF-SAC, Bridges to Housing Stability?s management will ensure that all deadlines are followed and due dates are tracked. Program CFDA 21.023 Finding 2022-002 is also a finding for the major federal program as timely filing of the SF-FAC is a requirement under the Uniform Guidance.
2022-001 Fully adjusted accounts Criteria ? Maintaining financial statements in accordance with Generally Accepted Accounting Standards (GAAP) requires that all adjustments be booked in the period to which they relate and that accounts being properly reconciled in a timely fashion. Condition and Context ? A number of accounts that comprise the detail of the statement of financial position required adjustment. Effect ? Account balances for cash, grants receivable, grant revenue and related grant expenditures were misstated by material amounts at June 30, 2022. Financial statements prepared by Bridges to Housing Stability, Inc. during the current fiscal year would have contained material misstatements. Cause ? The underlying accounts of the statement of financial position were not reconciled in a manner in accordance with GAAP. Recommendation ? Accounting personnel need to receive additional training in regard to account reconciliations and the application of GAAP, particularly in those areas covering non-profit organizations. In addition, a member of senior management or the board of directors needs to have sufficient knowledge of GAAP and financial statements to be able to review internal statements for reasonableness and appropriate application of GAAP. Management Response Bridges to Housing Stability, Inc. understands that account balances were misstated. Pursuant to guidance from our auditor, and online accounting resources, Bridges to Housing Stability, Inc. understands that appropriate recognition of revenue, and allocation of accrued expenses for the given period, is critical to proper GAAP accounting. Revenue recognized should be equal to expenditures and recognized appropriately according to funding allocations and objectives. Senior staff shall continue to enhance their understanding of the intricacies of nonprofit accounting. During the fiscal year of this audit, there was turnover of senior financial management staff. The Finance Manager hired stated in the interview process that she was knowledgeable in GAAP accounting, and audit procedures. During her time working with the auditor it became apparent that she did not have this training or knowledge and this led to the account balances being misstated. The Finance Manager?s employment with Bridges was terminated. Bridges has now hired an accounting firm to oversee financial management of Bridges with extensive training in GAAP accounting.Program CFDA 21.023 Finding 2022-001 is also a finding for the major federal program audit as it impacted the expenses charged to federal awards. Lack of sufficient accounting controls can impact all compliance requirements under federal awards.
2022-002: Timely Financial Reporting and SF-SAC Submission Criteria ? Filing of the SF-SAC Submission timely represents a functioning financial system. Condition and Context ? Complete and accurate financial results were not available on a timely basis in order to begin the audit prior to the due date of the SF-SAC. Significant adjustments needed to be determined and posted before an accurate set of financial statements was available to complete the SF-SAC (see Finding 2022-001). Effect ? Complete and accurate financial results were not available on a timely basis in order to begin the audit prior to the due date of the SF-SAC. Recommendation ? Procedures need to be developed for the following: ? Management should implement procedures to complete and reconcile all financial information within a reasonable time period after year end. ? Management should implement a system to track the due date of the SF-SAC to ensure timely filing. Management Response Bridges to Housing Stability, Inc. has procedures to complete and reconcile all financial information within a 90-day period after year-end. Due to the Finance Manager making changes to the financial information contrary to these procedures, the information was not finalized in a timely manner. The procedures to complete and reconcile all financial information in a timely manner are being followed for FY23. This was the first year a federal audit and SF-SAC was required. If the organization meets the threshold in the future needed to file the SF-SAC, Bridges to Housing Stability?s management will ensure that all deadlines are followed and due dates are tracked. Program CFDA 21.023 Finding 2022-002 is also a finding for the major federal program as timely filing of the SF-FAC is a requirement under the Uniform Guidance.
2022-001 Fully adjusted accounts Criteria ? Maintaining financial statements in accordance with Generally Accepted Accounting Standards (GAAP) requires that all adjustments be booked in the period to which they relate and that accounts being properly reconciled in a timely fashion. Condition and Context ? A number of accounts that comprise the detail of the statement of financial position required adjustment. Effect ? Account balances for cash, grants receivable, grant revenue and related grant expenditures were misstated by material amounts at June 30, 2022. Financial statements prepared by Bridges to Housing Stability, Inc. during the current fiscal year would have contained material misstatements. Cause ? The underlying accounts of the statement of financial position were not reconciled in a manner in accordance with GAAP. Recommendation ? Accounting personnel need to receive additional training in regard to account reconciliations and the application of GAAP, particularly in those areas covering non-profit organizations. In addition, a member of senior management or the board of directors needs to have sufficient knowledge of GAAP and financial statements to be able to review internal statements for reasonableness and appropriate application of GAAP. Management Response Bridges to Housing Stability, Inc. understands that account balances were misstated. Pursuant to guidance from our auditor, and online accounting resources, Bridges to Housing Stability, Inc. understands that appropriate recognition of revenue, and allocation of accrued expenses for the given period, is critical to proper GAAP accounting. Revenue recognized should be equal to expenditures and recognized appropriately according to funding allocations and objectives. Senior staff shall continue to enhance their understanding of the intricacies of nonprofit accounting. During the fiscal year of this audit, there was turnover of senior financial management staff. The Finance Manager hired stated in the interview process that she was knowledgeable in GAAP accounting, and audit procedures. During her time working with the auditor it became apparent that she did not have this training or knowledge and this led to the account balances being misstated. The Finance Manager?s employment with Bridges was terminated. Bridges has now hired an accounting firm to oversee financial management of Bridges with extensive training in GAAP accounting.Program CFDA 21.023 Finding 2022-001 is also a finding for the major federal program audit as it impacted the expenses charged to federal awards. Lack of sufficient accounting controls can impact all compliance requirements under federal awards.
2022-002: Timely Financial Reporting and SF-SAC Submission Criteria ? Filing of the SF-SAC Submission timely represents a functioning financial system. Condition and Context ? Complete and accurate financial results were not available on a timely basis in order to begin the audit prior to the due date of the SF-SAC. Significant adjustments needed to be determined and posted before an accurate set of financial statements was available to complete the SF-SAC (see Finding 2022-001). Effect ? Complete and accurate financial results were not available on a timely basis in order to begin the audit prior to the due date of the SF-SAC. Recommendation ? Procedures need to be developed for the following: ? Management should implement procedures to complete and reconcile all financial information within a reasonable time period after year end. ? Management should implement a system to track the due date of the SF-SAC to ensure timely filing. Management Response Bridges to Housing Stability, Inc. has procedures to complete and reconcile all financial information within a 90-day period after year-end. Due to the Finance Manager making changes to the financial information contrary to these procedures, the information was not finalized in a timely manner. The procedures to complete and reconcile all financial information in a timely manner are being followed for FY23. This was the first year a federal audit and SF-SAC was required. If the organization meets the threshold in the future needed to file the SF-SAC, Bridges to Housing Stability?s management will ensure that all deadlines are followed and due dates are tracked. Program CFDA 21.023 Finding 2022-002 is also a finding for the major federal program as timely filing of the SF-FAC is a requirement under the Uniform Guidance.