Audit 43634

FY End
2022-12-31
Total Expended
$1.46M
Findings
14
Programs
7
Year: 2022 Accepted: 2023-08-07

Organization Exclusion Status:

Checking exclusion status...

Findings

ID Ref Severity Repeat Requirement
50114 2022-002 Material Weakness Yes N
50115 2022-002 Material Weakness Yes N
50116 2022-002 Material Weakness Yes N
50117 2022-002 Material Weakness Yes N
50118 2022-002 Material Weakness Yes N
50119 2022-002 Material Weakness Yes N
50120 2022-002 Material Weakness Yes N
626556 2022-002 Material Weakness Yes N
626557 2022-002 Material Weakness Yes N
626558 2022-002 Material Weakness Yes N
626559 2022-002 Material Weakness Yes N
626560 2022-002 Material Weakness Yes N
626561 2022-002 Material Weakness Yes N
626562 2022-002 Material Weakness Yes N

Contacts

Name Title Type
DTU7KDNHVWA5 Camille Wrinkle Auditee
8707741398 Tim Holt Auditor
No contacts on file

Notes to SEFA

Title: Basis of Presentation Accounting Policies: Expenditures reported on the Schedule are reported on the accrual basis of accounting. Such expenditures are recognized following the cost principles contained in the Uniform Guidance, wherein certain types of expenditures are not allowable or are limited as to reimbursement. De Minimis Rate Used: N Rate Explanation: The auditee did not use the de minimis cost rate. The accompanying schedule of expenditures of federal awards (the Schedule) includes the federal award activity of Harvest Regional Food Bank, Inc. (the Organization) under programs of the federal government for the year ended December 31, 2022. The information in this Schedule is presented in accordance with the requirements of Title 2 U.S. Code of Federal Regulations Part 200, Uniform Administrative Requirements, Cost Principles, and Audit Requirements for Federal Awards (Uniform Guidance). Because the Schedule presents only a selected portion of the operations of the Organization, it is not intended to and does not present the financial position, changes in net assets, or cash flows of the Organization.
Title: Non-Monetary Assistance Accounting Policies: Expenditures reported on the Schedule are reported on the accrual basis of accounting. Such expenditures are recognized following the cost principles contained in the Uniform Guidance, wherein certain types of expenditures are not allowable or are limited as to reimbursement. De Minimis Rate Used: N Rate Explanation: The auditee did not use the de minimis cost rate. Non-monetary assistance is reported in the Schedule at the fair value of the commodities received and disbursed. At December 31, 2022, the Organization had federally funded food commodities in inventory valued at $447,174.
Title: Matching Contributions Accounting Policies: Expenditures reported on the Schedule are reported on the accrual basis of accounting. Such expenditures are recognized following the cost principles contained in the Uniform Guidance, wherein certain types of expenditures are not allowable or are limited as to reimbursement. De Minimis Rate Used: N Rate Explanation: The auditee did not use the de minimis cost rate. The Organization incurred $87,328 in costs associated with the warehousing of food commodities, of which $87,328 has been reimbursed by the U.S. Department of Agriculture and included in the accompanying schedule.

Finding Details

Department of Agriculture Food Distribution Cluster ? Assistance Listing# 10.565, 10.568, 10.569 Award Year - January 1, 2022 to December 31, 2022 Award Number ? 6000001537 Special Tests and Provisions ? USDA/CSFP Food Receipts Testing Type of Finding ? Material Weakness Internal Controls and Noncompliance relating to Inventory Reporting Criteria: Internal Controls should be designed and implemented to ensure USDA/CSFP food receipts are properly reflected in the QuickBooks SMF activity. Additionally, controls should be implemented to ensure all USDA/CSFP food receipts and only USDA/CSFP food receipts are recorded as received under the USDA/CSFP accounts in the QuickBooks SMF activity. Condition: USDA/CSFP food receipts recorded by the Organization differed from food donations reported by the Arkansas Department of Human Services (Arkansas DHS) for the year ended December 31, 2022. This included instances where food items were recorded at different amounts as well as instances where items were recorded as received by the Organization without a corresponding donation by the Arkansas DHS. In addition, some food items reported as donated by the Arkansas DHS were not recorded as received by the Organization. Context: The Organization exercises limited control and review procedures over inventory received, distributed and adjusted within the SMF QuickBooks on a monthly basis. Additionally, no reconciliation is performed on inventory at month-end and inventory reported to Arkansas Department of Human Services. Effect or Potential Effect: USDA/CSFP inventory could be misstated as a result of the limited control and review procedures. Recommendation: All paperwork for product received should be filed in separate folders according to the provider (TEFAP, TM, COVID, and CSFP). On each receiving document, a conversion should be notated to convert from cases to pounds. Receipts for the week should be entered by end of the day each Friday. Additional attention should be made to the proper coding of food items. We recommend all receipt of products from all sources and all distribution of product be verified by a secondary person, with any discrepancies being researched and corrected. We recommend the Organization count all USDA/CSFP inventory at least quarterly to verify the USDA/CSFP inventory amounts in the SMF QuickBooks file are correct. Additionally, after all receipts, disbursements and adjustments are made each month, the accounting system for inventory should be locked down with a password to prevent unintended changes. We also recommend that the reporting to the state be reconciled to the USDA/CSFP inventory on hand at month-end.
