Audit 50547

FY End
2022-08-31
Total Expended
$103.53M
Findings
12
Programs
88
Year: 2022 Accepted: 2023-03-16
Auditor: Rsm US LLP

Organization Exclusion Status:

Checking exclusion status...

Findings

ID Ref Severity Repeat Requirement
50622 2022-001 - - L
50623 2022-001 - - L
50624 2022-001 - - L
50625 2022-001 - - L
50626 2022-001 - - L
50627 2022-001 - - L
627064 2022-001 - - L
627065 2022-001 - - L
627066 2022-001 - - L
627067 2022-001 - - L
627068 2022-001 - - L
627069 2022-001 - - L

Programs

ALN Program Spent Major Findings
21.027 Coronavirus State and Local Fiscal Recovery Funds $4.20M Yes 0
97.036 Disaster Grants - Public Assistance (presidentially Declared Disasters) $4.13M - 0
93.378 Integrated Care for Kids Model $3.00M - 0
84.425 Education Stabilization Fund $2.81M Yes 0
16.575 Crime Victim Assistance $425,749 - 0
93.323 Epidemiology and Laboratory Capacity for Infectious Diseases (elc) $358,675 - 0
93.286 Discovery and Applied Research for Technological Innovations to Improve Human Health $232,030 - 0
93.RD Group A Streptococcus Molecular Epidemiology and Ecology $159,242 - 0
93.243 Substance Abuse and Mental Health Services Projects of Regional and National Significance $158,458 - 0
93.600 Head Start $140,724 - 0
93.226 Research on Healthcare Costs, Quality and Outcomes $126,482 - 0
20.600 State and Community Highway Safety $124,989 - 0
93.RD Operations and Statistics for the Retrospective Tumor Characterization Project (mp2prt) for the Perlman Study ? Leidos Biomedical Research, INC $119,192 - 0
93.RD Post-Acute Seq of Sars-Cov-2 $110,125 - 0
93.943 Epidemiologic Research Studies of Acquired Immunodeficiency Syndrome (aids) and Human Immunodeficiency Virus (hiv) Infection in Selected Population Groups $99,015 - 0
93.127 Emergency Medical Services for Children $90,990 - 0
93.945 Assistance Programs for Chronic Disease Prevention and Control $87,110 - 0
93.498 Provider Relief Fund $83,463 Yes 1
93.424 Non-Aca/pphf?building Capacity of the Public Health System to Improve Population Health Through National Nonprofit Organizations $82,527 - 0
93.397 Cancer Centers Support Grants $66,623 - 0
93.RD Ma Covid-19 and Prams for Dads $66,490 - 0
93.297 Teenage Pregnancy Prevention Program $66,248 - 0
16.560 National Institute of Justice Research, Evaluation, and Development Project Grants $63,983 - 0
93.394 Cancer Detection and Diagnosis Research $61,414 - 0
93.853 Extramural Research Programs in the Neurosciences and Neurological Disorders $57,425 - 0
10.557 Wic Special Supplemental Nutrition Program for Women, Infants, and Children $56,850 - 0
93.353 21st Century Cures Act - Beau Biden Cancer Moonshot $53,158 - 0
93.839 Blood Diseases and Resources Research $51,181 - 0
93.889 National Bioterrorism Hospital Preparedness Program $49,415 - 0
93.778 Medical Assistance Program $47,784 - 0
93.395 Cancer Treatment Research $42,082 - 0
93.110 Maternal and Child Health Federal Consolidated Programs $40,055 - 0
93.939 Hiv Prevention Activities Non-Governmental Organization Based $39,873 - 0
93.173 Research Related to Deafness and Communication Disorders $38,831 - 0
93.RD Bpca Data Closeout and Dissemination $34,609 - 0
93.266 Health Systems Strengthening and Hiv/aids Prevention, Care and Treatment Under the President's Emergency Plan for Aids Relief $29,806 - 0
93.884 Primary Care Training and Enhancement $29,047 - 0
93.914 Hiv Emergency Relief Project Grants $28,338 - 0
93.994 Maternal and Child Health Services Block Grant to the States $26,722 - 0
93.940 Hiv Prevention Activities Health Department Based $24,895 - 0
93.391 Activities to Support State, Tribal, Local and Territorial (stlt) Health Department Response to Public Health Or Healthcare Crises $24,857 - 0
93.268 Immunization Cooperative Agreements $23,888 - 0
93.315 Rare Disorders: Research, Surveillance, Health Promotion, and Education $23,813 - 0
93.838 Lung Diseases Research $23,172 - 0
93.847 Diabetes, Digestive, and Kidney Diseases Extramural Research $21,314 - 0
93.RD Comparative Safety of Complex Feeding Device Types Among Nicu Graduates $19,163 - 0
12.420 Military Medical Research and Development $19,137 - 0
93.279 Drug Abuse and Addiction Research Programs $18,370 - 0
93.080 Blood Disorder Program: Prevention, Surveillance, and Research $17,964 - 0
93.307 Minority Health and Health Disparities Research $17,748 - 0
93.879 Medical Library Assistance $16,434 - 0
93.361 Nursing Research $15,911 - 0
27.011 Intergovernmental Personnel Act (ipa) Mobility Program $15,805 - 0
93.946 Cooperative Agreements to Support State-Based Safe Motherhood and Infant Health Initiative Programs $14,899 - 0
