Audit 4236

FY End
2021-11-30
Total Expended
$12.93M
Findings
40
Programs
5
Year: 2021 Accepted: 2023-11-27

Organization Exclusion Status:

Checking exclusion status...

Findings

ID Ref Severity Repeat Requirement
2458 2021-001 Significant Deficiency Yes G
2459 2021-002 Significant Deficiency Yes L
2460 2021-003 Significant Deficiency Yes L
2461 2021-004 Significant Deficiency - G
2462 2021-001 Significant Deficiency Yes G
2463 2021-002 Significant Deficiency Yes L
2464 2021-003 Significant Deficiency Yes L
2465 2021-004 Significant Deficiency - G
2466 2021-001 Significant Deficiency Yes G
2467 2021-002 Significant Deficiency Yes L
2468 2021-003 Significant Deficiency Yes L
2469 2021-004 Significant Deficiency - G
2470 2021-001 Significant Deficiency Yes G
2471 2021-002 Significant Deficiency Yes L
2472 2021-003 Significant Deficiency Yes L
2473 2021-004 Significant Deficiency - G
2474 2021-002 Significant Deficiency Yes L
2475 2021-003 Significant Deficiency Yes L
2476 2021-002 Significant Deficiency Yes L
2477 2021-003 Significant Deficiency Yes L
578900 2021-001 Significant Deficiency Yes G
578901 2021-002 Significant Deficiency Yes L
578902 2021-003 Significant Deficiency Yes L
578903 2021-004 Significant Deficiency - G
578904 2021-001 Significant Deficiency Yes G
578905 2021-002 Significant Deficiency Yes L
578906 2021-003 Significant Deficiency Yes L
578907 2021-004 Significant Deficiency - G
578908 2021-001 Significant Deficiency Yes G
578909 2021-002 Significant Deficiency Yes L
578910 2021-003 Significant Deficiency Yes L
578911 2021-004 Significant Deficiency - G
578912 2021-001 Significant Deficiency Yes G
578913 2021-002 Significant Deficiency Yes L
578914 2021-003 Significant Deficiency Yes L
578915 2021-004 Significant Deficiency - G
578916 2021-002 Significant Deficiency Yes L
578917 2021-003 Significant Deficiency Yes L
578918 2021-002 Significant Deficiency Yes L
578919 2021-003 Significant Deficiency Yes L

Programs

ALN Program Spent Major Findings
93.600 Head Start $9.26M Yes 4
93.568 Low-Income Home Energy Assistance $947,035 Yes 2
10.558 Child and Adult Care Food Program $316,707 - 0
93.569 Community Services Block Grant $240,301 - 0
81.042 Weatherization Assistance for Low-Income Persons $100,416 - 0

Contacts

Name Title Type
QA8HEH6FZTB9 Keith Dean Auditee
8504384021 Molly Murphy Auditor
No contacts on file

Notes to SEFA

Accounting Policies: This schedule is presented on the accrual basis of accounting in accordance with generally accepted accounting principles. De Minimis Rate Used: N Rate Explanation: The Committee does not use the 10% de minimis cost rate.

Finding Details

As in the years 2017, 2018, 2019 and 2020, in fiscal year 2021, the Committee did not attain its nonfederal matching requirement percentage of 20% for the Head Start program. The Committee was able to obtain a waiver in 2017 but not in 2018, 2019, 2020 or 2021. The Committee provided non-federal matching funds for fiscal year 2021 totaling 8%, which represents a shortfall in the non-federal matching amounts of approximately $2,430,000. We recommend that the Committee continue its efforts to acquire alternative non-federal matching funding sources and monitor program non-federal matching requirements to help prevent material noncompliance with program matching requirements.