Department of Agriculture Food Distribution Cluster ? Assistance Listing# 10.565, 10.568, 10.569 Award Year - January 1, 2022 to December 31, 2022 Award Number ? 6000001537 Special Tests and Provisions ? USDA/CSFP Food Receipts Testing Type of Finding ? Material Weakness Internal Controls and Noncompliance relating to Inventory Reporting Criteria: Internal Controls should be designed and implemented to ensure USDA/CSFP food receipts are properly reflected in the QuickBooks SMF activity. Additionally, controls should be implemented to ensure all USDA/CSFP food receipts and only USDA/CSFP food receipts are recorded as received under the USDA/CSFP accounts in the QuickBooks SMF activity. Condition: USDA/CSFP food receipts recorded by the Organization differed from food donations reported by the Arkansas Department of Human Services (Arkansas DHS) for the year ended December 31, 2022. This included instances where food items were recorded at different amounts as well as instances where items were recorded as received by the Organization without a corresponding donation by the Arkansas DHS. In addition, some food items reported as donated by the Arkansas DHS were not recorded as received by the Organization. Context: The Organization exercises limited control and review procedures over inventory received, distributed and adjusted within the SMF QuickBooks on a monthly basis. Additionally, no reconciliation is performed on inventory at month-end and inventory reported to Arkansas Department of Human Services. Effect or Potential Effect: USDA/CSFP inventory could be misstated as a result of the limited control and review procedures. Recommendation: All paperwork for product received should be filed in separate folders according to the provider (TEFAP, TM, COVID, and CSFP). On each receiving document, a conversion should be notated to convert from cases to pounds. Receipts for the week should be entered by end of the day each Friday. Additional attention should be made to the proper coding of food items. We recommend all receipt of products from all sources and all distribution of product be verified by a secondary person, with any discrepancies being researched and corrected. We recommend the Organization count all USDA/CSFP inventory at least quarterly to verify the USDA/CSFP inventory amounts in the SMF QuickBooks file are correct. Additionally, after all receipts, disbursements and adjustments are made each month, the accounting system for inventory should be locked down with a password to prevent unintended changes. We also recommend that the reporting to the state be reconciled to the USDA/CSFP inventory on hand at month-end.
