Audit 44330

FY End
2022-06-30
Total Expended
$477.34M
Findings
8
Programs
42
Year: 2022 Accepted: 2023-03-28
Auditor: Accuity LLP

Organization Exclusion Status:

Checking exclusion status...

Findings

ID Ref Severity Repeat Requirement
46017 2022-002 - - L
46018 2022-002 - - L
46019 2022-002 - - L
46020 2022-003 - - E
622459 2022-002 - - L
622460 2022-002 - - L
622461 2022-002 - - L
622462 2022-003 - - E

Programs

ALN Program Spent Major Findings
84.010 Title I Grants to Local Educational Agencies $48.05M - 0
84.371 Striving Readers $10.38M - 0
84.367 Improving Teacher Quality State Grants $8.79M - 0
10.555 National School Lunch Program $5.85M Yes 1
84.287 Twenty-First Century Community Learning Centers $4.70M - 0
93.323 Epidemiology and Laboratory Capacity for Infectious Diseases (elc) $4.32M Yes 0
84.369 Grants for State Assessments and Related Activities $3.84M Yes 0
84.041 Impact Aid $3.68M Yes 0
12.558 Department of Defense Impact Aid (supplement, Cwsd, Brac) $3.36M - 0
93.558 Temporary Assistance for Needy Families $3.06M - 0
84.048 Career and Technical Education -- Basic Grants to States $2.70M - 0
84.002 Adult Education - Basic Grants to States $2.52M Yes 1
12.600 Community Investment $2.18M Yes 0
10.558 Child and Adult Care Food Program $1.40M - 0
45.310 Grants to States $1.33M - 0
15.875 Economic, Social, and Political Development of the Territories $1.21M - 0
84.011 Migrant Education_state Grant Program $1.20M - 0
10.560 State Administrative Expenses for Child Nutrition $1.08M - 0
84.173 Special Education_preschool Grants $925,087 - 0
84.372 Statewide Longitudinal Data Systems $847,114 - 0
84.027 Special Education_grants to States $801,991 - 0
84.368 Grants for Enhanced Assessment Instruments $438,865 - 0
84.196 Education for Homeless Children and Youth $320,081 - 0
84.259 Native Hawaiian Career and Technical Education $302,903 - 0
84.362 Native Hawaiian Education $233,274 - 0
84.U00 Naep State Coordinator $166,468 - 0
84.184 Safe and Drug-Free Schools and Communities_national Programs $152,203 - 0
10.582 Fresh Fruit and Vegetable Program $148,170 - 0
84.144 Migrant Education_coordination Program $136,871 - 0
84.424 Student Support and Academic Enrichment Program $115,229 - 0
93.600 Head Start $107,860 - 0
84.013 Title I State Agency Program for Neglected and Delinquent Children and Youth $100,087 - 0
84.365 English Language Acquisition State Grants $85,705 - 0
93.938 Cooperative Agreements to Support Comprehensive School Health Programs to Prevent the Spread of Hiv and Other Important Health Problems $85,368 - 0
10.534 Cacfp Meal Service Training Grants $71,996 - 0
10.559 Summer Food Service Program for Children $66,540 Yes 0
10.579 Child Nutrition Discretionary Grants Limited Availability $57,552 - 0
12.556 Competitive Grants: Promoting K-12 Student Achievement at Military-Connected Schools $30,154 - 0
10.574 Team Nutrition Grants $25,712 - 0
84.334 Gaining Early Awareness and Readiness for Undergraduate Programs $25,611 - 0
84.425 Education Stabilization Fund $12,525 Yes 0
10.541 Child Nutrition-Technology Innovation Grant $7,145 - 0

Contacts

Name Title Type
SHCJHF9W2LN7 Brian Hallett Auditee
8087846227 Cory Kubota Auditor
No contacts on file

