Audit 40786

FY End
2022-09-30
Total Expended
$69.06M
Findings
58
Programs
54
Organization: Genesee County, Michigan (MI)
Year: 2022 Accepted: 2023-06-27

Organization Exclusion Status:

Checking exclusion status...

Findings

ID Ref Severity Repeat Requirement
51723 2022-002 Material Weakness - E
51724 2022-004 Material Weakness - C
51725 2022-001 Material Weakness - I
51726 2022-001 Material Weakness - I
51727 2022-001 Material Weakness - I
51728 2022-003 Material Weakness - B
51729 2022-001 Material Weakness - I
51730 2022-002 Material Weakness - E
51731 2022-004 Material Weakness - C
51732 2022-004 Material Weakness - C
51733 2022-004 Material Weakness - C
51734 2022-005 Material Weakness - L
51735 2022-005 Material Weakness - L
51736 2022-005 Material Weakness - L
51737 2022-005 Material Weakness - L
51738 2022-005 Material Weakness - L
51739 2022-005 Material Weakness - L
51740 2022-005 Material Weakness - L
51741 2022-005 Material Weakness - L
51742 2022-005 Material Weakness - L
51743 2022-005 Material Weakness - L
51744 2022-005 Material Weakness - L
51745 2022-005 Material Weakness - L
51746 2022-005 Material Weakness - L
51747 2022-005 Material Weakness - L
51748 2022-005 Material Weakness - L
51749 2022-005 Material Weakness - L
51750 2022-005 Material Weakness - L
51751 2022-005 Material Weakness - L
628165 2022-002 Material Weakness - E
628166 2022-004 Material Weakness - C
628167 2022-001 Material Weakness - I
628168 2022-001 Material Weakness - I
628169 2022-001 Material Weakness - I
628170 2022-003 Material Weakness - B
628171 2022-001 Material Weakness - I
628172 2022-002 Material Weakness - E
628173 2022-004 Material Weakness - C
628174 2022-004 Material Weakness - C
628175 2022-004 Material Weakness - C
628176 2022-005 Material Weakness - L
628177 2022-005 Material Weakness - L
628178 2022-005 Material Weakness - L
628179 2022-005 Material Weakness - L
628180 2022-005 Material Weakness - L
628181 2022-005 Material Weakness - L
628182 2022-005 Material Weakness - L
628183 2022-005 Material Weakness - L
628184 2022-005 Material Weakness - L
628185 2022-005 Material Weakness - L
628186 2022-005 Material Weakness - L
628187 2022-005 Material Weakness - L
628188 2022-005 Material Weakness - L
628189 2022-005 Material Weakness - L
628190 2022-005 Material Weakness - L
628191 2022-005 Material Weakness - L
628192 2022-005 Material Weakness - L
628193 2022-005 Material Weakness - L

Programs

ALN Program Spent Major Findings
21.027 Coronavirus State and Local Fiscal Recovery Funds $14.29M Yes 1
21.023 Covid-19 - Emergency Rental Assistance Program $11.66M Yes 1
14.218 Community Development Block Grants/entitlement Grants $2.18M - 0
10.557 Special Supplemental Nutrition Program for Women, Infants, and Children $1.97M - 0
93.563 Child Support Enforcement $1.79M Yes 0
93.600 Head Start $1.70M Yes 1
93.268 Covid-19 - Immunization Cooperative Agreements $1.22M - 0
10.569 Emergency Food Assistance Program (food Commodities) $885,146 Yes 1
93.568 Low-Income Home Energy Assistance $827,917 - 0
10.565 Commodity Supplemental Food Program $654,406 Yes 2
93.045 Special Programs for the Aging_title Iii, Part C_nutrition Services $605,871 - 0
14.239 Home Investment Partnerships Program $605,006 - 0
14.218 Covid-19 - Community Development Block Grants/entitlement Grants $522,021 - 0
93.053 Nutrition Services Incentive Program $485,849 - 0
10.558 Child and Adult Care Food Program $386,430 - 0
93.870 Maternal, Infant and Early Childhood Home Visiting Grant $366,321 - 0
93.926 Healthy Start Initiative $335,941 Yes 2
16.588 Violence Against Women Formula Grants $309,999 - 0
10.568 Emergency Food Assistance Program (administrative Costs) $270,468 Yes 1
16.575 Crime Victim Assistance $251,793 - 0
93.217 Family Planning_services $244,507 - 0
93.243 Substance Abuse and Mental Health Services_projects of Regional and National Significance $221,280 - 0
14.231 Covid-19 - Emergency Solutions Grant Program $218,615 - 0
93.994 Maternal and Child Health Services Block Grant to the States $192,570 - 0
16.034 Coronavirus Emergency Supplemental Funding Program $187,908 - 0
93.268 Immunization Cooperative Agreements $177,031 - 0
97.024 Emergency Food and Shelter National Board Program $169,478 - 0
14.231 Emergency Solutions Grant Program $167,100 - 0
16.833 National Sexual Assault Kit Initiative $124,293 - 0
16.540 Juvenile Justice and Delinquency Prevention_allocation to States $103,127 - 0
20.505 Metropolitan Transportation Planning and State and Non-Metropolitan Planning and Research $100,548 - 0
81.042 Weatherization Assistance for Low-Income Persons $79,978 - 0
10.555 National School Lunch Program $78,967 - 0
20.205 Highway Planning and Construction $76,163 - 0
93.977 Preventive Health Services_sexually Transmitted Diseases Control Grants $67,086 - 0
93.940 Hiv Prevention Activities_health Department Based $62,322 - 0
93.323 Covid-19 - Epidemiology and Laboratory Capacity for Infectious Diseases (elc) $55,061 - 0
21.032 Local Assistance and Tribal Consistency Fund $50,000 - 0
93.136 Injury Prevention and Control Research and State and Community Based Programs $48,779 - 0
97.042 Emergency Management Performance Grants $44,381 - 0
93.889 National Bioterrorism Hospital Preparedness Program $34,113 - 0
10.559 Summer Food Service Program for Children $29,402 - 0
93.569 Community Services Block Grant $25,000 Yes 0
97.067 Homeland Security Grant Program $24,741 - 0
97.012 Boating Safety Financial Assistance $24,700 - 0
93.354 Covid-19 - Public Health Emergency Response: Cooperative Agreement for Emergency Response: Public Health Crisis Response $12,405 - 0
93.991 Preventive Health and Health Services Block Grant $10,000 - 0
16.738 Edward Byrne Memorial Justice Assistance Grant Program $7,211 - 0
16.606 State Criminal Alien Assistance Program $5,477 - 0
93.778 Medical Assistance Program $5,315 - 0
16.825 Smart Prosecution Initiative $3,935 - 0
93.558 Temporary Assistance for Needy Families $2,423 - 0
93.116 Project Grants and Cooperative Agreements for Tuberculosis Control Programs $1,626 - 0
93.597 Grants to States for Access and Visitation Programs $620 - 0

Contacts

Name Title Type
XD5HMHXNBWX6 Chrystal Simpson Auditee
8102573092 Pamela Hill Auditor
No contacts on file

Notes to SEFA

Accounting Policies: The accompanying schedule of expenditures of federal awards (the "Schedule") includes the federal grant activity of Genesee County (the "County") under programs of the federal government for the year ended September 30, 2022. The information in the Schedule is presented in accordance with the requirements of Title 2 U.S. Code of Federal Regulations Part 200, Uniform Administrative Requirements, Cost Principles, and Audit Requirements for Federal Awards (the "Uniform Guidance"). Because the Schedule presents only a selected portion of the operations of the County, it is not intended to and does not present the financial position, changes in net position, or cash flows of the County. Expenditures reported in the Schedule are reported on the same basis of accounting as the basic financial statements. Such expenditures are recognized following the cost principles contained in Title 2 U.S. Code of Federal Regulations Part 200, Uniform Administrative Requirements, Cost Principles, and Audit Requirements for Federal Awards, wherein certain types of expenditures are not allowable or are limited as to reimbursement. The pass through entity identifying numbers are presented where available. The County has elected not to use the 10 percent de minimis indirect cost rate to recover indirect costs as allowed under the Uniform Guidance. De Minimis Rate Used: N Rate Explanation: The auditee did not use the de minimis cost rate.

Finding Details

Assistance Listing Number, Federal Agency, and Program Name ALN 10.565, U.S. Department of Agriculture, Food Distribution Cluster Federal Award Identification Number and Year 25000 1010, 2022 Pass through Entity Michigan Department of Education Finding Type Material weakness and material noncompliance with laws and regulations Repeat Finding No Criteria Per the grant agreement, the entity is required to initially certify recipients to ensure eligibility criteria are met for the food distribution program to confine distribution of United States Department of Agriculture (USDA) foods received from the state agency to recipients determined to be eligible in accordance with instructions issued by the state agency and the 7 CFR Part 247, Part 250, and Food and Nutrition Service Food Package instructions for the Commodity Supplement Food Program. Condition We noted during testing that initial eligibility review and approval was not completed and not on file for one out of 40 individuals tested that received a food distribution. Questioned Costs $85 Identification of How Questioned Costs Were Computed Questioned costs represent the value of the one box of food distributed to the ineligible person. Context From October 1, 2021 through September 30, 2022, all participants requesting participation in the program require a completed and reviewed intake evaluation form to document review of eligibility. We selected 40 individuals for testing, and one lacked the initial eligibility evaluation prior to receiving food under the program. Cause and Effect There was not a process in place to check eligibility prior to distributing food. The lack of review of the database led to one person receiving food that was not deemed eligible under the program as the person did not have a completed and reviewed intake evaluation form on file. This lack of control could also result in the possibility of further ineligible persons to receive food as well. Recommendation We recommend that an internal control be put in place to ensure that participants have required eligibility documentation on file prior to receiving food under the program. Views of Responsible Officials and Planned Corrective Actions GCCARD?s intake and office staff have been fully trained on the rules and regulation of completing the whole process of receiving and approval of a CSFP application which will include handing out blank applications in December, receiving completed applications in January, determining eligibility, providing the participant with a CSFP card (Valid for 1year), completing the office portion of the application, having the Intake staff sign the application, and filing of the application. This particular item was related to when eligibility was performed outdoors. Now the eligibility is performed indoors which allows for easier access to eligibility documentation.
Assistance Listing Number, Federal Agency, and Program Name ALN 10.565, 10.568, and 10.569, U.S. Department of Agriculture, Food Distribution Cluster, Federal Award Identification Number and Year 25000 1010 (2022) and 25000 1010 C (2022) Pass through Entity Michigan Department of Education Finding Type Material weakness and material noncompliance with laws and regulations Repeat Finding No Criteria A process should be in place to ensure draw down requests are made subsequent to the expenditures being incurred as required by the grant. Condition We noted during testing that one draw request was made prior to the expenditures being incurred. Questioned Costs Not applicable Identification of How Questioned Costs Were Computed Not applicable Context From October 1, 2021 through September 30, 2022, one draw request was made and that request should be made after allowable expenditures are incurred. We selected the one cash draw made during the year, noting it was made prior to expenditures being incurred. Cause and Effect The draw requests during the year were prepared by the GCCARD Finance Director and not appropriately reviewed, which resulted in the draw request being made prior to expenditures being incurred. Recommendation We recommend that an internal control be put in place to ensure the requests are made appropriately and done after the expenditures have been incurred. Views of Responsible Officials and Planned Corrective Actions ? The accounting function for GCCARD transitioned to the Office of Fiscal Services in August of 2022. From that point forward accounting staff were trained that draw requests were to be made after allowable expenditures were incurred.