93.103 Food and Drug Administration Research $14,748 - 0
11.RD I Can Res3cue $14,581 - 0
93.941 Hiv Demonstration, Research, Public and Professional Education Projects $13,354 - 0
93.865 Child Health and Human Development Extramural Research $13,240 - 0
93.866 Aging Research $12,171 - 0
93.944 Human Immunodeficiency Virus (hiv)/acquired Immunodeficiency Virus Syndrome (aids) Surveillance $11,805 - 0
93.837 Cardiovascular Diseases Research $11,633 - 0
93.RD Hrsas McHb P4 Challenge $10,000 - 0
93.393 Cancer Cause and Prevention Research $9,670 - 0
93.136 Injury Prevention and Control Research and State and Community Based Programs $8,734 - 0
93.121 Oral Diseases and Disorders Research $7,782 - 0
93.242 Mental Health Research Grants $7,628 - 0
93.350 National Center for Advancing Translational Sciences $6,471 - 0
93.399 Cancer Control $5,479 - 0
93.RD Afm Natural History Study: A Prospective Study of Acute Flaccid Myelitis (afm) to Define Natural History, Risk, and Pathogenetic Mechanisms (dmid19-0005) $3,549 - 0
93.RD Development and Psychometric Testing of A Pediatric Chronic Graft-Versus-Host Disease (gvhd) Symptom Scale (pcss) $3,137 - 0
93.859 Biomedical Research and Research Training $2,764 - 0
93.RD Pop02: Pharmacokinetics, Pharmacodynamics, and Safety Profile of Understudied Drugs Administered to Children Per Standard of Care $2,514 - 0
93.461 Hrsa Covid-19 Claims Reimbursement for the Uninsured Program and the Covid-19 Coverage Assistance Fund $2,136 - 0
93.273 Alcohol Research Programs $1,538 - 0
93.867 Vision Research $1,521 - 0
93.310 Trans-Nih Research Support $1,200 - 0
93.172 Human Genome Research $1,162 - 0
93.846 Arthritis, Musculoskeletal and Skin Diseases Research $1,091 - 0
93.RD (cr & Ppr) Monitoring Juvenile Onset Recurrent Respiratory Papillomatosis $1,075 - 0
93.318 Protecting and Improving Health Globally: Building and Strengthening Public Health Impact, Systems, Capacity and Security $854 - 0
93.855 Allergy and Infectious Diseases Research $392 - 0
93.RD Nichd-2017-Bms01: Pharmacokinetics and Safety of Commonly Used Drugs in Lactating Women and Breastfed Infants $383 - 0
93.870 Maternal, Infant and Early Childhood Home Visiting Grant $229 - 0
93.161 Health Program for Toxic Substances and Disease Registry $-86 - 0
93.817 Hospital Preparedness Program (hpp) Ebola Preparedness and Response Activities $-4,727 - 0
93.396 Cancer Biology Research $-5,738 - 0
93.313 Nih Office of Research on Women's Health $-6,816 - 0
10.855 Distance Learning and Telemedicine Loans and Grants $-47,265 - 0

Contacts

Name Title Type
XJ7MMPHBMGM7 Julia Zhu Auditee
3125037034 Patrick Kitchen Auditor
No contacts on file

Notes to SEFA

Title: U.S. Department of Health and Human Services Provider Relief Funds Accounting Policies: 1. Basis of PresentationThe accompanying schedule of expenditures of federal awards (the Schedule) includes thefederal award activity of The Childrens Hospital of Chicago Medical Center and AffiliatedCorporations (the Medical Center) under programs of the federal government for the year endedAugust 31, 2022. The information in this Schedule is presented in accordance with therequirements of Title 2 U.S. Code of Federal Regulations Part 200, Uniform AdministrativeRequirements, Cost Principles, and Audit Requirements for Federal Awards (Uniform Guidance).Because the Schedule presents only a selected portion of the operations of the Medical Center, itis not intended to and does not present the financial position, changes in net assets or cash flowsof the Medical Center.2. Summary of Significant Accounting PoliciesExpenditures reported in the Schedule are recognized under the accrual basis of accounting.Such expenditures are recognized following the cost principles contained in the UniformGuidance, wherein certain types of expenditures are not allowable or are limited as toreimbursement. Negative amounts shown on the Schedule represent adjustments or creditsmade in the normal course of business to amounts reported as expenditures in prior years. De Minimis Rate Used: N Rate Explanation: The auditee did not use the de minimis cost rate. The Schedule includes award activity related to the U.S. Department of Health and HumanServices (HHS) Coronavirus Aid Relief and Economic Security (CARES) Act Assistance ListingNumber 93.498. As required based on guidance in the 2022 OMB Compliance Supplement, theSchedule includes all Period 2 and Period 3 funds received between July 1, 2020 and June 30,2021 and expended by June 30, 2022 as reported to HRSA via the PRF Reporting Portal. TheSchedule thus includes $5,195,758 of direct expenditures and $27,191,494 in lost revenue.
