Audit 50336

FY End
2022-11-30
Total Expended
$9.66M
Findings
4
Programs
34
Organization: Kankakee County, Illinois (IL)
Year: 2022 Accepted: 2023-06-15
Auditor: Skdo PC

Organization Exclusion Status:

Checking exclusion status...

Findings

ID Ref Severity Repeat Requirement
50247 2022-002 Significant Deficiency - H
50248 2022-002 Significant Deficiency - H
626689 2022-002 Significant Deficiency - H
626690 2022-002 Significant Deficiency - H

Programs

ALN Program Spent Major Findings
17.258 Wia Adult Program $755,204 - 0
17.278 Wia Dislocated Worker Formula Grants $594,607 - 0
16.588 Violence Against Women Formula Grants $503,657 - 0
17.259 Wia Youth Activities $467,169 - 0
20.509 Formula Grants for Rural Areas and Tribal Transit Program $434,926 - 0
93.788 Opioid Str $414,912 - 0
10.557 Special Supplemental Nutrition Program for Women, Infants, and Children $381,953 - 0
97.029 Flood Mitigation Assistance $234,348 - 0
93.243 Substance Abuse and Mental Health Services_projects of Regional and National Significance $206,068 - 0
20.205 Highway Planning and Construction $191,735 - 0
93.323 Epidemiology and Laboratory Capacity for Infectious Diseases (elc) $188,461 - 1
93.994 Maternal and Child Health Services Block Grant to the States $160,696 - 0
94.006 Americorps $138,215 - 0
93.667 Social Services Block Grant $133,849 - 0
16.738 Edward Byrne Memorial Justice Assistance Grant Program $112,691 - 0
16.710 Public Safety Partnership and Community Policing Grants $111,647 - 0
93.354 Public Health Emergency Response: Cooperative Agreement for Emergency Response: Public Health Crisis Response $97,105 - 0
93.069 Public Health Emergency Preparedness $79,114 - 0
16.839 Stop School Violence $75,733 - 0
17.277 Workforce Investment Act (wia) National Emergency Grants $70,513 - 0
97.042 Emergency Management Performance Grants $49,572 - 0
21.027 Coronavirus State and Local Fiscal Recovery Funds $26,627 Yes 0
93.959 Block Grants for Prevention and Treatment of Substance Abuse $26,037 - 0
17.245 Trade Adjustment Assistance $25,083 - 0
97.039 Hazard Mitigation Grant $20,686 - 0
20.600 State and Community Highway Safety $18,020 - 0
93.268 Immunization Cooperative Agreements $13,895 - 0
20.703 Interagency Hazardous Materials Public Sector Training and Planning Grants $10,012 - 0
90.404 2018 Hava Election Security Grants $5,016 - 0
93.977 Preventive Health Services_sexually Transmitted Diseases Control Grants $2,020 - 0
93.940 Hiv Prevention Activities_health Department Based $1,735 - 0
66.605 Performance Partnership Grants $1,670 - 0
15.904 Historic Preservation Fund Grants-in-Aid $1,186 - 0
10.572 Wic Farmers' Market Nutrition Program (fmnp) $1,000 - 0

Contacts

Name Title Type
F826K1ERFBG6 Steve McCarty Auditee
8159375582 Carmen Huizenga Auditor
No contacts on file

Notes to SEFA

Title: Other Disclosures Accounting Policies: The accompanying schedule of expenditures of federal awards includes the federal grant activity of Kankakee County, Illinois, and is presented on the modified accrual basis of accounting. The information in this schedule is presented in accordance with the requirements of Title 2 U.S. Code of Federal Regulations, Part 200, Uniform Administrative Requirements, Cost Principles, and Audit Requirements for Federal Awards (Uniform Guidance). Therefore, some amounts presented in this schedule may differ from amounts presented in, or used in the preparation of, the basic financial statements. De Minimis Rate Used: Y Rate Explanation: The auditee used the de minimis cost rate. Both Kankakee County and Kankakee County Health Department elected to use the 10% de minimis indirect cost rate. Amount of federal insurance in effect during the year - none; Loan/loan guarantees outstanding at year end - none.