Notes to SEFA

Title: Summary of Significant Accounting Policies Accounting Policies: The accompanying schedule of expenditures of federal awards (the Schedule) for the year ended June 30, 2022 includes the federal award activity of the Department of Education (DOE), the Hawaii State Public Library System (HSPLS), and certain Hawaii State Public Charter Schools (HSPCS) where the DOE prepares the Schedule, based on information provided by HSPLS and HSPCS, to combine federal financial data for the three departments, in aggregate known as the Department.The information in this Schedule is presented in accordance with the requirements of Title 2 U.S. Code of Federal Regulations Part 200, Uniform Administrative Requirements, Cost Principles, and Audit Requirements for Federal Awards (Uniform Guidance). Because the Schedule presents only a selected portion of the operations of the Department, it is not intended to and does not present the financial position, changes in net position, or cash flows of the Department.The following is a summary of the HSPCS entities that obtained separate audits performed in accordance with the Uniform Guidance, including separate Uniform Guidance submissions to the Federal Audit Clearinghouse: State Public Charter School Commission, Kamaile Academy, Ke Kula O Nawahiokalaniopuu lki LPCS, Kualapu'u School, Hawai'i Academy of Arts and Science Public Charter School, Hawai'i Technology Academy, Ka Waihona O Ka Naauao Public Charter School Awards listed in these separately issued Uniform Guidance submissions, with federal expenditures aggregating to $12,485,990 for the year ended June 30, 2022, are not included in the accompanying Schedule. De Minimis Rate Used: N Rate Explanation: The auditee did not use the de minimis cost rate. Expenditures reported on the Schedule are reported on the cash basis of accounting. Such expenditures are recognized following the cost principles contained in the Uniform Guidance, wherein certain types of expenditures are not allowable or are limited as to reimbursement.