As in 2018, 2019 and 2020, in fiscal year 2021, the Committee did not submit their indirect cost rate proposal by the required deadline of May 31, 2022, or by the date of audit completion. According to “A Guide for Indirect Cost Rate Determination,” which is based on the cost principles and procedures required by 2 CFR Part 200, Subpart E & Appendix IV for non-profit organizations, the Committee is required to submit the indirect cost rate proposal on an annual basis to the Office of Cost Determination no later than six months after the close of the fiscal year. We recommend that the Committee establish a checklist for significant reporting and submission dates, including the date for submission of the indirect cost rate proposal.
The Committee’s fiscal year 2021 audit was not completed until August 2023. Due to turnover within the Committee’s accounting department, as well as difficulties encountered during the Committee’s transition to a new accounting system, certain accounting procedures were not performed in a timely manner. Completion of audit fieldwork was delayed by over a year as sufficient accounting records were unavailable to audit. Additionally, we noted that certain standard control procedures such as reconciliation of bank accounts and reviews of internal financial reports were not able to be performed until fiscal year 2022, as a result of the accounting system records being incomplete. Due to the level of federal funding received, the Committee is required to have a single audit. The deadline to submit the single audit to the Federal Audit Clearinghouse is the earlier of 1) 30 calendar days after receipt of the audit report or 2) nine months after the end of the audit period. As of the date of our audit report, the Committee has not completed the Federal Audit Clearinghouse submissions for fiscal year 2021. We recommend that the Committee continue to bring accounting records up-to-date and submit the late filings as soon as possible after receiving the final audit report. Additionally, we recommend that the Committee begin to file their reporting submissions in a timely manner.
In fiscal year 2021, the Committee did not attain its targeted earmark requirement percentage of 10% of all slots being occupied by children with disabilities for the Head Start program. Of the total students enrolled in the Head Start and Early Head Start programs, only 4.1% of the slots were filled by students with documented disabilities. This represents a shortfall in the targeted earmark requirement of 5.9%. We recommend that the Committee continue its efforts to recruit and enroll students meeting the targeted earmark requirements to help prevent material noncompliance with program requirements, and that the Committee obtain a waiver if the requirement is not met.
As in the years 2017, 2018, 2019 and 2020, in fiscal year 2021, the Committee did not attain its nonfederal matching requirement percentage of 20% for the Head Start program. The Committee was able to obtain a waiver in 2017 but not in 2018, 2019, 2020 or 2021. The Committee provided non-federal matching funds for fiscal year 2021 totaling 8%, which represents a shortfall in the non-federal matching amounts of approximately $2,430,000. We recommend that the Committee continue its efforts to acquire alternative non-federal matching funding sources and monitor program non-federal matching requirements to help prevent material noncompliance with program matching requirements.
As in 2018, 2019 and 2020, in fiscal year 2021, the Committee did not submit their indirect cost rate proposal by the required deadline of May 31, 2022, or by the date of audit completion. According to “A Guide for Indirect Cost Rate Determination,” which is based on the cost principles and procedures required by 2 CFR Part 200, Subpart E & Appendix IV for non-profit organizations, the Committee is required to submit the indirect cost rate proposal on an annual basis to the Office of Cost Determination no later than six months after the close of the fiscal year. We recommend that the Committee establish a checklist for significant reporting and submission dates, including the date for submission of the indirect cost rate proposal.
The Committee’s fiscal year 2021 audit was not completed until August 2023. Due to turnover within the Committee’s accounting department, as well as difficulties encountered during the Committee’s transition to a new accounting system, certain accounting procedures were not performed in a timely manner. Completion of audit fieldwork was delayed by over a year as sufficient accounting records were unavailable to audit. Additionally, we noted that certain standard control procedures such as reconciliation of bank accounts and reviews of internal financial reports were not able to be performed until fiscal year 2022, as a result of the accounting system records being incomplete. Due to the level of federal funding received, the Committee is required to have a single audit. The deadline to submit the single audit to the Federal Audit Clearinghouse is the earlier of 1) 30 calendar days after receipt of the audit report or 2) nine months after the end of the audit period. As of the date of our audit report, the Committee has not completed the Federal Audit Clearinghouse submissions for fiscal year 2021. We recommend that the Committee continue to bring accounting records up-to-date and submit the late filings as soon as possible after receiving the final audit report. Additionally, we recommend that the Committee begin to file their reporting submissions in a timely manner.
