Audit 52531

FY End
2022-06-30
Total Expended
$13.44M
Findings
12
Programs
21
Year: 2022 Accepted: 2022-11-13

Organization Exclusion Status:

Checking exclusion status...

Findings

ID Ref Severity Repeat Requirement
47871 2022-001 Material Weakness Yes L
47872 2022-001 Material Weakness Yes L
47873 2022-001 Material Weakness Yes L
47874 2022-001 Material Weakness Yes L
47875 2022-001 Material Weakness Yes L
47876 2022-001 Material Weakness Yes L
624313 2022-001 Material Weakness Yes L
624314 2022-001 Material Weakness Yes L
624315 2022-001 Material Weakness Yes L
624316 2022-001 Material Weakness Yes L
624317 2022-001 Material Weakness Yes L
624318 2022-001 Material Weakness Yes L

Contacts

Name Title Type
GFXWV2FG2BQ6 Dennis Niedermeyer Auditee
9078529664 Steve Wadleigh Auditor
No contacts on file

Notes to SEFA

Title: Note 3. Non-monetary Assistance Accounting Policies: Note 1. Basis of PresentationThe accompanying schedule of expenditures of federal awards (the Schedule) includes the federal award activity of North Slope Borough School District under programs of the federal government for the year ended June 30, 2022. The information in this Schedule is presented in accordance with the requirements of Title 2 U.S. Code of Federal Regulations Part 200, Uniform Administrative Requirements, Cost Principles, and Audit Requirements for Federal Awards (Uniform Guidance). Because the Schedule presents only a selected portion of the operations of North Slope Borough School District, it is not intended to and does not present the basic financial statements of North Slope Borough School District.Note 2. Summary of Significant Accounting PoliciesExpenditures reported on the Schedule are reported on the modified accrual basis of accounting. Such expenditures are recognized following the cost principles contained in the Uniform Guidance, wherein certain types of expenditures are not allowable or are limited as to reimbursement. Negative amounts shown on the Schedule represent adjustments or credits made in the normal course of business to amounts reported as expenditures in prior years. The District has elected not to use the 10% de minimis indirect cost rate allowed under the Uniform guidance. De Minimis Rate Used: N Rate Explanation: The auditee did not use the de minimis cost rate. Non-monetary assistance is reported in the schedule at fair market value of commodities received and disbursed. For the year ended June 30, 2022, the District received $183,560 in commodities.
Title: Note 3. Passed Through Awards Accounting Policies: Note 1. Basis of PresentationThe accompanying schedule of expenditures of federal awards (the Schedule) includes the federal award activity of North Slope Borough School District under programs of the federal government for the year ended June 30, 2022. The information in this Schedule is presented in accordance with the requirements of Title 2 U.S. Code of Federal Regulations Part 200, Uniform Administrative Requirements, Cost Principles, and Audit Requirements for Federal Awards (Uniform Guidance). Because the Schedule presents only a selected portion of the operations of North Slope Borough School District, it is not intended to and does not present the basic financial statements of North Slope Borough School District.Note 2. Summary of Significant Accounting PoliciesExpenditures reported on the Schedule are reported on the modified accrual basis of accounting. Such expenditures are recognized following the cost principles contained in the Uniform Guidance, wherein certain types of expenditures are not allowable or are limited as to reimbursement. Negative amounts shown on the Schedule represent adjustments or credits made in the normal course of business to amounts reported as expenditures in prior years. The District has elected not to use the 10% de minimis indirect cost rate allowed under the Uniform guidance. De Minimis Rate Used: N Rate Explanation: The auditee did not use the de minimis cost rate. No Amounts were passed through to subrecipients.