Title: HRSA COVID-19 Claims Reimbursement for the Uninsured Accounting Policies: 1. Basis of PresentationThe accompanying schedule of expenditures of federal awards (the Schedule) includes thefederal award activity of The Childrens Hospital of Chicago Medical Center and AffiliatedCorporations (the Medical Center) under programs of the federal government for the year endedAugust 31, 2022. The information in this Schedule is presented in accordance with therequirements of Title 2 U.S. Code of Federal Regulations Part 200, Uniform AdministrativeRequirements, Cost Principles, and Audit Requirements for Federal Awards (Uniform Guidance).Because the Schedule presents only a selected portion of the operations of the Medical Center, itis not intended to and does not present the financial position, changes in net assets or cash flowsof the Medical Center.2. Summary of Significant Accounting PoliciesExpenditures reported in the Schedule are recognized under the accrual basis of accounting.Such expenditures are recognized following the cost principles contained in the UniformGuidance, wherein certain types of expenditures are not allowable or are limited as toreimbursement. Negative amounts shown on the Schedule represent adjustments or creditsmade in the normal course of business to amounts reported as expenditures in prior years. De Minimis Rate Used: N Rate Explanation: The auditee did not use the de minimis cost rate. The Medical Center conducted COVID-19 testing and/or provided treatment for uninsured individuals with a COVID-19 primary diagnosis on or after February 4, 2020 and as such has requested claims reimbursement under Assistance Listing Number 93.461 Health Resources and Services Administrations (HRSA) COVID-19 Claims Reimbursement for the Uninsured Program and the COVID-19 Coverage Assistance Fund. The Medical Center has recorded $46,444 on the Schedule reimbursed for the year ended August 31, 2022 from HRSA. Reimbursements are recognized within the Schedule in the period approved and reimbursed by HRSA.
Title: FEMA Disaster Grants Public Assistance Accounting Policies: 1. Basis of PresentationThe accompanying schedule of expenditures of federal awards (the Schedule) includes thefederal award activity of The Childrens Hospital of Chicago Medical Center and AffiliatedCorporations (the Medical Center) under programs of the federal government for the year endedAugust 31, 2022. The information in this Schedule is presented in accordance with therequirements of Title 2 U.S. Code of Federal Regulations Part 200, Uniform AdministrativeRequirements, Cost Principles, and Audit Requirements for Federal Awards (Uniform Guidance).Because the Schedule presents only a selected portion of the operations of the Medical Center, itis not intended to and does not present the financial position, changes in net assets or cash flowsof the Medical Center.2. Summary of Significant Accounting PoliciesExpenditures reported in the Schedule are recognized under the accrual basis of accounting.Such expenditures are recognized following the cost principles contained in the UniformGuidance, wherein certain types of expenditures are not allowable or are limited as toreimbursement. Negative amounts shown on the Schedule represent adjustments or creditsmade in the normal course of business to amounts reported as expenditures in prior years. De Minimis Rate Used: N Rate Explanation: The auditee did not use the de minimis cost rate. During fiscal year 2022, the Medical Center received $4,129,603 under their FEMA ProjectWorksheet applications related to the COVID-19 Emergency Protective Measures project. Theexpenses associated with these Project Worksheets are included in the Schedule in the year theProject Worksheets are approved and expenditures have been incurred. The total $4,129,603 ofexpenditures related to these Project Worksheets were incurred in the fiscal year endedAugust 31, 2021, but approved in the fiscal year ended August 31, 2022.
Title: Noncash Assistance, Insurance, Loans and Loan Guarantees Outstanding Accounting Policies: 1. Basis of PresentationThe accompanying schedule of expenditures of federal awards (the Schedule) includes thefederal award activity of The Childrens Hospital of Chicago Medical Center and AffiliatedCorporations (the Medical Center) under programs of the federal government for the year endedAugust 31, 2022. The information in this Schedule is presented in accordance with therequirements of Title 2 U.S. Code of Federal Regulations Part 200, Uniform AdministrativeRequirements, Cost Principles, and Audit Requirements for Federal Awards (Uniform Guidance).Because the Schedule presents only a selected portion of the operations of the Medical Center, itis not intended to and does not present the financial position, changes in net assets or cash flowsof the Medical Center.2. Summary of Significant Accounting PoliciesExpenditures reported in the Schedule are recognized under the accrual basis of accounting.Such expenditures are recognized following the cost principles contained in the UniformGuidance, wherein certain types of expenditures are not allowable or are limited as toreimbursement. Negative amounts shown on the Schedule represent adjustments or creditsmade in the normal course of business to amounts reported as expenditures in prior years. De Minimis Rate Used: N Rate Explanation: The auditee did not use the de minimis cost rate. The Medical Center did not receive any noncash assistance during the year ended August 31,2022. There were no federal awards expended for insurance or any loans or loan guarantees outstanding as of August 31, 2022.

Finding Details

FINDING 2022-001 ? Reporting Requirements Federal program: U.S. Department of Health and Human Services ? ALN 93.498, Provider Relief Fund and American Rescue Plan (`ARP?) Rural Distribution Criteria: Specific criteria are established by the U.S. Department of Health and Human Services (`HHS?) with respect to allowable cost and reporting requirements for this program, including: - Funds shall reimburse the recipient only for health care related expenses or lost revenues that are attributable to coronavirus. - Entities may elect to calculate and report lost revenue using one of three options. For entities electing to report lost revenues using Option iii, the alternative method used to calculate lost revenue should be consistent with a narrative description of the methodology as submitted in the PRF reporting portal. Condition: In the Medical Center?s Period 2 and Period 3 reporting in the PRF reporting portal, the Medical Center reported lost revenue using Option iii for each affiliated entity included in the schedule of expenditures of federal awards that received PRF. The alternative method used to calculate lost revenues was budget-to-actual revenues for the period from January 2020 through August 2020 and year-over-year actual revenues for the period from September 2020 through August 2021. In the lost revenue calculation for the third quarter of calendar year 2021 for each entity, the Medical Center understated actual revenues by $9,693,882 in total. Context: The Medical Center did not report lost revenues for the third quarter of 2021 for any entity, because actual revenue exceeded the prior year?s actual revenue for each entity. Had the correct amounts of actual revenue been reported for the third quarter of 2021, actual revenue for the quarter still would have exceeded the prior year?s actual revenue for each entity and no lost revenue would be reported. Cause: In preparing the reports, management used preliminary estimates of revenue for the month of August 2021 in error. Additionally for one entity, the method used to calculate actual revenue for the month of July 2021 was not consistent with other months. Review processes were performed before the reports were submitted, but these reviews did not detect and correct the errors before submission. Effect: The Medical Center?s reporting in the PRF reporting portal for each affiliated entity included an inaccurate amount of actual revenue for the third quarter of calendar year 2021, which was not consistent with methodology described in the Option iii narrative submitted. The PRF reporting correctly reported no lost revenue for the quarter. Questioned costs: None Repeat finding: No Recommendation: We recommend that management correct the error in the Period 4 PRF reporting submissions. We also recommend that management?s review of the lost revenue calculations and reporting in the PRF reporting portal include review of documentation supporting each dollar amount included in the calculation. Views of responsible officials of the auditee: Management agrees with the finding and the auditor?s recommendation.