In fiscal year 2021, the Committee did not attain its targeted earmark requirement percentage of 10% of all slots being occupied by children with disabilities for the Head Start program. Of the total students enrolled in the Head Start and Early Head Start programs, only 4.1% of the slots were filled by students with documented disabilities. This represents a shortfall in the targeted earmark requirement of 5.9%. We recommend that the Committee continue its efforts to recruit and enroll students meeting the targeted earmark requirements to help prevent material noncompliance with program requirements, and that the Committee obtain a waiver if the requirement is not met.
As in the years 2017, 2018, 2019 and 2020, in fiscal year 2021, the Committee did not attain its nonfederal matching requirement percentage of 20% for the Head Start program. The Committee was able to obtain a waiver in 2017 but not in 2018, 2019, 2020 or 2021. The Committee provided non-federal matching funds for fiscal year 2021 totaling 8%, which represents a shortfall in the non-federal matching amounts of approximately $2,430,000. We recommend that the Committee continue its efforts to acquire alternative non-federal matching funding sources and monitor program non-federal matching requirements to help prevent material noncompliance with program matching requirements.
As in 2018, 2019 and 2020, in fiscal year 2021, the Committee did not submit their indirect cost rate proposal by the required deadline of May 31, 2022, or by the date of audit completion. According to “A Guide for Indirect Cost Rate Determination,” which is based on the cost principles and procedures required by 2 CFR Part 200, Subpart E & Appendix IV for non-profit organizations, the Committee is required to submit the indirect cost rate proposal on an annual basis to the Office of Cost Determination no later than six months after the close of the fiscal year. We recommend that the Committee establish a checklist for significant reporting and submission dates, including the date for submission of the indirect cost rate proposal.
The Committee’s fiscal year 2021 audit was not completed until August 2023. Due to turnover within the Committee’s accounting department, as well as difficulties encountered during the Committee’s transition to a new accounting system, certain accounting procedures were not performed in a timely manner. Completion of audit fieldwork was delayed by over a year as sufficient accounting records were unavailable to audit. Additionally, we noted that certain standard control procedures such as reconciliation of bank accounts and reviews of internal financial reports were not able to be performed until fiscal year 2022, as a result of the accounting system records being incomplete. Due to the level of federal funding received, the Committee is required to have a single audit. The deadline to submit the single audit to the Federal Audit Clearinghouse is the earlier of 1) 30 calendar days after receipt of the audit report or 2) nine months after the end of the audit period. As of the date of our audit report, the Committee has not completed the Federal Audit Clearinghouse submissions for fiscal year 2021. We recommend that the Committee continue to bring accounting records up-to-date and submit the late filings as soon as possible after receiving the final audit report. Additionally, we recommend that the Committee begin to file their reporting submissions in a timely manner.
In fiscal year 2021, the Committee did not attain its targeted earmark requirement percentage of 10% of all slots being occupied by children with disabilities for the Head Start program. Of the total students enrolled in the Head Start and Early Head Start programs, only 4.1% of the slots were filled by students with documented disabilities. This represents a shortfall in the targeted earmark requirement of 5.9%. We recommend that the Committee continue its efforts to recruit and enroll students meeting the targeted earmark requirements to help prevent material noncompliance with program requirements, and that the Committee obtain a waiver if the requirement is not met.
As in the years 2017, 2018, 2019 and 2020, in fiscal year 2021, the Committee did not attain its nonfederal matching requirement percentage of 20% for the Head Start program. The Committee was able to obtain a waiver in 2017 but not in 2018, 2019, 2020 or 2021. The Committee provided non-federal matching funds for fiscal year 2021 totaling 8%, which represents a shortfall in the non-federal matching amounts of approximately $2,430,000. We recommend that the Committee continue its efforts to acquire alternative non-federal matching funding sources and monitor program non-federal matching requirements to help prevent material noncompliance with program matching requirements.