Finding Details

Section III - Federal Award Findings and Questioned Costs Finding 2022-001 Lack of Internal Controls over Reporting Federal Agency: U.S. Department of Agriculture (passed through the State of Alaska) Pass-Through Entity: State of Alaska Department of Education and Early Development Federal Program: Child Nutrition Cluster Assistance Listing Number: 10.553/10.555/10.582 Award Year: 2022 Type of Finding Material weakness in internal control over compliance Criteria: The program requires that each month?s claim for reimbursement and all data used in the claims review process be maintained on file. Accurate records must be maintained justifying all meals claimed and documenting that all program funds were spent only on allowable Child Nutrition Program costs. Condition/Context: During our testing of individual monthly claims, we sampled three out of the ten months that were submitted. While reviewing two of these reports, it was noted that the actual meal counts per the District?s records disagreed with those which were reported to the State. Both months under reported the number of allowable meals actually served. These errors were caused by improper data entry and were not detected by management during the review process. Cause: Lack of internal control over reporting. Effect: Loss of funding and/or over claiming meals served. Questioned Costs: None. Meals served were under reported to the State of Alaska Repeat Finding: This is a repeat finding of 2021-001, based on the number of deviations we consider this to be a systemic issue. Recommendation: Meal counts should be reviewed by a member of management and compared to the meal claims prior to submission to the State of Alaska. Managements Response: Management agrees with this finding, see Corrective Action Plan
Section III - Federal Award Findings and Questioned Costs Finding 2022-001 Lack of Internal Controls over Reporting Federal Agency: U.S. Department of Agriculture (passed through the State of Alaska) Pass-Through Entity: State of Alaska Department of Education and Early Development Federal Program: Child Nutrition Cluster Assistance Listing Number: 10.553/10.555/10.582 Award Year: 2022 Type of Finding Material weakness in internal control over compliance Criteria: The program requires that each month?s claim for reimbursement and all data used in the claims review process be maintained on file. Accurate records must be maintained justifying all meals claimed and documenting that all program funds were spent only on allowable Child Nutrition Program costs. Condition/Context: During our testing of individual monthly claims, we sampled three out of the ten months that were submitted. While reviewing two of these reports, it was noted that the actual meal counts per the District?s records disagreed with those which were reported to the State. Both months under reported the number of allowable meals actually served. These errors were caused by improper data entry and were not detected by management during the review process. Cause: Lack of internal control over reporting. Effect: Loss of funding and/or over claiming meals served. Questioned Costs: None. Meals served were under reported to the State of Alaska Repeat Finding: This is a repeat finding of 2021-001, based on the number of deviations we consider this to be a systemic issue. Recommendation: Meal counts should be reviewed by a member of management and compared to the meal claims prior to submission to the State of Alaska. Managements Response: Management agrees with this finding, see Corrective Action Plan
Section III - Federal Award Findings and Questioned Costs Finding 2022-001 Lack of Internal Controls over Reporting Federal Agency: U.S. Department of Agriculture (passed through the State of Alaska) Pass-Through Entity: State of Alaska Department of Education and Early Development Federal Program: Child Nutrition Cluster Assistance Listing Number: 10.553/10.555/10.582 Award Year: 2022 Type of Finding Material weakness in internal control over compliance Criteria: The program requires that each month?s claim for reimbursement and all data used in the claims review process be maintained on file. Accurate records must be maintained justifying all meals claimed and documenting that all program funds were spent only on allowable Child Nutrition Program costs. Condition/Context: During our testing of individual monthly claims, we sampled three out of the ten months that were submitted. While reviewing two of these reports, it was noted that the actual meal counts per the District?s records disagreed with those which were reported to the State. Both months under reported the number of allowable meals actually served. These errors were caused by improper data entry and were not detected by management during the review process. Cause: Lack of internal control over reporting. Effect: Loss of funding and/or over claiming meals served. Questioned Costs: None. Meals served were under reported to the State of Alaska Repeat Finding: This is a repeat finding of 2021-001, based on the number of deviations we consider this to be a systemic issue. Recommendation: Meal counts should be reviewed by a member of management and compared to the meal claims prior to submission to the State of Alaska. Managements Response: Management agrees with this finding, see Corrective Action Plan