Department of Agriculture Food Distribution Cluster ? Assistance Listing# 10.565, 10.568, 10.569 Award Year - January 1, 2022 to December 31, 2022 Award Number ? 6000001537 Special Tests and Provisions ? USDA/CSFP Food Receipts Testing Type of Finding ? Material Weakness Internal Controls and Noncompliance relating to Inventory Reporting Criteria: Internal Controls should be designed and implemented to ensure USDA/CSFP food receipts are properly reflected in the QuickBooks SMF activity. Additionally, controls should be implemented to ensure all USDA/CSFP food receipts and only USDA/CSFP food receipts are recorded as received under the USDA/CSFP accounts in the QuickBooks SMF activity. Condition: USDA/CSFP food receipts recorded by the Organization differed from food donations reported by the Arkansas Department of Human Services (Arkansas DHS) for the year ended December 31, 2022. This included instances where food items were recorded at different amounts as well as instances where items were recorded as received by the Organization without a corresponding donation by the Arkansas DHS. In addition, some food items reported as donated by the Arkansas DHS were not recorded as received by the Organization. Context: The Organization exercises limited control and review procedures over inventory received, distributed and adjusted within the SMF QuickBooks on a monthly basis. Additionally, no reconciliation is performed on inventory at month-end and inventory reported to Arkansas Department of Human Services. Effect or Potential Effect: USDA/CSFP inventory could be misstated as a result of the limited control and review procedures. Recommendation: All paperwork for product received should be filed in separate folders according to the provider (TEFAP, TM, COVID, and CSFP). On each receiving document, a conversion should be notated to convert from cases to pounds. Receipts for the week should be entered by end of the day each Friday. Additional attention should be made to the proper coding of food items. We recommend all receipt of products from all sources and all distribution of product be verified by a secondary person, with any discrepancies being researched and corrected. We recommend the Organization count all USDA/CSFP inventory at least quarterly to verify the USDA/CSFP inventory amounts in the SMF QuickBooks file are correct. Additionally, after all receipts, disbursements and adjustments are made each month, the accounting system for inventory should be locked down with a password to prevent unintended changes. We also recommend that the reporting to the state be reconciled to the USDA/CSFP inventory on hand at month-end.
Department of Agriculture Food Distribution Cluster ? Assistance Listing# 10.565, 10.568, 10.569 Award Year - January 1, 2022 to December 31, 2022 Award Number ? 6000001537 Special Tests and Provisions ? USDA/CSFP Food Receipts Testing Type of Finding ? Material Weakness Internal Controls and Noncompliance relating to Inventory Reporting Criteria: Internal Controls should be designed and implemented to ensure USDA/CSFP food receipts are properly reflected in the QuickBooks SMF activity. Additionally, controls should be implemented to ensure all USDA/CSFP food receipts and only USDA/CSFP food receipts are recorded as received under the USDA/CSFP accounts in the QuickBooks SMF activity. Condition: USDA/CSFP food receipts recorded by the Organization differed from food donations reported by the Arkansas Department of Human Services (Arkansas DHS) for the year ended December 31, 2022. This included instances where food items were recorded at different amounts as well as instances where items were recorded as received by the Organization without a corresponding donation by the Arkansas DHS. In addition, some food items reported as donated by the Arkansas DHS were not recorded as received by the Organization. Context: The Organization exercises limited control and review procedures over inventory received, distributed and adjusted within the SMF QuickBooks on a monthly basis. Additionally, no reconciliation is performed on inventory at month-end and inventory reported to Arkansas Department of Human Services. Effect or Potential Effect: USDA/CSFP inventory could be misstated as a result of the limited control and review procedures. Recommendation: All paperwork for product received should be filed in separate folders according to the provider (TEFAP, TM, COVID, and CSFP). On each receiving document, a conversion should be notated to convert from cases to pounds. Receipts for the week should be entered by end of the day each Friday. Additional attention should be made to the proper coding of food items. We recommend all receipt of products from all sources and all distribution of product be verified by a secondary person, with any discrepancies being researched and corrected. We recommend the Organization count all USDA/CSFP inventory at least quarterly to verify the USDA/CSFP inventory amounts in the SMF QuickBooks file are correct. Additionally, after all receipts, disbursements and adjustments are made each month, the accounting system for inventory should be locked down with a password to prevent unintended changes. We also recommend that the reporting to the state be reconciled to the USDA/CSFP inventory on hand at month-end.