FINDING 2022-001 ? Reporting Requirements Federal program: U.S. Department of Health and Human Services ? ALN 93.498, Provider Relief Fund and American Rescue Plan (`ARP?) Rural Distribution Criteria: Specific criteria are established by the U.S. Department of Health and Human Services (`HHS?) with respect to allowable cost and reporting requirements for this program, including: - Funds shall reimburse the recipient only for health care related expenses or lost revenues that are attributable to coronavirus. - Entities may elect to calculate and report lost revenue using one of three options. For entities electing to report lost revenues using Option iii, the alternative method used to calculate lost revenue should be consistent with a narrative description of the methodology as submitted in the PRF reporting portal. Condition: In the Medical Center?s Period 2 and Period 3 reporting in the PRF reporting portal, the Medical Center reported lost revenue using Option iii for each affiliated entity included in the schedule of expenditures of federal awards that received PRF. The alternative method used to calculate lost revenues was budget-to-actual revenues for the period from January 2020 through August 2020 and year-over-year actual revenues for the period from September 2020 through August 2021. In the lost revenue calculation for the third quarter of calendar year 2021 for each entity, the Medical Center understated actual revenues by $9,693,882 in total. Context: The Medical Center did not report lost revenues for the third quarter of 2021 for any entity, because actual revenue exceeded the prior year?s actual revenue for each entity. Had the correct amounts of actual revenue been reported for the third quarter of 2021, actual revenue for the quarter still would have exceeded the prior year?s actual revenue for each entity and no lost revenue would be reported. Cause: In preparing the reports, management used preliminary estimates of revenue for the month of August 2021 in error. Additionally for one entity, the method used to calculate actual revenue for the month of July 2021 was not consistent with other months. Review processes were performed before the reports were submitted, but these reviews did not detect and correct the errors before submission. Effect: The Medical Center?s reporting in the PRF reporting portal for each affiliated entity included an inaccurate amount of actual revenue for the third quarter of calendar year 2021, which was not consistent with methodology described in the Option iii narrative submitted. The PRF reporting correctly reported no lost revenue for the quarter. Questioned costs: None Repeat finding: No Recommendation: We recommend that management correct the error in the Period 4 PRF reporting submissions. We also recommend that management?s review of the lost revenue calculations and reporting in the PRF reporting portal include review of documentation supporting each dollar amount included in the calculation. Views of responsible officials of the auditee: Management agrees with the finding and the auditor?s recommendation.
FINDING 2022-001 ? Reporting Requirements Federal program: U.S. Department of Health and Human Services ? ALN 93.498, Provider Relief Fund and American Rescue Plan (`ARP?) Rural Distribution Criteria: Specific criteria are established by the U.S. Department of Health and Human Services (`HHS?) with respect to allowable cost and reporting requirements for this program, including: - Funds shall reimburse the recipient only for health care related expenses or lost revenues that are attributable to coronavirus. - Entities may elect to calculate and report lost revenue using one of three options. For entities electing to report lost revenues using Option iii, the alternative method used to calculate lost revenue should be consistent with a narrative description of the methodology as submitted in the PRF reporting portal. Condition: In the Medical Center?s Period 2 and Period 3 reporting in the PRF reporting portal, the Medical Center reported lost revenue using Option iii for each affiliated entity included in the schedule of expenditures of federal awards that received PRF. The alternative method used to calculate lost revenues was budget-to-actual revenues for the period from January 2020 through August 2020 and year-over-year actual revenues for the period from September 2020 through August 2021. In the lost revenue calculation for the third quarter of calendar year 2021 for each entity, the Medical Center understated actual revenues by $9,693,882 in total. Context: The Medical Center did not report lost revenues for the third quarter of 2021 for any entity, because actual revenue exceeded the prior year?s actual revenue for each entity. Had the correct amounts of actual revenue been reported for the third quarter of 2021, actual revenue for the quarter still would have exceeded the prior year?s actual revenue for each entity and no lost revenue would be reported. Cause: In preparing the reports, management used preliminary estimates of revenue for the month of August 2021 in error. Additionally for one entity, the method used to calculate actual revenue for the month of July 2021 was not consistent with other months. Review processes were performed before the reports were submitted, but these reviews did not detect and correct the errors before submission. Effect: The Medical Center?s reporting in the PRF reporting portal for each affiliated entity included an inaccurate amount of actual revenue for the third quarter of calendar year 2021, which was not consistent with methodology described in the Option iii narrative submitted. The PRF reporting correctly reported no lost revenue for the quarter. Questioned costs: None Repeat finding: No Recommendation: We recommend that management correct the error in the Period 4 PRF reporting submissions. We also recommend that management?s review of the lost revenue calculations and reporting in the PRF reporting portal include review of documentation supporting each dollar amount included in the calculation. Views of responsible officials of the auditee: Management agrees with the finding and the auditor?s recommendation.
