Audit 51938

FY End
2022-06-30
Total Expended
$2.59M
Findings
12
Programs
2
Year: 2022 Accepted: 2023-03-28

Organization Exclusion Status:

Checking exclusion status...

Findings

ID Ref Severity Repeat Requirement
59293 2022-002 Significant Deficiency - B
59294 2022-002 Significant Deficiency - B
59295 2022-002 Significant Deficiency - B
59296 2022-002 Significant Deficiency - B
59297 2022-002 Significant Deficiency - B
59298 2022-002 Significant Deficiency - B
635735 2022-002 Significant Deficiency - B
635736 2022-002 Significant Deficiency - B
635737 2022-002 Significant Deficiency - B
635738 2022-002 Significant Deficiency - B
635739 2022-002 Significant Deficiency - B
635740 2022-002 Significant Deficiency - B

Contacts

Name Title Type
R8JAAS3G55Q8 Gina Finocchiaro Auditee
2764035096 David Booth Auditor
No contacts on file

Notes to SEFA

Title: ASSISTANCE LISTING NUMBERS Accounting Policies: The accompanying schedule of expenditures of federal awards (the Schedule) includes the federal grant activity of Martinsville Henry County Coalition for Health and Wellness under programs of the federal government for the year ended June 30, 2022. The information in this Schedule is presented in accordance with the requirement of Title 2 U.S. Code of Federal Regulations (CFR) Part 200 Uniform Administrative Requirements, Cost Principles, and Audit Requirements for Federal Awards (Uniform Guidance). Because the Schedule presents only a selected portion of the operations of Martinsville Henry County Coalition for Health and Wellness, it is not intended to and does not present the financial position, changes in net assets, or cash flows of Martinsville Henry County Coalition for Health and Wellness. Expenditures reported on this schedule are reported on the accrual basis of accounting. Such expenditures are recognized following the cost principles contained in the Uniform Guidance wherein certain types of expenditures are not allowable or are limited as to reimbursement. Martinsville Henry County Coalition for Health and Wellness has elected to not use the 10% de minimisindirect cost rate as allowed under the Uniform Guidance. De Minimis Rate Used: N Rate Explanation: The auditee did not use the de minimis cost rate. The assistance listing numbers included in this report were determined based on the program name, review of grant contract information, and the Office of Management and Budgets Assistance Listing numbers.
Title: UNEXPENDED FEDERAL AWARDS Accounting Policies: The accompanying schedule of expenditures of federal awards (the Schedule) includes the federal grant activity of Martinsville Henry County Coalition for Health and Wellness under programs of the federal government for the year ended June 30, 2022. The information in this Schedule is presented in accordance with the requirement of Title 2 U.S. Code of Federal Regulations (CFR) Part 200 Uniform Administrative Requirements, Cost Principles, and Audit Requirements for Federal Awards (Uniform Guidance). Because the Schedule presents only a selected portion of the operations of Martinsville Henry County Coalition for Health and Wellness, it is not intended to and does not present the financial position, changes in net assets, or cash flows of Martinsville Henry County Coalition for Health and Wellness. Expenditures reported on this schedule are reported on the accrual basis of accounting. Such expenditures are recognized following the cost principles contained in the Uniform Guidance wherein certain types of expenditures are not allowable or are limited as to reimbursement. Martinsville Henry County Coalition for Health and Wellness has elected to not use the 10% de minimisindirect cost rate as allowed under the Uniform Guidance. De Minimis Rate Used: N Rate Explanation: The auditee did not use the de minimis cost rate. Martinsville Henry County Coalition for Health and Wellness had unexpended federal awards of $2,964,705 at June 30, 2021 which were approved for carry over into the current fiscal year. Total grant awards approved in the current fiscal year were $2,369,814. Martinsville Henry County Coalition for Health and Wellness had unexpended awards of $2,746,005 at June 30, 2022.

