Audit 45534

FY End
2022-06-30
Total Expended
$8.15M
Findings
12
Programs
13
Organization: Ecorse Public Schools (MI)
Year: 2022 Accepted: 2022-11-09
Auditor: Yeo & Yeo PC

Organization Exclusion Status:

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Findings

ID Ref Severity Repeat Requirement
50605 2022-002 Material Weakness - L
50606 2022-002 Material Weakness - L
50607 2022-002 Material Weakness - L
50608 2022-002 Material Weakness - L
50609 2022-002 Material Weakness - L
50610 2022-004 Material Weakness - P
627047 2022-002 Material Weakness - L
627048 2022-002 Material Weakness - L
627049 2022-002 Material Weakness - L
627050 2022-002 Material Weakness - L
627051 2022-002 Material Weakness - L
627052 2022-004 Material Weakness - P

Programs

Contacts

Name Title Type
DYLVRC3ACAK4 Charles Moore Auditee
5172023867 Michael Georges, CPA Auditor
No contacts on file

Notes to SEFA

Title: Note 3 - Reconciliation to the Financial Statmenets Accounting Policies: Expenditures reported on the Schedule are reported on the accrual basis of accounting. Such expenditures are recognized following the cost principles contained in the Uniform Guidance, where certain types of expenditures are not allowable or are limited as to reimbursement. Negative amounts shown on the Schedule represent adjustments or credits made in the normal course of business to amounts reported as expenditures in prior years. De Minimis Rate Used: N Rate Explanation: The auditee did not use the de minimis cost rate. The School District is a beneficiary of two Child Care grants instead of a subrecipient. See Note 3 for reconciliation.
Title: Note 4 - Michigan Department of Education Disclosures Accounting Policies: Expenditures reported on the Schedule are reported on the accrual basis of accounting. Such expenditures are recognized following the cost principles contained in the Uniform Guidance, where certain types of expenditures are not allowable or are limited as to reimbursement. Negative amounts shown on the Schedule represent adjustments or credits made in the normal course of business to amounts reported as expenditures in prior years. De Minimis Rate Used: N Rate Explanation: The auditee did not use the de minimis cost rate. The federal amounts reported on the grant auditor report are in agreement with the schedule of expenditures of federal awards. The amounts reported on the recipient entitlement balance report agree with the schedule of expenditures of federal awards for U.S.D.A. donated food commodities.
Title: Note 5 - Subrecipients Accounting Policies: Expenditures reported on the Schedule are reported on the accrual basis of accounting. Such expenditures are recognized following the cost principles contained in the Uniform Guidance, where certain types of expenditures are not allowable or are limited as to reimbursement. Negative amounts shown on the Schedule represent adjustments or credits made in the normal course of business to amounts reported as expenditures in prior years. De Minimis Rate Used: N Rate Explanation: The auditee did not use the de minimis cost rate. No amounts were provided to subrecipients.

