Audit 48579

FY End
2022-08-31
Total Expended
$888.83M
Findings
0
Programs
174
Organization: Emory University (GA)
Year: 2022 Accepted: 2023-04-10
Auditor: Kpmg LLP

Organization Exclusion Status:

Checking exclusion status...

Findings

No findings recorded

Programs

ALN Program Spent Major Findings
93.498 Covid-19 - Provider Relief Fund $75.74M Yes 0
84.268 Federal Direct Student Loans $73.99M - 0
84.425 Covid-19 - Higher Education Emergency Relief Fund - Covid-19 Student $12.14M Yes 0
93.461 Covid-19 Testing for the Uninsured $9.87M Yes 0
93.286 Covid-19 - Discovery and Applied Research for Technological Innovations to Improve Human Health $8.43M Yes 0
84.063 Federal Pell Grant Program $8.32M - 0
84.038 Federal Perkins Loan Program $4.79M - 0
93.364 Nursing Student Loans $4.55M - 0
93.342 Health Professions Student Loans, Including Primary Care Loans/loans for Disadvantaged Students $3.20M - 0
93.135 Centers for Research and Demonstration for Health Promotion and Disease Prevention $2.75M Yes 0
93.394 Covid-19 - Cancer Detection and Diagnosis Research $2.67M Yes 0
84.033 Federal Work-Study Program $1.76M - 0
84.007 Federal Supplemental Educational Opportunity Grants $1.72M - 0
93.310 Covid-19 - Trans-Nih Research Support $1.70M Yes 0
93.318 Protecting and Improving Health Globally: Building and Strengthening Public Health Impact, Systems, Capacity and Security $1.52M - 0
93.825 Covid-19 - National Ebola Training and Education Center (netec) $1.43M - 0
93.352 Construction Support $1.26M Yes 0
93.516 Public Health Training Centers Program $1.03M Yes 0
93.264 Nurse Faculty Loan Program (nflp) $1.01M - 0
12.750 Uniformed Services University Medical Research Projects $962,667 Yes 0
93.822 Health Careers Opportunity Program (hcop) $893,667 Yes 0
93.898 Cancer Prevention and Control Programs for State, Territorial and Tribal Organizations $730,394 Yes 0
93.359 Nurse Education, Practice Quality and Retention Grants $681,506 Yes 0
93.262 Occupational Safety and Health Program $581,450 Yes 0
93.918 Grants to Provide Outpatient Early Intervention Services with Respect to Hiv Disease $523,336 - 0
20.RD Contract $485,677 Yes 0
93.310 Trans-Nih Research Support $462,403 Yes 0
93.135 Covid-19 - Centers for Research and Demonstration for Health Promotion and Disease Prevention $413,221 Yes 0
93.856 Microbiology and Infectious Diseases Research $386,628 Yes 0
93.914 Hiv Emergency Relief Project Grants $385,366 - 0
93.318 Covid-19 - Protecting and Improving Health Globally: Building and Strengthening Public Health Impact, Systems, Capacity and Security $361,243 Yes 0
93.247 Advanced Nursing Education Grant Program $348,958 Yes 0
93.136 Injury Prevention and Control Research and State and Community Based Programs $329,505 Yes 0
93.941 Hiv Demonstration, Research, Public and Professional Education Projects $302,389 Yes 0
93.835 Planning Grant for Healthcare and Public Health Sector Cybersecurity Information Sharing $299,275 Yes 0
93.732 Covid-19 - Mental and Behavioral Health Education and Training Grants $291,035 Yes 0
93.127 Emergency Medical Services for Children $288,965 - 0
93.117 Preventive Medicine Residency $277,426 Yes 0
93.959 Block Grants for Prevention and Treatment of Substance Abuse $261,467 - 0
93.GSA_MIGRATION Contract $258,697 - 0
93.840 Translation and Implementation Science Research for Heart, Lung, Blood Diseases, and Sleep Disorders $257,210 Yes 0
93.969 Pphf Geriatric Education Centers $229,303 Yes 0
93.989 International Research and Research Training $228,771 Yes 0
81.049 Office of Science Financial Assistance Program $225,963 Yes 0
93.879 Medical Library Assistance $216,051 Yes 0
84.425 Covid-19 - Higher Education Emergency Relief Fund - Covid-19 Institutional $206,527 Yes 0
93.839 Covid-19 - Blood Diseases and Resources Research $206,387 Yes 0
93.273 Covid-19 - Alcohol Research Programs $200,420 Yes 0
93.084 Covid-19 - Prevention of Disease, Disability, and Death by Infectious Diseases $198,421 Yes 0
93.243 Substance Abuse and Mental Health Services_projects of Regional and National Significance $191,017 Yes 0
93.866 Aging Research $189,481 Yes 0
12.351 Scientific Research - Combating Weapons of Mass Destruction $187,243 Yes 0