Finding Details

2022-002 ? Lack of review of underlying expenses supporting federal grant drawdowns/revenue. Finding type ? Significant deficiency in internal control related to the audit of the major federal awards program. Criteria ? Accounting principles generally accepted in the United States require internal controls over recording, processing and summarizing accounting data. Condition ? During our testing of the federal awards drawdowns schedule, which is the supporting client schedule for the schedule of expenditures of federal awards, it was determined that certain expense charges were supporting two different drawdowns or were double counted within the same drawdown for HRSA supplemental grants. In all cases, management was able to identify unassigned eligible expenses (i.e. not already allocated to a grant) that they in turn used to support one of the drawdowns; thereby, curing the double counting of certain expenses. As such, no noncompliance was identified. Cause ? In recent years, the Coalition has operated with a shortage of Accounting staff. They made hires in current and prior year that have cured this shortage; however, there appears to be a training and experience gap that needs to be addressed. Effect ? For the certain expenses that were double counted, management reclassed unassigned eligible expenses to support one of the drawdowns. As a result, no noncompliance was identified. We performed a sensitivity analysis on the untested HRSA supplemental drawdowns to ensure that there were enough available eligible unassigned expenses to cover any further double counting of expenses. As a result, no potential noncompliance was identified. Recommendation ? We recommend that an employee with suitable knowledge and skill review the underlying expenses supporting federal grants drawdowns/revenue to ensure that no expenses are supporting more than one drawdown or being double counted within the same drawdown. This employee should be someone other than the employee who prepared the drawdown. Additionally, we recommend external and on-the-job training of staff to further develop their financial accounting acumen. View of Responsible Officials ? The Coalition agrees with the finding as documented above and our recommendation.
2022-002 ? Lack of review of underlying expenses supporting federal grant drawdowns/revenue. Finding type ? Significant deficiency in internal control related to the audit of the major federal awards program. Criteria ? Accounting principles generally accepted in the United States require internal controls over recording, processing and summarizing accounting data. Condition ? During our testing of the federal awards drawdowns schedule, which is the supporting client schedule for the schedule of expenditures of federal awards, it was determined that certain expense charges were supporting two different drawdowns or were double counted within the same drawdown for HRSA supplemental grants. In all cases, management was able to identify unassigned eligible expenses (i.e. not already allocated to a grant) that they in turn used to support one of the drawdowns; thereby, curing the double counting of certain expenses. As such, no noncompliance was identified. Cause ? In recent years, the Coalition has operated with a shortage of Accounting staff. They made hires in current and prior year that have cured this shortage; however, there appears to be a training and experience gap that needs to be addressed. Effect ? For the certain expenses that were double counted, management reclassed unassigned eligible expenses to support one of the drawdowns. As a result, no noncompliance was identified. We performed a sensitivity analysis on the untested HRSA supplemental drawdowns to ensure that there were enough available eligible unassigned expenses to cover any further double counting of expenses. As a result, no potential noncompliance was identified. Recommendation ? We recommend that an employee with suitable knowledge and skill review the underlying expenses supporting federal grants drawdowns/revenue to ensure that no expenses are supporting more than one drawdown or being double counted within the same drawdown. This employee should be someone other than the employee who prepared the drawdown. Additionally, we recommend external and on-the-job training of staff to further develop their financial accounting acumen. View of Responsible Officials ? The Coalition agrees with the finding as documented above and our recommendation.
2022-002 ? Lack of review of underlying expenses supporting federal grant drawdowns/revenue. Finding type ? Significant deficiency in internal control related to the audit of the major federal awards program. Criteria ? Accounting principles generally accepted in the United States require internal controls over recording, processing and summarizing accounting data. Condition ? During our testing of the federal awards drawdowns schedule, which is the supporting client schedule for the schedule of expenditures of federal awards, it was determined that certain expense charges were supporting two different drawdowns or were double counted within the same drawdown for HRSA supplemental grants. In all cases, management was able to identify unassigned eligible expenses (i.e. not already allocated to a grant) that they in turn used to support one of the drawdowns; thereby, curing the