Finding Details

Finding 2022-002: Reporting and Chart of Accounts Program Name: Elementary and Secondary School Emergency Relief Fund ? Assistance Listing 84.425C, 84.425D Awarding Agency: U.S. Department of Education, passed through Michigan Department of Education, 2022 Finding Type: Material Weakness on Internal Controls over Compliance and Material Noncompliance Questioned Cost Amount: None Context / Criteria: Transactions need to be recorded based on the Michigan School Accounting Manual. The manual has the appropriate account classification with regard to account code dimensions (fund, function, major class, and object code). Condition: During our review of revenue and expenditures, we noted transactions are not being recorded to the appropriate revenue and expense accounts based on the Michigan School Accounting Manual for function, major class and object code. Cause / Effect: The School District did not have adequate controls in place to ensure transactions were being recorded to the proper accounts based on function, major class, and object code. The lack of consistency caused unnecessary variations between the accounting records and required reporting for final expenditure reports. Recommendation: We recommend the School District review the Michigan School Accounting Manual, and follow the guidelines for recording transaction with appropriate account classifications. Views of Responsible Officials and Corrective Actions: Management is in agreement with the finding. See accompanying Corrective Action Plan.
Finding 2022-002: Reporting and Chart of Accounts Program Name: Elementary and Secondary School Emergency Relief Fund ? Assistance Listing 84.425C, 84.425D Awarding Agency: U.S. Department of Education, passed through Michigan Department of Education, 2022 Finding Type: Material Weakness on Internal Controls over Compliance and Material Noncompliance Questioned Cost Amount: None Context / Criteria: Transactions need to be recorded based on the Michigan School Accounting Manual. The manual has the appropriate account classification with regard to account code dimensions (fund, function, major class, and object code). Condition: During our review of revenue and expenditures, we noted transactions are not being recorded to the appropriate revenue and expense accounts based on the Michigan School Accounting Manual for function, major class and object code. Cause / Effect: The School District did not have adequate controls in place to ensure transactions were being recorded to the proper accounts based on function, major class, and object code. The lack of consistency caused unnecessary variations between the accounting records and required reporting for final expenditure reports. Recommendation: We recommend the School District review the Michigan School Accounting Manual, and follow the guidelines for recording transaction with appropriate account classifications. Views of Responsible Officials and Corrective Actions: Management is in agreement with the finding. See accompanying Corrective Action Plan.
Finding 2022-002: Reporting and Chart of Accounts Program Name: Elementary and Secondary School Emergency Relief Fund ? Assistance Listing 84.425C, 84.425D Awarding Agency: U.S. Department of Education, passed through Michigan Department of Education, 2022 Finding Type: Material Weakness on Internal Controls over Compliance and Material Noncompliance Questioned Cost Amount: None Context / Criteria: Transactions need to be recorded based on the Michigan School Accounting Manual. The manual has the appropriate account classification with regard to account code dimensions (fund, function, major class, and object code). Condition: During our review of revenue and expenditures, we noted transactions are not being recorded to the appropriate revenue and expense accounts based on the Michigan School Accounting Manual for function, major class and object code. Cause / Effect: The School District did not have adequate controls in place to ensure transactions were being recorded to the proper accounts based on function, major class, and object code. The lack of consistency caused unnecessary variations between the accounting records and required reporting for final expenditure reports. Recommendation: We recommend the School District review the Michigan School Accounting Manual, and follow the guidelines for recording transaction with appropriate account classifications. Views of Responsible Officials and Corrective Actions: Management is in agreement with the finding. See accompanying Corrective Action Plan.
Finding 2022-002: Reporting and Chart of Accounts Program Name: Elementary and Secondary School Emergency Relief Fund ? Assistance Listing 84.425C, 84.425D Awarding Agency: U.S. Department of Education, passed through Michigan Department of Education, 2022 Finding Type: Material Weakness on Internal Controls over Compliance and Material Noncompliance Questioned Cost Amount: None Context / Criteria: Transactions need to be recorded based on the Michigan School Accounting Manual. The manual has the appropriate account classification with regard to account code dimensions (fund, function, major class, and object code). Condition: During our review of revenue and expenditures, we noted transactions are not being recorded to the appropriate revenue and expense accounts based on the Michigan School Accounting Manual for function, major class and object code. Cause / Effect: The School District did not have adequate controls in place to ensure transactions were being recorded to the proper accounts based on function, major class, and object code. The lack of consistency caused unnecessary variations between the accounting records and required reporting for final expenditure reports. Recommendation: We recommend the School District review the Michigan School Accounting Manual, and follow the guidelines for recording transaction with appropriate account classifications. Views of Responsible Officials and Corrective Actions: Management is in agreement with the finding. See accompanying Corrective Action Plan.
