Audit 52742

FY End
2022-06-30
Total Expended
$12.69M
Findings
2
Programs
43
Organization: Carteret County, North Carolina (NC)
Year: 2022 Accepted: 2023-02-02
Auditor: Pbmares LLP

Organization Exclusion Status:

Checking exclusion status...

Findings

ID Ref Severity Repeat Requirement
48069 2022-001 Material Weakness Yes E
624511 2022-001 Material Weakness Yes E

Programs

ALN Program Spent Major Findings
21.027 Coronavirus State and Local Fiscal Recovery Funds $3.09M Yes 0
93.778 Medical Assistance Program $2.62M Yes 1
93.558 Temporary Assistance for Needy Families $833,695 Yes 0
93.568 Low-Income Home Energy Assistance $603,695 Yes 0
20.509 Formula Grants for Rural Areas and Tribal Transit Program $558,734 Yes 0
93.563 Child Support Enforcement $481,628 Yes 0
93.658 Foster Care_title IV-E $417,189 - 0
93.323 Epidemiology and Laboratory Capacity for Infectious Diseases (elc) $386,117 - 0
93.667 Social Services Block Grant $307,541 - 0
10.557 Special Supplemental Nutrition Program for Women, Infants, and Children $257,068 - 0
20.526 Buses and Bus Facilities Formula, Competitive, and Low Or No Emissions Programs $253,228 - 0
97.036 Disaster Grants - Public Assistance (presidentially Declared Disasters) $144,715 - 0
93.268 Immunization Cooperative Agreements $136,509 - 0
93.217 Family Planning_services $130,810 - 0
16.575 Crime Victim Assistance $96,342 - 0
93.596 Child Care Mandatory and Matching Funds of the Child Care and Development Fund $81,456 Yes 0
93.044 Special Programs for the Aging_title Iii, Part B_grants for Supportive Services and Senior Centers $62,586 - 0
93.659 Adoption Assistance $56,891 - 0
15.225 Recreation Resource Management $44,266 - 0
10.561 State Administrative Matching Grants for the Supplemental Nutrition Assistance Program $42,347 Yes 0
93.767 Children's Health Insurance Program $41,019 Yes 0
99.000 Foster Care $39,637 - 0
97.042 Emergency Management Performance Grants $39,286 - 0
93.994 Maternal and Child Health Services Block Grant to the States $38,641 - 0
93.991 Preventive Health and Health Services Block Grant $36,515 - 0
14.228 Community Development Block Grants/state's Program and Non-Entitlement Grants in Hawaii $34,578 - 0
93.069 Public Health Emergency Preparedness $33,076 - 0
93.556 Promoting Safe and Stable Families $28,014 - 0
93.045 Special Programs for the Aging_title Iii, Part C_nutrition Services $22,695 - 0
93.391 Activities to Support State, Tribal, Local and Territorial (stlt) Health Department Response to Public Health Or Healthcare Crises $22,468 - 0
10.550 Soil and Water Conservation $21,049 - 0
93.645 Stephanie Tubbs Jones Child Welfare Services Program $18,533 - 0
93.898 Cancer Prevention and Control Programs for State, Territorial and Tribal Organizations $13,025 - 0
16.034 Coronavirus Emergency Supplemental Funding Program $11,999 - 0
93.977 Preventive Health Services_sexually Transmitted Diseases Control Grants $10,471 - 0
93.674 John H. Chafee Foster Care Program for Successful Transition to Adulthood $9,262 - 0
93.053 Nutrition Services Incentive Program $8,974 - 0
93.324 State Health Insurance Assistance Program $5,122 - 0
93.043 Special Programs for the Aging_title Iii, Part D_disease Prevention and Health Promotion Services $4,893 - 0
11.419 Coastal Zone Management Administration Awards $1,855 - 0
93.071 Medicare Enrollment Assistance Program $1,571 - 0
93.052 National Family Caregiver Support, Title Iii, Part E $797 - 0
93.116 Project Grants and Cooperative Agreements for Tuberculosis Control Programs $50 - 0

Contacts

Name Title Type
UC6WJ2MQMJS8 Dee Meshaw Auditee
2527288410 Robert Bittner Auditor
No contacts on file