Department of Agriculture Food Distribution Cluster ? Assistance Listing# 10.565, 10.568, 10.569 Award Year - January 1, 2022 to December 31, 2022 Award Number ? 6000001537 Special Tests and Provisions ? USDA/CSFP Food Receipts Testing Type of Finding ? Material Weakness Internal Controls and Noncompliance relating to Inventory Reporting Criteria: Internal Controls should be designed and implemented to ensure USDA/CSFP food receipts are properly reflected in the QuickBooks SMF activity. Additionally, controls should be implemented to ensure all USDA/CSFP food receipts and only USDA/CSFP food receipts are recorded as received under the USDA/CSFP accounts in the QuickBooks SMF activity. Condition: USDA/CSFP food receipts recorded by the Organization differed from food donations reported by the Arkansas Department of Human Services (Arkansas DHS) for the year ended December 31, 2022. This included instances where food items were recorded at different amounts as well as instances where items were recorded as received by the Organization without a corresponding donation by the Arkansas DHS. In addition, some food items reported as donated by the Arkansas DHS were not recorded as received by the Organization. Context: The Organization exercises limited control and review procedures over inventory received, distributed and adjusted within the SMF QuickBooks on a monthly basis. Additionally, no reconciliation is performed on inventory at month-end and inventory reported to Arkansas Department of Human Services. Effect or Potential Effect: USDA/CSFP inventory could be misstated as a result of the limited control and review procedures. Recommendation: All paperwork for product received should be filed in separate folders according to the provider (TEFAP, TM, COVID, and CSFP). On each receiving document, a conversion should be notated to convert from cases to pounds. Receipts for the week should be entered by end of the day each Friday. Additional attention should be made to the proper coding of food items. We recommend all receipt of products from all sources and all distribution of product be verified by a secondary person, with any discrepancies being researched and corrected. We recommend the Organization count all USDA/CSFP inventory at least quarterly to verify the USDA/CSFP inventory amounts in the SMF QuickBooks file are correct. Additionally, after all receipts, disbursements and adjustments are made each month, the accounting system for inventory should be locked down with a password to prevent unintended changes. We also recommend that the reporting to the state be reconciled to the USDA/CSFP inventory on hand at month-end.
Department of Agriculture Food Distribution Cluster ? Assistance Listing# 10.565, 10.568, 10.569 Award Year - January 1, 2022 to December 31, 2022 Award Number ? 6000001537 Special Tests and Provisions ? USDA/CSFP Food Receipts Testing Type of Finding ? Material Weakness Internal Controls and Noncompliance relating to Inventory Reporting Criteria: Internal Controls should be designed and implemented to ensure USDA/CSFP food receipts are properly reflected in the QuickBooks SMF activity. Additionally, controls should be implemented to ensure all USDA/CSFP food receipts and only USDA/CSFP food receipts are recorded as received under the USDA/CSFP accounts in the QuickBooks SMF activity. Condition: USDA/CSFP food receipts recorded by the Organization differed from food donations reported by the Arkansas Department of Human Services (Arkansas DHS) for the year ended December 31, 2022. This included instances where food items were recorded at different amounts as well as instances where items were recorded as received by the Organization without a corresponding donation by the Arkansas DHS. In addition, some food items reported as donated by the Arkansas DHS were not recorded as received by the Organization. Context: The Organization exercises limited control and review procedures over inventory received, distributed and adjusted within the SMF QuickBooks on a monthly basis. Additionally, no reconciliation is performed on inventory at month-end and inventory reported to Arkansas Department of Human Services. Effect or Potential Effect: USDA/CSFP inventory could be misstated as a result of the limited control and review procedures. Recommendation: All paperwork for product received should be filed in separate folders according to the provider (TEFAP, TM, COVID, and CSFP). On each receiving document, a conversion should be notated to convert from cases to pounds. Receipts for the week should be entered by end of the day each Friday. Additional attention should be made to the proper coding of food items. We recommend all receipt of products from all sources and all distribution of product be verified by a secondary person, with any discrepancies being researched and corrected. We recommend the Organization count all USDA/CSFP inventory at least quarterly to verify the USDA/CSFP inventory amounts in the SMF QuickBooks file are correct. Additionally, after all receipts, disbursements and adjustments are made each month, the accounting system for inventory should be locked down with a password to prevent unintended changes. We also recommend that the reporting to the state be reconciled to the USDA/CSFP inventory on hand at month-end.