Assistance Listing Number, Federal Agency, and Program Name ALN 21.027, COVID 19 Coronavirus State and Local Fiscal Recovery Fund (CSLFRF) ALN 93.926, Healthy Start Initiative (HSI) Federal Award Identification Number and Year SLT 1765, 2021 (CSLFRF) 17U62MC31100 (HSI) Pass through Entity Not applicable Finding Type Material weakness and material noncompliance with laws and regulations Repeat Finding No Criteria The County should ensure there is a process in place, prior to entering contracts with vendors, to verify that such vendors are not suspended, debarred, or otherwise excluded pursuant to 2 CFR Section 180.300. Condition We noted during testing that the County had no procedure in place to verify and maintain support for verification that contractors are not suspended, debarred, or otherwise excluded pursuant to 2 CFR Section 180.300 prior to entering into contracts with award funds. Questioned Costs None Identification of How Questioned Costs Were Computed Not applicable Context From October 1, 2021 through September 30, 2022, the County had two contractors with which the County entered into a contract using Coronavirus State and Local Fiscal Recovery Fund funding and 13 contractors and subrecipeints for Healthy Start Initiative that should have been verified that the vendor was not suspended, debarred, or otherwise excluded pursuant to 2 CFR Section 180.300. We selected one contractor for testing, and it lacked verification. However, based upon testing procedures, we noted the contractors were not suspended, debarred, or otherwise excluded pursuant to 2 CFR Section 180.300, thereby creating no questioned costs. Cause and Effect The County did not have a control in place to verify that any contractor with which it plans to enter into a contract using Coronavirus State and Local Fiscal Recovery Fund and Healthy Start Initiative funds is not suspended, debarred, or otherwise excluded pursuant to 2 CFR Section 180.300. The County could have entered into a contract with vendors that were suspended, debarred or otherwise excluded pursuant to 2 CFR Section 180.300. Upon verifying the contractors were not suspended, debarred, or otherwise excluded pursuant to 2 CFR Section 180.300 after the contracts were in place, no questioned costs were present. Recommendation We recommend that an internal control be put in place to ensure the verification of contractors occurs before contractors are awarded Coronavirus State and Local Fiscal Recovery Fund and Healthy Start Initiative funded contracts. Views of Responsible Officials and Corrective Action Plan The County staff checked the suspension and debarment listing, however, did not print the screen for audit documentation. Going forward, the page confirming that the contractor is not on the excluded parties listing will be retained to provide proof that the check was performed.
Assistance Listing Number, Federal Agency, and Program Name ALN 21.027, COVID 19 Coronavirus State and Local Fiscal Recovery Fund (CSLFRF) ALN 93.926, Healthy Start Initiative (HSI) Federal Award Identification Number and Year SLT 1765, 2021 (CSLFRF) 17U62MC31100 (HSI) Pass through Entity Not applicable Finding Type Material weakness and material noncompliance with laws and regulations Repeat Finding No Criteria The County should ensure there is a process in place, prior to entering contracts with vendors, to verify that such vendors are not suspended, debarred, or otherwise excluded pursuant to 2 CFR Section 180.300. Condition We noted during testing that the County had no procedure in place to verify and maintain support for verification that contractors are not suspended, debarred, or otherwise excluded pursuant to 2 CFR Section 180.300 prior to entering into contracts with award funds. Questioned Costs None Identification of How Questioned Costs Were Computed Not applicable Context From October 1, 2021 through September 30, 2022, the County had two contractors with which the County entered into a contract using Coronavirus State and Local Fiscal Recovery Fund funding and 13 contractors and subrecipeints for Healthy Start Initiative that should have been verified that the vendor was not suspended, debarred, or otherwise excluded pursuant to 2 CFR Section 180.300. We selected one contractor for testing, and it lacked verification. However, based upon testing procedures, we noted the contractors were not suspended, debarred, or otherwise excluded pursuant to 2 CFR Section 180.300, thereby creating no questioned costs. Cause and Effect The County did not have a control in place to verify that any contractor with which it plans to enter into a contract using Coronavirus State and Local Fiscal Recovery Fund and Healthy Start Initiative funds is not suspended, debarred, or otherwise excluded pursuant to 2 CFR Section 180.300. The County could have entered into a contract with vendors that were suspended, debarred or otherwise excluded pursuant to 2 CFR Section 180.300. Upon verifying the contractors were not suspended, debarred, or otherwise excluded pursuant to 2 CFR Section 180.300 after the contracts were in place, no questioned costs were present. Recommendation We recommend that an internal control be put in place to ensure the verification of contractors occurs before contractors are awarded Coronavirus State and Local Fiscal Recovery Fund and Healthy Start Initiative funded contracts. Views of Responsible Officials and Corrective Action Plan The County staff checked the suspension and debarment listing, however, did not print the screen for audit documentation. Going forward, the page confirming that the contractor is not on the excluded parties listing will be retained to provide proof that the check was performed.
Assistance Listing Number, Federal Agency, and Program Name ALN 21.027, COVID 19 Coronavirus State and Local Fiscal Recovery Fund (CSLFRF) ALN 93.926, Healthy Start Initiative (HSI) Federal Award Identification Number and Year SLT 1765, 2021 (CSLFRF) 17U62MC31100 (HSI) Pass through Entity Not applicable Finding Type Material weakness and material noncompliance with laws and regulations Repeat Finding No Criteria The County should ensure there is a process in place, prior to entering contracts with vendors, to verify that such vendors are not suspended, debarred, or otherwise excluded pursuant to 2 CFR Section 180.300. Condition We noted during testing that the County had no procedure in place to verify and maintain support for verification that contractors are not suspended, debarred, or otherwise excluded pursuant to 2 CFR Section 180.300 prior to entering into contracts with award funds. Questioned Costs None Identification of How Questioned Costs Were Computed Not applicable Context From October 1, 2021 through September 30, 2022, the County had two contractors with which the County entered into a contract using Coronavirus State and Local Fiscal Recovery Fund funding and 13 contractors and subrecipeints for Healthy Start Initiative that should have been verified that the vendor was not suspended, debarred, or otherwise excluded pursuant to 2 CFR Section 180.300. We selected one contractor for testing, and it lacked verification. However, based upon testing procedures, we noted the contractors were not suspended, debarred, or otherwise excluded pursuant to 2 CFR Section 180.300, thereby creating no questioned costs. Cause and Effect The County did not have a control in place to verify that any contractor with which it plans to enter into a contract using Coronavirus State and Local Fiscal Recovery Fund and Healthy Start Initiative funds is not suspended, debarred, or otherwise excluded pursuant to 2 CFR Section 180.300. The County could have entered into a contract with vendors that were suspended, debarred or otherwise excluded pursuant to 2 CFR Section 180.300. Upon verifying the contractors were not suspended, debarred, or otherwise excluded pursuant to 2 CFR Section 180.300 after the contracts were in place, no questioned costs were present. Recommendation We recommend that an internal control be put in place to ensure the verification of contractors occurs before contractors are awarded Coronavirus State and Local Fiscal Recovery Fund and Healthy Start Initiative funded contracts. Views of Responsible Officials and Corrective Action Plan The County staff checked the suspension and debarment listing, however, did not print the screen for audit documentation. Going forward, the page confirming that the contractor is not on the excluded parties listing will be retained to provide proof that the check was performed.
Assistance Listing Number, Federal Agency, and Program Name ALN 21.023, U.S. Department of the Treasury, COVD 19 Emergency Rental Assistance Federal Award Identification Number and Year ERA0106, 2021 Pass through Entity Not applicable Finding Type Material weakness and material noncompliance with laws and regulations Repeat Finding No Criteria Per the grant agreement, the entity is required to only expense activities allowable under the terms agreed upon under 45 CFR Part 75. Condition During allowability testing, we identified one participant that received a payment that was for more than what the supporting documentation indicated. Questioned Costs $45 Identification of How Questioned Costs Were Computed Questioned costs represent expenditures charged to the grant during fiscal year 2022 that are unsupported. Context During testing of 40 samples, Plante & Moran, PLLC noted one instance of unsupported expenditures. Cause and Effect The County's current review process of costs being paid to the participants failed to document the correct amount to be paid to the participant. This resulted in an overpayment of rental assistance to the participant. Recommendation We recommend that an internal control be put in place to ensure the amount being paid is reviewed before being paid. Views of Responsible Officials and Planned Corrective Actions The cover sheet for the payment to participant had a typo which resulted in the amount paid to the recipient to differ from the supporting documentation. There will be a thorough review moving forward to ensure that cover sheets for payment processing agree to the supporting documentation included with the request.
Assistance Listing Number, Federal Agency, and Program Name ALN 21.027, COVID 19 Coronavirus State and Local Fiscal Recovery Fund (CSLFRF) ALN 93.926, Healthy Start Initiative (HSI) Federal Award Identification Number and Year SLT 1765, 2021 (CSLFRF) 17U62MC31100 (HSI) Pass through Entity Not applicable Finding Type Material weakness and material noncompliance with laws and regulations Repeat Finding No Criteria The County should ensure there is a process in place, prior to entering contracts with vendors, to verify that such vendors are not suspended, debarred, or otherwise excluded pursuant to 2 CFR Section 180.300. Condition We noted during testing that the County had no procedure in place to verify and maintain support for verification that contractors are not suspended, debarred, or otherwise excluded pursuant to 2 CFR Section 180.300 prior to entering into contracts with award funds. Questioned Costs None Identification of How Questioned Costs Were Computed Not applicable Context From October 1, 2021 through September 30, 2022, the County had two contractors with which the County entered into a contract using Coronavirus State and Local Fiscal Recovery Fund funding and 13 contractors and subrecipeints for Healthy Start Initiative that should have been verified that the vendor was not suspended, debarred, or otherwise excluded pursuant to 2 CFR Section 180.300. We selected one contractor for testing, and it lacked verification. However, based upon testing procedures, we noted the contractors were not suspended, debarred, or otherwise excluded pursuant to 2 CFR Section 180.300, thereby creating no questioned costs. Cause and Effect The County did not have a control in place to verify that any contractor with which it plans to enter into a contract using Coronavirus State and Local Fiscal Recovery Fund and Healthy Start Initiative funds is not suspended, debarred, or otherwise excluded pursuant to 2 CFR Section 180.300. The County could have entered into a contract with vendors that were suspended, debarred or otherwise excluded pursuant to 2 CFR Section 180.300. Upon verifying the contractors were not suspended, debarred, or otherwise excluded pursuant to 2 CFR Section 180.300 after the contracts were in place, no questioned costs were present. Recommendation We recommend that an internal control be put in place to ensure the verification of contractors occurs before contractors are awarded Coronavirus State and Local Fiscal Recovery Fund and Healthy Start Initiative funded contracts. Views of Responsible Officials and Corrective Action Plan The County staff checked the suspension and debarment listing, however, did not print the screen for audit documentation. Going forward, the page confirming that the contractor is not on the excluded parties listing will be retained to provide proof that the check was performed.
Assistance Listing Number, Federal Agency, and Program Name ALN 10.565, U.S. Department of Agriculture, Food Distribution Cluster Federal Award Identification Number and Year 25000 1010, 2022 Pass through Entity Michigan Department of Education Finding Type Material weakness and material noncompliance with laws and regulations Repeat Finding No Criteria Per the grant agreement, the entity is required to initially certify recipients to ensure eligibility criteria are met for the food distribution program to confine distribution of United States Department of Agriculture (USDA) foods received from the state agency to recipients determined to be eligible in accordance with instructions issued by the state agency and the 7 CFR Part 247, Part 250, and Food and Nutrition Service Food Package instructions for the Commodity Supplement Food Program. Condition We noted during testing that initial eligibility review and approval was not completed and not on file for one out of 40 individuals tested that received a food distribution. Questioned Costs $85 Identification of How Questioned Costs Were Computed Questioned costs represent the value of the one box of food distributed to the ineligible person. Context From October 1, 2021 through September 30, 2022, all participants requesting participation in the program require a completed and reviewed intake evaluation form to document review of eligibility. We selected 40 individuals for testing, and one lacked the initial eligibility evaluation prior to receiving food under the program. Cause and Effect There was not a process in place to check eligibility prior to distributing food. The lack of review of the database led to one person receiving food that was not deemed eligible under the program as the person did not have a completed and reviewed intake evaluation form on file. This lack of control could also result in the possibility of further ineligible persons to receive food as well. Recommendation We recommend that an internal control be put in place to ensure that participants have required eligibility documentation on file prior to receiving food under the program. Views of Responsible Officials and Planned Corrective Actions GCCARD?s intake and office staff have been fully trained on the rules and regulation of completing the whole process of receiving and approval of a CSFP application which will include handing out blank applications in December, receiving completed applications in January, determining eligibility, providing the participant with a CSFP card (Valid for 1year), completing the office portion of the application, having the Intake staff sign the application, and filing of the application. This particular item was related to when eligibility was performed outdoors. Now the eligibility is performed indoors which allows for easier access to eligibility documentation.