double counting of certain expenses. As such, no noncompliance was identified. Cause ? In recent years, the Coalition has operated with a shortage of Accounting staff. They made hires in current and prior year that have cured this shortage; however, there appears to be a training and experience gap that needs to be addressed. Effect ? For the certain expenses that were double counted, management reclassed unassigned eligible expenses to support one of the drawdowns. As a result, no noncompliance was identified. We performed a sensitivity analysis on the untested HRSA supplemental drawdowns to ensure that there were enough available eligible unassigned expenses to cover any further double counting of expenses. As a result, no potential noncompliance was identified. Recommendation ? We recommend that an employee with suitable knowledge and skill review the underlying expenses supporting federal grants drawdowns/revenue to ensure that no expenses are supporting more than one drawdown or being double counted within the same drawdown. This employee should be someone other than the employee who prepared the drawdown. Additionally, we recommend external and on-the-job training of staff to further develop their financial accounting acumen. View of Responsible Officials ? The Coalition agrees with the finding as documented above and our recommendation.
2022-002 ? Lack of review of underlying expenses supporting federal grant drawdowns/revenue. Finding type ? Significant deficiency in internal control related to the audit of the major federal awards program. Criteria ? Accounting principles generally accepted in the United States require internal controls over recording, processing and summarizing accounting data. Condition ? During our testing of the federal awards drawdowns schedule, which is the supporting client schedule for the schedule of expenditures of federal awards, it was determined that certain expense charges were supporting two different drawdowns or were double counted within the same drawdown for HRSA supplemental grants. In all cases, management was able to identify unassigned eligible expenses (i.e. not already allocated to a grant) that they in turn used to support one of the drawdowns; thereby, curing the double counting of certain expenses. As such, no noncompliance was identified. Cause ? In recent years, the Coalition has operated with a shortage of Accounting staff. They made hires in current and prior year that have cured this shortage; however, there appears to be a training and experience gap that needs to be addressed. Effect ? For the certain expenses that were double counted, management reclassed unassigned eligible expenses to support one of the drawdowns. As a result, no noncompliance was identified. We performed a sensitivity analysis on the untested HRSA supplemental drawdowns to ensure that there were enough available eligible unassigned expenses to cover any further double counting of expenses. As a result, no potential noncompliance was identified. Recommendation ? We recommend that an employee with suitable knowledge and skill review the underlying expenses supporting federal grants drawdowns/revenue to ensure that no expenses are supporting more than one drawdown or being double counted within the same drawdown. This employee should be someone other than the employee who prepared the drawdown. Additionally, we recommend external and on-the-job training of staff to further develop their financial accounting acumen. View of Responsible Officials ? The Coalition agrees with the finding as documented above and our recommendation.
2022-002 ? Lack of review of underlying expenses supporting federal grant drawdowns/revenue. Finding type ? Significant deficiency in internal control related to the audit of the major federal awards program. Criteria ? Accounting principles generally accepted in the United States require internal controls over recording, processing and summarizing accounting data. Condition ? During our testing of the federal awards drawdowns schedule, which is the supporting client schedule for the schedule of expenditures of federal awards, it was determined that certain expense charges were supporting two different drawdowns or were double counted within the same drawdown for HRSA supplemental grants. In all cases, management was able to identify unassigned eligible expenses (i.e. not already allocated to a grant) that they in turn used to support one of the drawdowns; thereby, curing the double counting of certain expenses. As such, no noncompliance was identified. Cause ? In recent years, the Coalition has operated with a shortage of Accounting staff. They made hires in current and prior year that have cured this shortage; however, there appears to be a training and experience gap that needs to be addressed. Effect ? For the certain expenses that were double counted, management reclassed unassigned eligible expenses to support one of the drawdowns. As a result, no noncompliance was identified. We performed a sensitivity analysis on the untested HRSA supplemental drawdowns to ensure that there were enough available eligible unassigned expenses to cover any further double counting of expenses. As a result, no potential noncompliance was identified. Recommendation ? We recommend that an employee with suitable knowledge and skill review the underlying expenses supporting federal grants drawdowns/revenue to ensure that no expenses are supporting more than one drawdown or being double counted within the same drawdown. This employee should be someone other than the employee who prepared the drawdown. Additionally, we recommend external and on-the-job training of staff to further develop their financial accounting acumen. View of Responsible Officials ? The Coalition agrees with the finding as documented above and our recommendation.