As in 2018, 2019 and 2020, in fiscal year 2021, the Committee did not submit their indirect cost rate proposal by the required deadline of May 31, 2022, or by the date of audit completion. According to “A Guide for Indirect Cost Rate Determination,” which is based on the cost principles and procedures required by 2 CFR Part 200, Subpart E & Appendix IV for non-profit organizations, the Committee is required to submit the indirect cost rate proposal on an annual basis to the Office of Cost Determination no later than six months after the close of the fiscal year. We recommend that the Committee establish a checklist for significant reporting and submission dates, including the date for submission of the indirect cost rate proposal.
The Committee’s fiscal year 2021 audit was not completed until August 2023. Due to turnover within the Committee’s accounting department, as well as difficulties encountered during the Committee’s transition to a new accounting system, certain accounting procedures were not performed in a timely manner. Completion of audit fieldwork was delayed by over a year as sufficient accounting records were unavailable to audit. Additionally, we noted that certain standard control procedures such as reconciliation of bank accounts and reviews of internal financial reports were not able to be performed until fiscal year 2022, as a result of the accounting system records being incomplete. Due to the level of federal funding received, the Committee is required to have a single audit. The deadline to submit the single audit to the Federal Audit Clearinghouse is the earlier of 1) 30 calendar days after receipt of the audit report or 2) nine months after the end of the audit period. As of the date of our audit report, the Committee has not completed the Federal Audit Clearinghouse submissions for fiscal year 2021. We recommend that the Committee continue to bring accounting records up-to-date and submit the late filings as soon as possible after receiving the final audit report. Additionally, we recommend that the Committee begin to file their reporting submissions in a timely manner.
In fiscal year 2021, the Committee did not attain its targeted earmark requirement percentage of 10% of all slots being occupied by children with disabilities for the Head Start program. Of the total students enrolled in the Head Start and Early Head Start programs, only 4.1% of the slots were filled by students with documented disabilities. This represents a shortfall in the targeted earmark requirement of 5.9%. We recommend that the Committee continue its efforts to recruit and enroll students meeting the targeted earmark requirements to help prevent material noncompliance with program requirements, and that the Committee obtain a waiver if the requirement is not met.
As in 2018, 2019 and 2020, in fiscal year 2021, the Committee did not submit their indirect cost rate proposal by the required deadline of May 31, 2022, or by the date of audit completion. According to “A Guide for Indirect Cost Rate Determination,” which is based on the cost principles and procedures required by 2 CFR Part 200, Subpart E & Appendix IV for non-profit organizations, the Committee is required to submit the indirect cost rate proposal on an annual basis to the Office of Cost Determination no later than six months after the close of the fiscal year. We recommend that the Committee establish a checklist for significant reporting and submission dates, including the date for submission of the indirect cost rate proposal.
The Committee’s fiscal year 2021 audit was not completed until August 2023. Due to turnover within the Committee’s accounting department, as well as difficulties encountered during the Committee’s transition to a new accounting system, certain accounting procedures were not performed in a timely manner. Completion of audit fieldwork was delayed by over a year as sufficient accounting records were unavailable to audit. Additionally, we noted that certain standard control procedures such as reconciliation of bank accounts and reviews of internal financial reports were not able to be performed until fiscal year 2022, as a result of the accounting system records being incomplete. Due to the level of federal funding received, the Committee is required to have a single audit. The deadline to submit the single audit to the Federal Audit Clearinghouse is the earlier of 1) 30 calendar days after receipt of the audit report or 2) nine months after the end of the audit period. As of the date of our audit report, the Committee has not completed the Federal Audit Clearinghouse submissions for fiscal year 2021. We recommend that the Committee continue to bring accounting records up-to-date and submit the late filings as soon as possible after receiving the final audit report. Additionally, we recommend that the Committee begin to file their reporting submissions in a timely manner.