Department of Agriculture Food Distribution Cluster ? Assistance Listing# 10.565, 10.568, 10.569 Award Year - January 1, 2022 to December 31, 2022 Award Number ? 6000001537 Special Tests and Provisions ? USDA/CSFP Food Receipts Testing Type of Finding ? Material Weakness Internal Controls and Noncompliance relating to Inventory Reporting Criteria: Internal Controls should be designed and implemented to ensure USDA/CSFP food receipts are properly reflected in the QuickBooks SMF activity. Additionally, controls should be implemented to ensure all USDA/CSFP food receipts and only USDA/CSFP food receipts are recorded as received under the USDA/CSFP accounts in the QuickBooks SMF activity. Condition: USDA/CSFP food receipts recorded by the Organization differed from food donations reported by the Arkansas Department of Human Services (Arkansas DHS) for the year ended December 31, 2022. This included instances where food items were recorded at different amounts as well as instances where items were recorded as received by the Organization without a corresponding donation by the Arkansas DHS. In addition, some food items reported as donated by the Arkansas DHS were not recorded as received by the Organization. Context: The Organization exercises limited control and review procedures over inventory received, distributed and adjusted within the SMF QuickBooks on a monthly basis. Additionally, no reconciliation is performed on inventory at month-end and inventory reported to Arkansas Department of Human Services. Effect or Potential Effect: USDA/CSFP inventory could be misstated as a result of the limited control and review procedures. Recommendation: All paperwork for product received should be filed in separate folders according to the provider (TEFAP, TM, COVID, and CSFP). On each receiving document, a conversion should be notated to convert from cases to pounds. Receipts for the week should be entered by end of the day each Friday. Additional attention should be made to the proper coding of food items. We recommend all receipt of products from all sources and all distribution of product be verified by a secondary person, with any discrepancies being researched and corrected. We recommend the Organization count all USDA/CSFP inventory at least quarterly to verify the USDA/CSFP inventory amounts in the SMF QuickBooks file are correct. Additionally, after all receipts, disbursements and adjustments are made each month, the accounting system for inventory should be locked down with a password to prevent unintended changes. We also recommend that the reporting to the state be reconciled to the USDA/CSFP inventory on hand at month-end.
Department of Agriculture Food Distribution Cluster ? Assistance Listing# 10.565, 10.568, 10.569 Award Year - January 1, 2022 to December 31, 2022 Award Number ? 6000001537 Special Tests and Provisions ? USDA/CSFP Food Receipts Testing Type of Finding ? Material Weakness Internal Controls and Noncompliance relating to Inventory Reporting Criteria: Internal Controls should be designed and implemented to ensure USDA/CSFP food receipts are properly reflected in the QuickBooks SMF activity. Additionally, controls should be implemented to ensure all USDA/CSFP food receipts and only USDA/CSFP food receipts are recorded as received under the USDA/CSFP accounts in the QuickBooks SMF activity. Condition: USDA/CSFP food receipts recorded by the Organization differed from food donations reported by the Arkansas Department of Human Services (Arkansas DHS) for the year ended December 31, 2022. This included instances where food items were recorded at different amounts as well as instances where items were recorded as received by the Organization without a corresponding donation by the Arkansas DHS. In addition, some food items reported as donated by the Arkansas DHS were not recorded as received by the Organization. Context: The Organization exercises limited control and review procedures over inventory received, distributed and adjusted within the SMF QuickBooks on a monthly basis. Additionally, no reconciliation is performed on inventory at month-end and inventory reported to Arkansas Department of Human Services. Effect or Potential Effect: USDA/CSFP inventory could be misstated as a result of the limited control and review procedures. Recommendation: All paperwork for product received should be filed in separate folders according to the provider (TEFAP, TM, COVID, and CSFP). On each receiving document, a conversion should be notated to convert from cases to pounds. Receipts for the week should be entered by end of the day each Friday. Additional attention should be made to the proper coding of food items. We recommend all receipt of products from all sources and all distribution of product be verified by a secondary person, with any discrepancies being researched and corrected. We recommend the Organization count all USDA/CSFP inventory at least quarterly to verify the USDA/CSFP inventory amounts in the SMF QuickBooks file are correct. Additionally, after all receipts, disbursements and adjustments are made each month, the accounting system for inventory should be locked down with a password to prevent unintended changes. We also recommend that the reporting to the state be reconciled to the USDA/CSFP inventory on hand at month-end.