Assistance Listing Number, Federal Agency, and Program Name ALN 10.565, 10.568, and 10.569, U.S. Department of Agriculture, Food Distribution Cluster, Federal Award Identification Number and Year 25000 1010 (2022) and 25000 1010 C (2022) Pass through Entity Michigan Department of Education Finding Type Material weakness and material noncompliance with laws and regulations Repeat Finding No Criteria A process should be in place to ensure draw down requests are made subsequent to the expenditures being incurred as required by the grant. Condition We noted during testing that one draw request was made prior to the expenditures being incurred. Questioned Costs Not applicable Identification of How Questioned Costs Were Computed Not applicable Context From October 1, 2021 through September 30, 2022, one draw request was made and that request should be made after allowable expenditures are incurred. We selected the one cash draw made during the year, noting it was made prior to expenditures being incurred. Cause and Effect The draw requests during the year were prepared by the GCCARD Finance Director and not appropriately reviewed, which resulted in the draw request being made prior to expenditures being incurred. Recommendation We recommend that an internal control be put in place to ensure the requests are made appropriately and done after the expenditures have been incurred. Views of Responsible Officials and Planned Corrective Actions ? The accounting function for GCCARD transitioned to the Office of Fiscal Services in August of 2022. From that point forward accounting staff were trained that draw requests were to be made after allowable expenditures were incurred.
Assistance Listing Number, Federal Agency, and Program Name ALN 10.565, 10.568, and 10.569, U.S. Department of Agriculture, Food Distribution Cluster, Federal Award Identification Number and Year 25000 1010 (2022) and 25000 1010 C (2022) Pass through Entity Michigan Department of Education Finding Type Material weakness and material noncompliance with laws and regulations Repeat Finding No Criteria A process should be in place to ensure draw down requests are made subsequent to the expenditures being incurred as required by the grant. Condition We noted during testing that one draw request was made prior to the expenditures being incurred. Questioned Costs Not applicable Identification of How Questioned Costs Were Computed Not applicable Context From October 1, 2021 through September 30, 2022, one draw request was made and that request should be made after allowable expenditures are incurred. We selected the one cash draw made during the year, noting it was made prior to expenditures being incurred. Cause and Effect The draw requests during the year were prepared by the GCCARD Finance Director and not appropriately reviewed, which resulted in the draw request being made prior to expenditures being incurred. Recommendation We recommend that an internal control be put in place to ensure the requests are made appropriately and done after the expenditures have been incurred. Views of Responsible Officials and Planned Corrective Actions ? The accounting function for GCCARD transitioned to the Office of Fiscal Services in August of 2022. From that point forward accounting staff were trained that draw requests were to be made after allowable expenditures were incurred.
Assistance Listing Number, Federal Agency, and Program Name ALN 10.565, 10.568, and 10.569, U.S. Department of Agriculture, Food Distribution Cluster, Federal Award Identification Number and Year 25000 1010 (2022) and 25000 1010 C (2022) Pass through Entity Michigan Department of Education Finding Type Material weakness and material noncompliance with laws and regulations Repeat Finding No Criteria A process should be in place to ensure draw down requests are made subsequent to the expenditures being incurred as required by the grant. Condition We noted during testing that one draw request was made prior to the expenditures being incurred. Questioned Costs Not applicable Identification of How Questioned Costs Were Computed Not applicable Context From October 1, 2021 through September 30, 2022, one draw request was made and that request should be made after allowable expenditures are incurred. We selected the one cash draw made during the year, noting it was made prior to expenditures being incurred. Cause and Effect The draw requests during the year were prepared by the GCCARD Finance Director and not appropriately reviewed, which resulted in the draw request being made prior to expenditures being incurred. Recommendation We recommend that an internal control be put in place to ensure the requests are made appropriately and done after the expenditures have been incurred. Views of Responsible Officials and Planned Corrective Actions ? The accounting function for GCCARD transitioned to the Office of Fiscal Services in August of 2022. From that point forward accounting staff were trained that draw requests were to be made after allowable expenditures were incurred.
ALN Number, Federal Agency, and Program Name ? ALN 93.600, U.S. Department of Health and Human Services, Head Start Cluster (HSC) ALN 93.926, U.S. Department of Health and Human Services, Healthy Start Initiative (HSI) Federal Award Identification Number and Year ? Head Start Cluster: 05CH010580 (2021 and 2022), 05HP000485 (2021 and 2022) Healthy Start Initiative: H49MC00148 (2022) and U62MC31100 (2019) Pass through Entity ? N/A Finding Type ? Material weakness and material noncompliance with laws and regulations Repeat Finding ? No Criteria ? The Federal Funding Accountability and Transparency Act as mended by section 6202 of Public Las 110-252 requires recipients of Federal awards to report data using the FFATA Subaward Reporting System (FSRS) Tool. Condition The County did not file the required FFATA reports for HSC and HSI subrecipients. Questioned Costs None Identification of How Questioned Costs Were Computed ? N/A Context ? The following table summarizes the transactions examined and the non-compliance identified: Cause and Effect The County?s processes did not properly identify the FFATA filing requirements and as a result failed to file any of the required FFATA reports. Recommendation The County should implement controls to ensure that required reports are filed and in a timely manner. Views of Responsible Officials and Corrective Action Plan ? The County staff implemented a process to collect the data that is required for reporting from each subrecipient and to ensure that the reports are filed timely each year.
ALN Number, Federal Agency, and Program Name ? ALN 93.600, U.S. Department of Health and Human Services, Head Start Cluster (HSC) ALN 93.926, U.S. Department of Health and Human Services, Healthy Start Initiative (HSI) Federal Award Identification Number and Year ? Head Start Cluster: 05CH010580 (2021 and 2022), 05HP000485 (2021 and 2022) Healthy Start Initiative: H49MC00148 (2022) and U62MC31100 (2019) Pass through Entity ? N/A Finding Type ? Material weakness and material noncompliance with laws and regulations Repeat Finding ? No Criteria ? The Federal Funding Accountability and Transparency Act as mended by section 6202 of Public Las 110-252 requires recipients of Federal awards to report data using the FFATA Subaward Reporting System (FSRS) Tool. Condition The County did not file the required FFATA reports for HSC and HSI subrecipients. Questioned Costs None Identification of How Questioned Costs Were Computed ? N/A Context ? The following table summarizes the transactions examined and the non-compliance identified: Cause and Effect The County?s processes did not properly identify the FFATA filing requirements and as a result failed to file any of the required FFATA reports. Recommendation The County should implement controls to ensure that required reports are filed and in a timely manner. Views of Responsible Officials and Corrective Action Plan ? The County staff implemented a process to collect the data that is required for reporting from each subrecipient and to ensure that the reports are filed timely each year.
ALN Number, Federal Agency, and Program Name ? ALN 93.600, U.S. Department of Health and Human Services, Head Start Cluster (HSC) ALN 93.926, U.S. Department of Health and Human Services, Healthy Start Initiative (HSI) Federal Award Identification Number and Year ? Head Start Cluster: 05CH010580 (2021 and 2022), 05HP000485 (2021 and 2022) Healthy Start Initiative: H49MC00148 (2022) and U62MC31100 (2019) Pass through Entity ? N/A Finding Type ? Material weakness and material noncompliance with laws and regulations Repeat Finding ? No Criteria ? The Federal Funding Accountability and Transparency Act as mended by section 6202 of Public Las 110-252 requires recipients of Federal awards to report data using the FFATA Subaward Reporting System (FSRS) Tool. Condition The County did not file the required FFATA reports for HSC and HSI subrecipients. Questioned Costs None Identification of How Questioned Costs Were Computed ? N/A Context ? The following table summarizes the transactions examined and the non-compliance identified: Cause and Effect The County?s processes did not properly identify the FFATA filing requirements and as a result failed to file any of the required FFATA reports. Recommendation The County should implement controls to ensure that required reports are filed and in a timely manner. Views of Responsible Officials and Corrective Action Plan ? The County staff implemented a process to collect the data that is required for reporting from each subrecipient and to ensure that the reports are filed timely each year.
ALN Number, Federal Agency, and Program Name ? ALN 93.600, U.S. Department of Health and Human Services, Head Start Cluster (HSC) ALN 93.926, U.S. Department of Health and Human Services, Healthy Start Initiative (HSI) Federal Award Identification Number and Year ? Head Start Cluster: 05CH010580 (2021 and 2022), 05HP000485 (2021 and 2022) Healthy Start Initiative: H49MC00148 (2022) and U62MC31100 (2019) Pass through Entity ? N/A Finding Type ? Material weakness and material noncompliance with laws and regulations Repeat Finding ? No Criteria ? The Federal Funding Accountability and Transparency Act as mended by section 6202 of Public Las 110-252 requires recipients of Federal awards to report data using the FFATA Subaward Reporting System (FSRS) Tool. Condition The County did not file the required FFATA reports for HSC and HSI subrecipients. Questioned Costs None Identification of How Questioned Costs Were Computed ? N/A Context ? The following table summarizes the transactions examined and the non-compliance identified: Cause and Effect The County?s processes did not properly identify the FFATA filing requirements and as a result failed to file any of the required FFATA reports. Recommendation The County should implement controls to ensure that required reports are filed and in a timely manner. Views of Responsible Officials and Corrective Action Plan ? The County staff implemented a process to collect the data that is required for reporting from each subrecipient and to ensure that the reports are filed timely each year.
ALN Number, Federal Agency, and Program Name ? ALN 93.600, U.S. Department of Health and Human Services, Head Start Cluster (HSC) ALN 93.926, U.S. Department of Health and Human Services, Healthy Start Initiative (HSI) Federal Award Identification Number and Year ? Head Start Cluster: 05CH010580 (2021 and 2022), 05HP000485 (2021 and 2022) Healthy Start Initiative: H49MC00148 (2022) and U62MC31100 (2019) Pass through Entity ? N/A Finding Type ? Material weakness and material noncompliance with laws and regulations Repeat Finding ? No Criteria ? The Federal Funding Accountability and Transparency Act as mended by section 6202 of Public Las 110-252 requires recipients of Federal awards to report data using the FFATA Subaward Reporting System (FSRS) Tool. Condition The County did not file the required FFATA reports for HSC and HSI subrecipients. Questioned Costs None Identification of How Questioned Costs Were Computed ? N/A Context ? The following table summarizes the transactions examined and the non-compliance identified: Cause and Effect The County?s processes did not properly identify the FFATA filing requirements and as a result failed to file any of the required FFATA reports. Recommendation The County should implement controls to ensure that required reports are filed and in a timely manner. Views of Responsible Officials and Corrective Action Plan ? The County staff implemented a process to collect the data that is required for reporting from each subrecipient and to ensure that the reports are filed timely each year.
ALN Number, Federal Agency, and Program Name ? ALN 93.600, U.S. Department of Health and Human Services, Head Start Cluster (HSC) ALN 93.926, U.S. Department of Health and Human Services, Healthy Start Initiative (HSI) Federal Award Identification Number and Year ? Head Start Cluster: 05CH010580 (2021 and 2022), 05HP000485 (2021 and 2022) Healthy Start Initiative: H49MC00148 (2022) and U62MC31100 (2019) Pass through Entity ? N/A Finding Type ? Material weakness and material noncompliance with laws and regulations Repeat Finding ? No Criteria ? The Federal Funding Accountability and Transparency Act as mended by section 6202 of Public Las 110-252 requires recipients of Federal awards to report data using the FFATA Subaward Reporting System (FSRS) Tool. Condition The County did not file the required FFATA reports for HSC and HSI subrecipients. Questioned Costs None Identification of How Questioned Costs Were Computed ? N/A Context ? The following table summarizes the transactions examined and the non-compliance identified: Cause and Effect The County?s processes did not properly identify the FFATA filing requirements and as a result failed to file any of the required FFATA reports. Recommendation The County should implement controls to ensure that required reports are filed and in a timely manner. Views of Responsible Officials and Corrective Action Plan ? The County staff implemented a process to collect the data that is required for reporting from each subrecipient and to ensure that the reports are filed timely each year.