66.808 Solid Waste Management Assistance Grants $171,678 Yes 0
20.616 National Priority Safety Programs $170,814 Yes 0
93.399 Cancer Control $168,611 Yes 0
93.279 Drug Abuse and Addiction Research Programs $166,574 Yes 0
93.172 Human Genome Research $163,210 Yes 0
93.431 Networking2save: Cdcs National Network Approach to Preventing and Controlling Tobacco-Related Cancers in Special Populations $123,630 - 0
10.310 Agriculture and Food Research Initiative (afri) $123,485 Yes 0
11.020 Cluster Grants $115,476 - 0
66.RD Contract $107,146 Yes 0
93.211 Telehealth Programs $101,120 Yes 0
12.420 Military Medical Research and Development $90,607 Yes 0
43.001 Science $84,680 Yes 0
93.643 Children's Justice Grants to States $84,128 - 0
93.434 Every Student Succeeds Act/preschool Development Grants $82,839 Yes 0
47.049 Mathematical and Physical Sciences $82,549 Yes 0
93.323 Epidemiology and Laboratory Capacity for Infectious Diseases (elc) $80,803 - 0
93.161 Health Program for Toxic Substances and Disease Registry $79,203 Yes 0
47.078 Polar Programs $78,908 Yes 0
84.324 Research in Special Education $78,570 Yes 0
93.067 Global Aids $74,542 - 0
93.351 Research Infrastructure Programs $71,492 Yes 0
93.426 Improving the Health of Americans Through Prevention and Management of Diabetes and Heart Disease and Stroke $70,881 - 0
93.185 Immunization Research, Demonstration, Public Information and Education_training and Clinical Skills Improvement Projects $68,193 Yes 0
93.837 Cardiovascular Diseases Research $67,344 Yes 0
93.978 Sexually Transmitted Diseases (std) Provider Education Grants $63,122 Yes 0
45.149 Promotion of the Humanities Division of Preservation and Access $61,921 Yes 0
93.332 Cooperative Agreement to Support Navigators in Federally-Facilitated Exchanges $61,760 Yes 0
47.050 Geosciences $61,446 Yes 0
93.225 National Research Service Awards Health Services Research Training $60,448 Yes 0
19.RD Contract $58,385 Yes 0
93.393 Cancer Cause and Prevention Research $57,801 Yes 0
93.145 Aids Education and Training Centers $55,437 - 0
45.163 Promotion of the Humanities Professional Development $53,711 Yes 0
93.738 Pphf: Racial and Ethnic Approaches to Community Health Program Financed Solely by Public Prevention and Health Funds $52,123 - 0
93.360 Biomedical Advanced Research and Development Authority (barda), Biodefense Medical Countermeasure Development $50,974 Yes 0
93.778 Medical Assistance Program $48,259 - 0
93.242 Mental Health Research Grants $46,962 Yes 0
19.010 Academic Exchange Programs Hubert H. Humphrey Fellowship Program $45,309 Yes 0
93.395 Cancer Treatment Research $40,173 Yes 0
93.110 Maternal and Child Health Federal Consolidated Programs $39,668 - 0
93.387 National and State Tobacco Control Program (b) $38,512 - 0
93.353 21st Century Cures Act - Beau Biden Cancer Moonshot $34,187 Yes 0
45.161 Promotion of the Humanities Research $33,443 Yes 0
12.910 Language Grant Program $33,039 Yes 0
93.213 Research and Training in Complementary and Integrative Health $32,132 Yes 0
93.867 Vision Research $31,640 Yes 0
93.855 Covid-19 - Allergy and Infectious Diseases Research $31,633 Yes 0
93.283 Centers for Disease Control and Prevention Investigations and Technical Assistance $31,455 Yes 0
93.394 Cancer Detection and Diagnosis Research $31,019 Yes 0
93.859 Biomedical Research and Research Training $30,857 Yes 0
43.003 Exploration $30,678 Yes 0
84.RD Contract $29,637 Yes 0
93.080 Blood Disorder Program: Prevention, Surveillance, and Research $29,360 Yes 0
10.001 Agriculture Research Basic and Applied Research $29,323 Yes 0
93.233 National Center on Sleep Disorders Research $27,007 Yes 0
43.002 Aeronautics $25,383 Yes 0
66.951 Environmental Education Grants $24,314 Yes 0
93.855 Allergy and Infectious Diseases Research $23,791 Yes 0
93.435 Innovative State and Local Public Health Strategies to Prevent and Manage Diabetes and Heart Disease and Stroke- $23,558 - 0
84.022 Overseas Programs - Doctoral Dissertation Research Abroad $22,689 Yes 0
93.365 Sickle Cell Treatment Demonstration Program $22,326 - 0
93.421 Strengthening Public Health Systems and Services Through National Partnerships to Improve and Protect the Nations Health $20,900 - 0