As in 2018, 2019 and 2020, in fiscal year 2021, the Committee did not submit their indirect cost rate proposal by the required deadline of May 31, 2022, or by the date of audit completion. According to “A Guide for Indirect Cost Rate Determination,” which is based on the cost principles and procedures required by 2 CFR Part 200, Subpart E & Appendix IV for non-profit organizations, the Committee is required to submit the indirect cost rate proposal on an annual basis to the Office of Cost Determination no later than six months after the close of the fiscal year. We recommend that the Committee establish a checklist for significant reporting and submission dates, including the date for submission of the indirect cost rate proposal.
The Committee’s fiscal year 2021 audit was not completed until August 2023. Due to turnover within the Committee’s accounting department, as well as difficulties encountered during the Committee’s transition to a new accounting system, certain accounting procedures were not performed in a timely manner. Completion of audit fieldwork was delayed by over a year as sufficient accounting records were unavailable to audit. Additionally, we noted that certain standard control procedures such as reconciliation of bank accounts and reviews of internal financial reports were not able to be performed until fiscal year 2022, as a result of the accounting system records being incomplete. Due to the level of federal funding received, the Committee is required to have a single audit. The deadline to submit the single audit to the Federal Audit Clearinghouse is the earlier of 1) 30 calendar days after receipt of the audit report or 2) nine months after the end of the audit period. As of the date of our audit report, the Committee has not completed the Federal Audit Clearinghouse submissions for fiscal year 2021. We recommend that the Committee continue to bring accounting records up-to-date and submit the late filings as soon as possible after receiving the final audit report. Additionally, we recommend that the Committee begin to file their reporting submissions in a timely manner.
As in the years 2017, 2018, 2019 and 2020, in fiscal year 2021, the Committee did not attain its nonfederal matching requirement percentage of 20% for the Head Start program. The Committee was able to obtain a waiver in 2017 but not in 2018, 2019, 2020 or 2021. The Committee provided non-federal matching funds for fiscal year 2021 totaling 8%, which represents a shortfall in the non-federal matching amounts of approximately $2,430,000. We recommend that the Committee continue its efforts to acquire alternative non-federal matching funding sources and monitor program non-federal matching requirements to help prevent material noncompliance with program matching requirements.
As in 2018, 2019 and 2020, in fiscal year 2021, the Committee did not submit their indirect cost rate proposal by the required deadline of May 31, 2022, or by the date of audit completion. According to “A Guide for Indirect Cost Rate Determination,” which is based on the cost principles and procedures required by 2 CFR Part 200, Subpart E & Appendix IV for non-profit organizations, the Committee is required to submit the indirect cost rate proposal on an annual basis to the Office of Cost Determination no later than six months after the close of the fiscal year. We recommend that the Committee establish a checklist for significant reporting and submission dates, including the date for submission of the indirect cost rate proposal.
The Committee’s fiscal year 2021 audit was not completed until August 2023. Due to turnover within the Committee’s accounting department, as well as difficulties encountered during the Committee’s transition to a new accounting system, certain accounting procedures were not performed in a timely manner. Completion of audit fieldwork was delayed by over a year as sufficient accounting records were unavailable to audit. Additionally, we noted that certain standard control procedures such as reconciliation of bank accounts and reviews of internal financial reports were not able to be performed until fiscal year 2022, as a result of the accounting system records being incomplete. Due to the level of federal funding received, the Committee is required to have a single audit. The deadline to submit the single audit to the Federal Audit Clearinghouse is the earlier of 1) 30 calendar days after receipt of the audit report or 2) nine months after the end of the audit period. As of the date of our audit report, the Committee has not completed the Federal Audit Clearinghouse submissions for fiscal year 2021. We recommend that the Committee continue to bring accounting records up-to-date and submit the late filings as soon as possible after receiving the final audit report. Additionally, we recommend that the Committee begin to file their reporting submissions in a timely manner.