FINDING 2022-001 ? Reporting Requirements Federal program: U.S. Department of Health and Human Services ? ALN 93.498, Provider Relief Fund and American Rescue Plan (`ARP?) Rural Distribution Criteria: Specific criteria are established by the U.S. Department of Health and Human Services (`HHS?) with respect to allowable cost and reporting requirements for this program, including: - Funds shall reimburse the recipient only for health care related expenses or lost revenues that are attributable to coronavirus. - Entities may elect to calculate and report lost revenue using one of three options. For entities electing to report lost revenues using Option iii, the alternative method used to calculate lost revenue should be consistent with a narrative description of the methodology as submitted in the PRF reporting portal. Condition: In the Medical Center?s Period 2 and Period 3 reporting in the PRF reporting portal, the Medical Center reported lost revenue using Option iii for each affiliated entity included in the schedule of expenditures of federal awards that received PRF. The alternative method used to calculate lost revenues was budget-to-actual revenues for the period from January 2020 through August 2020 and year-over-year actual revenues for the period from September 2020 through August 2021. In the lost revenue calculation for the third quarter of calendar year 2021 for each entity, the Medical Center understated actual revenues by $9,693,882 in total. Context: The Medical Center did not report lost revenues for the third quarter of 2021 for any entity, because actual revenue exceeded the prior year?s actual revenue for each entity. Had the correct amounts of actual revenue been reported for the third quarter of 2021, actual revenue for the quarter still would have exceeded the prior year?s actual revenue for each entity and no lost revenue would be reported. Cause: In preparing the reports, management used preliminary estimates of revenue for the month of August 2021 in error. Additionally for one entity, the method used to calculate actual revenue for the month of July 2021 was not consistent with other months. Review processes were performed before the reports were submitted, but these reviews did not detect and correct the errors before submission. Effect: The Medical Center?s reporting in the PRF reporting portal for each affiliated entity included an inaccurate amount of actual revenue for the third quarter of calendar year 2021, which was not consistent with methodology described in the Option iii narrative submitted. The PRF reporting correctly reported no lost revenue for the quarter. Questioned costs: None Repeat finding: No Recommendation: We recommend that management correct the error in the Period 4 PRF reporting submissions. We also recommend that management?s review of the lost revenue calculations and reporting in the PRF reporting portal include review of documentation supporting each dollar amount included in the calculation. Views of responsible officials of the auditee: Management agrees with the finding and the auditor?s recommendation.
FINDING 2022-001 ? Reporting Requirements Federal program: U.S. Department of Health and Human Services ? ALN 93.498, Provider Relief Fund and American Rescue Plan (`ARP?) Rural Distribution Criteria: Specific criteria are established by the U.S. Department of Health and Human Services (`HHS?) with respect to allowable cost and reporting requirements for this program, including: - Funds shall reimburse the recipient only for health care related expenses or lost revenues that are attributable to coronavirus. - Entities may elect to calculate and report lost revenue using one of three options. For entities electing to report lost revenues using Option iii, the alternative method used to calculate lost revenue should be consistent with a narrative description of the methodology as submitted in the PRF reporting portal. Condition: In the Medical Center?s Period 2 and Period 3 reporting in the PRF reporting portal, the Medical Center reported lost revenue using Option iii for each affiliated entity included in the schedule of expenditures of federal awards that received PRF. The alternative method used to calculate lost revenues was budget-to-actual revenues for the period from January 2020 through August 2020 and year-over-year actual revenues for the period from September 2020 through August 2021. In the lost revenue calculation for the third quarter of calendar year 2021 for each entity, the Medical Center understated actual revenues by $9,693,882 in total. Context: The Medical Center did not report lost revenues for the third quarter of 2021 for any entity, because actual revenue exceeded the prior year?s actual revenue for each entity. Had the correct amounts of actual revenue been reported for the third quarter of 2021, actual revenue for the quarter still would have exceeded the prior year?s actual revenue for each entity and no lost revenue would be reported. Cause: In preparing the reports, management used preliminary estimates of revenue for the month of August 2021 in error. Additionally for one entity, the method used to calculate actual revenue for the month of July 2021 was not consistent with other months. Review processes were performed before the reports were submitted, but these reviews did not detect and correct the errors before submission. Effect: The Medical Center?s reporting in the PRF reporting portal for each affiliated entity included an inaccurate amount of actual revenue for the third quarter of calendar year 2021, which was not consistent with methodology described in the Option iii narrative submitted. The PRF reporting correctly reported no lost revenue for the quarter. Questioned costs: None Repeat finding: No Recommendation: We recommend that management correct the error in the Period 4 PRF reporting submissions. We also recommend that management?s review of the lost revenue calculations and reporting in the PRF reporting portal include review of documentation supporting each dollar amount included in the calculation. Views of responsible officials of the auditee: Management agrees with the finding and the auditor?s recommendation.