93.142 Niehs Hazardous Waste Worker Health and Safety Training $19,828 Yes 0
93.817 Hospital Preparedness Program (hpp) Ebola Preparedness and Response Activities $19,700 - 0
93.350 National Center for Advancing Translational Sciences $17,750 Yes 0
47.076 Stem Education $17,150 Yes 0
93.825 Covid-19 National Ebola Training and Education Center (netec) $16,610 Yes 0
93.124 Nurse Anesthetist Traineeships $15,952 Yes 0
93.052 National Family Caregiver Support, Title Iii, Part E $13,956 - 0
45.024 Promotion of the Arts Grants to Organizations and Individuals $13,718 - 0
93.396 Cancer Biology Research $13,197 Yes 0
93.307 Minority Health and Health Disparities Research $12,889 Yes 0
93.068 Chronic Diseases: Research, Control, and Prevention $11,848 Yes 0
93.226 Research on Healthcare Costs, Quality and Outcomes $11,472 Yes 0
93.788 Opioid Str $11,142 - 0
47.075 Social, Behavioral, and Economic Sciences $11,061 Yes 0
93.397 Cancer Centers Support Grants $10,019 Yes 0
47.070 Computer and Information Science and Engineering $9,965 Yes 0
93.073 Birth Defects and Developmental Disabilities - Prevention and Surveillance $9,422 Yes 0
93.421 Covid-19 - Strengthening Public Health Systems and Services Through National Partnerships to Improve and Protect the Nations Health $9,087 - 0
10.329 Crop Protection and Pest Management Competitive Grants Program $8,836 Yes 0
98.001 Usaid Foreign Assistance for Programs Overseas $8,732 Yes 0
93.103 Food and Drug Administration_research $8,377 Yes 0
93.398 Cancer Research Manpower $6,915 Yes 0
93.453 Coalition for A Healthier Community $6,621 - 0
93.839 Blood Diseases and Resources Research $6,588 Yes 0
66.509 Science to Achieve Results (star) Research Program $6,564 Yes 0
12.800 Air Force Defense Research Sciences Program $6,105 Yes 0
45.025 Promotion of the Arts Partnership Agreements $5,999 - 0
93.359 Covid-19 - Nurse Education, Practice Quality and Retention Grants $5,260 Yes 0
64.GSA_MIGRATION Contract $5,000 - 0
12.630 Basic, Applied, and Advanced Research in Science and Engineering $4,346 Yes 0
93.077 Family Smoking Prevention and Tobacco Control Act Regulatory Research $4,235 Yes 0
93.334 The Healthy Brain Initiative: Technical Assistance to Implement Public Health Actions Related to Cognitive Health, Cognitive Impairment, and Caregiving at the State and Local Levels $3,980 - 0
93.945 Assistance Programs for Chronic Disease Prevention and Control $3,600 - 0
93.853 Extramural Research Programs in the Neurosciences and Neurological Disorders $3,357 Yes 0
16.560 National Institute of Justice Research, Evaluation, and Development Project Grants $3,314 Yes 0
12.900 Language Grant Program $2,363 Yes 0
93.665 Emergency Grants to Address Mental and Substance Use Disorders During Covid-19 $2,000 - 0
93.632 University Centers for Excellence in Developmental Disabilities Education, Research, and Service $1,666 Yes 0
93.137 Community Programs to Improve Minority Health Grant Program $1,139 - 0
93.273 Alcohol Research Programs $242 Yes 0
93.261 National Diabetes Prevention Program: Preventing Type 2 Diabetes Among People at High Risk $176 - 0
93.860 Emerging Infections Sentinel Networks $25 Yes 0
93.286 Discovery and Applied Research for Technological Innovations to Improve Human Health $10 Yes 0
93.361 Nursing Research $-32 Yes 0
93.084 Prevention of Disease, Disability, and Death by Infectious Diseases $-64 Yes 0
12.RD Contract $-77 Yes 0
93.960 Special Minority Initiatives $-90 - 0
93.846 Arthritis, Musculoskeletal and Skin Diseases Research $-228 Yes 0
93.838 Lung Diseases Research $-360 Yes 0
47.074 Biological Sciences $-538 Yes 0
93.173 Research Related to Deafness and Communication Disorders $-1,355 Yes 0
93.825 National Ebola Training and Education Center (netec) $-1,780 Yes 0
93.RD Contract $-2,005 Yes 0
93.865 Child Health and Human Development Extramural Research $-5,868 Yes 0
47.041 Engineering $-10,802 Yes 0
12.GSA_MIGRATION Contract $-14,600 - 0
93.113 Environmental Health $-34,235 Yes 0
93.847 Diabetes, Digestive, and Kidney Diseases Extramural Research $-44,008 Yes 0
93.855 Allergy, Immunology and Transplantation Research $-44,251 Yes 0
93.121 Oral Diseases and Disorders Research $-199,269 Yes 0