Finding Details

Questioned Costs $ ? Finding No. 2022 002: Federal Funding Accountability and Transparency Act Reporting Federal Agency: U.S. Department of Agriculture ? Food and Nutrition Service Assistance Listing Number and Title: 10.555 ? National School Lunch Program Condition During our audit, we noted two instances in which the Department did not complete the reporting required by Section 2, Full Disclosure of Entities Receiving Federal Funding, of the Federal Funding Accountability and Transparency Act (?FFATA?) for subgrants made during 2022. We also noted inaccurate information within the FFATA reports submitted for the two subgrants made during 2022. Criteria Section 2, Full Disclosure of Entities Receiving Federal Funding, of the FFATA requires an entity to report subcontracts made under federally-awarded contracts by the end of the month following the month in which the prime recipient awards any subgrant greater than or equal to $30,000. Section 2, Full Disclosure of Entities Receiving Federal Funding, of the FFATA also specifies the data elements to be included by an entity in their reporting submission. Cause The lack of FFATA reporting or the reporting of inaccurate information may be attributed to general oversight by program personnel. Effect Failure to file required reports or the filing of reports which include inaccurate information reduces transparency on the use of program funds and represents an instance of noncompliance with the requirements of Title 2 U.S. Code of Federal Regulations Part 200. Context A sample of 25 subgrants greater than or equal to $30,000 totaling $2,871,727 were selected for audit from a population of $5,013,401 in subgrants greater than or equal to $30,000 from the National School Lunch Program. Our test found two instances in which a FFATA report was not completed in a timely manner and two instances in which the information included in a FFATA report was inaccurate. Our sample was a statistically valid sample. Repeat Finding This is not a repeat finding. Recommendation We recommend that program personnel ensure that required FFATA reports are completed in a timely and accurate manner. Cause and View of Responsible Officials In 2022, the unique entity identifier used by entities when conducting business with the federal government changed from the Data Universal Numbering System to the Unique Entity ID. As a result of this transition, the Federal Funding Accountability and Transparency Act Subaward Reporting System experienced issues reporting awards made to some sub-awardees.
Questioned Costs $ ? Finding No. 2022 002: Federal Funding Accountability and Transparency Act Reporting Federal Agency: U.S. Department of Agriculture ? Food and Nutrition Service Assistance Listing Number and Title: 10.555 ? National School Lunch Program Condition During our audit, we noted two instances in which the Department did not complete the reporting required by Section 2, Full Disclosure of Entities Receiving Federal Funding, of the Federal Funding Accountability and Transparency Act (?FFATA?) for subgrants made during 2022. We also noted inaccurate information within the FFATA reports submitted for the two subgrants made during 2022. Criteria Section 2, Full Disclosure of Entities Receiving Federal Funding, of the FFATA requires an entity to report subcontracts made under federally-awarded contracts by the end of the month following the month in which the prime recipient awards any subgrant greater than or equal to $30,000. Section 2, Full Disclosure of Entities Receiving Federal Funding, of the FFATA also specifies the data elements to be included by an entity in their reporting submission. Cause The lack of FFATA reporting or the reporting of inaccurate information may be attributed to general oversight by program personnel. Effect Failure to file required reports or the filing of reports which include inaccurate information reduces transparency on the use of program funds and represents an instance of noncompliance with the requirements of Title 2 U.S. Code of Federal Regulations Part 200. Context A sample of 25 subgrants greater than or equal to $30,000 totaling $2,871,727 were selected for audit from a population of $5,013,401 in subgrants greater than or equal to $30,000 from the National School Lunch Program. Our test found two instances in which a FFATA report was not completed in a timely manner and two instances in which the information included in a FFATA report was inaccurate. Our sample was a statistically valid sample. Repeat Finding This is not a repeat finding. Recommendation We recommend that program personnel ensure that required FFATA reports are completed in a timely and accurate manner. Cause and View of Responsible Officials In 2022, the unique entity identifier used by entities when conducting business with the federal government changed from the Data Universal Numbering System to the Unique Entity ID. As a result of this transition, the Federal Funding Accountability and Transparency Act Subaward Reporting System experienced issues reporting awards made to some sub-awardees.
Questioned Costs $ ? Finding No. 2022 002: Federal Funding Accountability and Transparency Act Reporting Federal Agency: U.S. Department of Agriculture ? Food and Nutrition Service Assistance Listing Number and Title: 10.555 ? National School Lunch Program Condition During our audit, we noted two instances in which the Department did not complete the reporting required by Section 2, Full Disclosure of Entities Receiving Federal Funding, of the Federal Funding Accountability and Transparency Act (?FFATA?) for subgrants made during 2022. We also noted inaccurate information within the FFATA reports submitted for the two subgrants made during 2022. Criteria Section 2, Full Disclosure of Entities Receiving Federal Funding, of the FFATA requires an entity to report subcontracts made under federally-awarded contracts by the end of the month following the month in which the prime recipient awards any subgrant greater than or equal to $30,000. Section 2, Full Disclosure of Entities Receiving Federal Funding, of the FFATA also specifies the data elements to be included by an entity in their reporting submission. Cause The lack of FFATA reporting or the reporting of inaccurate information may be attributed to general oversight by program personnel. Effect Failure to file required reports or the filing of reports which include inaccurate information reduces transparency on the use of program funds and represents an instance of noncompliance