In fiscal year 2021, the Committee did not attain its targeted earmark requirement percentage of 10% of all slots being occupied by children with disabilities for the Head Start program. Of the total students enrolled in the Head Start and Early Head Start programs, only 4.1% of the slots were filled by students with documented disabilities. This represents a shortfall in the targeted earmark requirement of 5.9%. We recommend that the Committee continue its efforts to recruit and enroll students meeting the targeted earmark requirements to help prevent material noncompliance with program requirements, and that the Committee obtain a waiver if the requirement is not met.
As in the years 2017, 2018, 2019 and 2020, in fiscal year 2021, the Committee did not attain its nonfederal matching requirement percentage of 20% for the Head Start program. The Committee was able to obtain a waiver in 2017 but not in 2018, 2019, 2020 or 2021. The Committee provided non-federal matching funds for fiscal year 2021 totaling 8%, which represents a shortfall in the non-federal matching amounts of approximately $2,430,000. We recommend that the Committee continue its efforts to acquire alternative non-federal matching funding sources and monitor program non-federal matching requirements to help prevent material noncompliance with program matching requirements.
As in 2018, 2019 and 2020, in fiscal year 2021, the Committee did not submit their indirect cost rate proposal by the required deadline of May 31, 2022, or by the date of audit completion. According to “A Guide for Indirect Cost Rate Determination,” which is based on the cost principles and procedures required by 2 CFR Part 200, Subpart E & Appendix IV for non-profit organizations, the Committee is required to submit the indirect cost rate proposal on an annual basis to the Office of Cost Determination no later than six months after the close of the fiscal year. We recommend that the Committee establish a checklist for significant reporting and submission dates, including the date for submission of the indirect cost rate proposal.
The Committee’s fiscal year 2021 audit was not completed until August 2023. Due to turnover within the Committee’s accounting department, as well as difficulties encountered during the Committee’s transition to a new accounting system, certain accounting procedures were not performed in a timely manner. Completion of audit fieldwork was delayed by over a year as sufficient accounting records were unavailable to audit. Additionally, we noted that certain standard control procedures such as reconciliation of bank accounts and reviews of internal financial reports were not able to be performed until fiscal year 2022, as a result of the accounting system records being incomplete. Due to the level of federal funding received, the Committee is required to have a single audit. The deadline to submit the single audit to the Federal Audit Clearinghouse is the earlier of 1) 30 calendar days after receipt of the audit report or 2) nine months after the end of the audit period. As of the date of our audit report, the Committee has not completed the Federal Audit Clearinghouse submissions for fiscal year 2021. We recommend that the Committee continue to bring accounting records up-to-date and submit the late filings as soon as possible after receiving the final audit report. Additionally, we recommend that the Committee begin to file their reporting submissions in a timely manner.
In fiscal year 2021, the Committee did not attain its targeted earmark requirement percentage of 10% of all slots being occupied by children with disabilities for the Head Start program. Of the total students enrolled in the Head Start and Early Head Start programs, only 4.1% of the slots were filled by students with documented disabilities. This represents a shortfall in the targeted earmark requirement of 5.9%. We recommend that the Committee continue its efforts to recruit and enroll students meeting the targeted earmark requirements to help prevent material noncompliance with program requirements, and that the Committee obtain a waiver if the requirement is not met.
As in the years 2017, 2018, 2019 and 2020, in fiscal year 2021, the Committee did not attain its nonfederal matching requirement percentage of 20% for the Head Start program. The Committee was able to obtain a waiver in 2017 but not in 2018, 2019, 2020 or 2021. The Committee provided non-federal matching funds for fiscal year 2021 totaling 8%, which represents a shortfall in the non-federal matching amounts of approximately $2,430,000. We recommend that the Committee continue its efforts to acquire alternative non-federal matching funding sources and monitor program non-federal matching requirements to help prevent material noncompliance with program matching requirements.
