Audit 41348

FY End
2022-06-30
Total Expended
$162.65M
Findings
0
Programs
122
Organization: Northern Illinois University (IL)
Year: 2022 Accepted: 2023-03-29

Organization Exclusion Status:

Checking exclusion status...

Findings

No findings recorded

Programs

ALN Program Spent Major Findings
84.268 Federal Direct Student Loans $71.96M Yes 0
84.063 Federal Pell Grant Program $25.87M Yes 0
84.007 Federal Supplemental Educational Opportunity Grants $1.46M Yes 0
11.611 Manufacturing Extension Partnership $536,218 - 0
84.335 Child Care Access Means Parents in School $445,889 - 0
84.033 Federal Work-Study Program $432,054 Yes 0
19.415 Professional and Cultural Exchange Programs - Citizen Exchanges $418,487 - 0
12.U01 Subcontract Relating to Air Force Family Advocacy Programs $417,000 - 0
93.434 Every Student Succeeds Act/preschool Development Grants $393,602 - 0
81.086 Conservation Research and Development $388,944 - 0
84.015 National Resource Centers Program for Foreign Language and Area Studies Or Foreign Language and International Studies Program and Foreign Language and Area Studies Fellowship Program $366,839 - 0
93.U00 Gateways Early Childhood Education Credential Module Pilot $286,571 - 0
93.U00 Pass-Through Illinois Network of Child Care Resource & Referral Agencies $279,410 - 0
12.U01 Fy22 Subcontract Relating to Air Force Family Advocacy Programs $242,412 - 0
47.076 Education and Human Resources $214,658 - 0
93.519 Affordable Care Act (aca) ? Consumer Assistance Program Grants $212,181 - 0
93.855 Allergy, Immunology and Transplantation Research $210,234 - 0
81.RD Xiao Joint Appointment Fy21 & Fy22 $203,667 - 0
81.RD System Software Integration and Development $193,712 - 0
81.RD High Luminosity (hl) Lhc Cms Detector Upgrade Project Endcap Calorimeter $166,192 - 0
84.425 Education Stabilization Fund $144,430 Yes 0
81.RD Glatz Jt Appointment Fy21 $141,487 - 0
84.042 Trio_student Support Services $128,015 - 0
93.395 Cancer Treatment Research $125,059 - 0
84.325 Special Education - Personnel Development to Improve Services and Results for Children with Disabilities $124,139 - 0
93.866 Aging Research $120,565 - 0
84.129 Rehabilitation Long-Term Training $111,557 - 0
81.RD Development of the Muze Preliminary Design $110,055 - 0
81.RD Joint Appointment - Xueying Lu $100,244 - 0
81.RD Jt Appt Philippe Piot 2 Year Award $100,151 - 0
84.048 Career and Technical Education -- Basic Grants to States $99,998 - 0
81.RD Joint Appointment for Tao Li $99,173 - 0
84.379 Teacher Education Assistance for College and Higher Education Grants (teach Grants) $98,115 Yes 0
47.049 Mathematical and Physical Sciences $93,431 - 0
17.502 Occupational Safety and Health_susan Harwood Training Grants $89,894 - 0
93.859 Biomedical Research and Research Training $88,439 - 0
11.620 Science, Technology, Business And/or Education Outreach $85,508 - 0
93.173 Research Related to Deafness and Communication Disorders $78,941 - 0
81.RD Deep Underground Neutrino Experiment (dune) $77,868 - 0
15.634 State Wildlife Grants $77,370 - 0