with the requirements of Title 2 U.S. Code of Federal Regulations Part 200. Context A sample of 25 subgrants greater than or equal to $30,000 totaling $2,871,727 were selected for audit from a population of $5,013,401 in subgrants greater than or equal to $30,000 from the National School Lunch Program. Our test found two instances in which a FFATA report was not completed in a timely manner and two instances in which the information included in a FFATA report was inaccurate. Our sample was a statistically valid sample. Repeat Finding This is not a repeat finding. Recommendation We recommend that program personnel ensure that required FFATA reports are completed in a timely and accurate manner. Cause and View of Responsible Officials In 2022, the unique entity identifier used by entities when conducting business with the federal government changed from the Data Universal Numbering System to the Unique Entity ID. As a result of this transition, the Federal Funding Accountability and Transparency Act Subaward Reporting System experienced issues reporting awards made to some sub-awardees.
Questioned Costs $ ? Finding No. 2022 003: Student Eligibility Federal Agency: U.S. Department of Education Assistance Listing Number and Title: 84.002A ? Adult Education ? Basic Grants to States Condition During our audit, we noted three instances in which students were permitted to enroll in Workplace Literacy and Adult Basic Education programs without meeting the eligibility criteria for those programs. Criteria Section 200.403 ? Factors affecting allowability of costs of Title 2 U.S. CFR Part 200, states ?(c) ? in order for costs to be allowable under Federal awards it must be consistent with policies and procedures that apply uniformly to both federally-financed and other activities of non-Federal entity.? Cause The inaccurate eligibility determinations may be attributed to general oversight by the program personnel. Effect Failure to adhere to the program?s eligibility requirements exposes the Department to an undue risk of noncompliance with the requirements of Title 2 U.S. Code of Federal Regulations Part 200. Context A sample of 25 individuals were selected for audit from a population of 3,323 individuals eligible to participate in Workplace Literacy and Adult Basic Education programs. Our test found that 3 individuals were improperly deemed as being eligible to participate in Workplace Literacy and Adult Basic Education programs. Our sample was a statistically valid sample. Repeat Finding This is not a repeat finding. Recommendation We recommend that program personnel ensure that the appropriate eligibility criteria are followed when determining an individual?s ability to enroll in Workplace Literacy and Adult Basic Education programs. Cause and View of Responsible Officials The local service provider was unaware of the eligibility requirements for basic skills deficient individuals and did not thoroughly understand workplace adult education and literacy activities as defined in United States Code, Title 29, Chapter 32 Workforce Innovation and Opportunity Act ?3272. The Office of Curriculum and Instructional Design Community Education Specialist will ensure the local service provider is informed through written eligibility procedures and training.
Questioned Costs $ ? Finding No. 2022 002: Federal Funding Accountability and Transparency Act Reporting Federal Agency: U.S. Department of Agriculture ? Food and Nutrition Service Assistance Listing Number and Title: 10.555 ? National School Lunch Program Condition During our audit, we noted two instances in which the Department did not complete the reporting required by Section 2, Full Disclosure of Entities Receiving Federal Funding, of the Federal Funding Accountability and Transparency Act (?FFATA?) for subgrants made during 2022. We also noted inaccurate information within the FFATA reports submitted for the two subgrants made during 2022. Criteria Section 2, Full Disclosure of Entities Receiving Federal Funding, of the FFATA requires an entity to report subcontracts made under federally-awarded contracts by the end of the month following the month in which the prime recipient awards any subgrant greater than or equal to $30,000. Section 2, Full Disclosure of Entities Receiving Federal Funding, of the FFATA also specifies the data elements to be included by an entity in their reporting submission. Cause The lack of FFATA reporting or the reporting of inaccurate information may be attributed to general oversight by program personnel. Effect Failure to file required reports or the filing of reports which include inaccurate information reduces transparency on the use of program funds and represents an instance of noncompliance with the requirements of Title 2 U.S. Code of Federal Regulations Part 200. Context A sample of 25 subgrants greater than or equal to $30,000 totaling $2,871,727 were selected for audit from a population of $5,013,401 in subgrants greater than or equal to $30,000 from the National School Lunch Program. Our test found two instances in which a FFATA report was not completed in a timely manner and two instances in which the information included in a FFATA report was inaccurate. Our sample was a statistically valid sample. Repeat Finding This is not a repeat finding. Recommendation We recommend that program personnel ensure that required FFATA reports are completed in a timely and accurate manner. Cause and View of Responsible Officials In 2022, the unique entity identifier used by entities when conducting business with the federal government changed from the Data Universal Numbering System to the Unique Entity ID. As a result of this transition, the Federal Funding Accountability and Transparency Act Subaward Reporting System experienced issues reporting awards made to some sub-awardees.