Finding Details

2022-002: Federal Program information: COVID-19: ELC Contact Tracing Grant AL 93.323; Federal Award Date: 5/19/20 and 3/27/20; Award No. 6NU50CK000559-01-08; Pass through entity: Illinois Department of Public Health, Grant No. 05180145H; Criteria or specified requirement: A non-federal entity may charge only allowable costs incurred during the approved budget period of a federal award's period of performance. Unless the federal awarding agency or pass-through entity authorizes an extension, a non-federal entity must liquidate all financial obligations incurred under the federal award not later than 120 calendar days after the end date of the period of performance as specified in the terms and conditions of the federal award. When used in connection with a non-federal entity's utilization of funds under a federal award, "financial obligations" means orders placed for property and services, contracts and subawards made, and similar transactions during a given period that require payment by the non-federal entity during the same or a future period. Condition: The Kankakee County Health Department (KCHD) ordered technology equipment and related installation services in the amount of $123.133 to update their technology capabilities in March 2022. The entire amount of the project was charged to the COVID-19 ELC Contact Tracing grant, which ended March 31, 2022. The KCHD released a payment of $55,390 to the vendor in September 2022 for equipment that had been received and installed at that time. No additional equipment had been installed until March 2023. While the KCHD had a financial obligation as of March 31, 2022 under this grant, it was unable to be liquidated within 120 days after the grant period ended as the work had not been completed. Cause: The KCHD does not have proper internal controls in place or adequate resources available to review outstanding grant expenditures to ensure all are liquidated within the appropriate period. Effect: The KCHD discussed the project delay with the pass-through entity, who determined that the $55,390 paid in September 2022 would be allowed, however, grant funds received in the amount of $67,743, representing the incomplete portion of the project, are to be repaid to the pass-through entity. Questioned costs: Questioned costs were identified in the amount of $67,743. This is the total amount of the project which was not completed within the period of performance, nor were the financial obligations able to be liquidated within the appropriate period. Context: Project delays of this magnitude are unusual. Supply chain issues caused by the pandemic resulted in significant project delays beyond those encountered by the KCHD in the past. Recommendation: We recommend that the KCHD implement internal controls to review outstanding items and ongoing projects, particularly those charged to grants, for proper reporting to ensure compliance with the terms of the award. Additionally, the KCHD should allocate or obtain adequate resources to the financial and grant reporting function to ensure compliance. Management's response: See attached response.
2022-002: Federal Program information: COVID-19: ELC Contact Tracing Grant AL 93.323; Federal Award Date: 5/19/20 and 3/27/20; Award No. 6NU50CK000559-01-08; Pass through entity: Illinois Department of Public Health, Grant No. 05180145H; Criteria or specified requirement: A non-federal entity may charge only allowable costs incurred during the approved budget period of a federal award's period of performance. Unless the federal awarding agency or pass-through entity authorizes an extension, a non-federal entity must liquidate all financial obligations incurred under the federal award not later than 120 calendar days after the end date of the period of performance as specified in the terms and conditions of the federal award. When used in connection with a non-federal entity's utilization of funds under a federal award, "financial obligations" means orders placed for property and services, contracts and subawards made, and similar transactions during a given period that require payment by the non-federal entity during the same or a future period. Condition: The Kankakee County Health Department (KCHD) ordered technology equipment and related installation services in the amount of $123.133 to update their technology capabilities in March 2022. The entire amount of the project was charged to the COVID-19 ELC Contact Tracing grant, which ended March 31, 2022. The KCHD released a payment of $55,390 to the vendor in September 2022 for equipment that had been received and installed at that time. No additional equipment had been installed until March 2023. While the KCHD had a financial obligation as of March 31, 2022 under this grant, it was unable to be liquidated within 120 days after the grant period ended as the work had not been completed. Cause: The KCHD does not have proper internal controls in place or adequate resources available to review outstanding grant expenditures to ensure all are liquidated within the appropriate period. Effect: The KCHD discussed the project delay with the pass-through entity, who determined that the $55,390 paid in September 2022 would be allowed, however, grant funds received in the amount of $67,743, representing the incomplete portion of the project, are to be repaid to the pass-through entity. Questioned costs: Questioned costs were identified in the amount of $67,743. This is the total amount of the project which was not completed within the period of performance, nor were the financial obligations able to be liquidated within the appropriate period. Context: Project delays of this magnitude are unusual. Supply chain issues caused by the pandemic resulted in significant project delays beyond those encountered by the KCHD in the past. Recommendation: We recommend that the KCHD implement internal controls to review outstanding items and ongoing projects, particularly those charged to grants, for proper reporting to ensure compliance with the terms of the award. Additionally, the KCHD should allocate or obtain adequate resources to the financial and grant reporting function to ensure compliance. Management's response: See attached response.