2022-002 ? Lack of review of underlying expenses supporting federal grant drawdowns/revenue. Finding type ? Significant deficiency in internal control related to the audit of the major federal awards program. Criteria ? Accounting principles generally accepted in the United States require internal controls over recording, processing and summarizing accounting data. Condition ? During our testing of the federal awards drawdowns schedule, which is the supporting client schedule for the schedule of expenditures of federal awards, it was determined that certain expense charges were supporting two different drawdowns or were double counted within the same drawdown for HRSA supplemental grants. In all cases, management was able to identify unassigned eligible expenses (i.e. not already allocated to a grant) that they in turn used to support one of the drawdowns; thereby, curing the double counting of certain expenses. As such, no noncompliance was identified. Cause ? In recent years, the Coalition has operated with a shortage of Accounting staff. They made hires in current and prior year that have cured this shortage; however, there appears to be a training and experience gap that needs to be addressed. Effect ? For the certain expenses that were double counted, management reclassed unassigned eligible expenses to support one of the drawdowns. As a result, no noncompliance was identified. We performed a sensitivity analysis on the untested HRSA supplemental drawdowns to ensure that there were enough available eligible unassigned expenses to cover any further double counting of expenses. As a result, no potential noncompliance was identified. Recommendation ? We recommend that an employee with suitable knowledge and skill review the underlying expenses supporting federal grants drawdowns/revenue to ensure that no expenses are supporting more than one drawdown or being double counted within the same drawdown. This employee should be someone other than the employee who prepared the drawdown. Additionally, we recommend external and on-the-job training of staff to further develop their financial accounting acumen. View of Responsible Officials ? The Coalition agrees with the finding as documented above and our recommendation.
2022-002 ? Lack of review of underlying expenses supporting federal grant drawdowns/revenue. Finding type ? Significant deficiency in internal control related to the audit of the major federal awards program. Criteria ? Accounting principles generally accepted in the United States require internal controls over recording, processing and summarizing accounting data. Condition ? During our testing of the federal awards drawdowns schedule, which is the supporting client schedule for the schedule of expenditures of federal awards, it was determined that certain expense charges were supporting two different drawdowns or were double counted within the same drawdown for HRSA supplemental grants. In all cases, management was able to identify unassigned eligible expenses (i.e. not already allocated to a grant) that they in turn used to support one of the drawdowns; thereby, curing the double counting of certain expenses. As such, no noncompliance was identified. Cause ? In recent years, the Coalition has operated with a shortage of Accounting staff. They made hires in current and prior year that have cured this shortage; however, there appears to be a training and experience gap that needs to be addressed. Effect ? For the certain expenses that were double counted, management reclassed unassigned eligible expenses to support one of the drawdowns. As a result, no noncompliance was identified. We performed a sensitivity analysis on the untested HRSA supplemental drawdowns to ensure that there were enough available eligible unassigned expenses to cover any further double counting of expenses. As a result, no potential noncompliance was identified. Recommendation ? We recommend that an employee with suitable knowledge and skill review the underlying expenses supporting federal grants drawdowns/revenue to ensure that no expenses are supporting more than one drawdown or being double counted within the same drawdown. This employee should be someone other than the employee who prepared the drawdown. Additionally, we recommend external and on-the-job training of staff to further develop their financial accounting acumen. View of Responsible Officials ? The Coalition agrees with the finding as documented above and our recommendation.