Notes to SEFA

Title: Basis of Presentation Accounting Policies: Expenditures reported on the Schedule are reported on the modified accrual basis of accounting. Such expenditures are recognized following the cost principles contained in the Uniform Guidance, wherein certain types of expenditures are not allowable or are limited as to reimbursement. Negative amounts shown on the Schedule represent adjustments or credits made in the normal course of business to amounts reported as expenditures in prior years.In accordance with guidance issued by the United States Department of Agriculture (USDA), Food and Nutrition Service Division, direct benefits payments for the Supplemental Nutrition Assistance Program (SNAP), formerly the Food Stamp Program, of $21,710,272 have not been reported as expenditures in the basic financial statements or in the Schedule. Carteret County does not have any federal or State amounts passed through subrecipients. De Minimis Rate Used: N Rate Explanation: The auditee did not use the de minimis cost rate. Carteret Countys indirect costs are determined by a State-approved plan contracted annually with DMG Maximus, Inc. and therefore has elected not to use the 10-Percent de minimis indirect cost rate as allowed under the Uniform Guidance. The accompanying schedule of expenditures of federal and State awards (the Schedule) includes the federal and State award activity of Carteret County, North Carolina, primary government, under programs of the federal and State government for the year ended June 30, 2022. The information in this Schedule is presented in accordance with the requirements of Title 2 U.S. Code of Federal Regulations Part 200, Uniform Administrative Requirements, Cost Principles, and Audit Requirements for Federal Awards (Uniform Guidance). Because the Schedule presents only a selected portion of the operations of Carteret County, it is not intended to and does not present the financial position, changes in net position, or cash flows of Carteret County.
Title: Relationship to Fund Financial Statements Accounting Policies: Expenditures reported on the Schedule are reported on the modified accrual basis of accounting. Such expenditures are recognized following the cost principles contained in the Uniform Guidance, wherein certain types of expenditures are not allowable or are limited as to reimbursement. Negative amounts shown on the Schedule represent adjustments or credits made in the normal course of business to amounts reported as expenditures in prior years.In accordance with guidance issued by the United States Department of Agriculture (USDA), Food and Nutrition Service Division, direct benefits payments for the Supplemental Nutrition Assistance Program (SNAP), formerly the Food Stamp Program, of $21,710,272 have not been reported as expenditures in the basic financial statements or in the Schedule. Carteret County does not have any federal or State amounts passed through subrecipients. De Minimis Rate Used: N Rate Explanation: The auditee did not use the de minimis cost rate. Carteret Countys indirect costs are determined by a State-approved plan contracted annually with DMG Maximus, Inc. and therefore has elected not to use the 10-Percent de minimis indirect cost rate as allowed under the Uniform Guidance. Substantially all federal and State financial award programs (other than direct benefit payments - see Note 13 to the financial statements) are accounted for in the County's governmental and proprietary funds.
Title: Loans Outstanding Accounting Policies: Expenditures reported on the Schedule are reported on the modified accrual basis of accounting. Such expenditures are recognized following the cost principles contained in the Uniform Guidance, wherein certain types of expenditures are not allowable or are limited as to reimbursement. Negative amounts shown on the Schedule represent adjustments or credits made in the normal course of business to amounts reported as expenditures in prior years.In accordance with guidance issued by the United States Department of Agriculture (USDA), Food and Nutrition Service Division, direct benefits payments for the Supplemental Nutrition Assistance Program (SNAP), formerly the Food Stamp Program, of $21,710,272 have not been reported as expenditures in the basic financial statements or in the Schedule. Carteret County does not have any federal or State amounts passed through subrecipients. De Minimis Rate Used: N Rate Explanation: The auditee did not use the de minimis cost rate. Carteret Countys indirect costs are determined by a State-approved plan contracted annually with DMG Maximus, Inc. and therefore has elected not to use the 10-Percent de minimis indirect cost rate as allowed under the Uniform Guidance. Carteret County has outstanding loan balances from federal and State funding sources that are not required to be presented within the Schedule because there are no continuing requirements beyond the repayment of the loan balances in accordance with loan agreement provisions. The loan funds were presented in the Schedule in the years of their expenditures. The following is a summary of changes in the County's long-term outstanding loan balances of the USDA Water Revenue Bond and the NC Department of Environment and Natural Resources (NCDENR) Drinking Water State Revolving Fund for the fiscal year ended June 30, 2022: (Refer to schedule in report)
Title: Beach Nourishment Program Reduction of Expenditures Accounting Policies: Expenditures reported on the Schedule are reported on the modified accrual basis of accounting. Such expenditures are recognized following the cost principles contained in the Uniform Guidance, wherein certain types of expenditures are not allowable or are limited as to reimbursement. Negative amounts shown on the Schedule represent adjustments or credits made in the normal course of business to amounts reported as expenditures in prior years.In accordance with guidance issued by the United States Department of Agriculture (USDA), Food and Nutrition Service Division, direct benefits payments for the Supplemental Nutrition Assistance Program (SNAP), formerly the Food Stamp Program, of $21,710,272 have not been reported as expenditures in the basic financial statements or in the Schedule. Carteret County does not have any federal or State amounts passed through subrecipients. De Minimis Rate Used: N Rate Explanation: The auditee did not use the de minimis cost rate. Carteret Countys indirect costs are determined by a State-approved plan contracted annually with DMG Maximus, Inc. and therefore has elected not to use the 10-Percent de minimis indirect cost rate as allowed under the Uniform Guidance. Carteret County refunded $2,623,100 to the NC Department of Environmental Quality, Division of Water Resources for Bogue Banks Master Beach Nourishment project. After the Countys beach nourishment project was completed, it was determined the State over matched the project. The County refunded the reduction of expenditures to the State in fiscal year ending June 30, 2022. The State award, grant number SL 2018-138, was reported on the Schedule of Federal and State Awards fiscal year ended June 30, 2020.
Title: Cluster of Programs Accounting Policies: Expenditures reported on the Schedule are reported on the modified accrual basis of accounting. Such expenditures are recognized following the cost principles contained in the Uniform Guidance, wherein certain types of expenditures are not allowable or are limited as to reimbursement. Negative amounts shown on the Schedule represent adjustments or credits made in the normal course of business to amounts reported as expenditures in prior years.In accordance with guidance issued by the United States Department of Agriculture (USDA), Food and Nutrition Service Division, direct benefits payments for the Supplemental Nutrition Assistance Program (SNAP), formerly the Food Stamp Program, of $21,710,272 have not been reported as expenditures in the basic financial statements or in the Schedule. Carteret County does not have any federal or State amounts passed through subrecipients. De Minimis Rate Used: N Rate Explanation: The auditee did not use the de minimis cost rate. Carteret Countys indirect costs are determined by a State-approved plan contracted annually with DMG Maximus, Inc. and therefore has elected not to use the 10-Percent de minimis indirect cost rate as allowed under the Uniform Guidance. The following are clustered by the NC Department of Health and Human Services and are treated separately for state audit requirement purposes: Subsidized Child Care, Foster Care and Adoption.