FINDING 2022-001 ? Reporting Requirements Federal program: U.S. Department of Health and Human Services ? ALN 93.498, Provider Relief Fund and American Rescue Plan (`ARP?) Rural Distribution Criteria: Specific criteria are established by the U.S. Department of Health and Human Services (`HHS?) with respect to allowable cost and reporting requirements for this program, including: - Funds shall reimburse the recipient only for health care related expenses or lost revenues that are attributable to coronavirus. - Entities may elect to calculate and report lost revenue using one of three options. For entities electing to report lost revenues using Option iii, the alternative method used to calculate lost revenue should be consistent with a narrative description of the methodology as submitted in the PRF reporting portal. Condition: In the Medical Center?s Period 2 and Period 3 reporting in the PRF reporting portal, the Medical Center reported lost revenue using Option iii for each affiliated entity included in the schedule of expenditures of federal awards that received PRF. The alternative method used to calculate lost revenues was budget-to-actual revenues for the period from January 2020 through August 2020 and year-over-year actual revenues for the period from September 2020 through August 2021. In the lost revenue calculation for the third quarter of calendar year 2021 for each entity, the Medical Center understated actual revenues by $9,693,882 in total. Context: The Medical Center did not report lost revenues for the third quarter of 2021 for any entity, because actual revenue exceeded the prior year?s actual revenue for each entity. Had the correct amounts of actual revenue been reported for the third quarter of 2021, actual revenue for the quarter still would have exceeded the prior year?s actual revenue for each entity and no lost revenue would be reported. Cause: In preparing the reports, management used preliminary estimates of revenue for the month of August 2021 in error. Additionally for one entity, the method used to calculate actual revenue for the month of July 2021 was not consistent with other months. Review processes were performed before the reports were submitted, but these reviews did not detect and correct the errors before submission. Effect: The Medical Center?s reporting in the PRF reporting portal for each affiliated entity included an inaccurate amount of actual revenue for the third quarter of calendar year 2021, which was not consistent with methodology described in the Option iii narrative submitted. The PRF reporting correctly reported no lost revenue for the quarter. Questioned costs: None Repeat finding: No Recommendation: We recommend that management correct the error in the Period 4 PRF reporting submissions. We also recommend that management?s review of the lost revenue calculations and reporting in the PRF reporting portal include review of documentation supporting each dollar amount included in the calculation. Views of responsible officials of the auditee: Management agrees with the finding and the auditor?s recommendation.
FINDING 2022-001 ? Reporting Requirements Federal program: U.S. Department of Health and Human Services ? ALN 93.498, Provider Relief Fund and American Rescue Plan (`ARP?) Rural Distribution Criteria: Specific criteria are established by the U.S. Department of Health and Human Services (`HHS?) with respect to allowable cost and reporting requirements for this program, including: - Funds shall reimburse the recipient only for health care related expenses or lost revenues that are attributable to coronavirus. - Entities may elect to calculate and report lost revenue using one of three options. For entities electing to report lost revenues using Option iii, the alternative method used to calculate lost revenue should be consistent with a narrative description of the methodology as submitted in the PRF reporting portal. Condition: In the Medical Center?s Period 2 and Period 3 reporting in the PRF reporting portal, the Medical Center reported lost revenue using Option iii for each affiliated entity included in the schedule of expenditures of federal awards that received PRF. The alternative method used to calculate lost revenues was budget-to-actual revenues for the period from January 2020 through August 2020 and year-over-year actual revenues for the period from September 2020 through August 2021. In the lost revenue calculation for the third quarter of calendar year 2021 for each entity, the Medical Center understated actual revenues by $9,693,882 in total. Context: The Medical Center did not report lost revenues for the third quarter of 2021 for any entity, because actual revenue exceeded the prior year?s actual revenue for each entity. Had the correct amounts of actual revenue been reported for the third quarter of 2021, actual revenue for the quarter still would have exceeded the prior year?s actual revenue for each entity and no lost revenue would be reported. Cause: In preparing the reports, management used preliminary estimates of revenue for the month of August 2021 in error. Additionally for one entity, the method used to calculate actual revenue for the month of July 2021 was not consistent with other months. Review processes were performed before the reports were submitted, but these reviews did not detect and correct the errors before submission. Effect: The Medical Center?s reporting in the PRF reporting portal for each affiliated entity included an inaccurate amount of actual revenue for the third quarter of calendar year 2021, which was not consistent with methodology described in the Option iii narrative submitted. The PRF reporting correctly reported no lost revenue for the quarter. Questioned costs: None Repeat finding: No Recommendation: We recommend that management correct the error in the Period 4 PRF reporting submissions. We also recommend that management?s review of the lost revenue calculations and reporting in the PRF reporting portal include review of documentation supporting each dollar amount included in the calculation. Views of responsible officials of the auditee: Management agrees with the finding and the auditor?s recommendation.