Section III - Federal Award Findings and Questioned Costs Finding 2022-001 Lack of Internal Controls over Reporting Federal Agency: U.S. Department of Agriculture (passed through the State of Alaska) Pass-Through Entity: State of Alaska Department of Education and Early Development Federal Program: Child Nutrition Cluster Assistance Listing Number: 10.553/10.555/10.582 Award Year: 2022 Type of Finding Material weakness in internal control over compliance Criteria: The program requires that each month?s claim for reimbursement and all data used in the claims review process be maintained on file. Accurate records must be maintained justifying all meals claimed and documenting that all program funds were spent only on allowable Child Nutrition Program costs. Condition/Context: During our testing of individual monthly claims, we sampled three out of the ten months that were submitted. While reviewing two of these reports, it was noted that the actual meal counts per the District?s records disagreed with those which were reported to the State. Both months under reported the number of allowable meals actually served. These errors were caused by improper data entry and were not detected by management during the review process. Cause: Lack of internal control over reporting. Effect: Loss of funding and/or over claiming meals served. Questioned Costs: None. Meals served were under reported to the State of Alaska Repeat Finding: This is a repeat finding of 2021-001, based on the number of deviations we consider this to be a systemic issue. Recommendation: Meal counts should be reviewed by a member of management and compared to the meal claims prior to submission to the State of Alaska. Managements Response: Management agrees with this finding, see Corrective Action Plan
Section III - Federal Award Findings and Questioned Costs Finding 2022-001 Lack of Internal Controls over Reporting Federal Agency: U.S. Department of Agriculture (passed through the State of Alaska) Pass-Through Entity: State of Alaska Department of Education and Early Development Federal Program: Child Nutrition Cluster Assistance Listing Number: 10.553/10.555/10.582 Award Year: 2022 Type of Finding Material weakness in internal control over compliance Criteria: The program requires that each month?s claim for reimbursement and all data used in the claims review process be maintained on file. Accurate records must be maintained justifying all meals claimed and documenting that all program funds were spent only on allowable Child Nutrition Program costs. Condition/Context: During our testing of individual monthly claims, we sampled three out of the ten months that were submitted. While reviewing two of these reports, it was noted that the actual meal counts per the District?s records disagreed with those which were reported to the State. Both months under reported the number of allowable meals actually served. These errors were caused by improper data entry and were not detected by management during the review process. Cause: Lack of internal control over reporting. Effect: Loss of funding and/or over claiming meals served. Questioned Costs: None. Meals served were under reported to the State of Alaska Repeat Finding: This is a repeat finding of 2021-001, based on the number of deviations we consider this to be a systemic issue. Recommendation: Meal counts should be reviewed by a member of management and compared to the meal claims prior to submission to the State of Alaska. Managements Response: Management agrees with this finding, see Corrective Action Plan
Section III - Federal Award Findings and Questioned Costs Finding 2022-001 Lack of Internal Controls over Reporting Federal Agency: U.S. Department of Agriculture (passed through the State of Alaska) Pass-Through Entity: State of Alaska Department of Education and Early Development Federal Program: Child Nutrition Cluster Assistance Listing Number: 10.553/10.555/10.582 Award Year: 2022 Type of Finding Material weakness in internal control over compliance Criteria: The program requires that each month?s claim for reimbursement and all data used in the claims review process be maintained on file. Accurate records must be maintained justifying all meals claimed and documenting that all program funds were spent only on allowable Child Nutrition Program costs. Condition/Context: During our testing of individual monthly claims, we sampled three out of the ten months that were submitted. While reviewing two of these reports, it was noted that the actual meal counts per the District?s records disagreed with those which were reported to the State. Both months under reported the number of allowable meals actually served. These errors were caused by improper data entry and were not detected by management during the review process. Cause: Lack of internal control over reporting. Effect: Loss of funding and/or over claiming meals served. Questioned Costs: None. Meals served were under reported to the State of Alaska Repeat Finding: This is a repeat finding of 2021-001, based on the number of deviations we consider this to be a systemic issue. Recommendation: Meal counts should be reviewed by a member of management and compared to the meal claims prior to submission to the State of Alaska. Managements Response: Management agrees with this finding, see Corrective Action Plan