12.RD Socialsim Modeling Repast Hpc Programming Support $72,135 - 0
47.070 Computer and Information Science and Engineering $70,153 - 0
10.558 Child and Adult Care Food Program $68,986 - 0
81.RD Mu2e Experiment at Fermilab $66,700 - 0
81.RD Pip-II Warm Unit Preliminary Design $66,625 - 0
93.837 Cardiovascular Diseases Research $60,514 - 0
47.075 Social, Behavioral, and Economic Sciences $57,994 - 0
12.006 National Defense Education Program $55,430 - 0
93.107 Area Health Education Centers Point of Service Maintenance and Enhancement Awards $55,426 - 0
93.242 Mental Health Research Grants $55,038 - 0
93.243 Substance Abuse and Mental Health Services_projects of Regional and National Significance $54,989 - 0
16.525 Grants to Reduce Domestic Violence, Dating Violence, Sexual Assault, and Stalking on Campus $54,564 - 0
81.RD High Performance Computing Research $50,344 - 0
81.RD Jt Appt - Michael Syphers $49,110 - 0
81.RD Deep Underground Neutrino Experiment (dune):fd2 Pds $48,899 - 0
81.RD Structural Investigations $46,110 - 0
47.074 Biological Sciences $46,106 - 0
81.RD Development of A Prototype High Dose Rate Electronic Brachytherapy MacHine $42,043 - 0
84.011 Migrant Education_state Grant Program $40,143 - 0
81.RD Resonant Extraction at Fermilab Muon Campus (support for PHD Program - Aakaash Narayanan) $40,107 - 0
81.RD Investigating Battery Fading Mechanism with X-Ray Technique $38,569 - 0
81.RD Synthesis, Single Crystal Growth and Diffraction Studies of Multiferroic and Functional Oxides $38,385 - 0
47.050 Geosciences $34,917 - 0
81.RD Synthesis and Characterization of Superconducting Pnictide Materials $34,214 - 0
84.021 Overseas Programs - Group Projects Abroad $32,760 - 0
10.200 Grants for Agricultural Research, Special Research Grants $32,332 - 0
84.287 Twenty-First Century Community Learning Centers $30,495 - 0
81.RD Nuclear Resonance Time-Domain Interferometry $30,363 - 0
81.RD Development of Energy Efficient Oxide Materials - Gra Support $27,750 - 0
11.609 Measurement and Engineering Research and Standards $25,962 - 0
16.026 Ovw Research and Evaluation Program $25,877 - 0
43.008 Education $25,039 - 0
47.078 Polar Programs $23,658 - 0
47.079 Office of International Science and Engineering $23,164 - 0
81.RD Engineering Design of Fixtures for Hl-Lhc Aup and Pip-Ii/ssr Srf Cavities at Fermilab $22,705 - 0
81.RD Support for Grad Student Sugrue $21,705 - 0
81.RD Investigating the High Concentration Electrolyte Solvation Behavior $21,669 - 0
81.RD Physics & Application of Patterned Superconducting Nanostructures - Gra Support $21,168 - 0
81.RD Electrode Surface Protection by Self-Assembled Monolayers (sam) for Lithium Battery - Gra Support $20,975 - 0
81.RD Modeling Support to Advance the Performance of Next-Generation Batteries at Argonne. $20,944 - 0
81.RD Design, Hosting and Analysis of 2021 Alcf Annual User Survey $20,600 - 0
93.RD A Compact & Retrofittable Electronic Brachytherapy Source for Cancer Radiotherapy $20,499 - 0