FINDING 2022-001 ? Reporting Requirements Federal program: U.S. Department of Health and Human Services ? ALN 93.498, Provider Relief Fund and American Rescue Plan (`ARP?) Rural Distribution Criteria: Specific criteria are established by the U.S. Department of Health and Human Services (`HHS?) with respect to allowable cost and reporting requirements for this program, including: - Funds shall reimburse the recipient only for health care related expenses or lost revenues that are attributable to coronavirus. - Entities may elect to calculate and report lost revenue using one of three options. For entities electing to report lost revenues using Option iii, the alternative method used to calculate lost revenue should be consistent with a narrative description of the methodology as submitted in the PRF reporting portal. Condition: In the Medical Center?s Period 2 and Period 3 reporting in the PRF reporting portal, the Medical Center reported lost revenue using Option iii for each affiliated entity included in the schedule of expenditures of federal awards that received PRF. The alternative method used to calculate lost revenues was budget-to-actual revenues for the period from January 2020 through August 2020 and year-over-year actual revenues for the period from September 2020 through August 2021. In the lost revenue calculation for the third quarter of calendar year 2021 for each entity, the Medical Center understated actual revenues by $9,693,882 in total. Context: The Medical Center did not report lost revenues for the third quarter of 2021 for any entity, because actual revenue exceeded the prior year?s actual revenue for each entity. Had the correct amounts of actual revenue been reported for the third quarter of 2021, actual revenue for the quarter still would have exceeded the prior year?s actual revenue for each entity and no lost revenue would be reported. Cause: In preparing the reports, management used preliminary estimates of revenue for the month of August 2021 in error. Additionally for one entity, the method used to calculate actual revenue for the month of July 2021 was not consistent with other months. Review processes were performed before the reports were submitted, but these reviews did not detect and correct the errors before submission. Effect: The Medical Center?s reporting in the PRF reporting portal for each affiliated entity included an inaccurate amount of actual revenue for the third quarter of calendar year 2021, which was not consistent with methodology described in the Option iii narrative submitted. The PRF reporting correctly reported no lost revenue for the quarter. Questioned costs: None Repeat finding: No Recommendation: We recommend that management correct the error in the Period 4 PRF reporting submissions. We also recommend that management?s review of the lost revenue calculations and reporting in the PRF reporting portal include review of documentation supporting each dollar amount included in the calculation. Views of responsible officials of the auditee: Management agrees with the finding and the auditor?s recommendation.
FINDING 2022-001 ? Reporting Requirements Federal program: U.S. Department of Health and Human Services ? ALN 93.498, Provider Relief Fund and American Rescue Plan (`ARP?) Rural Distribution Criteria: Specific criteria are established by the U.S. Department of Health and Human Services (`HHS?) with respect to allowable cost and reporting requirements for this program, including: - Funds shall reimburse the recipient only for health care related expenses or lost revenues that are attributable to coronavirus. - Entities may elect to calculate and report lost revenue using one of three options. For entities electing to report lost revenues using Option iii, the alternative method used to calculate lost revenue should be consistent with a narrative description of the methodology as submitted in the PRF reporting portal. Condition: In the Medical Center?s Period 2 and Period 3 reporting in the PRF reporting portal, the Medical Center reported lost revenue using Option iii for each affiliated entity included in the schedule of expenditures of federal awards that received PRF. The alternative method used to calculate lost revenues was budget-to-actual revenues for the period from January 2020 through August 2020 and year-over-year actual revenues for the period from September 2020 through August 2021. In the lost revenue calculation for the third quarter of calendar year 2021 for each entity, the Medical Center understated actual revenues by $9,693,882 in total. Context: The Medical Center did not report lost revenues for the third quarter of 2021 for any entity, because actual revenue exceeded the prior year?s actual revenue for each entity. Had the correct amounts of actual revenue been reported for the third quarter of 2021, actual revenue for the quarter still would have exceeded the prior year?s actual revenue for each entity and no lost revenue would be reported. Cause: In preparing the reports, management used preliminary estimates of revenue for the month of August 2021 in error. Additionally for one entity, the method used to calculate actual revenue for the month of July 2021 was not consistent with other months. Review processes were performed before the reports were submitted, but these reviews did not detect and correct the errors before submission. Effect: The Medical Center?s reporting in the PRF reporting portal for each affiliated entity included an inaccurate amount of actual revenue for the third quarter of calendar year 2021, which was not consistent with methodology described in the Option iii narrative submitted. The PRF reporting correctly reported no lost revenue for the quarter. Questioned costs: None Repeat finding: No Recommendation: We recommend that management correct the error in the Period 4 PRF reporting submissions. We also recommend that management?s review of the lost revenue calculations and reporting in the PRF reporting portal include review of documentation supporting each dollar amount included in the calculation. Views of responsible officials of the auditee: Management agrees with the finding and the auditor?s recommendation.
FINDING 2022-001 ? Reporting Requirements Federal program: U.S. Department of Health and Human Services ? ALN 93.498, Provider Relief Fund and American Rescue Plan (`ARP?) Rural Distribution Criteria: Specific criteria are established by the U.S. Department of Health and Human Services (`HHS?) with respect to allowable cost and reporting requirements for this program, including: - Funds shall reimburse the recipient only for health care related expenses or lost revenues that are attributable to coronavirus. - Entities may elect to calculate and report lost revenue using one of three options. For entities electing to report lost revenues using Option iii, the alternative method used to calculate lost revenue should be consistent with a narrative description of the methodology as submitted in the PRF reporting portal. Condition: In the Medical Center?s Period 2 and Period 3 reporting in the PRF reporting portal, the Medical Center reported lost revenue using Option iii for each affiliated entity included in the schedule of expenditures of federal awards that received PRF. The alternative method used to calculate lost revenues was budget-to-actual revenues for the period from January 2020 through August 2020 and year-over-year actual revenues for the period from September 2020 through August 2021. In the lost revenue calculation for the third quarter of calendar year 2021 for each entity, the Medical Center understated actual revenues by $9,693,882 in total. Context: The Medical Center did not report lost revenues for the third quarter of 2021 for any entity, because actual revenue exceeded the prior year?s actual revenue for each entity. Had the correct amounts of actual revenue been reported for the third quarter of 2021, actual revenue for the quarter still would have exceeded the prior year?s actual revenue for each entity and no lost revenue would be reported. Cause: In preparing the reports, management used preliminary estimates of revenue for the month of August 2021 in error. Additionally for one entity, the method used to calculate actual revenue for the month of July 2021 was not consistent with other months. Review processes were performed before the reports were submitted, but these reviews did not detect and correct the errors before submission. Effect: The Medical Center?s reporting in the PRF reporting portal for each affiliated entity included an inaccurate amount of actual revenue for the third quarter of calendar year 2021, which was not consistent with methodology described in the Option iii narrative submitted. The PRF reporting correctly reported no lost revenue for the quarter. Questioned costs: None Repeat finding: No Recommendation: We recommend that management correct the error in the Period 4 PRF reporting submissions. We also recommend that management?s review of the lost revenue calculations and reporting in the PRF reporting portal include review of documentation supporting each dollar amount included in the calculation. Views of responsible officials of the auditee: Management agrees with the finding and the auditor?s recommendation.