ALN Number, Federal Agency, and Program Name ? ALN 93.600, U.S. Department of Health and Human Services, Head Start Cluster (HSC) ALN 93.926, U.S. Department of Health and Human Services, Healthy Start Initiative (HSI) Federal Award Identification Number and Year ? Head Start Cluster: 05CH010580 (2021 and 2022), 05HP000485 (2021 and 2022) Healthy Start Initiative: H49MC00148 (2022) and U62MC31100 (2019) Pass through Entity ? N/A Finding Type ? Material weakness and material noncompliance with laws and regulations Repeat Finding ? No Criteria ? The Federal Funding Accountability and Transparency Act as mended by section 6202 of Public Las 110-252 requires recipients of Federal awards to report data using the FFATA Subaward Reporting System (FSRS) Tool. Condition The County did not file the required FFATA reports for HSC and HSI subrecipients. Questioned Costs None Identification of How Questioned Costs Were Computed ? N/A Context ? The following table summarizes the transactions examined and the non-compliance identified: Cause and Effect The County?s processes did not properly identify the FFATA filing requirements and as a result failed to file any of the required FFATA reports. Recommendation The County should implement controls to ensure that required reports are filed and in a timely manner. Views of Responsible Officials and Corrective Action Plan ? The County staff implemented a process to collect the data that is required for reporting from each subrecipient and to ensure that the reports are filed timely each year.
ALN Number, Federal Agency, and Program Name ? ALN 93.600, U.S. Department of Health and Human Services, Head Start Cluster (HSC) ALN 93.926, U.S. Department of Health and Human Services, Healthy Start Initiative (HSI) Federal Award Identification Number and Year ? Head Start Cluster: 05CH010580 (2021 and 2022), 05HP000485 (2021 and 2022) Healthy Start Initiative: H49MC00148 (2022) and U62MC31100 (2019) Pass through Entity ? N/A Finding Type ? Material weakness and material noncompliance with laws and regulations Repeat Finding ? No Criteria ? The Federal Funding Accountability and Transparency Act as mended by section 6202 of Public Las 110-252 requires recipients of Federal awards to report data using the FFATA Subaward Reporting System (FSRS) Tool. Condition The County did not file the required FFATA reports for HSC and HSI subrecipients. Questioned Costs None Identification of How Questioned Costs Were Computed ? N/A Context ? The following table summarizes the transactions examined and the non-compliance identified: Cause and Effect The County?s processes did not properly identify the FFATA filing requirements and as a result failed to file any of the required FFATA reports. Recommendation The County should implement controls to ensure that required reports are filed and in a timely manner. Views of Responsible Officials and Corrective Action Plan ? The County staff implemented a process to collect the data that is required for reporting from each subrecipient and to ensure that the reports are filed timely each year.
ALN Number, Federal Agency, and Program Name ? ALN 93.600, U.S. Department of Health and Human Services, Head Start Cluster (HSC) ALN 93.926, U.S. Department of Health and Human Services, Healthy Start Initiative (HSI) Federal Award Identification Number and Year ? Head Start Cluster: 05CH010580 (2021 and 2022), 05HP000485 (2021 and 2022) Healthy Start Initiative: H49MC00148 (2022) and U62MC31100 (2019) Pass through Entity ? N/A Finding Type ? Material weakness and material noncompliance with laws and regulations Repeat Finding ? No Criteria ? The Federal Funding Accountability and Transparency Act as mended by section 6202 of Public Las 110-252 requires recipients of Federal awards to report data using the FFATA Subaward Reporting System (FSRS) Tool. Condition The County did not file the required FFATA reports for HSC and HSI subrecipients. Questioned Costs None Identification of How Questioned Costs Were Computed ? N/A Context ? The following table summarizes the transactions examined and the non-compliance identified: Cause and Effect The County?s processes did not properly identify the FFATA filing requirements and as a result failed to file any of the required FFATA reports. Recommendation The County should implement controls to ensure that required reports are filed and in a timely manner. Views of Responsible Officials and Corrective Action Plan ? The County staff implemented a process to collect the data that is required for reporting from each subrecipient and to ensure that the reports are filed timely each year.
ALN Number, Federal Agency, and Program Name ? ALN 93.600, U.S. Department of Health and Human Services, Head Start Cluster (HSC) ALN 93.926, U.S. Department of Health and Human Services, Healthy Start Initiative (HSI) Federal Award Identification Number and Year ? Head Start Cluster: 05CH010580 (2021 and 2022), 05HP000485 (2021 and 2022) Healthy Start Initiative: H49MC00148 (2022) and U62MC31100 (2019) Pass through Entity ? N/A Finding Type ? Material weakness and material noncompliance with laws and regulations Repeat Finding ? No Criteria ? The Federal Funding Accountability and Transparency Act as mended by section 6202 of Public Las 110-252 requires recipients of Federal awards to report data using the FFATA Subaward Reporting System (FSRS) Tool. Condition The County did not file the required FFATA reports for HSC and HSI subrecipients. Questioned Costs None Identification of How Questioned Costs Were Computed ? N/A Context ? The following table summarizes the transactions examined and the non-compliance identified: Cause and Effect The County?s processes did not properly identify the FFATA filing requirements and as a result failed to file any of the required FFATA reports. Recommendation The County should implement controls to ensure that required reports are filed and in a timely manner. Views of Responsible Officials and Corrective Action Plan ? The County staff implemented a process to collect the data that is required for reporting from each subrecipient and to ensure that the reports are filed timely each year.
ALN Number, Federal Agency, and Program Name ? ALN 93.600, U.S. Department of Health and Human Services, Head Start Cluster (HSC) ALN 93.926, U.S. Department of Health and Human Services, Healthy Start Initiative (HSI) Federal Award Identification Number and Year ? Head Start Cluster: 05CH010580 (2021 and 2022), 05HP000485 (2021 and 2022) Healthy Start Initiative: H49MC00148 (2022) and U62MC31100 (2019) Pass through Entity ? N/A Finding Type ? Material weakness and material noncompliance with laws and regulations Repeat Finding ? No Criteria ? The Federal Funding Accountability and Transparency Act as mended by section 6202 of Public Las 110-252 requires recipients of Federal awards to report data using the FFATA Subaward Reporting System (FSRS) Tool. Condition The County did not file the required FFATA reports for HSC and HSI subrecipients. Questioned Costs None Identification of How Questioned Costs Were Computed ? N/A Context ? The following table summarizes the transactions examined and the non-compliance identified: Cause and Effect The County?s processes did not properly identify the FFATA filing requirements and as a result failed to file any of the required FFATA reports. Recommendation The County should implement controls to ensure that required reports are filed and in a timely manner. Views of Responsible Officials and Corrective Action Plan ? The County staff implemented a process to collect the data that is required for reporting from each subrecipient and to ensure that the reports are filed timely each year.
ALN Number, Federal Agency, and Program Name ? ALN 93.600, U.S. Department of Health and Human Services, Head Start Cluster (HSC) ALN 93.926, U.S. Department of Health and Human Services, Healthy Start Initiative (HSI) Federal Award Identification Number and Year ? Head Start Cluster: 05CH010580 (2021 and 2022), 05HP000485 (2021 and 2022) Healthy Start Initiative: H49MC00148 (2022) and U62MC31100 (2019) Pass through Entity ? N/A Finding Type ? Material weakness and material noncompliance with laws and regulations Repeat Finding ? No Criteria ? The Federal Funding Accountability and Transparency Act as mended by section 6202 of Public Las 110-252 requires recipients of Federal awards to report data using the FFATA Subaward Reporting System (FSRS) Tool. Condition The County did not file the required FFATA reports for HSC and HSI subrecipients. Questioned Costs None Identification of How Questioned Costs Were Computed ? N/A Context ? The following table summarizes the transactions examined and the non-compliance identified: Cause and Effect The County?s processes did not properly identify the FFATA filing requirements and as a result failed to file any of the required FFATA reports. Recommendation The County should implement controls to ensure that required reports are filed and in a timely manner. Views of Responsible Officials and Corrective Action Plan ? The County staff implemented a process to collect the data that is required for reporting from each subrecipient and to ensure that the reports are filed timely each year.
ALN Number, Federal Agency, and Program Name ? ALN 93.600, U.S. Department of Health and Human Services, Head Start Cluster (HSC) ALN 93.926, U.S. Department of Health and Human Services, Healthy Start Initiative (HSI) Federal Award Identification Number and Year ? Head Start Cluster: 05CH010580 (2021 and 2022), 05HP000485 (2021 and 2022) Healthy Start Initiative: H49MC00148 (2022) and U62MC31100 (2019) Pass through Entity ? N/A Finding Type ? Material weakness and material noncompliance with laws and regulations Repeat Finding ? No Criteria ? The Federal Funding Accountability and Transparency Act as mended by section 6202 of Public Las 110-252 requires recipients of Federal awards to report data using the FFATA Subaward Reporting System (FSRS) Tool. Condition The County did not file the required FFATA reports for HSC and HSI subrecipients. Questioned Costs None Identification of How Questioned Costs Were Computed ? N/A Context ? The following table summarizes the transactions examined and the non-compliance identified: Cause and Effect The County?s processes did not properly identify the FFATA filing requirements and as a result failed to file any of the required FFATA reports. Recommendation The County should implement controls to ensure that required reports are filed and in a timely manner. Views of Responsible Officials and Corrective Action Plan ? The County staff implemented a process to collect the data that is required for reporting from each subrecipient and to ensure that the reports are filed timely each year.
ALN Number, Federal Agency, and Program Name ? ALN 93.600, U.S. Department of Health and Human Services, Head Start Cluster (HSC) ALN 93.926, U.S. Department of Health and Human Services, Healthy Start Initiative (HSI) Federal Award Identification Number and Year ? Head Start Cluster: 05CH010580 (2021 and 2022), 05HP000485 (2021 and 2022) Healthy Start Initiative: H49MC00148 (2022) and U62MC31100 (2019) Pass through Entity ? N/A Finding Type ? Material weakness and material noncompliance with laws and regulations Repeat Finding ? No Criteria ? The Federal Funding Accountability and Transparency Act as mended by section 6202 of Public Las 110-252 requires recipients of Federal awards to report data using the FFATA Subaward Reporting System (FSRS) Tool. Condition The County did not file the required FFATA reports for HSC and HSI subrecipients. Questioned Costs None Identification of How Questioned Costs Were Computed ? N/A Context ? The following table summarizes the transactions examined and the non-compliance identified: Cause and Effect The County?s processes did not properly identify the FFATA filing requirements and as a result failed to file any of the required FFATA reports. Recommendation The County should implement controls to ensure that required reports are filed and in a timely manner. Views of Responsible Officials and Corrective Action Plan ? The County staff implemented a process to collect the data that is required for reporting from each subrecipient and to ensure that the reports are filed timely each year.
ALN Number, Federal Agency, and Program Name ? ALN 93.600, U.S. Department of Health and Human Services, Head Start Cluster (HSC) ALN 93.926, U.S. Department of Health and Human Services, Healthy Start Initiative (HSI) Federal Award Identification Number and Year ? Head Start Cluster: 05CH010580 (2021 and 2022), 05HP000485 (2021 and 2022) Healthy Start Initiative: H49MC00148 (2022) and U62MC31100 (2019) Pass through Entity ? N/A Finding Type ? Material weakness and material noncompliance with laws and regulations Repeat Finding ? No Criteria ? The Federal Funding Accountability and Transparency Act as mended by section 6202 of Public Las 110-252 requires recipients of Federal awards to report data using the FFATA Subaward Reporting System (FSRS) Tool. Condition The County did not file the required FFATA reports for HSC and HSI subrecipients. Questioned Costs None Identification of How Questioned Costs Were Computed ? N/A Context ? The following table summarizes the transactions examined and the non-compliance identified: Cause and Effect The County?s processes did not properly identify the FFATA filing requirements and as a result failed to file any of the required FFATA reports. Recommendation The County should implement controls to ensure that required reports are filed and in a timely manner. Views of Responsible Officials and Corrective Action Plan ? The County staff implemented a process to collect the data that is required for reporting from each subrecipient and to ensure that the reports are filed timely each year.