Section III - Federal Award Findings and Questioned Costs Finding 2022-001 Lack of Internal Controls over Reporting Federal Agency: U.S. Department of Agriculture (passed through the State of Alaska) Pass-Through Entity: State of Alaska Department of Education and Early Development Federal Program: Child Nutrition Cluster Assistance Listing Number: 10.553/10.555/10.582 Award Year: 2022 Type of Finding Material weakness in internal control over compliance Criteria: The program requires that each month?s claim for reimbursement and all data used in the claims review process be maintained on file. Accurate records must be maintained justifying all meals claimed and documenting that all program funds were spent only on allowable Child Nutrition Program costs. Condition/Context: During our testing of individual monthly claims, we sampled three out of the ten months that were submitted. While reviewing two of these reports, it was noted that the actual meal counts per the District?s records disagreed with those which were reported to the State. Both months under reported the number of allowable meals actually served. These errors were caused by improper data entry and were not detected by management during the review process. Cause: Lack of internal control over reporting. Effect: Loss of funding and/or over claiming meals served. Questioned Costs: None. Meals served were under reported to the State of Alaska Repeat Finding: This is a repeat finding of 2021-001, based on the number of deviations we consider this to be a systemic issue. Recommendation: Meal counts should be reviewed by a member of management and compared to the meal claims prior to submission to the State of Alaska. Managements Response: Management agrees with this finding, see Corrective Action Plan
Section III - Federal Award Findings and Questioned Costs Finding 2022-001 Lack of Internal Controls over Reporting Federal Agency: U.S. Department of Agriculture (passed through the State of Alaska) Pass-Through Entity: State of Alaska Department of Education and Early Development Federal Program: Child Nutrition Cluster Assistance Listing Number: 10.553/10.555/10.582 Award Year: 2022 Type of Finding Material weakness in internal control over compliance Criteria: The program requires that each month?s claim for reimbursement and all data used in the claims review process be maintained on file. Accurate records must be maintained justifying all meals claimed and documenting that all program funds were spent only on allowable Child Nutrition Program costs. Condition/Context: During our testing of individual monthly claims, we sampled three out of the ten months that were submitted. While reviewing two of these reports, it was noted that the actual meal counts per the District?s records disagreed with those which were reported to the State. Both months under reported the number of allowable meals actually served. These errors were caused by improper data entry and were not detected by management during the review process. Cause: Lack of internal control over reporting. Effect: Loss of funding and/or over claiming meals served. Questioned Costs: None. Meals served were under reported to the State of Alaska Repeat Finding: This is a repeat finding of 2021-001, based on the number of deviations we consider this to be a systemic issue. Recommendation: Meal counts should be reviewed by a member of management and compared to the meal claims prior to submission to the State of Alaska. Managements Response: Management agrees with this finding, see Corrective Action Plan
Section III - Federal Award Findings and Questioned Costs Finding 2022-001 Lack of Internal Controls over Reporting Federal Agency: U.S. Department of Agriculture (passed through the State of Alaska) Pass-Through Entity: State of Alaska Department of Education and Early Development Federal Program: Child Nutrition Cluster Assistance Listing Number: 10.553/10.555/10.582 Award Year: 2022 Type of Finding Material weakness in internal control over compliance Criteria: The program requires that each month?s claim for reimbursement and all data used in the claims review process be maintained on file. Accurate records must be maintained justifying all meals claimed and documenting that all program funds were spent only on allowable Child Nutrition Program costs. Condition/Context: During our testing of individual monthly claims, we sampled three out of the ten months that were submitted. While reviewing two of these reports, it was noted that the actual meal counts per the District?s records disagreed with those which were reported to the State. Both months under reported the number of allowable meals actually served. These errors were caused by improper data entry and were not detected by management during the review process. Cause: Lack of internal control over reporting. Effect: Loss of funding and/or over claiming meals served. Questioned Costs: None. Meals served were under reported to the State of Alaska Repeat Finding: This is a repeat finding of 2021-001, based on the number of deviations we consider this to be a systemic issue. Recommendation: Meal counts should be reviewed by a member of management and compared to the meal claims prior to submission to the State of Alaska. Managements Response: Management agrees with this finding, see Corrective Action Plan