81.049 Office of Science Financial Assistance Program $19,052 - 0
11.015 Broad Agency Announcement $18,142 - 0
81.RD Northern Illinois University Support for Project: Next-Generation High Temperature Compact Heat Exchanger Developed Using Additive Manufacturing Techn $17,996 - 0
10.001 Agricultural Research_basic and Applied Research $17,666 - 0
81.RD Pip-II Warm Front End Power Cabinets and Ion Source - Gra Support $17,500 - 0
81.RD Dark Matter Searches Employing Quantum Metrology $17,225 - 0
81.RD Application of MacHine Learning to Particle-Accelerator Control $16,174 - 0
93.U00 Gateways Infant Toddler Credential Module $14,798 - 0
93.575 Child Care and Development Block Grant $13,603 - 0
12.RD Qaoa for Max-Cut on A 2d Neutral Atom Processor $13,586 - 0
45.301 Museums for America $13,494 - 0
81.RD Research on Dynamic Phenomena in Liquid-Liquid Extraction Systems Observed by X-Ray Photon Correlation Spectroscopy $13,140 - 0
81.RD Research on Ion Transport in Nanostructured Liquids Observed by X-Ray Photon Correlation Spectroscopy $12,893 - 0
81.RD Fundamental Understanding on the Interaction Between Pt-Alloy Electrocatalysts and Porous Carbon $12,585 - 0
81.RD Fundamental Studies on the Scalable Synthesis of Electrocatalysts Under Microfluidics $12,585 - 0
81.RD Fundamental Studies on the Scalable Synthesis of Electrocatalysts Under Microfludics $11,586 - 0
16.560 National Institute of Justice Research, Evaluation, and Development Project Grants $11,487 - 0
84.010 Title I Grants to Local Educational Agencies $10,279 - 0
43.000 Improving Niu-Jpl Method to Perform Surveys for Methane Gas Leaks Using Unmanned Aerial Vehicles $9,682 - 0
15.232 Wildland Fire Research and Studies Program $9,233 - 0
45.149 Promotion of the Humanities_division of Preservation and Access $8,542 - 0
84.047 Trio_upward Bound $8,380 - 0
81.RD US Atlas Post-Doc Support/anl $8,025 - 0
93.670 Child Abuse and Neglect Discretionary Activities $7,878 - 0
11.417 Sea Grant Support $6,921 - 0
93.368 21st Century Cures Act - Precision Medicine Initiative $6,918 - 0
81.RD Investigating the Nano-Catalyst with X-Ray Technique $6,250 - 0
81.RD Advanced Characterization of Sustainable Cathode Oxides - Gra Support $4,914 - 0
47.041 Engineering $4,526 - 0
81.RD Development of A Damping-Ring-Free Electron Injector for Future Linear Colliders $4,157 - 0
93.RD Pilot Testing of Exoskeleton Applications in Patient Handling Tasks $3,486 - 0
43.001 Science $3,300 - 0
81.RD Development of Innovative High-Energy Magnetized Electron Cooling for An Electron-Ion Collider $3,050 - 0
81.RD Renewal: Modeling Support to Advance the Performance of Next-Generation Batteries at Argonne $1,913 - 0
93.262 Occupational Safety and Health Program $1,190 - 0
93.U00 Child Care Restoration Grant $463 - 0
81.RD Jt Appointment Niu/anl Fy20 $64 - 0
19.400 Academic Exchange Programs - Graduate Students $-138 - 0
93.599 Chafee Education and Training Vouchers Program (etv) $-306 - 0
16.590 Grants to Encourage Arrest Policies and Enforcement of Protection Orders Program $-4,409 - 0