ALN Number, Federal Agency, and Program Name ? ALN 93.600, U.S. Department of Health and Human Services, Head Start Cluster (HSC) ALN 93.926, U.S. Department of Health and Human Services, Healthy Start Initiative (HSI) Federal Award Identification Number and Year ? Head Start Cluster: 05CH010580 (2021 and 2022), 05HP000485 (2021 and 2022) Healthy Start Initiative: H49MC00148 (2022) and U62MC31100 (2019) Pass through Entity ? N/A Finding Type ? Material weakness and material noncompliance with laws and regulations Repeat Finding ? No Criteria ? The Federal Funding Accountability and Transparency Act as mended by section 6202 of Public Las 110-252 requires recipients of Federal awards to report data using the FFATA Subaward Reporting System (FSRS) Tool. Condition The County did not file the required FFATA reports for HSC and HSI subrecipients. Questioned Costs None Identification of How Questioned Costs Were Computed ? N/A Context ? The following table summarizes the transactions examined and the non-compliance identified: Cause and Effect The County?s processes did not properly identify the FFATA filing requirements and as a result failed to file any of the required FFATA reports. Recommendation The County should implement controls to ensure that required reports are filed and in a timely manner. Views of Responsible Officials and Corrective Action Plan ? The County staff implemented a process to collect the data that is required for reporting from each subrecipient and to ensure that the reports are filed timely each year.
ALN Number, Federal Agency, and Program Name ? ALN 93.600, U.S. Department of Health and Human Services, Head Start Cluster (HSC) ALN 93.926, U.S. Department of Health and Human Services, Healthy Start Initiative (HSI) Federal Award Identification Number and Year ? Head Start Cluster: 05CH010580 (2021 and 2022), 05HP000485 (2021 and 2022) Healthy Start Initiative: H49MC00148 (2022) and U62MC31100 (2019) Pass through Entity ? N/A Finding Type ? Material weakness and material noncompliance with laws and regulations Repeat Finding ? No Criteria ? The Federal Funding Accountability and Transparency Act as mended by section 6202 of Public Las 110-252 requires recipients of Federal awards to report data using the FFATA Subaward Reporting System (FSRS) Tool. Condition The County did not file the required FFATA reports for HSC and HSI subrecipients. Questioned Costs None Identification of How Questioned Costs Were Computed ? N/A Context ? The following table summarizes the transactions examined and the non-compliance identified: Cause and Effect The County?s processes did not properly identify the FFATA filing requirements and as a result failed to file any of the required FFATA reports. Recommendation The County should implement controls to ensure that required reports are filed and in a timely manner. Views of Responsible Officials and Corrective Action Plan ? The County staff implemented a process to collect the data that is required for reporting from each subrecipient and to ensure that the reports are filed timely each year.
ALN Number, Federal Agency, and Program Name ? ALN 93.600, U.S. Department of Health and Human Services, Head Start Cluster (HSC) ALN 93.926, U.S. Department of Health and Human Services, Healthy Start Initiative (HSI) Federal Award Identification Number and Year ? Head Start Cluster: 05CH010580 (2021 and 2022), 05HP000485 (2021 and 2022) Healthy Start Initiative: H49MC00148 (2022) and U62MC31100 (2019) Pass through Entity ? N/A Finding Type ? Material weakness and material noncompliance with laws and regulations Repeat Finding ? No Criteria ? The Federal Funding Accountability and Transparency Act as mended by section 6202 of Public Las 110-252 requires recipients of Federal awards to report data using the FFATA Subaward Reporting System (FSRS) Tool. Condition The County did not file the required FFATA reports for HSC and HSI subrecipients. Questioned Costs None Identification of How Questioned Costs Were Computed ? N/A Context ? The following table summarizes the transactions examined and the non-compliance identified: Cause and Effect The County?s processes did not properly identify the FFATA filing requirements and as a result failed to file any of the required FFATA reports. Recommendation The County should implement controls to ensure that required reports are filed and in a timely manner. Views of Responsible Officials and Corrective Action Plan ? The County staff implemented a process to collect the data that is required for reporting from each subrecipient and to ensure that the reports are filed timely each year.
Assistance Listing Number, Federal Agency, and Program Name ALN 10.565, U.S. Department of Agriculture, Food Distribution Cluster Federal Award Identification Number and Year 25000 1010, 2022 Pass through Entity Michigan Department of Education Finding Type Material weakness and material noncompliance with laws and regulations Repeat Finding No Criteria Per the grant agreement, the entity is required to initially certify recipients to ensure eligibility criteria are met for the food distribution program to confine distribution of United States Department of Agriculture (USDA) foods received from the state agency to recipients determined to be eligible in accordance with instructions issued by the state agency and the 7 CFR Part 247, Part 250, and Food and Nutrition Service Food Package instructions for the Commodity Supplement Food Program. Condition We noted during testing that initial eligibility review and approval was not completed and not on file for one out of 40 individuals tested that received a food distribution. Questioned Costs $85 Identification of How Questioned Costs Were Computed Questioned costs represent the value of the one box of food distributed to the ineligible person. Context From October 1, 2021 through September 30, 2022, all participants requesting participation in the program require a completed and reviewed intake evaluation form to document review of eligibility. We selected 40 individuals for testing, and one lacked the initial eligibility evaluation prior to receiving food under the program. Cause and Effect There was not a process in place to check eligibility prior to distributing food. The lack of review of the database led to one person receiving food that was not deemed eligible under the program as the person did not have a completed and reviewed intake evaluation form on file. This lack of control could also result in the possibility of further ineligible persons to receive food as well. Recommendation We recommend that an internal control be put in place to ensure that participants have required eligibility documentation on file prior to receiving food under the program. Views of Responsible Officials and Planned Corrective Actions GCCARD?s intake and office staff have been fully trained on the rules and regulation of completing the whole process of receiving and approval of a CSFP application which will include handing out blank applications in December, receiving completed applications in January, determining eligibility, providing the participant with a CSFP card (Valid for 1year), completing the office portion of the application, having the Intake staff sign the application, and filing of the application. This particular item was related to when eligibility was performed outdoors. Now the eligibility is performed indoors which allows for easier access to eligibility documentation.
Assistance Listing Number, Federal Agency, and Program Name ALN 10.565, 10.568, and 10.569, U.S. Department of Agriculture, Food Distribution Cluster, Federal Award Identification Number and Year 25000 1010 (2022) and 25000 1010 C (2022) Pass through Entity Michigan Department of Education Finding Type Material weakness and material noncompliance with laws and regulations Repeat Finding No Criteria A process should be in place to ensure draw down requests are made subsequent to the expenditures being incurred as required by the grant. Condition We noted during testing that one draw request was made prior to the expenditures being incurred. Questioned Costs Not applicable Identification of How Questioned Costs Were Computed Not applicable Context From October 1, 2021 through September 30, 2022, one draw request was made and that request should be made after allowable expenditures are incurred. We selected the one cash draw made during the year, noting it was made prior to expenditures being incurred. Cause and Effect The draw requests during the year were prepared by the GCCARD Finance Director and not appropriately reviewed, which resulted in the draw request being made prior to expenditures being incurred. Recommendation We recommend that an internal control be put in place to ensure the requests are made appropriately and done after the expenditures have been incurred. Views of Responsible Officials and Planned Corrective Actions ? The accounting function for GCCARD transitioned to the Office of Fiscal Services in August of 2022. From that point forward accounting staff were trained that draw requests were to be made after allowable expenditures were incurred.
Assistance Listing Number, Federal Agency, and Program Name ALN 21.027, COVID 19 Coronavirus State and Local Fiscal Recovery Fund (CSLFRF) ALN 93.926, Healthy Start Initiative (HSI) Federal Award Identification Number and Year SLT 1765, 2021 (CSLFRF) 17U62MC31100 (HSI) Pass through Entity Not applicable Finding Type Material weakness and material noncompliance with laws and regulations Repeat Finding No Criteria The County should ensure there is a process in place, prior to entering contracts with vendors, to verify that such vendors are not suspended, debarred, or otherwise excluded pursuant to 2 CFR Section 180.300. Condition We noted during testing that the County had no procedure in place to verify and maintain support for verification that contractors are not suspended, debarred, or otherwise excluded pursuant to 2 CFR Section 180.300 prior to entering into contracts with award funds. Questioned Costs None Identification of How Questioned Costs Were Computed Not applicable Context From October 1, 2021 through September 30, 2022, the County had two contractors with which the County entered into a contract using Coronavirus State and Local Fiscal Recovery Fund funding and 13 contractors and subrecipeints for Healthy Start Initiative that should have been verified that the vendor was not suspended, debarred, or otherwise excluded pursuant to 2 CFR Section 180.300. We selected one contractor for testing, and it lacked verification. However, based upon testing procedures, we noted the contractors were not suspended, debarred, or otherwise excluded pursuant to 2 CFR Section 180.300, thereby creating no questioned costs. Cause and Effect The County did not have a control in place to verify that any contractor with which it plans to enter into a contract using Coronavirus State and Local Fiscal Recovery Fund and Healthy Start Initiative funds is not suspended, debarred, or otherwise excluded pursuant to 2 CFR Section 180.300. The County could have entered into a contract with vendors that were suspended, debarred or otherwise excluded pursuant to 2 CFR Section 180.300. Upon verifying the contractors were not suspended, debarred, or otherwise excluded pursuant to 2 CFR Section 180.300 after the contracts were in place, no questioned costs were present. Recommendation We recommend that an internal control be put in place to ensure the verification of contractors occurs before contractors are awarded Coronavirus State and Local Fiscal Recovery Fund and Healthy Start Initiative funded contracts. Views of Responsible Officials and Corrective Action Plan The County staff checked the suspension and debarment listing, however, did not print the screen for audit documentation. Going forward, the page confirming that the contractor is not on the excluded parties listing will be retained to provide proof that the check was performed.
Assistance Listing Number, Federal Agency, and Program Name ALN 21.027, COVID 19 Coronavirus State and Local Fiscal Recovery Fund (CSLFRF) ALN 93.926, Healthy Start Initiative (HSI) Federal Award Identification Number and Year SLT 1765, 2021 (CSLFRF) 17U62MC31100 (HSI) Pass through Entity Not applicable Finding Type Material weakness and material noncompliance with laws and regulations Repeat Finding No Criteria The County should ensure there is a process in place, prior to entering contracts with vendors, to verify that such vendors are not suspended, debarred, or otherwise excluded pursuant to 2 CFR Section 180.300. Condition We noted during testing that the County had no procedure in place to verify and maintain support for verification that contractors are not suspended, debarred, or otherwise excluded pursuant to 2 CFR Section 180.300 prior to entering into contracts with award funds. Questioned Costs None Identification of How Questioned Costs Were Computed Not applicable Context From October 1, 2021 through September 30, 2022, the County had two contractors with which the County entered into a contract using Coronavirus State and Local Fiscal Recovery Fund funding and 13 contractors and subrecipeints for Healthy Start Initiative that should have been verified that the vendor was not suspended, debarred, or otherwise excluded pursuant to 2 CFR Section 180.300. We selected one contractor for testing, and it lacked verification. However, based upon testing procedures, we noted the contractors were not suspended, debarred, or otherwise excluded pursuant to 2 CFR Section 180.300, thereby creating no questioned costs. Cause and Effect The County did not have a control in place to verify that any contractor with which it plans to enter into a contract using Coronavirus State and Local Fiscal Recovery Fund and Healthy Start Initiative funds is not suspended, debarred, or otherwise excluded pursuant to 2 CFR Section 180.300. The County could have entered into a contract with vendors that were suspended, debarred or otherwise excluded pursuant to 2 CFR Section 180.300. Upon verifying the contractors were not suspended, debarred, or otherwise excluded pursuant to 2 CFR Section 180.300 after the contracts were in place, no questioned costs were present. Recommendation We recommend that an internal control be put in place to ensure the verification of contractors occurs before contractors are awarded Coronavirus State and Local Fiscal Recovery Fund and Healthy Start Initiative funded contracts. Views of Responsible Officials and Corrective Action Plan The County staff checked the suspension and debarment listing, however, did not print the screen for audit documentation. Going forward, the page confirming that the contractor is not on the excluded parties listing will be retained to provide proof that the check was performed.