Contacts

Name Title Type
S352L5PJLMP8 James Goff Auditee
4047273419 Alison Upton Auditor
No contacts on file

Notes to SEFA

Title: Basis of Accounting Accounting Policies: The accompanying supplementary schedule of expenditures of federal awards (the Schedule) includes the federal grant activity of Emory University and its subsidiaries (the University) and is presented on the accrual basis of accounting. The Schedule presents all grants, contracts, and similar agreements entered into directly between agencies and departments of the federal government and subawards to the University from nonfederal organizations pursuant to federal grants, contracts, and similar agreements. The Schedule also presents awards passed through from the University to other nonfederal subrecipient organizations.The information in the Schedule is presented in accordance with the requirements of Title 2 U.S. Code of Federal Regulations Part 200, Uniform Administrative Requirements, Cost Principles, and Audit Requirements for Federal Awards (Uniform Guidance). Therefore, some amounts presented in the Schedule may differ from amounts presented in, or used in the preparation of, the consolidated financial statements.The accompanying supplementary schedule of cash receipts and expenditures of State of Georgia awards includes expenditures incurred by the University and grant revenues received from State of Georgia agencies under various state contracts. Negative balances represent programs with unfunded expenditures prior to normal closeout procedures, which were subsequently transferred to unrestricted cost centers. De Minimis Rate Used: N Rate Explanation: The auditee did not use the de minimis cost rate. Expenditures for federal student financial assistance programs are recognized as incurred and include grants to students under the Federal Pell Grant and Federal Supplemental Educational Opportunity Grant Programs, student earnings under the Federal Work Study Program, and administrative cost allowances, where applicable. Expenditures for loans related to the Federal Direct Student Loan Programs (FDSLP) arereported in the Schedule when disbursed.New loans made during the fiscal year and loans from previous fiscal years for which the University has continuing compliance requirements to adhere to related to the Federal Perkins Loan Program are reported in the Schedule. Expenditures for other federal awards are recognized as incurred using the cost accounting principles contained in Uniform Guidance. Under these cost principles, certain types ofexpenses are not allowable or are limited as to reimbursement.COVID-19 Health Resources and Services Administration (HRSA) COVID-19 Claims Reimbursement for the Uninsured Program and the COVID-19 Coverage Assistance Fund (AL # 93.461) includes reimbursements for health care services rendered during the year ended August 31, 2022.COVID-19 Provider Relief Fund (PRF) and American Rescue Plan (ARP) Rural Distribution (AL # 93.498)includes reimbursements for lost revenues during the period from July 1, 2020 to June 30, 2021, based upon the PRF report that is required to be submitted to the HRSA reporting portal.
Title: Federal Loan Programs Accounting Policies: The accompanying supplementary schedule of expenditures of federal awards (the Schedule) includes the federal grant activity of Emory University and its subsidiaries (the University) and is presented on the accrual basis of accounting. The Schedule presents all grants, contracts, and similar agreements entered into directly between agencies and departments of the federal government and subawards to the University from nonfederal organizations pursuant to federal grants, contracts, and similar agreements. The Schedule also presents awards passed through from the University to other nonfederal subrecipient organizations.The information in the Schedule is presented in accordance with the requirements of Title 2 U.S. Code of Federal Regulations Part 200, Uniform Administrative Requirements, Cost Principles, and Audit Requirements for Federal Awards (Uniform Guidance). Therefore, some amounts presented in the Schedule may differ from amounts presented in, or used in the preparation of, the consolidated financial statements.The accompanying supplementary schedule of cash receipts and expenditures of State of Georgia awards includes expenditures incurred by the University and grant revenues received from State of Georgia agencies under various state contracts. Negative balances represent programs with unfunded expenditures prior to normal closeout procedures, which were subsequently transferred to unrestricted cost centers. De Minimis Rate Used: N Rate Explanation: The auditee did not use the de minimis cost rate. Most federal financial assistance is in the form of cash awards. However, there are a number of federal programs that do not involve cash transactions with the University. These noncash transactions in which the University obtains other assistance are the FDSLP and revolving loan programs, such as the Federal Perkins Loan Program.The loans advanced and related expenditures are