Department of Agriculture Food Distribution Cluster ? Assistance Listing# 10.565, 10.568, 10.569 Award Year - January 1, 2022 to December 31, 2022 Award Number ? 6000001537 Special Tests and Provisions ? USDA/CSFP Food Receipts Testing Type of Finding ? Material Weakness Internal Controls and Noncompliance relating to Inventory Reporting Criteria: Internal Controls should be designed and implemented to ensure USDA/CSFP food receipts are properly reflected in the QuickBooks SMF activity. Additionally, controls should be implemented to ensure all USDA/CSFP food receipts and only USDA/CSFP food receipts are recorded as received under the USDA/CSFP accounts in the QuickBooks SMF activity. Condition: USDA/CSFP food receipts recorded by the Organization differed from food donations reported by the Arkansas Department of Human Services (Arkansas DHS) for the year ended December 31, 2022. This included instances where food items were recorded at different amounts as well as instances where items were recorded as received by the Organization without a corresponding donation by the Arkansas DHS. In addition, some food items reported as donated by the Arkansas DHS were not recorded as received by the Organization. Context: The Organization exercises limited control and review procedures over inventory received, distributed and adjusted within the SMF QuickBooks on a monthly basis. Additionally, no reconciliation is performed on inventory at month-end and inventory reported to Arkansas Department of Human Services. Effect or Potential Effect: USDA/CSFP inventory could be misstated as a result of the limited control and review procedures. Recommendation: All paperwork for product received should be filed in separate folders according to the provider (TEFAP, TM, COVID, and CSFP). On each receiving document, a conversion should be notated to convert from cases to pounds. Receipts for the week should be entered by end of the day each Friday. Additional attention should be made to the proper coding of food items. We recommend all receipt of products from all sources and all distribution of product be verified by a secondary person, with any discrepancies being researched and corrected. We recommend the Organization count all USDA/CSFP inventory at least quarterly to verify the USDA/CSFP inventory amounts in the SMF QuickBooks file are correct. Additionally, after all receipts, disbursements and adjustments are made each month, the accounting system for inventory should be locked down with a password to prevent unintended changes. We also recommend that the reporting to the state be reconciled to the USDA/CSFP inventory on hand at month-end.
Department of Agriculture Food Distribution Cluster ? Assistance Listing# 10.565, 10.568, 10.569 Award Year - January 1, 2022 to December 31, 2022 Award Number ? 6000001537 Special Tests and Provisions ? USDA/CSFP Food Receipts Testing Type of Finding ? Material Weakness Internal Controls and Noncompliance relating to Inventory Reporting Criteria: Internal Controls should be designed and implemented to ensure USDA/CSFP food receipts are properly reflected in the QuickBooks SMF activity. Additionally, controls should be implemented to ensure all USDA/CSFP food receipts and only USDA/CSFP food receipts are recorded as received under the USDA/CSFP accounts in the QuickBooks SMF activity. Condition: USDA/CSFP food receipts recorded by the Organization differed from food donations reported by the Arkansas Department of Human Services (Arkansas DHS) for the year ended December 31, 2022. This included instances where food items were recorded at different amounts as well as instances where items were recorded as received by the Organization without a corresponding donation by the Arkansas DHS. In addition, some food items reported as donated by the Arkansas DHS were not recorded as received by the Organization. Context: The Organization exercises limited control and review procedures over inventory received, distributed and adjusted within the SMF QuickBooks on a monthly basis. Additionally, no reconciliation is performed on inventory at month-end and inventory reported to Arkansas Department of Human Services. Effect or Potential Effect: USDA/CSFP inventory could be misstated as a result of the limited control and review procedures. Recommendation: All paperwork for product received should be filed in separate folders according to the provider (TEFAP, TM, COVID, and CSFP). On each receiving document, a conversion should be notated to convert from cases to pounds. Receipts for the week should be entered by end of the day each Friday. Additional attention should be made to the proper coding of food items. We recommend all receipt of products from all sources and all distribution of product be verified by a secondary person, with any discrepancies being researched and corrected. We recommend the Organization count all USDA/CSFP inventory at least quarterly to verify the USDA/CSFP inventory amounts in the SMF QuickBooks file are correct. Additionally, after all receipts, disbursements and adjustments are made each month, the accounting system for inventory should be locked down with a password to prevent unintended changes. We also recommend that the reporting to the state be reconciled to the USDA/CSFP inventory on hand at month-end.