Assistance Listing Number, Federal Agency, and Program Name ALN 21.027, COVID 19 Coronavirus State and Local Fiscal Recovery Fund (CSLFRF) ALN 93.926, Healthy Start Initiative (HSI) Federal Award Identification Number and Year SLT 1765, 2021 (CSLFRF) 17U62MC31100 (HSI) Pass through Entity Not applicable Finding Type Material weakness and material noncompliance with laws and regulations Repeat Finding No Criteria The County should ensure there is a process in place, prior to entering contracts with vendors, to verify that such vendors are not suspended, debarred, or otherwise excluded pursuant to 2 CFR Section 180.300. Condition We noted during testing that the County had no procedure in place to verify and maintain support for verification that contractors are not suspended, debarred, or otherwise excluded pursuant to 2 CFR Section 180.300 prior to entering into contracts with award funds. Questioned Costs None Identification of How Questioned Costs Were Computed Not applicable Context From October 1, 2021 through September 30, 2022, the County had two contractors with which the County entered into a contract using Coronavirus State and Local Fiscal Recovery Fund funding and 13 contractors and subrecipeints for Healthy Start Initiative that should have been verified that the vendor was not suspended, debarred, or otherwise excluded pursuant to 2 CFR Section 180.300. We selected one contractor for testing, and it lacked verification. However, based upon testing procedures, we noted the contractors were not suspended, debarred, or otherwise excluded pursuant to 2 CFR Section 180.300, thereby creating no questioned costs. Cause and Effect The County did not have a control in place to verify that any contractor with which it plans to enter into a contract using Coronavirus State and Local Fiscal Recovery Fund and Healthy Start Initiative funds is not suspended, debarred, or otherwise excluded pursuant to 2 CFR Section 180.300. The County could have entered into a contract with vendors that were suspended, debarred or otherwise excluded pursuant to 2 CFR Section 180.300. Upon verifying the contractors were not suspended, debarred, or otherwise excluded pursuant to 2 CFR Section 180.300 after the contracts were in place, no questioned costs were present. Recommendation We recommend that an internal control be put in place to ensure the verification of contractors occurs before contractors are awarded Coronavirus State and Local Fiscal Recovery Fund and Healthy Start Initiative funded contracts. Views of Responsible Officials and Corrective Action Plan The County staff checked the suspension and debarment listing, however, did not print the screen for audit documentation. Going forward, the page confirming that the contractor is not on the excluded parties listing will be retained to provide proof that the check was performed.
Assistance Listing Number, Federal Agency, and Program Name ALN 21.023, U.S. Department of the Treasury, COVD 19 Emergency Rental Assistance Federal Award Identification Number and Year ERA0106, 2021 Pass through Entity Not applicable Finding Type Material weakness and material noncompliance with laws and regulations Repeat Finding No Criteria Per the grant agreement, the entity is required to only expense activities allowable under the terms agreed upon under 45 CFR Part 75. Condition During allowability testing, we identified one participant that received a payment that was for more than what the supporting documentation indicated. Questioned Costs $45 Identification of How Questioned Costs Were Computed Questioned costs represent expenditures charged to the grant during fiscal year 2022 that are unsupported. Context During testing of 40 samples, Plante & Moran, PLLC noted one instance of unsupported expenditures. Cause and Effect The County's current review process of costs being paid to the participants failed to document the correct amount to be paid to the participant. This resulted in an overpayment of rental assistance to the participant. Recommendation We recommend that an internal control be put in place to ensure the amount being paid is reviewed before being paid. Views of Responsible Officials and Planned Corrective Actions The cover sheet for the payment to participant had a typo which resulted in the amount paid to the recipient to differ from the supporting documentation. There will be a thorough review moving forward to ensure that cover sheets for payment processing agree to the supporting documentation included with the request.
Assistance Listing Number, Federal Agency, and Program Name ALN 21.027, COVID 19 Coronavirus State and Local Fiscal Recovery Fund (CSLFRF) ALN 93.926, Healthy Start Initiative (HSI) Federal Award Identification Number and Year SLT 1765, 2021 (CSLFRF) 17U62MC31100 (HSI) Pass through Entity Not applicable Finding Type Material weakness and material noncompliance with laws and regulations Repeat Finding No Criteria The County should ensure there is a process in place, prior to entering contracts with vendors, to verify that such vendors are not suspended, debarred, or otherwise excluded pursuant to 2 CFR Section 180.300. Condition We noted during testing that the County had no procedure in place to verify and maintain support for verification that contractors are not suspended, debarred, or otherwise excluded pursuant to 2 CFR Section 180.300 prior to entering into contracts with award funds. Questioned Costs None Identification of How Questioned Costs Were Computed Not applicable Context From October 1, 2021 through September 30, 2022, the County had two contractors with which the County entered into a contract using Coronavirus State and Local Fiscal Recovery Fund funding and 13 contractors and subrecipeints for Healthy Start Initiative that should have been verified that the vendor was not suspended, debarred, or otherwise excluded pursuant to 2 CFR Section 180.300. We selected one contractor for testing, and it lacked verification. However, based upon testing procedures, we noted the contractors were not suspended, debarred, or otherwise excluded pursuant to 2 CFR Section 180.300, thereby creating no questioned costs. Cause and Effect The County did not have a control in place to verify that any contractor with which it plans to enter into a contract using Coronavirus State and Local Fiscal Recovery Fund and Healthy Start Initiative funds is not suspended, debarred, or otherwise excluded pursuant to 2 CFR Section 180.300. The County could have entered into a contract with vendors that were suspended, debarred or otherwise excluded pursuant to 2 CFR Section 180.300. Upon verifying the contractors were not suspended, debarred, or otherwise excluded pursuant to 2 CFR Section 180.300 after the contracts were in place, no questioned costs were present. Recommendation We recommend that an internal control be put in place to ensure the verification of contractors occurs before contractors are awarded Coronavirus State and Local Fiscal Recovery Fund and Healthy Start Initiative funded contracts. Views of Responsible Officials and Corrective Action Plan The County staff checked the suspension and debarment listing, however, did not print the screen for audit documentation. Going forward, the page confirming that the contractor is not on the excluded parties listing will be retained to provide proof that the check was performed.
Assistance Listing Number, Federal Agency, and Program Name ALN 10.565, U.S. Department of Agriculture, Food Distribution Cluster Federal Award Identification Number and Year 25000 1010, 2022 Pass through Entity Michigan Department of Education Finding Type Material weakness and material noncompliance with laws and regulations Repeat Finding No Criteria Per the grant agreement, the entity is required to initially certify recipients to ensure eligibility criteria are met for the food distribution program to confine distribution of United States Department of Agriculture (USDA) foods received from the state agency to recipients determined to be eligible in accordance with instructions issued by the state agency and the 7 CFR Part 247, Part 250, and Food and Nutrition Service Food Package instructions for the Commodity Supplement Food Program. Condition We noted during testing that initial eligibility review and approval was not completed and not on file for one out of 40 individuals tested that received a food distribution. Questioned Costs $85 Identification of How Questioned Costs Were Computed Questioned costs represent the value of the one box of food distributed to the ineligible person. Context From October 1, 2021 through September 30, 2022, all participants requesting participation in the program require a completed and reviewed intake evaluation form to document review of eligibility. We selected 40 individuals for testing, and one lacked the initial eligibility evaluation prior to receiving food under the program. Cause and Effect There was not a process in place to check eligibility prior to distributing food. The lack of review of the database led to one person receiving food that was not deemed eligible under the program as the person did not have a completed and reviewed intake evaluation form on file. This lack of control could also result in the possibility of further ineligible persons to receive food as well. Recommendation We recommend that an internal control be put in place to ensure that participants have required eligibility documentation on file prior to receiving food under the program. Views of Responsible Officials and Planned Corrective Actions GCCARD?s intake and office staff have been fully trained on the rules and regulation of completing the whole process of receiving and approval of a CSFP application which will include handing out blank applications in December, receiving completed applications in January, determining eligibility, providing the participant with a CSFP card (Valid for 1year), completing the office portion of the application, having the Intake staff sign the application, and filing of the application. This particular item was related to when eligibility was performed outdoors. Now the eligibility is performed indoors which allows for easier access to eligibility documentation.
Assistance Listing Number, Federal Agency, and Program Name ALN 10.565, 10.568, and 10.569, U.S. Department of Agriculture, Food Distribution Cluster, Federal Award Identification Number and Year 25000 1010 (2022) and 25000 1010 C (2022) Pass through Entity Michigan Department of Education Finding Type Material weakness and material noncompliance with laws and regulations Repeat Finding No Criteria A process should be in place to ensure draw down requests are made subsequent to the expenditures being incurred as required by the grant. Condition We noted during testing that one draw request was made prior to the expenditures being incurred. Questioned Costs Not applicable Identification of How Questioned Costs Were Computed Not applicable Context From October 1, 2021 through September 30, 2022, one draw request was made and that request should be made after allowable expenditures are incurred. We selected the one cash draw made during the year, noting it was made prior to expenditures being incurred. Cause and Effect The draw requests during the year were prepared by the GCCARD Finance Director and not appropriately reviewed, which resulted in the draw request being made prior to expenditures being incurred. Recommendation We recommend that an internal control be put in place to ensure the requests are made appropriately and done after the expenditures have been incurred. Views of Responsible Officials and Planned Corrective Actions ? The accounting function for GCCARD transitioned to the Office of Fiscal Services in August of 2022. From that point forward accounting staff were trained that draw requests were to be made after allowable expenditures were incurred.
Assistance Listing Number, Federal Agency, and Program Name ALN 10.565, 10.568, and 10.569, U.S. Department of Agriculture, Food Distribution Cluster, Federal Award Identification Number and Year 25000 1010 (2022) and 25000 1010 C (2022) Pass through Entity Michigan Department of Education Finding Type Material weakness and material noncompliance with laws and regulations Repeat Finding No Criteria A process should be in place to ensure draw down requests are made subsequent to the expenditures being incurred as required by the grant. Condition We noted during testing that one draw request was made prior to the expenditures being incurred. Questioned Costs Not applicable Identification of How Questioned Costs Were Computed Not applicable Context From October 1, 2021 through September 30, 2022, one draw request was made and that request should be made after allowable expenditures are incurred. We selected the one cash draw made during the year, noting it was made prior to expenditures being incurred. Cause and Effect The draw requests during the year were prepared by the GCCARD Finance Director and not appropriately reviewed, which resulted in the draw request being made prior to expenditures being incurred. Recommendation We recommend that an internal control be put in place to ensure the requests are made appropriately and done after the expenditures have been incurred. Views of Responsible Officials and Planned Corrective Actions ? The accounting function for GCCARD transitioned to the Office of Fiscal Services in August of 2022. From that point forward accounting staff were trained that draw requests were to be made after allowable expenditures were incurred.
Assistance Listing Number, Federal Agency, and Program Name ALN 10.565, 10.568, and 10.569, U.S. Department of Agriculture, Food Distribution Cluster, Federal Award Identification Number and Year 25000 1010 (2022) and 25000 1010 C (2022) Pass through Entity Michigan Department of Education Finding Type Material weakness and material noncompliance with laws and regulations Repeat Finding No Criteria A process should be in place to ensure draw down requests are made subsequent to the expenditures being incurred as required by the grant. Condition We noted during testing that one draw request was made prior to the expenditures being incurred. Questioned Costs Not applicable Identification of How Questioned Costs Were Computed Not applicable Context From October 1, 2021 through September 30, 2022, one draw request was made and that request should be made after allowable expenditures are incurred. We selected the one cash draw made during the year, noting it was made prior to expenditures being incurred. Cause and Effect The draw requests during the year were prepared by the GCCARD Finance Director and not appropriately reviewed, which resulted in the draw request being made prior to expenditures being incurred. Recommendation We recommend that an internal control be put in place to ensure the requests are made appropriately and done after the expenditures have been incurred. Views of Responsible Officials and Planned Corrective Actions ? The accounting function for GCCARD transitioned to the Office of Fiscal Services in August of 2022. From that point forward accounting staff were trained that draw requests were to be made after allowable expenditures were incurred.