2022-002 ? Lack of review of underlying expenses supporting federal grant drawdowns/revenue. Finding type ? Significant deficiency in internal control related to the audit of the major federal awards program. Criteria ? Accounting principles generally accepted in the United States require internal controls over recording, processing and summarizing accounting data. Condition ? During our testing of the federal awards drawdowns schedule, which is the supporting client schedule for the schedule of expenditures of federal awards, it was determined that certain expense charges were supporting two different drawdowns or were double counted within the same drawdown for HRSA supplemental grants. In all cases, management was able to identify unassigned eligible expenses (i.e. not already allocated to a grant) that they in turn used to support one of the drawdowns; thereby, curing the double counting of certain expenses. As such, no noncompliance was identified. Cause ? In recent years, the Coalition has operated with a shortage of Accounting staff. They made hires in current and prior year that have cured this shortage; however, there appears to be a training and experience gap that needs to be addressed. Effect ? For the certain expenses that were double counted, management reclassed unassigned eligible expenses to support one of the drawdowns. As a result, no noncompliance was identified. We performed a sensitivity analysis on the untested HRSA supplemental drawdowns to ensure that there were enough available eligible unassigned expenses to cover any further double counting of expenses. As a result, no potential noncompliance was identified. Recommendation ? We recommend that an employee with suitable knowledge and skill review the underlying expenses supporting federal grants drawdowns/revenue to ensure that no expenses are supporting more than one drawdown or being double counted within the same drawdown. This employee should be someone other than the employee who prepared the drawdown. Additionally, we recommend external and on-the-job training of staff to further develop their financial accounting acumen. View of Responsible Officials ? The Coalition agrees with the finding as documented above and our recommendation.
2022-002 ? Lack of review of underlying expenses supporting federal grant drawdowns/revenue. Finding type ? Significant deficiency in internal control related to the audit of the major federal awards program. Criteria ? Accounting principles generally accepted in the United States require internal controls over recording, processing and summarizing accounting data. Condition ? During our testing of the federal awards drawdowns schedule, which is the supporting client schedule for the schedule of expenditures of federal awards, it was determined that certain expense charges were supporting two different drawdowns or were double counted within the same drawdown for HRSA supplemental grants. In all cases, management was able to identify unassigned eligible expenses (i.e. not already allocated to a grant) that they in turn used to support one of the drawdowns; thereby, curing the double counting of certain expenses. As such, no noncompliance was identified. Cause ? In recent years, the Coalition has operated with a shortage of Accounting staff. They made hires in current and prior year that have cured this shortage; however, there appears to be a training and experience gap that needs to be addressed. Effect ? For the certain expenses that were double counted, management reclassed unassigned eligible expenses to support one of the drawdowns. As a result, no noncompliance was identified. We performed a sensitivity analysis on the untested HRSA supplemental drawdowns to ensure that there were enough available eligible unassigned expenses to cover any further double counting of expenses. As a result, no potential noncompliance was identified. Recommendation ? We recommend that an employee with suitable knowledge and skill review the underlying expenses supporting federal grants drawdowns/revenue to ensure that no expenses are supporting more than one drawdown or being double counted within the same drawdown. This employee should be someone other than the employee who prepared the drawdown. Additionally, we recommend external and on-the-job training of staff to further develop their financial accounting acumen. View of Responsible Officials ? The Coalition agrees with the finding as documented above and our recommendation.
2022-002 ? Lack of review of underlying expenses supporting federal grant drawdowns/revenue. Finding type ? Significant deficiency in internal control related to the audit of the major federal awards program. Criteria ? Accounting principles generally accepted in the United States require internal controls over recording, processing and summarizing accounting data. Condition ? During our testing of the federal awards drawdowns schedule, which is the supporting client schedule for the schedule of expenditures of federal awards, it was determined that certain expense charges were supporting two different drawdowns or were double counted within the same drawdown for HRSA supplemental grants. In all cases, management was able to identify unassigned eligible expenses (i.e. not already allocated to a grant) that they in turn used to support one of the drawdowns; thereby, curing the double counting of certain expenses. As such, no noncompliance was identified. Cause ? In recent years, the Coalition has operated with a shortage of Accounting staff. They made hires in current and prior year that have cured this shortage; however, there appears to be a training and experience gap that needs to be addressed. Effect ? For the certain expenses that were double counted, management reclassed unassigned eligible expenses to support one of the