Audit 46656

FY End
2022-09-30
Total Expended
$7.87M
Findings
2
Programs
4
Organization: Accompany Capital, Inc. (NY)
Year: 2022 Accepted: 2023-06-29
Auditor: Sax LLP

Organization Exclusion Status:

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Findings

ID Ref Severity Repeat Requirement
46526 2022-001 Significant Deficiency - GL
622968 2022-001 Significant Deficiency - GL

Contacts

Name Title Type
Y1CJYNZ13W57 Yanki Tshering Auditee
2128981112 Joseph Albano Auditor
No contacts on file

Notes to SEFA

Title: Loan/loan guarantee outstanding balances Accounting Policies: Expenditures reported on the Schedule of Expenditures of Federal Awards are presented on the accrual basis of accounting. Such expenditures are recognized following the cost principals contained in Uniform Guidance, wherein certain types of expenditures are not allowable or are limited as to reimbursement. No sub-recipients were used. De Minimis Rate Used: Y Rate Explanation: The Organization has elected to use the 10-percent de minimus indirect cost rate allowed under the Uniform Guidance. The Microloan Program is administered directly by the Organization, and balances and transactions relating to these loans are included in the Organization's basic financial statements. The balances of loans outstanding at September 30, 2022 consist of the following, all under the Microloans Program (AL#50.046). Grant #6130135001 - $89,283 outstanding balance at 9/30/22; Grant #6834935003 - $350,199 outstanding balance at 9/30/22; Grant #9566385000 - $775,857 outstanding balance at 9/30/22; Grant #3784737002 - $969,904 outstanding balance at 9/30/22; Grant #5314708201 - $1,193,925 outstanding balance at 9/30/22.
Title: Basis of Presentation Accounting Policies: Expenditures reported on the Schedule of Expenditures of Federal Awards are presented on the accrual basis of accounting. Such expenditures are recognized following the cost principals contained in Uniform Guidance, wherein certain types of expenditures are not allowable or are limited as to reimbursement. No sub-recipients were used. De Minimis Rate Used: Y Rate Explanation: The Organization has elected to use the 10-percent de minimus indirect cost rate allowed under the Uniform Guidance. The accompanying Schedule of Expenditures of Federal Awards (the "Schedule") includes the federal award activity of the Organization under programs of the federal government for the year ended September 30, 2022. The information in this schedule is presented in accordance with the requirements of Title 2 U.S. Code of Federal Regulations (CFR) Part 200, Uniform Administrative Requirements, Cost Principles, and Audit Requirements for Federal Awards (Uniform Guidance). Because the schedule presents only a selected portion of the operations of the Organization, it is not intended to and does not present the financial position, changes in net assets or cash flows of the Organization.

Finding Details

2022-001 ? Reporting, Level of Effort, and Earmarking Program: AL # 21.024 ? Community Development Financial Institutions Rapid Response Program (CDFI RRP) Sponsor Award Number: 21RRP057316 Sponsor Agency: U.S. Department of Treasury Criteria: Non-federal entities must establish and maintain effective internal controls to provide reasonable assurance that they can manage the Federal award in compliance with Federal statutes, regulations, and the terms and conditions of the Federal award. The Organization must meet and report on certain performance goals as outlined in the Grant Assistance Agreement. Condition: Data elements including performance goals as reported on the Annual Performance Reports were originally unable to be supported or reconciled by the organization to the underlying loan and financial data. Cause: Internal controls did not exist to reconcile the data elements as reported on the Annual Performance Reports to the underlying loan and financial data. Effect: Performance goals as stipulated in the Grant Assistance Agreement may not be met or reported inaccurately. Questioned Costs: None. There were no instances of non-compliance noted. Context: Data elements as reported in the Annual Performance Reports were unable to be supported. Repeat Finding: No Recommendation: Establish control procedures to reconcile data elements reported to the underlying loan and financial data. Views of Responsible Officials: See Corrective Action Plan attached.
2022-001 ? Reporting, Level of Effort, and Earmarking Program: AL # 21.024 ? Community Development Financial Institutions Rapid Response Program (CDFI RRP) Sponsor Award Number: 21RRP057316 Sponsor Agency: U.S. Department of Treasury Criteria: Non-federal entities must establish and maintain effective internal controls to provide reasonable assurance that they can manage the Federal award in compliance with Federal statutes, regulations, and the terms and conditions of the Federal award. The Organization must meet and report on certain performance goals as outlined in the Grant Assistance Agreement. Condition: Data elements including performance goals as reported on the Annual Performance Reports were originally unable to be supported or reconciled by the organization to the underlying loan and financial data. Cause: Internal controls did not exist to reconcile the data elements as reported on the Annual Performance Reports to the underlying loan and financial data. Effect: Performance goals as stipulated in the Grant Assistance Agreement may not be met or reported inaccurately. Questioned Costs: None. There were no instances of non-compliance noted. Context: Data elements as reported in the Annual Performance Reports were unable to be supported. Repeat Finding: No Recommendation: Establish control procedures to reconcile data elements reported to the underlying loan and financial data. Views of Responsible Officials: See Corrective Action Plan attached.