ALN Number, Federal Agency, and Program Name ? ALN 93.600, U.S. Department of Health and Human Services, Head Start Cluster (HSC) ALN 93.926, U.S. Department of Health and Human Services, Healthy Start Initiative (HSI) Federal Award Identification Number and Year ? Head Start Cluster: 05CH010580 (2021 and 2022), 05HP000485 (2021 and 2022) Healthy Start Initiative: H49MC00148 (2022) and U62MC31100 (2019) Pass through Entity ? N/A Finding Type ? Material weakness and material noncompliance with laws and regulations Repeat Finding ? No Criteria ? The Federal Funding Accountability and Transparency Act as mended by section 6202 of Public Las 110-252 requires recipients of Federal awards to report data using the FFATA Subaward Reporting System (FSRS) Tool. Condition The County did not file the required FFATA reports for HSC and HSI subrecipients. Questioned Costs None Identification of How Questioned Costs Were Computed ? N/A Context ? The following table summarizes the transactions examined and the non-compliance identified: Cause and Effect The County?s processes did not properly identify the FFATA filing requirements and as a result failed to file any of the required FFATA reports. Recommendation The County should implement controls to ensure that required reports are filed and in a timely manner. Views of Responsible Officials and Corrective Action Plan ? The County staff implemented a process to collect the data that is required for reporting from each subrecipient and to ensure that the reports are filed timely each year.
ALN Number, Federal Agency, and Program Name ? ALN 93.600, U.S. Department of Health and Human Services, Head Start Cluster (HSC) ALN 93.926, U.S. Department of Health and Human Services, Healthy Start Initiative (HSI) Federal Award Identification Number and Year ? Head Start Cluster: 05CH010580 (2021 and 2022), 05HP000485 (2021 and 2022) Healthy Start Initiative: H49MC00148 (2022) and U62MC31100 (2019) Pass through Entity ? N/A Finding Type ? Material weakness and material noncompliance with laws and regulations Repeat Finding ? No Criteria ? The Federal Funding Accountability and Transparency Act as mended by section 6202 of Public Las 110-252 requires recipients of Federal awards to report data using the FFATA Subaward Reporting System (FSRS) Tool. Condition The County did not file the required FFATA reports for HSC and HSI subrecipients. Questioned Costs None Identification of How Questioned Costs Were Computed ? N/A Context ? The following table summarizes the transactions examined and the non-compliance identified: Cause and Effect The County?s processes did not properly identify the FFATA filing requirements and as a result failed to file any of the required FFATA reports. Recommendation The County should implement controls to ensure that required reports are filed and in a timely manner. Views of Responsible Officials and Corrective Action Plan ? The County staff implemented a process to collect the data that is required for reporting from each subrecipient and to ensure that the reports are filed timely each year.
ALN Number, Federal Agency, and Program Name ? ALN 93.600, U.S. Department of Health and Human Services, Head Start Cluster (HSC) ALN 93.926, U.S. Department of Health and Human Services, Healthy Start Initiative (HSI) Federal Award Identification Number and Year ? Head Start Cluster: 05CH010580 (2021 and 2022), 05HP000485 (2021 and 2022) Healthy Start Initiative: H49MC00148 (2022) and U62MC31100 (2019) Pass through Entity ? N/A Finding Type ? Material weakness and material noncompliance with laws and regulations Repeat Finding ? No Criteria ? The Federal Funding Accountability and Transparency Act as mended by section 6202 of Public Las 110-252 requires recipients of Federal awards to report data using the FFATA Subaward Reporting System (FSRS) Tool. Condition The County did not file the required FFATA reports for HSC and HSI subrecipients. Questioned Costs None Identification of How Questioned Costs Were Computed ? N/A Context ? The following table summarizes the transactions examined and the non-compliance identified: Cause and Effect The County?s processes did not properly identify the FFATA filing requirements and as a result failed to file any of the required FFATA reports. Recommendation The County should implement controls to ensure that required reports are filed and in a timely manner. Views of Responsible Officials and Corrective Action Plan ? The County staff implemented a process to collect the data that is required for reporting from each subrecipient and to ensure that the reports are filed timely each year.
ALN Number, Federal Agency, and Program Name ? ALN 93.600, U.S. Department of Health and Human Services, Head Start Cluster (HSC) ALN 93.926, U.S. Department of Health and Human Services, Healthy Start Initiative (HSI) Federal Award Identification Number and Year ? Head Start Cluster: 05CH010580 (2021 and 2022), 05HP000485 (2021 and 2022) Healthy Start Initiative: H49MC00148 (2022) and U62MC31100 (2019) Pass through Entity ? N/A Finding Type ? Material weakness and material noncompliance with laws and regulations Repeat Finding ? No Criteria ? The Federal Funding Accountability and Transparency Act as mended by section 6202 of Public Las 110-252 requires recipients of Federal awards to report data using the FFATA Subaward Reporting System (FSRS) Tool. Condition The County did not file the required FFATA reports for HSC and HSI subrecipients. Questioned Costs None Identification of How Questioned Costs Were Computed ? N/A Context ? The following table summarizes the transactions examined and the non-compliance identified: Cause and Effect The County?s processes did not properly identify the FFATA filing requirements and as a result failed to file any of the required FFATA reports. Recommendation The County should implement controls to ensure that required reports are filed and in a timely manner. Views of Responsible Officials and Corrective Action Plan ? The County staff implemented a process to collect the data that is required for reporting from each subrecipient and to ensure that the reports are filed timely each year.
ALN Number, Federal Agency, and Program Name ? ALN 93.600, U.S. Department of Health and Human Services, Head Start Cluster (HSC) ALN 93.926, U.S. Department of Health and Human Services, Healthy Start Initiative (HSI) Federal Award Identification Number and Year ? Head Start Cluster: 05CH010580 (2021 and 2022), 05HP000485 (2021 and 2022) Healthy Start Initiative: H49MC00148 (2022) and U62MC31100 (2019) Pass through Entity ? N/A Finding Type ? Material weakness and material noncompliance with laws and regulations Repeat Finding ? No Criteria ? The Federal Funding Accountability and Transparency Act as mended by section 6202 of Public Las 110-252 requires recipients of Federal awards to report data using the FFATA Subaward Reporting System (FSRS) Tool. Condition The County did not file the required FFATA reports for HSC and HSI subrecipients. Questioned Costs None Identification of How Questioned Costs Were Computed ? N/A Context ? The following table summarizes the transactions examined and the non-compliance identified: Cause and Effect The County?s processes did not properly identify the FFATA filing requirements and as a result failed to file any of the required FFATA reports. Recommendation The County should implement controls to ensure that required reports are filed and in a timely manner. Views of Responsible Officials and Corrective Action Plan ? The County staff implemented a process to collect the data that is required for reporting from each subrecipient and to ensure that the reports are filed timely each year.
ALN Number, Federal Agency, and Program Name ? ALN 93.600, U.S. Department of Health and Human Services, Head Start Cluster (HSC) ALN 93.926, U.S. Department of Health and Human Services, Healthy Start Initiative (HSI) Federal Award Identification Number and Year ? Head Start Cluster: 05CH010580 (2021 and 2022), 05HP000485 (2021 and 2022) Healthy Start Initiative: H49MC00148 (2022) and U62MC31100 (2019) Pass through Entity ? N/A Finding Type ? Material weakness and material noncompliance with laws and regulations Repeat Finding ? No Criteria ? The Federal Funding Accountability and Transparency Act as mended by section 6202 of Public Las 110-252 requires recipients of Federal awards to report data using the FFATA Subaward Reporting System (FSRS) Tool. Condition The County did not file the required FFATA reports for HSC and HSI subrecipients. Questioned Costs None Identification of How Questioned Costs Were Computed ? N/A Context ? The following table summarizes the transactions examined and the non-compliance identified: Cause and Effect The County?s processes did not properly identify the FFATA filing requirements and as a result failed to file any of the required FFATA reports. Recommendation The County should implement controls to ensure that required reports are filed and in a timely manner. Views of Responsible Officials and Corrective Action Plan ? The County staff implemented a process to collect the data that is required for reporting from each subrecipient and to ensure that the reports are filed timely each year.
ALN Number, Federal Agency, and Program Name ? ALN 93.600, U.S. Department of Health and Human Services, Head Start Cluster (HSC) ALN 93.926, U.S. Department of Health and Human Services, Healthy Start Initiative (HSI) Federal Award Identification Number and Year ? Head Start Cluster: 05CH010580 (2021 and 2022), 05HP000485 (2021 and 2022) Healthy Start Initiative: H49MC00148 (2022) and U62MC31100 (2019) Pass through Entity ? N/A Finding Type ? Material weakness and material noncompliance with laws and regulations Repeat Finding ? No Criteria ? The Federal Funding Accountability and Transparency Act as mended by section 6202 of Public Las 110-252 requires recipients of Federal awards to report data using the FFATA Subaward Reporting System (FSRS) Tool. Condition The County did not file the required FFATA reports for HSC and HSI subrecipients. Questioned Costs None Identification of How Questioned Costs Were Computed ? N/A Context ? The following table summarizes the transactions examined and the non-compliance identified: Cause and Effect The County?s processes did not properly identify the FFATA filing requirements and as a result failed to file any of the required FFATA reports. Recommendation The County should implement controls to ensure that required reports are filed and in a timely manner. Views of Responsible Officials and Corrective Action Plan ? The County staff implemented a process to collect the data that is required for reporting from each subrecipient and to ensure that the reports are filed timely each year.
ALN Number, Federal Agency, and Program Name ? ALN 93.600, U.S. Department of Health and Human Services, Head Start Cluster (HSC) ALN 93.926, U.S. Department of Health and Human Services, Healthy Start Initiative (HSI) Federal Award Identification Number and Year ? Head Start Cluster: 05CH010580 (2021 and 2022), 05HP000485 (2021 and 2022) Healthy Start Initiative: H49MC00148 (2022) and U62MC31100 (2019) Pass through Entity ? N/A Finding Type ? Material weakness and material noncompliance with laws and regulations Repeat Finding ? No Criteria ? The Federal Funding Accountability and Transparency Act as mended by section 6202 of Public Las 110-252 requires recipients of Federal awards to report data using the FFATA Subaward Reporting System (FSRS) Tool. Condition The County did not file the required FFATA reports for HSC and HSI subrecipients. Questioned Costs None Identification of How Questioned Costs Were Computed ? N/A Context ? The following table summarizes the transactions examined and the non-compliance identified: Cause and Effect The County?s processes did not properly identify the FFATA filing requirements and as a result failed to file any of the required FFATA reports. Recommendation The County should implement controls to ensure that required reports are filed and in a timely manner. Views of Responsible Officials and Corrective Action Plan ? The County staff implemented a process to collect the data that is required for reporting from each subrecipient and to ensure that the reports are filed timely each year.
ALN Number, Federal Agency, and Program Name ? ALN 93.600, U.S. Department of Health and Human Services, Head Start Cluster (HSC) ALN 93.926, U.S. Department of Health and Human Services, Healthy Start Initiative (HSI) Federal Award Identification Number and Year ? Head Start Cluster: 05CH010580 (2021 and 2022), 05HP000485 (2021 and 2022) Healthy Start Initiative: H49MC00148 (2022) and U62MC31100 (2019) Pass through Entity ? N/A Finding Type ? Material weakness and material noncompliance with laws and regulations Repeat Finding ? No Criteria ? The Federal Funding Accountability and Transparency Act as mended by section 6202 of Public Las 110-252 requires recipients of Federal awards to report data using the FFATA Subaward Reporting System (FSRS) Tool. Condition The County did not file the required FFATA reports for HSC and HSI subrecipients. Questioned Costs None Identification of How Questioned Costs Were Computed ? N/A Context ? The following table summarizes the transactions examined and the non-compliance identified: Cause and Effect The County?s processes did not properly identify the FFATA filing requirements and as a result failed to file any of the required FFATA reports. Recommendation The County should implement controls to ensure that required reports are filed and in a timely manner. Views of Responsible Officials and Corrective Action Plan ? The County staff implemented a process to collect the data that is required for reporting from each subrecipient and to ensure that the reports are filed timely each year.