Questioned Costs $ ? Finding No. 2022 002: Federal Funding Accountability and Transparency Act Reporting Federal Agency: U.S. Department of Agriculture ? Food and Nutrition Service Assistance Listing Number and Title: 10.555 ? National School Lunch Program Condition During our audit, we noted two instances in which the Department did not complete the reporting required by Section 2, Full Disclosure of Entities Receiving Federal Funding, of the Federal Funding Accountability and Transparency Act (?FFATA?) for subgrants made during 2022. We also noted inaccurate information within the FFATA reports submitted for the two subgrants made during 2022. Criteria Section 2, Full Disclosure of Entities Receiving Federal Funding, of the FFATA requires an entity to report subcontracts made under federally-awarded contracts by the end of the month following the month in which the prime recipient awards any subgrant greater than or equal to $30,000. Section 2, Full Disclosure of Entities Receiving Federal Funding, of the FFATA also specifies the data elements to be included by an entity in their reporting submission. Cause The lack of FFATA reporting or the reporting of inaccurate information may be attributed to general oversight by program personnel. Effect Failure to file required reports or the filing of reports which include inaccurate information reduces transparency on the use of program funds and represents an instance of noncompliance with the requirements of Title 2 U.S. Code of Federal Regulations Part 200. Context A sample of 25 subgrants greater than or equal to $30,000 totaling $2,871,727 were selected for audit from a population of $5,013,401 in subgrants greater than or equal to $30,000 from the National School Lunch Program. Our test found two instances in which a FFATA report was not completed in a timely manner and two instances in which the information included in a FFATA report was inaccurate. Our sample was a statistically valid sample. Repeat Finding This is not a repeat finding. Recommendation We recommend that program personnel ensure that required FFATA reports are completed in a timely and accurate manner. Cause and View of Responsible Officials In 2022, the unique entity identifier used by entities when conducting business with the federal government changed from the Data Universal Numbering System to the Unique Entity ID. As a result of this transition, the Federal Funding Accountability and Transparency Act Subaward Reporting System experienced issues reporting awards made to some sub-awardees.
Questioned Costs $ ? Finding No. 2022 002: Federal Funding Accountability and Transparency Act Reporting Federal Agency: U.S. Department of Agriculture ? Food and Nutrition Service Assistance Listing Number and Title: 10.555 ? National School Lunch Program Condition During our audit, we noted two instances in which the Department did not complete the reporting required by Section 2, Full Disclosure of Entities Receiving Federal Funding, of the Federal Funding Accountability and Transparency Act (?FFATA?) for subgrants made during 2022. We also noted inaccurate information within the FFATA reports submitted for the two subgrants made during 2022. Criteria Section 2, Full Disclosure of Entities Receiving Federal Funding, of the FFATA requires an entity to report subcontracts made under federally-awarded contracts by the end of the month following the month in which the prime recipient awards any subgrant greater than or equal to $30,000. Section 2, Full Disclosure of Entities Receiving Federal Funding, of the FFATA also specifies the data elements to be included by an entity in their reporting submission. Cause The lack of FFATA reporting or the reporting of inaccurate information may be attributed to general oversight by program personnel. Effect Failure to file required reports or the filing of reports which include inaccurate information reduces transparency on the use of program funds and represents an instance of noncompliance with the requirements of Title 2 U.S. Code of Federal Regulations Part 200. Context A sample of 25 subgrants greater than or equal to $30,000 totaling $2,871,727 were selected for audit from a population of $5,013,401 in subgrants greater than or equal to $30,000 from the National School Lunch Program. Our test found two instances in which a FFATA report was not completed in a timely manner and two instances in which the information included in a FFATA report was inaccurate. Our sample was a statistically valid sample. Repeat Finding This is not a repeat finding. Recommendation We recommend that program personnel ensure that required FFATA reports are completed in a timely and accurate manner. Cause and View of Responsible Officials In 2022, the unique entity identifier used by entities when conducting business with the federal government changed from the Data Universal Numbering System to the Unique Entity ID. As a result of this transition, the Federal Funding Accountability and Transparency Act Subaward Reporting System experienced issues reporting awards made to some sub-awardees.
Questioned Costs $ ? Finding No. 2022 003: Student Eligibility Federal Agency: U.S. Department of Education Assistance Listing Number and Title: 84.002A ? Adult Education ? Basic Grants to States Condition During our audit, we noted three instances in which students were permitted to enroll in Workplace Literacy and Adult Basic Education programs without meeting the eligibility criteria for those programs. Criteria Section 200.403 ? Factors affecting allowability of costs of Title 2 U.S. CFR Part 200, states ?(c) ? in order for costs to be allowable under Federal awards it must be consistent with policies and procedures that apply uniformly to both federally-financed and other activities of non-Federal entity.? Cause The inaccurate eligibility determinations may be attributed to general oversight by the program personnel. Effect Failure to adhere to the program?s eligibility requirements exposes the Department to an undue risk of noncompliance with the requirements of Title 2 U.S. Code of Federal Regulations Part 200. Context A sample of 25 individuals were selected for audit from a population of 3,323 individuals eligible to participate in Workplace Literacy and Adult Basic Education programs. Our test found that 3 individuals were improperly deemed as being eligible to participate in Workplace Literacy and Adult Basic Education programs. Our sample was a statistically valid sample. Repeat Finding This is not a repeat finding. Recommendation We recommend that program personnel ensure that the appropriate eligibility criteria are followed when determining an individual?s ability to enroll in Workplace Literacy and Adult Basic Education programs. Cause and View of Responsible Officials The local service provider was unaware of the eligibility requirements for basic skills deficient individuals and did not thoroughly understand workplace adult education and literacy activities as defined in United States Code, Title 29, Chapter 32 Workforce Innovation and Opportunity Act ?3272. The Office of Curriculum and Instructional Design Community Education Specialist will ensure the local service provider is informed through written eligibility procedures and training.