Finding Details

Material Weakness in Internal Control Over Compliance ? Medicaid Cluster Finding 2022-001 US Department of Health and Human Services Passed through the NC Department of Health and Human Services (NC DHHS) Program Name: Medicaid Cluster ? Medical Assistance Program (Medicaid; Title XIX) AL #: 93.778 Award Year: 2022 Criteria: Per the NC Department of Health and Human Services-Division of Health Benefits, the County Department of Social Services Agency is responsible to determine client eligibility in accordance with eligibility requirements defined in the approved State Plan (42 CFR Section 431.10). Condition and Context: Of the 60 claims tested we noted the following: 5 instances which included incorrect countable / non-countable income and/or incorrect budget calculations; 2 instances which included incorrect MAGI tax household, member relationship status, or financial unit status which is required under the Modified Adjusted Gross Income (MAGI) for proper eligibility determinations for Family and Children?s Medicaid; 2 instances which included incorrect countable resources and/or incorrect budget calculations; 1 instance in which the local agency failed to prepare a child support referral when there was not absent parent documentation and the parent/caretaker was receiving benefits in the case; 1 instance where agency caseworkers failed to run online verification matches (OVS) and/or (AVS) in NC FAST for all applicable members of the household; 2 instances where a claim recipient's current year eligibility had been automatically Covid-19 extended and therefore the most recent prior year eligibility was tested in lieu and resulted in an incorrect benefit determination of a related member of the claim recipient's household. Identification of a Repeat Finding: This is a repeat finding from the immediate previous audit, 2021-002. Effect: Potential for ineligible applicant to receive benefits. Cause: Administrative oversight. Questioned Costs: None noted. Recommendation: We recommend the County continue to implement training and oversight to ensure that all County staff are properly informed of applicable program requirements. Management?s Response: See corrective action plan
Material Weakness in Internal Control Over Compliance ? Medicaid Cluster Finding 2022-001 US Department of Health and Human Services Passed through the NC Department of Health and Human Services (NC DHHS) Program Name: Medicaid Cluster ? Medical Assistance Program (Medicaid; Title XIX) AL #: 93.778 Award Year: 2022 Criteria: Per the NC Department of Health and Human Services-Division of Health Benefits, the County Department of Social Services Agency is responsible to determine client eligibility in accordance with eligibility requirements defined in the approved State Plan (42 CFR Section 431.10). Condition and Context: Of the 60 claims tested we noted the following: 5 instances which included incorrect countable / non-countable income and/or incorrect budget calculations; 2 instances which included incorrect MAGI tax household, member relationship status, or financial unit status which is required under the Modified Adjusted Gross Income (MAGI) for proper eligibility determinations for Family and Children?s Medicaid; 2 instances which included incorrect countable resources and/or incorrect budget calculations; 1 instance in which the local agency failed to prepare a child support referral when there was not absent parent documentation and the parent/caretaker was receiving benefits in the case; 1 instance where agency caseworkers failed to run online verification matches (OVS) and/or (AVS) in NC FAST for all applicable members of the household; 2 instances where a claim recipient's current year eligibility had been automatically Covid-19 extended and therefore the most recent prior year eligibility was tested in lieu and resulted in an incorrect benefit determination of a related member of the claim recipient's household. Identification of a Repeat Finding: This is a repeat finding from the immediate previous audit, 2021-002. Effect: Potential for ineligible applicant to receive benefits. Cause: Administrative oversight. Questioned Costs: None noted. Recommendation: We recommend the County continue to implement training and oversight to ensure that all County staff are properly informed of applicable program requirements. Management?s Response: See corrective action plan