Finding 2022-002: Reporting and Chart of Accounts Program Name: Elementary and Secondary School Emergency Relief Fund ? Assistance Listing 84.425C, 84.425D Awarding Agency: U.S. Department of Education, passed through Michigan Department of Education, 2022 Finding Type: Material Weakness on Internal Controls over Compliance and Material Noncompliance Questioned Cost Amount: None Context / Criteria: Transactions need to be recorded based on the Michigan School Accounting Manual. The manual has the appropriate account classification with regard to account code dimensions (fund, function, major class, and object code). Condition: During our review of revenue and expenditures, we noted transactions are not being recorded to the appropriate revenue and expense accounts based on the Michigan School Accounting Manual for function, major class and object code. Cause / Effect: The School District did not have adequate controls in place to ensure transactions were being recorded to the proper accounts based on function, major class, and object code. The lack of consistency caused unnecessary variations between the accounting records and required reporting for final expenditure reports. Recommendation: We recommend the School District review the Michigan School Accounting Manual, and follow the guidelines for recording transaction with appropriate account classifications. Views of Responsible Officials and Corrective Actions: Management is in agreement with the finding. See accompanying Corrective Action Plan.
Finding 2022-004: Wage Rate Requirements Program Name: Elementary and Secondary School Emergency Relief Fund ? Assistance Listing 84.425U Awarding Agency: U.S. Department of Education, passed through Michigan Department of Education, 2022 Finding Type: Material Weakness on Internal Controls over Compliance and Material Noncompliance Questioned Cost Amount: Unknown ? The School District believes prevailing wages were paid; however, the School District did not have controls in place to retain adequate documentation to determine that the compliance requirement was met. Context / Criteria: All construction contracts in excess of $2,000 awarded by non-Federal entities must include a provision for compliance with the Davis-Bacon Act as supplemented by Department of Labor regulations. Condition: The School District did not have controls in place to ensure construction contracts in excess of $2,000 included provisions for compliance with the Davis-Bacon Act. Cause / Effect: The School District entered into a contract with a construction manager for a project not funded by federal funds. Subsequent to the agreement being placed into effect, a change order was added to include a HVAC project that would be funded by federal funds. The original contract and the change order did not include a provision for compliance with the Davis-Bacon Act. As a result, the School District entered into a construction contract that was not in compliance with 2 CFR Part 176 Subpart C. Recommendation: We recommend management implement procedures to ensure construction contracts entered into that utilize federal funding are reviewed for compliance with federal requirements. Views of Responsible Officials and Corrective Actions: Management is in agreement with the finding. See accompanying Corrective Action Plan.
Finding 2022-002: Reporting and Chart of Accounts Program Name: Elementary and Secondary School Emergency Relief Fund ? Assistance Listing 84.425C, 84.425D Awarding Agency: U.S. Department of Education, passed through Michigan Department of Education, 2022 Finding Type: Material Weakness on Internal Controls over Compliance and Material Noncompliance Questioned Cost Amount: None Context / Criteria: Transactions need to be recorded based on the Michigan School Accounting Manual. The manual has the appropriate account classification with regard to account code dimensions (fund, function, major class, and object code). Condition: During our review of revenue and expenditures, we noted transactions are not being recorded to the appropriate revenue and expense accounts based on the Michigan School Accounting Manual for function, major class and object code. Cause / Effect: The School District did not have adequate controls in place to ensure transactions were being recorded to the proper accounts based on function, major class, and object code. The lack of consistency caused unnecessary variations between the accounting records and required reporting for final expenditure reports. Recommendation: We recommend the School District review the Michigan School Accounting Manual, and follow the guidelines for recording transaction with appropriate account classifications. Views of Responsible Officials and Corrective Actions: Management is in agreement with the finding. See accompanying Corrective Action Plan.
Finding 2022-002: Reporting and Chart of Accounts Program Name: Elementary and Secondary School Emergency Relief Fund ? Assistance Listing 84.425C, 84.425D Awarding Agency: U.S. Department of Education, passed through Michigan Department of Education, 2022 Finding Type: Material Weakness on Internal Controls over Compliance and Material Noncompliance Questioned Cost Amount: None Context / Criteria: Transactions need to be recorded based on the Michigan School Accounting Manual. The manual has the appropriate account classification with regard to account code dimensions (fund, function, major class, and object code). Condition: During our review of revenue and expenditures, we noted transactions are not being recorded to the appropriate revenue and expense accounts based on the Michigan School Accounting Manual for function, major class and object code. Cause / Effect: The School District did not have adequate controls in place to ensure transactions were being recorded to the proper accounts based on function, major class, and object code. The lack of consistency caused unnecessary variations between the accounting records and required reporting for final expenditure reports. Recommendation: We recommend the School District review the Michigan School Accounting Manual, and follow the guidelines for recording transaction with appropriate account classifications. Views of Responsible Officials and Corrective Actions: Management is in agreement with the finding. See accompanying Corrective Action Plan.