FINDING 2022-001 ? Reporting Requirements Federal program: U.S. Department of Health and Human Services ? ALN 93.498, Provider Relief Fund and American Rescue Plan (`ARP?) Rural Distribution Criteria: Specific criteria are established by the U.S. Department of Health and Human Services (`HHS?) with respect to allowable cost and reporting requirements for this program, including: - Funds shall reimburse the recipient only for health care related expenses or lost revenues that are attributable to coronavirus. - Entities may elect to calculate and report lost revenue using one of three options. For entities electing to report lost revenues using Option iii, the alternative method used to calculate lost revenue should be consistent with a narrative description of the methodology as submitted in the PRF reporting portal. Condition: In the Medical Center?s Period 2 and Period 3 reporting in the PRF reporting portal, the Medical Center reported lost revenue using Option iii for each affiliated entity included in the schedule of expenditures of federal awards that received PRF. The alternative method used to calculate lost revenues was budget-to-actual revenues for the period from January 2020 through August 2020 and year-over-year actual revenues for the period from September 2020 through August 2021. In the lost revenue calculation for the third quarter of calendar year 2021 for each entity, the Medical Center understated actual revenues by $9,693,882 in total. Context: The Medical Center did not report lost revenues for the third quarter of 2021 for any entity, because actual revenue exceeded the prior year?s actual revenue for each entity. Had the correct amounts of actual revenue been reported for the third quarter of 2021, actual revenue for the quarter still would have exceeded the prior year?s actual revenue for each entity and no lost revenue would be reported. Cause: In preparing the reports, management used preliminary estimates of revenue for the month of August 2021 in error. Additionally for one entity, the method used to calculate actual revenue for the month of July 2021 was not consistent with other months. Review processes were performed before the reports were submitted, but these reviews did not detect and correct the errors before submission. Effect: The Medical Center?s reporting in the PRF reporting portal for each affiliated entity included an inaccurate amount of actual revenue for the third quarter of calendar year 2021, which was not consistent with methodology described in the Option iii narrative submitted. The PRF reporting correctly reported no lost revenue for the quarter. Questioned costs: None Repeat finding: No Recommendation: We recommend that management correct the error in the Period 4 PRF reporting submissions. We also recommend that management?s review of the lost revenue calculations and reporting in the PRF reporting portal include review of documentation supporting each dollar amount included in the calculation. Views of responsible officials of the auditee: Management agrees with the finding and the auditor?s recommendation.
FINDING 2022-001 ? Reporting Requirements Federal program: U.S. Department of Health and Human Services ? ALN 93.498, Provider Relief Fund and American Rescue Plan (`ARP?) Rural Distribution Criteria: Specific criteria are established by the U.S. Department of Health and Human Services (`HHS?) with respect to allowable cost and reporting requirements for this program, including: - Funds shall reimburse the recipient only for health care related expenses or lost revenues that are attributable to coronavirus. - Entities may elect to calculate and report lost revenue using one of three options. For entities electing to report lost revenues using Option iii, the alternative method used to calculate lost revenue should be consistent with a narrative description of the methodology as submitted in the PRF reporting portal. Condition: In the Medical Center?s Period 2 and Period 3 reporting in the PRF reporting portal, the Medical Center reported lost revenue using Option iii for each affiliated entity included in the schedule of expenditures of federal awards that received PRF. The alternative method used to calculate lost revenues was budget-to-actual revenues for the period from January 2020 through August 2020 and year-over-year actual revenues for the period from September 2020 through August 2021. In the lost revenue calculation for the third quarter of calendar year 2021 for each entity, the Medical Center understated actual revenues by $9,693,882 in total. Context: The Medical Center did not report lost revenues for the third quarter of 2021 for any entity, because actual revenue exceeded the prior year?s actual revenue for each entity. Had the correct amounts of actual revenue been reported for the third quarter of 2021, actual revenue for the quarter still would have exceeded the prior year?s actual revenue for each entity and no lost revenue would be reported. Cause: In preparing the reports, management used preliminary estimates of revenue for the month of August 2021 in error. Additionally for one entity, the method used to calculate actual revenue for the month of July 2021 was not consistent with other months. Review processes were performed before the reports were submitted, but these reviews did not detect and correct the errors before submission. Effect: The Medical Center?s reporting in the PRF reporting portal for each affiliated entity included an inaccurate amount of actual revenue for the third quarter of calendar year 2021, which was not consistent with methodology described in the Option iii narrative submitted. The PRF reporting correctly reported no lost revenue for the quarter. Questioned costs: None Repeat finding: No Recommendation: We recommend that management correct the error in the Period 4 PRF reporting submissions. We also recommend that management?s review of the lost revenue calculations and reporting in the PRF reporting portal include review of documentation supporting each dollar amount included in the calculation. Views of responsible officials of the auditee: Management agrees with the finding and the auditor?s recommendation.