Contacts

Name Title Type
M2EEE68GGCY9 Jason Askin Auditee
8157533088 Chris Suda Auditor
No contacts on file

Notes to SEFA

Title: Nature of Programs Accounting Policies: The accompanying Schedule of Expenditures of Federal Awards (Schedule) of Northern Illinois University (University) has been prepared on the accrual basis of accounting. The information in this schedule is presented in accordance with the requirements of Title 2 U.S. Code of Federal Regulations (CFR) Part 200, Uniform Administrative Requirements, Cost Principles, and Audit Requirements for Federal Awards (Uniform Guidance). The Schedule does not purport to present the results of operations or the net income or loss for the respective period as would a statement of income or a statement of revenues and expenses. Pass-through entity identifying numbers are presented on the Schedule where available. De Minimis Rate Used: N Rate Explanation: The auditee did not use the de minimis cost rate. For purposes of the Schedule, federal awards include all grants, contracts, and similar agreements entered into directly between the University and agencies and departments of the federal government and all sub-awards to the University by nonfederal organizations pursuant to federal grants, contracts, and similar agreements. The U.S. Department of Education has been designated as the University's overall cognizant agency for the audit performed in accordance with the requirements of the Uniform Guidance. The U.S. Department of Health and Human Services has been designated as the University's cognizant agency for the Facilities and AdministrativeCost Rates. The University did not receive federal noncash assistance during the fiscal year ended June 30, 2022. No federal insurance was received by the University during the year ended June 30, 2022.
Title: Cost Allocation Accounting Policies: The accompanying Schedule of Expenditures of Federal Awards (Schedule) of Northern Illinois University (University) has been prepared on the accrual basis of accounting. The information in this schedule is presented in accordance with the requirements of Title 2 U.S. Code of Federal Regulations (CFR) Part 200, Uniform Administrative Requirements, Cost Principles, and Audit Requirements for Federal Awards (Uniform Guidance). The Schedule does not purport to present the results of operations or the net income or loss for the respective period as would a statement of income or a statement of revenues and expenses. Pass-through entity identifying numbers are presented on the Schedule where available. De Minimis Rate Used: N Rate Explanation: The auditee did not use the de minimis cost rate. The University has a plan for allocation of common and indirect costs related to grant programs in accordance with Title 2 U.S. Code of Federal Regulations Part 200, Uniform Administrative Requirements, Cost Principles, and Audit Requirements for Federal Awards. The University allocates amounts to grant programs using an indirect cost rate based on a federally negotiated indirect cost rate agreement, and therefore does not use the 10 percent de minimis rate provided for under the Uniform Guidance.
Title: Reconciliation of the Schedule of Expenditures of Federal Awards Accounting Policies: The accompanying Schedule of Expenditures of Federal Awards (Schedule) of Northern Illinois University (University) has been prepared on the accrual basis of accounting. The information in this schedule is presented in accordance with the requirements of Title 2 U.S. Code of Federal Regulations (CFR) Part 200, Uniform Administrative Requirements, Cost Principles, and Audit Requirements for Federal Awards (Uniform Guidance). The Schedule does not purport to present the results of operations or the net income or loss for the respective period as would a statement of income or a statement of revenues and expenses. Pass-through entity identifying numbers are presented on the Schedule where available. De Minimis Rate Used: N Rate Explanation: The auditee did not use the de minimis cost rate. The following is a reconciliation of total expenditures as reported on the accompanying Schedule of Expenditures of Federal Awards to the operating revenue item of federal and state grants and other contracts and the nonoperating revenue item of Pell grants on the Statement of Revenues, Expenses, and Changes in Net Position included in the University's financial statements (See attached Single Audit Report).
Title: Federal Student Loan Program Accounting Policies: The accompanying Schedule of Expenditures of Federal Awards (Schedule) of Northern Illinois University (University) has been prepared on the accrual basis of accounting. The information in this schedule is presented in accordance with the requirements of Title 2 U.S. Code of Federal Regulations (CFR) Part 200, Uniform Administrative Requirements, Cost Principles, and Audit Requirements for Federal Awards (Uniform Guidance). The Schedule does not purport to present the results of operations or the net income or loss for the respective period as would a statement of income or a statement of revenues and expenses. Pass-through entity identifying numbers are presented on the Schedule where available. De Minimis Rate Used: N Rate Explanation: The auditee did not use the de minimis cost rate. During the fiscal year ended June 30, 2022, the University issued new loans to students under the Federal Direct Student Loan Program (FDSLP). The loan program includes subsidized and unsubsidized Stafford Loans, Parents' Loans for Undergraduate Students (PLUS), and PLUS Loans for graduate and professional students. The value of loans issued for the FDSLP is based on disbursed amounts. The loan amounts issued during the year are disclosed on the Schedule. The University is responsible only for the performance of certain administrative duties with respect to the federally guaranteed student loan programs and, accordingly, balances and transactions relating to these loan programs are not included in the University's basic financial statements. Therefore, it is not practicable to determine the balance of loans outstanding to students and former students of the University at June 30, 2022. The Federal Perkins loan program is directly administered by the University and was considered a revolving loan program whereby collections received on past loans, including interest, is loaned out to current students. The beginning balance on these loans are disclosed in the Schedule. The outstanding balance at June 30, 2022 was $3,351,000. There were no new loans issued through the Federal Perkins Loan Program during the year ended June 30, 2022. Loans outstanding at the beginning of the year are included in the federal expenditures presented in the Schedule. While institutions cannot make new loan advances, institutions may continue servicing their Perkins Loan portfolio and may choose to liquidate by assigning all loans to the Department of Education at any time in the future. NIU has selected to service the portfolio and will re-evaluate not less than annually.