As in 2018, 2019 and 2020, in fiscal year 2021, the Committee did not submit their indirect cost rate proposal by the required deadline of May 31, 2022, or by the date of audit completion. According to “A Guide for Indirect Cost Rate Determination,” which is based on the cost principles and procedures required by 2 CFR Part 200, Subpart E & Appendix IV for non-profit organizations, the Committee is required to submit the indirect cost rate proposal on an annual basis to the Office of Cost Determination no later than six months after the close of the fiscal year. We recommend that the Committee establish a checklist for significant reporting and submission dates, including the date for submission of the indirect cost rate proposal.
The Committee’s fiscal year 2021 audit was not completed until August 2023. Due to turnover within the Committee’s accounting department, as well as difficulties encountered during the Committee’s transition to a new accounting system, certain accounting procedures were not performed in a timely manner. Completion of audit fieldwork was delayed by over a year as sufficient accounting records were unavailable to audit. Additionally, we noted that certain standard control procedures such as reconciliation of bank accounts and reviews of internal financial reports were not able to be performed until fiscal year 2022, as a result of the accounting system records being incomplete. Due to the level of federal funding received, the Committee is required to have a single audit. The deadline to submit the single audit to the Federal Audit Clearinghouse is the earlier of 1) 30 calendar days after receipt of the audit report or 2) nine months after the end of the audit period. As of the date of our audit report, the Committee has not completed the Federal Audit Clearinghouse submissions for fiscal year 2021. We recommend that the Committee continue to bring accounting records up-to-date and submit the late filings as soon as possible after receiving the final audit report. Additionally, we recommend that the Committee begin to file their reporting submissions in a timely manner.
In fiscal year 2021, the Committee did not attain its targeted earmark requirement percentage of 10% of all slots being occupied by children with disabilities for the Head Start program. Of the total students enrolled in the Head Start and Early Head Start programs, only 4.1% of the slots were filled by students with documented disabilities. This represents a shortfall in the targeted earmark requirement of 5.9%. We recommend that the Committee continue its efforts to recruit and enroll students meeting the targeted earmark requirements to help prevent material noncompliance with program requirements, and that the Committee obtain a waiver if the requirement is not met.
As in the years 2017, 2018, 2019 and 2020, in fiscal year 2021, the Committee did not attain its nonfederal matching requirement percentage of 20% for the Head Start program. The Committee was able to obtain a waiver in 2017 but not in 2018, 2019, 2020 or 2021. The Committee provided non-federal matching funds for fiscal year 2021 totaling 8%, which represents a shortfall in the non-federal matching amounts of approximately $2,430,000. We recommend that the Committee continue its efforts to acquire alternative non-federal matching funding sources and monitor program non-federal matching requirements to help prevent material noncompliance with program matching requirements.
As in 2018, 2019 and 2020, in fiscal year 2021, the Committee did not submit their indirect cost rate proposal by the required deadline of May 31, 2022, or by the date of audit completion. According to “A Guide for Indirect Cost Rate Determination,” which is based on the cost principles and procedures required by 2 CFR Part 200, Subpart E & Appendix IV for non-profit organizations, the Committee is required to submit the indirect cost rate proposal on an annual basis to the Office of Cost Determination no later than six months after the close of the fiscal year. We recommend that the Committee establish a checklist for significant reporting and submission dates, including the date for submission of the indirect cost rate proposal.
The Committee’s fiscal year 2021 audit was not completed until August 2023. Due to turnover within the Committee’s accounting department, as well as difficulties encountered during the Committee’s transition to a new accounting system, certain accounting procedures were not performed in a timely manner. Completion of audit fieldwork was delayed by over a year as sufficient accounting records were unavailable to audit. Additionally, we noted that certain standard control procedures such as reconciliation of bank accounts and reviews of internal financial reports were not able to be performed until fiscal year 2022, as a result of the accounting system records being incomplete. Due to the level of federal funding received, the Committee is required to have a single audit. The deadline to submit the single audit to the Federal Audit Clearinghouse is the earlier of 1) 30 calendar days after receipt of the audit report or 2) nine months after the end of the audit period. As of the date of our audit report, the Committee has not completed the Federal Audit Clearinghouse submissions for fiscal year 2021. We recommend that the Committee continue to bring accounting records up-to-date and submit the late filings as soon as possible after receiving the final audit report. Additionally, we recommend that the Committee begin to file their reporting submissions in a timely manner.