drawdowns. As a result, no noncompliance was identified. We performed a sensitivity analysis on the untested HRSA supplemental drawdowns to ensure that there were enough available eligible unassigned expenses to cover any further double counting of expenses. As a result, no potential noncompliance was identified. Recommendation ? We recommend that an employee with suitable knowledge and skill review the underlying expenses supporting federal grants drawdowns/revenue to ensure that no expenses are supporting more than one drawdown or being double counted within the same drawdown. This employee should be someone other than the employee who prepared the drawdown. Additionally, we recommend external and on-the-job training of staff to further develop their financial accounting acumen. View of Responsible Officials ? The Coalition agrees with the finding as documented above and our recommendation.
2022-002 ? Lack of review of underlying expenses supporting federal grant drawdowns/revenue. Finding type ? Significant deficiency in internal control related to the audit of the major federal awards program. Criteria ? Accounting principles generally accepted in the United States require internal controls over recording, processing and summarizing accounting data. Condition ? During our testing of the federal awards drawdowns schedule, which is the supporting client schedule for the schedule of expenditures of federal awards, it was determined that certain expense charges were supporting two different drawdowns or were double counted within the same drawdown for HRSA supplemental grants. In all cases, management was able to identify unassigned eligible expenses (i.e. not already allocated to a grant) that they in turn used to support one of the drawdowns; thereby, curing the double counting of certain expenses. As such, no noncompliance was identified. Cause ? In recent years, the Coalition has operated with a shortage of Accounting staff. They made hires in current and prior year that have cured this shortage; however, there appears to be a training and experience gap that needs to be addressed. Effect ? For the certain expenses that were double counted, management reclassed unassigned eligible expenses to support one of the drawdowns. As a result, no noncompliance was identified. We performed a sensitivity analysis on the untested HRSA supplemental drawdowns to ensure that there were enough available eligible unassigned expenses to cover any further double counting of expenses. As a result, no potential noncompliance was identified. Recommendation ? We recommend that an employee with suitable knowledge and skill review the underlying expenses supporting federal grants drawdowns/revenue to ensure that no expenses are supporting more than one drawdown or being double counted within the same drawdown. This employee should be someone other than the employee who prepared the drawdown. Additionally, we recommend external and on-the-job training of staff to further develop their financial accounting acumen. View of Responsible Officials ? The Coalition agrees with the finding as documented above and our recommendation.
2022-002 ? Lack of review of underlying expenses supporting federal grant drawdowns/revenue. Finding type ? Significant deficiency in internal control related to the audit of the major federal awards program. Criteria ? Accounting principles generally accepted in the United States require internal controls over recording, processing and summarizing accounting data. Condition ? During our testing of the federal awards drawdowns schedule, which is the supporting client schedule for the schedule of expenditures of federal awards, it was determined that certain expense charges were supporting two different drawdowns or were double counted within the same drawdown for HRSA supplemental grants. In all cases, management was able to identify unassigned eligible expenses (i.e. not already allocated to a grant) that they in turn used to support one of the drawdowns; thereby, curing the double counting of certain expenses. As such, no noncompliance was identified. Cause ? In recent years, the Coalition has operated with a shortage of Accounting staff. They made hires in current and prior year that have cured this shortage; however, there appears to be a training and experience gap that needs to be addressed. Effect ? For the certain expenses that were double counted, management reclassed unassigned eligible expenses to support one of the drawdowns. As a result, no noncompliance was identified. We performed a sensitivity analysis on the untested HRSA supplemental drawdowns to ensure that there were enough available eligible unassigned expenses to cover any further double counting of expenses. As a result, no potential noncompliance was identified. Recommendation ? We recommend that an employee with suitable knowledge and skill review the underlying expenses supporting federal grants drawdowns/revenue to ensure that no expenses are supporting more than one drawdown or being double counted within the same drawdown. This employee should be someone other than the employee who prepared the drawdown. Additionally, we recommend external and on-the-job training of staff to further develop their financial accounting acumen. View of Responsible Officials ? The Coalition agrees with the finding as documented above and our recommendation.