as follows for the various student loan programs: AL # AmountFederal Direct Student Loan Programs: Student loans advanced: Subsidized Stafford Loan Program 84.268 $ 6,182,201 Unsubsidized Stafford Loan Program 84.268 85,677,252 Total Direct Stafford Loan Program 91,859,453 Federal Direct PLUS Loan Program 84.268 73,990,885 Total Federal Direct Student Loan Programs $ 165,850,338The Federal Perkins (Perkins) and Nurse Faculty and Student Loan Programs (Nursing) are administered directly by the University, and balances and transactions relating to these programs are included in the Universitys consolidated financial statements. The amounts presented on the Schedule include the Federal Perkins and Nurse Loans outstanding as of August 31, 2021. Perkins and Nursing loans outstanding at August 31, 2022 totaled $2,940,607 and $1,482,916, respectively. No Perkins loans wereissued and $281,477 Nursing loans were issued during the year ended August 31, 2022.The University is responsible for the performance of certain administrative duties with respect to the FDSLP. It is not practicable to determine the balance of loans outstanding to students and former students of the University under this program as of August 31, 2022. These loans are not included in the Universitys consolidated financial statements.
Title: Matching Accounting Policies: The accompanying supplementary schedule of expenditures of federal awards (the Schedule) includes the federal grant activity of Emory University and its subsidiaries (the University) and is presented on the accrual basis of accounting. The Schedule presents all grants, contracts, and similar agreements entered into directly between agencies and departments of the federal government and subawards to the University from nonfederal organizations pursuant to federal grants, contracts, and similar agreements. The Schedule also presents awards passed through from the University to other nonfederal subrecipient organizations.The information in the Schedule is presented in accordance with the requirements of Title 2 U.S. Code of Federal Regulations Part 200, Uniform Administrative Requirements, Cost Principles, and Audit Requirements for Federal Awards (Uniform Guidance). Therefore, some amounts presented in the Schedule may differ from amounts presented in, or used in the preparation of, the consolidated financial statements.The accompanying supplementary schedule of cash receipts and expenditures of State of Georgia awards includes expenditures incurred by the University and grant revenues received from State of Georgia agencies under various state contracts. Negative balances represent programs with unfunded expenditures prior to normal closeout procedures, which were subsequently transferred to unrestricted cost centers. De Minimis Rate Used: N Rate Explanation: The auditee did not use the de minimis cost rate. Under the Federal Supplemental Educational Opportunity Grant Program, the University matched $428,761 in funds awarded to students for the year ended August 31, 2022 in addition to the federal share of expenditures included in the Schedule.Under the Federal Work Study Program, the University matched $502,812 in total compensation to students for the year ended August 31, 2022 in addition to the federal share of expenditures included in the Schedule.
Title: Administrative Cost Allowance Accounting Policies: The accompanying supplementary schedule of expenditures of federal awards (the Schedule) includes the federal grant activity of Emory University and its subsidiaries (the University) and is presented on the accrual basis of accounting. The Schedule presents all grants, contracts, and similar agreements entered into directly between agencies and departments of the federal government and subawards to the University from nonfederal organizations pursuant to federal grants, contracts, and similar agreements. The Schedule also presents awards passed through from the University to other nonfederal subrecipient organizations.The information in the Schedule is presented in accordance with the requirements of Title 2 U.S. Code of Federal Regulations Part 200, Uniform Administrative Requirements, Cost Principles, and Audit Requirements for Federal Awards (Uniform Guidance). Therefore, some amounts presented in the Schedule may differ from amounts presented in, or used in the preparation of, the consolidated financial statements.The accompanying supplementary schedule of cash receipts and expenditures of State of Georgia awards includes expenditures incurred by the University and grant revenues received from State of Georgia agencies under various state contracts. Negative balances represent programs with unfunded expenditures prior to normal closeout procedures, which were subsequently transferred to unrestricted cost centers. De Minimis Rate Used: N Rate Explanation: The auditee did not use the de minimis cost rate. The University recorded an administrative cost allowance of $125,703 for the year ended August 31, 2022. This amount is included in the Schedule as federal expenditures under the Federal Work Study Program.