2022-002: Federal Program information: COVID-19: ELC Contact Tracing Grant AL 93.323; Federal Award Date: 5/19/20 and 3/27/20; Award No. 6NU50CK000559-01-08; Pass through entity: Illinois Department of Public Health, Grant No. 05180145H; Criteria or specified requirement: A non-federal entity may charge only allowable costs incurred during the approved budget period of a federal award's period of performance. Unless the federal awarding agency or pass-through entity authorizes an extension, a non-federal entity must liquidate all financial obligations incurred under the federal award not later than 120 calendar days after the end date of the period of performance as specified in the terms and conditions of the federal award. When used in connection with a non-federal entity's utilization of funds under a federal award, "financial obligations" means orders placed for property and services, contracts and subawards made, and similar transactions during a given period that require payment by the non-federal entity during the same or a future period. Condition: The Kankakee County Health Department (KCHD) ordered technology equipment and related installation services in the amount of $123.133 to update their technology capabilities in March 2022. The entire amount of the project was charged to the COVID-19 ELC Contact Tracing grant, which ended March 31, 2022. The KCHD released a payment of $55,390 to the vendor in September 2022 for equipment that had been received and installed at that time. No additional equipment had been installed until March 2023. While the KCHD had a financial obligation as of March 31, 2022 under this grant, it was unable to be liquidated within 120 days after the grant period ended as the work had not been completed. Cause: The KCHD does not have proper internal controls in place or adequate resources available to review outstanding grant expenditures to ensure all are liquidated within the appropriate period. Effect: The KCHD discussed the project delay with the pass-through entity, who determined that the $55,390 paid in September 2022 would be allowed, however, grant funds received in the amount of $67,743, representing the incomplete portion of the project, are to be repaid to the pass-through entity. Questioned costs: Questioned costs were identified in the amount of $67,743. This is the total amount of the project which was not completed within the period of performance, nor were the financial obligations able to be liquidated within the appropriate period. Context: Project delays of this magnitude are unusual. Supply chain issues caused by the pandemic resulted in significant project delays beyond those encountered by the KCHD in the past. Recommendation: We recommend that the KCHD implement internal controls to review outstanding items and ongoing projects, particularly those charged to grants, for proper reporting to ensure compliance with the terms of the award. Additionally, the KCHD should allocate or obtain adequate resources to the financial and grant reporting function to ensure compliance. Management's response: See attached response.
2022-002: Federal Program information: COVID-19: ELC Contact Tracing Grant AL 93.323; Federal Award Date: 5/19/20 and 3/27/20; Award No. 6NU50CK000559-01-08; Pass through entity: Illinois Department of Public Health, Grant No. 05180145H; Criteria or specified requirement: A non-federal entity may charge only allowable costs incurred during the approved budget period of a federal award's period of performance. Unless the federal awarding agency or pass-through entity authorizes an extension, a non-federal entity must liquidate all financial obligations incurred under the federal award not later than 120 calendar days after the end date of the period of performance as specified in the terms and conditions of the federal award. When used in connection with a non-federal entity's utilization of funds under a federal award, "financial obligations" means orders placed for property and services, contracts and subawards made, and similar transactions during a given period that require payment by the non-federal entity during the same or a future period. Condition: The Kankakee County Health Department (KCHD) ordered technology equipment and related installation services in the amount of $123.133 to update their technology capabilities in March 2022. The entire amount of the project was charged to the COVID-19 ELC Contact Tracing grant, which ended March 31, 2022. The KCHD released a payment of $55,390 to the vendor in September 2022 for equipment that had been received and installed at that time. No additional equipment had been installed until March 2023. While the KCHD had a financial obligation as of March 31, 2022 under this grant, it was unable to be liquidated within 120 days after the grant period ended as the work had not been completed. Cause: The KCHD does not have proper internal controls in place or adequate resources available to review outstanding grant expenditures to ensure all are liquidated within the appropriate period. Effect: The KCHD discussed the project delay with the pass-through entity, who determined that the $55,390 paid in September 2022 would be allowed, however, grant funds received in the amount of $67,743, representing the incomplete portion of the project, are to be repaid to the pass-through entity. Questioned costs: Questioned costs were identified in the amount of $67,743. This is the total amount of the project which was not completed within the period of performance, nor were the financial obligations able to be liquidated within the appropriate period. Context: Project delays of this magnitude are unusual. Supply chain issues caused by the pandemic resulted in significant project delays beyond those encountered by the KCHD in the past. Recommendation: We recommend that the KCHD implement internal controls to review outstanding items and ongoing projects, particularly those charged to grants, for proper reporting to ensure compliance with the terms of the award. Additionally, the KCHD should allocate or obtain adequate resources to the financial and grant reporting function to ensure compliance. Management's response: See attached response.