Department of Agriculture Food Distribution Cluster ? Assistance Listing# 10.565, 10.568, 10.569 Award Year - January 1, 2022 to December 31, 2022 Award Number ? 6000001537 Special Tests and Provisions ? USDA/CSFP Food Receipts Testing Type of Finding ? Material Weakness Internal Controls and Noncompliance relating to Inventory Reporting Criteria: Internal Controls should be designed and implemented to ensure USDA/CSFP food receipts are properly reflected in the QuickBooks SMF activity. Additionally, controls should be implemented to ensure all USDA/CSFP food receipts and only USDA/CSFP food receipts are recorded as received under the USDA/CSFP accounts in the QuickBooks SMF activity. Condition: USDA/CSFP food receipts recorded by the Organization differed from food donations reported by the Arkansas Department of Human Services (Arkansas DHS) for the year ended December 31, 2022. This included instances where food items were recorded at different amounts as well as instances where items were recorded as received by the Organization without a corresponding donation by the Arkansas DHS. In addition, some food items reported as donated by the Arkansas DHS were not recorded as received by the Organization. Context: The Organization exercises limited control and review procedures over inventory received, distributed and adjusted within the SMF QuickBooks on a monthly basis. Additionally, no reconciliation is performed on inventory at month-end and inventory reported to Arkansas Department of Human Services. Effect or Potential Effect: USDA/CSFP inventory could be misstated as a result of the limited control and review procedures. Recommendation: All paperwork for product received should be filed in separate folders according to the provider (TEFAP, TM, COVID, and CSFP). On each receiving document, a conversion should be notated to convert from cases to pounds. Receipts for the week should be entered by end of the day each Friday. Additional attention should be made to the proper coding of food items. We recommend all receipt of products from all sources and all distribution of product be verified by a secondary person, with any discrepancies being researched and corrected. We recommend the Organization count all USDA/CSFP inventory at least quarterly to verify the USDA/CSFP inventory amounts in the SMF QuickBooks file are correct. Additionally, after all receipts, disbursements and adjustments are made each month, the accounting system for inventory should be locked down with a password to prevent unintended changes. We also recommend that the reporting to the state be reconciled to the USDA/CSFP inventory on hand at month-end.
Department of Agriculture Food Distribution Cluster ? Assistance Listing# 10.565, 10.568, 10.569 Award Year - January 1, 2022 to December 31, 2022 Award Number ? 6000001537 Special Tests and Provisions ? USDA/CSFP Food Receipts Testing Type of Finding ? Material Weakness Internal Controls and Noncompliance relating to Inventory Reporting Criteria: Internal Controls should be designed and implemented to ensure USDA/CSFP food receipts are properly reflected in the QuickBooks SMF activity. Additionally, controls should be implemented to ensure all USDA/CSFP food receipts and only USDA/CSFP food receipts are recorded as received under the USDA/CSFP accounts in the QuickBooks SMF activity. Condition: USDA/CSFP food receipts recorded by the Organization differed from food donations reported by the Arkansas Department of Human Services (Arkansas DHS) for the year ended December 31, 2022. This included instances where food items were recorded at different amounts as well as instances where items were recorded as received by the Organization without a corresponding donation by the Arkansas DHS. In addition, some food items reported as donated by the Arkansas DHS were not recorded as received by the Organization. Context: The Organization exercises limited control and review procedures over inventory received, distributed and adjusted within the SMF QuickBooks on a monthly basis. Additionally, no reconciliation is performed on inventory at month-end and inventory reported to Arkansas Department of Human Services. Effect or Potential Effect: USDA/CSFP inventory could be misstated as a result of the limited control and review procedures. Recommendation: All paperwork for product received should be filed in separate folders according to the provider (TEFAP, TM, COVID, and CSFP). On each receiving document, a conversion should be notated to convert from cases to pounds. Receipts for the week should be entered by end of the day each Friday. Additional attention should be made to the proper coding of food items. We recommend all receipt of products from all sources and all distribution of product be verified by a secondary person, with any discrepancies being researched and corrected. We recommend the Organization count all USDA/CSFP inventory at least quarterly to verify the USDA/CSFP inventory amounts in the SMF QuickBooks file are correct. Additionally, after all receipts, disbursements and adjustments are made each month, the accounting system for inventory should be locked down with a password to prevent unintended changes. We also recommend that the reporting to the state be reconciled to the USDA/CSFP inventory on hand at month-end.