Section III - Federal Award Findings and Questioned Costs Finding 2022-001 Lack of Internal Controls over Reporting Federal Agency: U.S. Department of Agriculture (passed through the State of Alaska) Pass-Through Entity: State of Alaska Department of Education and Early Development Federal Program: Child Nutrition Cluster Assistance Listing Number: 10.553/10.555/10.582 Award Year: 2022 Type of Finding Material weakness in internal control over compliance Criteria: The program requires that each month?s claim for reimbursement and all data used in the claims review process be maintained on file. Accurate records must be maintained justifying all meals claimed and documenting that all program funds were spent only on allowable Child Nutrition Program costs. Condition/Context: During our testing of individual monthly claims, we sampled three out of the ten months that were submitted. While reviewing two of these reports, it was noted that the actual meal counts per the District?s records disagreed with those which were reported to the State. Both months under reported the number of allowable meals actually served. These errors were caused by improper data entry and were not detected by management during the review process. Cause: Lack of internal control over reporting. Effect: Loss of funding and/or over claiming meals served. Questioned Costs: None. Meals served were under reported to the State of Alaska Repeat Finding: This is a repeat finding of 2021-001, based on the number of deviations we consider this to be a systemic issue. Recommendation: Meal counts should be reviewed by a member of management and compared to the meal claims prior to submission to the State of Alaska. Managements Response: Management agrees with this finding, see Corrective Action Plan
Section III - Federal Award Findings and Questioned Costs Finding 2022-001 Lack of Internal Controls over Reporting Federal Agency: U.S. Department of Agriculture (passed through the State of Alaska) Pass-Through Entity: State of Alaska Department of Education and Early Development Federal Program: Child Nutrition Cluster Assistance Listing Number: 10.553/10.555/10.582 Award Year: 2022 Type of Finding Material weakness in internal control over compliance Criteria: The program requires that each month?s claim for reimbursement and all data used in the claims review process be maintained on file. Accurate records must be maintained justifying all meals claimed and documenting that all program funds were spent only on allowable Child Nutrition Program costs. Condition/Context: During our testing of individual monthly claims, we sampled three out of the ten months that were submitted. While reviewing two of these reports, it was noted that the actual meal counts per the District?s records disagreed with those which were reported to the State. Both months under reported the number of allowable meals actually served. These errors were caused by improper data entry and were not detected by management during the review process. Cause: Lack of internal control over reporting. Effect: Loss of funding and/or over claiming meals served. Questioned Costs: None. Meals served were under reported to the State of Alaska Repeat Finding: This is a repeat finding of 2021-001, based on the number of deviations we consider this to be a systemic issue. Recommendation: Meal counts should be reviewed by a member of management and compared to the meal claims prior to submission to the State of Alaska. Managements Response: Management agrees with this finding, see Corrective Action Plan
Section III - Federal Award Findings and Questioned Costs Finding 2022-001 Lack of Internal Controls over Reporting Federal Agency: U.S. Department of Agriculture (passed through the State of Alaska) Pass-Through Entity: State of Alaska Department of Education and Early Development Federal Program: Child Nutrition Cluster Assistance Listing Number: 10.553/10.555/10.582 Award Year: 2022 Type of Finding Material weakness in internal control over compliance Criteria: The program requires that each month?s claim for reimbursement and all data used in the claims review process be maintained on file. Accurate records must be maintained justifying all meals claimed and documenting that all program funds were spent only on allowable Child Nutrition Program costs. Condition/Context: During our testing of individual monthly claims, we sampled three out of the ten months that were submitted. While reviewing two of these reports, it was noted that the actual meal counts per the District?s records disagreed with those which were reported to the State. Both months under reported the number of allowable meals actually served. These errors were caused by improper data entry and were not detected by management during the review process. Cause: Lack of internal control over reporting. Effect: Loss of funding and/or over claiming meals served. Questioned Costs: None. Meals served were under reported to the State of Alaska Repeat Finding: This is a repeat finding of 2021-001, based on the number of deviations we consider this to be a systemic issue. Recommendation: Meal counts should be reviewed by a member of management and compared to the meal claims prior to submission to the State of Alaska. Managements Response: Management agrees with this finding, see Corrective Action Plan