Audit 55720

FY End
2022-12-31
Total Expended
$1.19M
Findings
2
Programs
6
Organization: Cleveland Area Hospital Trust (OK)
Year: 2022 Accepted: 2023-09-28
Auditor: Eide Bailly LLP

Organization Exclusion Status:

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Contacts

Name Title Type
GJB7RCCGLZA4 Ray Moss Auditee
9183582501 Tyler Bernier Auditor
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Notes to SEFA

Title: Basis of Presentation Accounting Policies: Expenditures reported on the schedule are reported on the accrual basis of accounting, with the exception for the COVID-19 Claims Reimbursement for the Uninsured Program and the COVID-19 Coverage Assistance Fund (Federal Financial Assistance Listing #93.461), which is based on when the claim is eligible evidenced by the receipt of monies from the federal agency. When applicable, such expenditures are recognized following the cost principles contained in the Uniform Guidance, wherein certain types of expenditures are not allowable or are limited as to reimbursement. No federal financial assistance has been provided to a subrecipient. De Minimis Rate Used: N Rate Explanation: The Authority does not draw for indirect administrative expenses and had not elected to use the 10% de minimis cost rate. The accompanying schedule of expenditures of federal awards (the schedule) includes the federal award activity of The Cleveland Area Hospital Authority d/b/a Cleveland Area Hospital Trust Authority (Authority) under programs of the federal government for the year ended December 31, 2022. The information is presented in accordance with the requirements of Title 2 U.S. Code of Federal Regulations Part 200, Uniform Administrative Requirements, Cost Principles, and Audit Requirements for Federal Awards (Uniform Guidance). Because the schedule presents only a selected portion of the operations of the Authority, it is not intended to and does not present the financial position, changes in net position, or cash flows of the Authority.
Title: Provider Relief Funds Accounting Policies: Expenditures reported on the schedule are reported on the accrual basis of accounting, with the exception for the COVID-19 Claims Reimbursement for the Uninsured Program and the COVID-19 Coverage Assistance Fund (Federal Financial Assistance Listing #93.461), which is based on when the claim is eligible evidenced by the receipt of monies from the federal agency. When applicable, such expenditures are recognized following the cost principles contained in the Uniform Guidance, wherein certain types of expenditures are not allowable or are limited as to reimbursement. No federal financial assistance has been provided to a subrecipient. De Minimis Rate Used: N Rate Explanation: The Authority does not draw for indirect administrative expenses and had not elected to use the 10% de minimis cost rate. The Authority received $-0- and $656,474 from the U.S. Department of Health and Human Services (HHS) through the Provider Relief Fund (PRF) and American Rescue Plan (ARP) Rural Distribution program (Federal Financial Assistance Listing #93.498) (PRF program) during the years ended December 31, 2022 and 2021, respectively. The Authority incurred eligible expenditures, including lost revenue, and therefore, recognized revenues on the financial statements during the years ended December 31, 2022 and 2021 as noted below. In accordance with the 2022 compliance supplement, the PRF program expenditures recognized on the schedule are based on reporting to HHS for Period 4, defined as payments received between July 1, 2021 and December 31, 2021 totaling $656,474, plus interest earned of $3,541.The following summarizes the timing of when the PRF and ARP Rural Distribution program amounts were recognized in the financial statements.[SEE CHART]The amount of PRF and ARP Rural Distribution expenditures included on the schedule requires management to make estimates and assumptions that affect the reported amounts. Accordingly, such expenditures are considered a significant estimate. Estimates and assumptions may include reducing actual expenses by amounts that have been reimbursed or are obligated to be reimbursed by other sources, estimating expenses related to coronavirus and the calculation of lost revenue. Actual results could differ from those estimates.

Finding Details

Department of Health and Human Services Federal Financial Assistance Listing #93.498 Provider Relief Fund (PRF) and American Rescue Plan (ARP) Rural Distribution Applicable Federal Award Number and Year ? Period 4 TIN #263778478 Activities Allowed or Unallowed and Allowable Costs/Cost Principles and Reporting Significant Deficiency in Internal Control Over Compliance Criteria: 2 CFR 200.303(a) establishes that the auditee must establish and maintain effective internal control over the federal award that provides assurance that the entity is managing the federal award in compliance with federal statutes, regulations, and conditions of the federal award. Condition: The Authority?s eligible expenses claimed and reported under the Provider Relief Fund program contained errors. Cause: The error related to not identifying expenses that were reimbursement from other sources. Effect: The expenses reported as eligible for the American Rescue Plan (ARP) Rural Distribution were overstated. Questioned Costs: None. The Authority had adequate supporting unreimbursed expenses in excess of the total error identified. Context: A sample of 36 expenditures totaling $364,285 out of a total population of 155 expenditures totaling $660,015 were tested and 2 selections contained errors. One of the errors could be applied to the population to identify the total actual error of $13,104. The second error was $75. Repeat Finding from Prior Years: No Recommendation: We recommend the Authority implement new control process which ensures amounts reported are reviewed and accurately reported. This review should include consideration of any other reimbursement sources. Views of Responsible Officials: Management agrees with the finding.
Department of Health and Human Services Federal Financial Assistance Listing #93.498 Provider Relief Fund (PRF) and American Rescue Plan (ARP) Rural Distribution Applicable Federal Award Number and Year ? Period 4 TIN #263778478 Activities Allowed or Unallowed and Allowable Costs/Cost Principles and Reporting Significant Deficiency in Internal Control Over Compliance Criteria: 2 CFR 200.303(a) establishes that the auditee must establish and maintain effective internal control over the federal award that provides assurance that the entity is managing the federal award in compliance with federal statutes, regulations, and conditions of the federal award. Condition: The Authority?s eligible expenses claimed and reported under the Provider Relief Fund program contained errors. Cause: The error related to not identifying expenses that were reimbursement from other sources. Effect: The expenses reported as eligible for the American Rescue Plan (ARP) Rural Distribution were overstated. Questioned Costs: None. The Authority had adequate supporting unreimbursed expenses in excess of the total error identified. Context: A sample of 36 expenditures totaling $364,285 out of a total population of 155 expenditures totaling $660,015 were tested and 2 selections contained errors. One of the errors could be applied to the population to identify the total actual error of $13,104. The second error was $75. Repeat Finding from Prior Years: No Recommendation: We recommend the Authority implement new control process which ensures amounts reported are reviewed and accurately reported. This review should include consideration of any other reimbursement sources. Views of Responsible Officials: Management agrees with the finding.