Finding 2022-002: Reporting and Chart of Accounts Program Name: Elementary and Secondary School Emergency Relief Fund ? Assistance Listing 84.425C, 84.425D Awarding Agency: U.S. Department of Education, passed through Michigan Department of Education, 2022 Finding Type: Material Weakness on Internal Controls over Compliance and Material Noncompliance Questioned Cost Amount: None Context / Criteria: Transactions need to be recorded based on the Michigan School Accounting Manual. The manual has the appropriate account classification with regard to account code dimensions (fund, function, major class, and object code). Condition: During our review of revenue and expenditures, we noted transactions are not being recorded to the appropriate revenue and expense accounts based on the Michigan School Accounting Manual for function, major class and object code. Cause / Effect: The School District did not have adequate controls in place to ensure transactions were being recorded to the proper accounts based on function, major class, and object code. The lack of consistency caused unnecessary variations between the accounting records and required reporting for final expenditure reports. Recommendation: We recommend the School District review the Michigan School Accounting Manual, and follow the guidelines for recording transaction with appropriate account classifications. Views of Responsible Officials and Corrective Actions: Management is in agreement with the finding. See accompanying Corrective Action Plan.
Finding 2022-002: Reporting and Chart of Accounts Program Name: Elementary and Secondary School Emergency Relief Fund ? Assistance Listing 84.425C, 84.425D Awarding Agency: U.S. Department of Education, passed through Michigan Department of Education, 2022 Finding Type: Material Weakness on Internal Controls over Compliance and Material Noncompliance Questioned Cost Amount: None Context / Criteria: Transactions need to be recorded based on the Michigan School Accounting Manual. The manual has the appropriate account classification with regard to account code dimensions (fund, function, major class, and object code). Condition: During our review of revenue and expenditures, we noted transactions are not being recorded to the appropriate revenue and expense accounts based on the Michigan School Accounting Manual for function, major class and object code. Cause / Effect: The School District did not have adequate controls in place to ensure transactions were being recorded to the proper accounts based on function, major class, and object code. The lack of consistency caused unnecessary variations between the accounting records and required reporting for final expenditure reports. Recommendation: We recommend the School District review the Michigan School Accounting Manual, and follow the guidelines for recording transaction with appropriate account classifications. Views of Responsible Officials and Corrective Actions: Management is in agreement with the finding. See accompanying Corrective Action Plan.
Finding 2022-002: Reporting and Chart of Accounts Program Name: Elementary and Secondary School Emergency Relief Fund ? Assistance Listing 84.425C, 84.425D Awarding Agency: U.S. Department of Education, passed through Michigan Department of Education, 2022 Finding Type: Material Weakness on Internal Controls over Compliance and Material Noncompliance Questioned Cost Amount: None Context / Criteria: Transactions need to be recorded based on the Michigan School Accounting Manual. The manual has the appropriate account classification with regard to account code dimensions (fund, function, major class, and object code). Condition: During our review of revenue and expenditures, we noted transactions are not being recorded to the appropriate revenue and expense accounts based on the Michigan School Accounting Manual for function, major class and object code. Cause / Effect: The School District did not have adequate controls in place to ensure transactions were being recorded to the proper accounts based on function, major class, and object code. The lack of consistency caused unnecessary variations between the accounting records and required reporting for final expenditure reports. Recommendation: We recommend the School District review the Michigan School Accounting Manual, and follow the guidelines for recording transaction with appropriate account classifications. Views of Responsible Officials and Corrective Actions: Management is in agreement with the finding. See accompanying Corrective Action Plan.
Finding 2022-004: Wage Rate Requirements Program Name: Elementary and Secondary School Emergency Relief Fund ? Assistance Listing 84.425U Awarding Agency: U.S. Department of Education, passed through Michigan Department of Education, 2022 Finding Type: Material Weakness on Internal Controls over Compliance and Material Noncompliance Questioned Cost Amount: Unknown ? The School District believes prevailing wages were paid; however, the School District did not have controls in place to retain adequate documentation to determine that the compliance requirement was met. Context / Criteria: All construction contracts in excess of $2,000 awarded by non-Federal entities must include a provision for compliance with the Davis-Bacon Act as supplemented by Department of Labor regulations. Condition: The School District did not have controls in place to ensure construction contracts in excess of $2,000 included provisions for compliance with the Davis-Bacon Act. Cause / Effect: The School District entered into a contract with a construction manager for a project not funded by federal funds. Subsequent to the agreement being placed into effect, a change order was added to include a HVAC project that would be funded by federal funds. The original contract and the change order did not include a provision for compliance with the Davis-Bacon Act. As a result, the School District entered into a construction contract that was not in compliance with 2 CFR Part 176 Subpart C. Recommendation: We recommend management implement procedures to ensure construction contracts entered into that utilize federal funding are reviewed for compliance with federal requirements. Views of Responsible Officials and Corrective Actions: Management is in agreement with the finding. See accompanying Corrective Action Plan.