Department of Agriculture Food Distribution Cluster ? Assistance Listing# 10.565, 10.568, 10.569 Award Year - January 1, 2022 to December 31, 2022 Award Number ? 6000001537 Special Tests and Provisions ? USDA/CSFP Food Receipts Testing Type of Finding ? Material Weakness Internal Controls and Noncompliance relating to Inventory Reporting Criteria: Internal Controls should be designed and implemented to ensure USDA/CSFP food receipts are properly reflected in the QuickBooks SMF activity. Additionally, controls should be implemented to ensure all USDA/CSFP food receipts and only USDA/CSFP food receipts are recorded as received under the USDA/CSFP accounts in the QuickBooks SMF activity. Condition: USDA/CSFP food receipts recorded by the Organization differed from food donations reported by the Arkansas Department of Human Services (Arkansas DHS) for the year ended December 31, 2022. This included instances where food items were recorded at different amounts as well as instances where items were recorded as received by the Organization without a corresponding donation by the Arkansas DHS. In addition, some food items reported as donated by the Arkansas DHS were not recorded as received by the Organization. Context: The Organization exercises limited control and review procedures over inventory received, distributed and adjusted within the SMF QuickBooks on a monthly basis. Additionally, no reconciliation is performed on inventory at month-end and inventory reported to Arkansas Department of Human Services. Effect or Potential Effect: USDA/CSFP inventory could be misstated as a result of the limited control and review procedures. Recommendation: All paperwork for product received should be filed in separate folders according to the provider (TEFAP, TM, COVID, and CSFP). On each receiving document, a conversion should be notated to convert from cases to pounds. Receipts for the week should be entered by end of the day each Friday. Additional attention should be made to the proper coding of food items. We recommend all receipt of products from all sources and all distribution of product be verified by a secondary person, with any discrepancies being researched and corrected. We recommend the Organization count all USDA/CSFP inventory at least quarterly to verify the USDA/CSFP inventory amounts in the SMF QuickBooks file are correct. Additionally, after all receipts, disbursements and adjustments are made each month, the accounting system for inventory should be locked down with a password to prevent unintended changes. We also recommend that the reporting to the state be reconciled to the USDA/CSFP inventory on hand at month-end.
Department of Agriculture Food Distribution Cluster ? Assistance Listing# 10.565, 10.568, 10.569 Award Year - January 1, 2022 to December 31, 2022 Award Number ? 6000001537 Special Tests and Provisions ? USDA/CSFP Food Receipts Testing Type of Finding ? Material Weakness Internal Controls and Noncompliance relating to Inventory Reporting Criteria: Internal Controls should be designed and implemented to ensure USDA/CSFP food receipts are properly reflected in the QuickBooks SMF activity. Additionally, controls should be implemented to ensure all USDA/CSFP food receipts and only USDA/CSFP food receipts are recorded as received under the USDA/CSFP accounts in the QuickBooks SMF activity. Condition: USDA/CSFP food receipts recorded by the Organization differed from food donations reported by the Arkansas Department of Human Services (Arkansas DHS) for the year ended December 31, 2022. This included instances where food items were recorded at different amounts as well as instances where items were recorded as received by the Organization without a corresponding donation by the Arkansas DHS. In addition, some food items reported as donated by the Arkansas DHS were not recorded as received by the Organization. Context: The Organization exercises limited control and review procedures over inventory received, distributed and adjusted within the SMF QuickBooks on a monthly basis. Additionally, no reconciliation is performed on inventory at month-end and inventory reported to Arkansas Department of Human Services. Effect or Potential Effect: USDA/CSFP inventory could be misstated as a result of the limited control and review procedures. Recommendation: All paperwork for product received should be filed in separate folders according to the provider (TEFAP, TM, COVID, and CSFP). On each receiving document, a conversion should be notated to convert from cases to pounds. Receipts for the week should be entered by end of the day each Friday. Additional attention should be made to the proper coding of food items. We recommend all receipt of products from all sources and all distribution of product be verified by a secondary person, with any discrepancies being researched and corrected. We recommend the Organization count all USDA/CSFP inventory at least quarterly to verify the USDA/CSFP inventory amounts in the SMF QuickBooks file are correct. Additionally, after all receipts, disbursements and adjustments are made each month, the accounting system for inventory should be locked down with a password to prevent unintended changes. We also recommend that the reporting to the state be reconciled to the USDA/CSFP inventory on hand at month-end.