ALN Number, Federal Agency, and Program Name ? ALN 93.600, U.S. Department of Health and Human Services, Head Start Cluster (HSC) ALN 93.926, U.S. Department of Health and Human Services, Healthy Start Initiative (HSI) Federal Award Identification Number and Year ? Head Start Cluster: 05CH010580 (2021 and 2022), 05HP000485 (2021 and 2022) Healthy Start Initiative: H49MC00148 (2022) and U62MC31100 (2019) Pass through Entity ? N/A Finding Type ? Material weakness and material noncompliance with laws and regulations Repeat Finding ? No Criteria ? The Federal Funding Accountability and Transparency Act as mended by section 6202 of Public Las 110-252 requires recipients of Federal awards to report data using the FFATA Subaward Reporting System (FSRS) Tool. Condition The County did not file the required FFATA reports for HSC and HSI subrecipients. Questioned Costs None Identification of How Questioned Costs Were Computed ? N/A Context ? The following table summarizes the transactions examined and the non-compliance identified: Cause and Effect The County?s processes did not properly identify the FFATA filing requirements and as a result failed to file any of the required FFATA reports. Recommendation The County should implement controls to ensure that required reports are filed and in a timely manner. Views of Responsible Officials and Corrective Action Plan ? The County staff implemented a process to collect the data that is required for reporting from each subrecipient and to ensure that the reports are filed timely each year.
ALN Number, Federal Agency, and Program Name ? ALN 93.600, U.S. Department of Health and Human Services, Head Start Cluster (HSC) ALN 93.926, U.S. Department of Health and Human Services, Healthy Start Initiative (HSI) Federal Award Identification Number and Year ? Head Start Cluster: 05CH010580 (2021 and 2022), 05HP000485 (2021 and 2022) Healthy Start Initiative: H49MC00148 (2022) and U62MC31100 (2019) Pass through Entity ? N/A Finding Type ? Material weakness and material noncompliance with laws and regulations Repeat Finding ? No Criteria ? The Federal Funding Accountability and Transparency Act as mended by section 6202 of Public Las 110-252 requires recipients of Federal awards to report data using the FFATA Subaward Reporting System (FSRS) Tool. Condition The County did not file the required FFATA reports for HSC and HSI subrecipients. Questioned Costs None Identification of How Questioned Costs Were Computed ? N/A Context ? The following table summarizes the transactions examined and the non-compliance identified: Cause and Effect The County?s processes did not properly identify the FFATA filing requirements and as a result failed to file any of the required FFATA reports. Recommendation The County should implement controls to ensure that required reports are filed and in a timely manner. Views of Responsible Officials and Corrective Action Plan ? The County staff implemented a process to collect the data that is required for reporting from each subrecipient and to ensure that the reports are filed timely each year.
ALN Number, Federal Agency, and Program Name ? ALN 93.600, U.S. Department of Health and Human Services, Head Start Cluster (HSC) ALN 93.926, U.S. Department of Health and Human Services, Healthy Start Initiative (HSI) Federal Award Identification Number and Year ? Head Start Cluster: 05CH010580 (2021 and 2022), 05HP000485 (2021 and 2022) Healthy Start Initiative: H49MC00148 (2022) and U62MC31100 (2019) Pass through Entity ? N/A Finding Type ? Material weakness and material noncompliance with laws and regulations Repeat Finding ? No Criteria ? The Federal Funding Accountability and Transparency Act as mended by section 6202 of Public Las 110-252 requires recipients of Federal awards to report data using the FFATA Subaward Reporting System (FSRS) Tool. Condition The County did not file the required FFATA reports for HSC and HSI subrecipients. Questioned Costs None Identification of How Questioned Costs Were Computed ? N/A Context ? The following table summarizes the transactions examined and the non-compliance identified: Cause and Effect The County?s processes did not properly identify the FFATA filing requirements and as a result failed to file any of the required FFATA reports. Recommendation The County should implement controls to ensure that required reports are filed and in a timely manner. Views of Responsible Officials and Corrective Action Plan ? The County staff implemented a process to collect the data that is required for reporting from each subrecipient and to ensure that the reports are filed timely each year.
ALN Number, Federal Agency, and Program Name ? ALN 93.600, U.S. Department of Health and Human Services, Head Start Cluster (HSC) ALN 93.926, U.S. Department of Health and Human Services, Healthy Start Initiative (HSI) Federal Award Identification Number and Year ? Head Start Cluster: 05CH010580 (2021 and 2022), 05HP000485 (2021 and 2022) Healthy Start Initiative: H49MC00148 (2022) and U62MC31100 (2019) Pass through Entity ? N/A Finding Type ? Material weakness and material noncompliance with laws and regulations Repeat Finding ? No Criteria ? The Federal Funding Accountability and Transparency Act as mended by section 6202 of Public Las 110-252 requires recipients of Federal awards to report data using the FFATA Subaward Reporting System (FSRS) Tool. Condition The County did not file the required FFATA reports for HSC and HSI subrecipients. Questioned Costs None Identification of How Questioned Costs Were Computed ? N/A Context ? The following table summarizes the transactions examined and the non-compliance identified: Cause and Effect The County?s processes did not properly identify the FFATA filing requirements and as a result failed to file any of the required FFATA reports. Recommendation The County should implement controls to ensure that required reports are filed and in a timely manner. Views of Responsible Officials and Corrective Action Plan ? The County staff implemented a process to collect the data that is required for reporting from each subrecipient and to ensure that the reports are filed timely each year.
ALN Number, Federal Agency, and Program Name ? ALN 93.600, U.S. Department of Health and Human Services, Head Start Cluster (HSC) ALN 93.926, U.S. Department of Health and Human Services, Healthy Start Initiative (HSI) Federal Award Identification Number and Year ? Head Start Cluster: 05CH010580 (2021 and 2022), 05HP000485 (2021 and 2022) Healthy Start Initiative: H49MC00148 (2022) and U62MC31100 (2019) Pass through Entity ? N/A Finding Type ? Material weakness and material noncompliance with laws and regulations Repeat Finding ? No Criteria ? The Federal Funding Accountability and Transparency Act as mended by section 6202 of Public Las 110-252 requires recipients of Federal awards to report data using the FFATA Subaward Reporting System (FSRS) Tool. Condition The County did not file the required FFATA reports for HSC and HSI subrecipients. Questioned Costs None Identification of How Questioned Costs Were Computed ? N/A Context ? The following table summarizes the transactions examined and the non-compliance identified: Cause and Effect The County?s processes did not properly identify the FFATA filing requirements and as a result failed to file any of the required FFATA reports. Recommendation The County should implement controls to ensure that required reports are filed and in a timely manner. Views of Responsible Officials and Corrective Action Plan ? The County staff implemented a process to collect the data that is required for reporting from each subrecipient and to ensure that the reports are filed timely each year.
ALN Number, Federal Agency, and Program Name ? ALN 93.600, U.S. Department of Health and Human Services, Head Start Cluster (HSC) ALN 93.926, U.S. Department of Health and Human Services, Healthy Start Initiative (HSI) Federal Award Identification Number and Year ? Head Start Cluster: 05CH010580 (2021 and 2022), 05HP000485 (2021 and 2022) Healthy Start Initiative: H49MC00148 (2022) and U62MC31100 (2019) Pass through Entity ? N/A Finding Type ? Material weakness and material noncompliance with laws and regulations Repeat Finding ? No Criteria ? The Federal Funding Accountability and Transparency Act as mended by section 6202 of Public Las 110-252 requires recipients of Federal awards to report data using the FFATA Subaward Reporting System (FSRS) Tool. Condition The County did not file the required FFATA reports for HSC and HSI subrecipients. Questioned Costs None Identification of How Questioned Costs Were Computed ? N/A Context ? The following table summarizes the transactions examined and the non-compliance identified: Cause and Effect The County?s processes did not properly identify the FFATA filing requirements and as a result failed to file any of the required FFATA reports. Recommendation The County should implement controls to ensure that required reports are filed and in a timely manner. Views of Responsible Officials and Corrective Action Plan ? The County staff implemented a process to collect the data that is required for reporting from each subrecipient and to ensure that the reports are filed timely each year.
ALN Number, Federal Agency, and Program Name ? ALN 93.600, U.S. Department of Health and Human Services, Head Start Cluster (HSC) ALN 93.926, U.S. Department of Health and Human Services, Healthy Start Initiative (HSI) Federal Award Identification Number and Year ? Head Start Cluster: 05CH010580 (2021 and 2022), 05HP000485 (2021 and 2022) Healthy Start Initiative: H49MC00148 (2022) and U62MC31100 (2019) Pass through Entity ? N/A Finding Type ? Material weakness and material noncompliance with laws and regulations Repeat Finding ? No Criteria ? The Federal Funding Accountability and Transparency Act as mended by section 6202 of Public Las 110-252 requires recipients of Federal awards to report data using the FFATA Subaward Reporting System (FSRS) Tool. Condition The County did not file the required FFATA reports for HSC and HSI subrecipients. Questioned Costs None Identification of How Questioned Costs Were Computed ? N/A Context ? The following table summarizes the transactions examined and the non-compliance identified: Cause and Effect The County?s processes did not properly identify the FFATA filing requirements and as a result failed to file any of the required FFATA reports. Recommendation The County should implement controls to ensure that required reports are filed and in a timely manner. Views of Responsible Officials and Corrective Action Plan ? The County staff implemented a process to collect the data that is required for reporting from each subrecipient and to ensure that the reports are filed timely each year.
ALN Number, Federal Agency, and Program Name ? ALN 93.600, U.S. Department of Health and Human Services, Head Start Cluster (HSC) ALN 93.926, U.S. Department of Health and Human Services, Healthy Start Initiative (HSI) Federal Award Identification Number and Year ? Head Start Cluster: 05CH010580 (2021 and 2022), 05HP000485 (2021 and 2022) Healthy Start Initiative: H49MC00148 (2022) and U62MC31100 (2019) Pass through Entity ? N/A Finding Type ? Material weakness and material noncompliance with laws and regulations Repeat Finding ? No Criteria ? The Federal Funding Accountability and Transparency Act as mended by section 6202 of Public Las 110-252 requires recipients of Federal awards to report data using the FFATA Subaward Reporting System (FSRS) Tool. Condition The County did not file the required FFATA reports for HSC and HSI subrecipients. Questioned Costs None Identification of How Questioned Costs Were Computed ? N/A Context ? The following table summarizes the transactions examined and the non-compliance identified: Cause and Effect The County?s processes did not properly identify the FFATA filing requirements and as a result failed to file any of the required FFATA reports. Recommendation The County should implement controls to ensure that required reports are filed and in a timely manner. Views of Responsible Officials and Corrective Action Plan ? The County staff implemented a process to collect the data that is required for reporting from each subrecipient and to ensure that the reports are filed timely each year.
ALN Number, Federal Agency, and Program Name ? ALN 93.600, U.S. Department of Health and Human Services, Head Start Cluster (HSC) ALN 93.926, U.S. Department of Health and Human Services, Healthy Start Initiative (HSI) Federal Award Identification Number and Year ? Head Start Cluster: 05CH010580 (2021 and 2022), 05HP000485 (2021 and 2022) Healthy Start Initiative: H49MC00148 (2022) and U62MC31100 (2019) Pass through Entity ? N/A Finding Type ? Material weakness and material noncompliance with laws and regulations Repeat Finding ? No Criteria ? The Federal Funding Accountability and Transparency Act as mended by section 6202 of Public Las 110-252 requires recipients of Federal awards to report data using the FFATA Subaward Reporting System (FSRS) Tool. Condition The County did not file the required FFATA reports for HSC and HSI subrecipients. Questioned Costs None Identification of How Questioned Costs Were Computed ? N/A Context ? The following table summarizes the transactions examined and the non-compliance identified: Cause and Effect The County?s processes did not properly identify the FFATA filing requirements and as a result failed to file any of the required FFATA reports. Recommendation The County should implement controls to ensure that required reports are filed and in a timely manner. Views of Responsible Officials and Corrective Action Plan ? The County staff implemented a process to collect the data that is required for reporting from each subrecipient and to ensure that the reports are filed timely each year.