In fiscal year 2021, the Committee did not attain its targeted earmark requirement percentage of 10% of all slots being occupied by children with disabilities for the Head Start program. Of the total students enrolled in the Head Start and Early Head Start programs, only 4.1% of the slots were filled by students with documented disabilities. This represents a shortfall in the targeted earmark requirement of 5.9%. We recommend that the Committee continue its efforts to recruit and enroll students meeting the targeted earmark requirements to help prevent material noncompliance with program requirements, and that the Committee obtain a waiver if the requirement is not met.
As in 2018, 2019 and 2020, in fiscal year 2021, the Committee did not submit their indirect cost rate proposal by the required deadline of May 31, 2022, or by the date of audit completion. According to “A Guide for Indirect Cost Rate Determination,” which is based on the cost principles and procedures required by 2 CFR Part 200, Subpart E & Appendix IV for non-profit organizations, the Committee is required to submit the indirect cost rate proposal on an annual basis to the Office of Cost Determination no later than six months after the close of the fiscal year. We recommend that the Committee establish a checklist for significant reporting and submission dates, including the date for submission of the indirect cost rate proposal.
The Committee’s fiscal year 2021 audit was not completed until August 2023. Due to turnover within the Committee’s accounting department, as well as difficulties encountered during the Committee’s transition to a new accounting system, certain accounting procedures were not performed in a timely manner. Completion of audit fieldwork was delayed by over a year as sufficient accounting records were unavailable to audit. Additionally, we noted that certain standard control procedures such as reconciliation of bank accounts and reviews of internal financial reports were not able to be performed until fiscal year 2022, as a result of the accounting system records being incomplete. Due to the level of federal funding received, the Committee is required to have a single audit. The deadline to submit the single audit to the Federal Audit Clearinghouse is the earlier of 1) 30 calendar days after receipt of the audit report or 2) nine months after the end of the audit period. As of the date of our audit report, the Committee has not completed the Federal Audit Clearinghouse submissions for fiscal year 2021. We recommend that the Committee continue to bring accounting records up-to-date and submit the late filings as soon as possible after receiving the final audit report. Additionally, we recommend that the Committee begin to file their reporting submissions in a timely manner.
As in 2018, 2019 and 2020, in fiscal year 2021, the Committee did not submit their indirect cost rate proposal by the required deadline of May 31, 2022, or by the date of audit completion. According to “A Guide for Indirect Cost Rate Determination,” which is based on the cost principles and procedures required by 2 CFR Part 200, Subpart E & Appendix IV for non-profit organizations, the Committee is required to submit the indirect cost rate proposal on an annual basis to the Office of Cost Determination no later than six months after the close of the fiscal year. We recommend that the Committee establish a checklist for significant reporting and submission dates, including the date for submission of the indirect cost rate proposal.
The Committee’s fiscal year 2021 audit was not completed until August 2023. Due to turnover within the Committee’s accounting department, as well as difficulties encountered during the Committee’s transition to a new accounting system, certain accounting procedures were not performed in a timely manner. Completion of audit fieldwork was delayed by over a year as sufficient accounting records were unavailable to audit. Additionally, we noted that certain standard control procedures such as reconciliation of bank accounts and reviews of internal financial reports were not able to be performed until fiscal year 2022, as a result of the accounting system records being incomplete. Due to the level of federal funding received, the Committee is required to have a single audit. The deadline to submit the single audit to the Federal Audit Clearinghouse is the earlier of 1) 30 calendar days after receipt of the audit report or 2) nine months after the end of the audit period. As of the date of our audit report, the Committee has not completed the Federal Audit Clearinghouse submissions for fiscal year 2021. We recommend that the Committee continue to bring accounting records up-to-date and submit the late filings as soon as possible after receiving the final audit report. Additionally, we recommend that the Committee begin to file their reporting submissions in a timely manner.