Audit 39959

FY End
2022-12-31
Total Expended
$68.01M
Findings
0
Programs
24
Organization: Banner Health (AZ)
Year: 2022 Accepted: 2023-09-27

Organization Exclusion Status:

Checking exclusion status...

Findings

No findings recorded

Programs

ALN Program Spent Major Findings
93.461 Covid-19 - Hrsa Covid-19 Claims Reimbursement for the Uninsured Program and the Covid-19 Coverage Assistance Fund $23.18M Yes 0
93.498 Covid-19 - Provider Relief Fund and American Rescue Plan (arp) Rural Distribution $17.74M Yes 0
21.027 Covid-19 - Coronavirus State and Local Fiscal Recovery Funds $2.02M Yes 0
97.036 Covid-19 - Disaster Grants - Public Assistance (presidentially Declared Disasters) $1.43M Yes 0
93.310 Trans-Nih Research Support $1.05M Yes 0
93.697 Covid-19 - Covid-19 Testing and Mitigation for Rural Health Clinics $502,056 - 0
93.253 Poison Center Support and Enhancement Grant $260,616 - 0
93.137 Covid-19 - Community Programs to Improve Minority Health Grant Program $201,250 - 0
93.155 Covid-19 - Rural Health Research Centers $124,735 - 0
93.855 Allergy and Infectious Diseases Research $87,069 Yes 0
93.838 Lung Diseases Research $81,749 Yes 0
93.395 Cancer Treatment Research $69,332 Yes 0
93.853 Extramural Research Programs in the Neurosciences and Neurological Disorders $63,502 Yes 0
93.307 Minority Health and Health Disparities Research $59,721 Yes 0
93.391 Activities to Support State, Tribal, Local and Territorial (stlt) Health Department Response to Public Health Or Healthcare Crises $56,398 - 0
93.866 Aging Research $46,128 Yes 0
93.575 Covid-19 - Child Care and Development Block Grant $19,720 - 0
93.301 Small Rural Hospital Improvement Grant Program $10,755 - 0
93.470 Alzheimer's Disease Program Initiative (adpi) $10,448 - 0
93.310 Covid-19 - Trans-Nih Research Support $9,105 Yes 0
93.889 National Bioterrorism Hospital Preparedness Program $6,207 - 0
93.426 Improving the Health of Americans Through Prevention and Management of Diabetes and Heart Disease and Stroke $2,503 - 0
93.241 State Rural Hospital Flexibility Program $1,929 - 0
93.839 Blood Diseases and Resources Research $325 Yes 0

Contacts

Name Title Type
SB35ENJFKK14 Elizabeth Montemayor Auditee
6028394364 Scott Enos Auditor
No contacts on file

Notes to SEFA

Title: 1. Organization Accounting Policies: The accompanying schedule of expenditures of federal awards (the Schedule) includes the federal grant activity of Banner and is presented on the accrual basis of accounting. The information on this Schedule is presented in accordance with the requirements of Title 2 U.S. Code of Federal Regulations Part 200, Uniform Administrative Requirements, Cost Principles, and Audit Requirements for Federal Awards (the Uniform Guidance). Therefore, some amounts presented in this Schedule may differ from amounts presented in, or used in the preparation of, the consolidated financial statements of Banner. For purposes of the Schedule, federal awards include any assistance provided by a federal agency directly or indirectly in the form of grants, contracts, cooperative agreements, loan and loan guarantees, or other non-cash assistance. The Schedule does not include payments received under the traditional Medicare and Medicaid reimbursement programs, as these programs are outside the scope of the Uniform Guidance. De Minimis Rate Used: N Rate Explanation: The Uniform Guidance provides for a 10% de minimis indirect cost rate election; however, Banner did not make this election and uses a negotiated indirect cost rate. Banner Health and Subsidiaries (Banner) is a nonprofit corporation exempt from income taxes under Internal Revenue Code Section 501(c)(3) and applicable state income tax codes. Banner own, control, or lease hospitals, clinics, nursing homes, clinical laboratories, ambulatory surgery centers, urgent care centers, free-standing imaging centers, home health agencies, a captive insurance company, a foundation, an insurance division offering insurance products to Medicare, Medicaid, and commercial subscriber populations, and other health care-related organizations in six western states. Banner also holds controlling interests in several health care-related business ventures and non-controlling interests in several other entities that are accounted for under the equity method of accounting.
Title: 4. Donated Personal Protective Equipment (Unaudited) Accounting Policies: The accompanying schedule of expenditures of federal awards (the Schedule) includes the federal grant activity of Banner and is presented on the accrual basis of accounting. The information on this Schedule is presented in accordance with the requirements of Title 2 U.S. Code of Federal Regulations Part 200, Uniform Administrative Requirements, Cost Principles, and Audit Requirements for Federal Awards (the Uniform Guidance). Therefore, some amounts presented in this Schedule may differ from amounts presented in, or used in the preparation of, the consolidated financial statements of Banner. For purposes of the Schedule, federal awards include any assistance provided by a federal agency directly or indirectly in the form of grants, contracts, cooperative agreements, loan and loan guarantees, or other non-cash assistance. The Schedule does not include payments received under the traditional Medicare and Medicaid reimbursement programs, as these programs are outside the scope of the Uniform Guidance. De Minimis Rate Used: N Rate Explanation: The Uniform Guidance provides for a 10% de minimis indirect cost rate election; however, Banner did not make this election and uses a negotiated indirect cost rate. For the year ended December 31, 2022, Banner did not receive any donated personal protective equipment that requires disclosure.
Title: 5. Provider Relief Fund Accounting Policies: The accompanying schedule of expenditures of federal awards (the Schedule) includes the federal grant activity of Banner and is presented on the accrual basis of accounting. The information on this Schedule is presented in accordance with the requirements of Title 2 U.S. Code of Federal Regulations Part 200, Uniform Administrative Requirements, Cost Principles, and Audit Requirements for Federal Awards (the Uniform Guidance). Therefore, some amounts presented in this Schedule may differ from amounts presented in, or used in the preparation of, the consolidated financial statements of Banner. For purposes of the Schedule, federal awards include any assistance provided by a federal agency directly or indirectly in the form of grants, contracts, cooperative agreements, loan and loan guarantees, or other non-cash assistance. The Schedule does not include payments received under the traditional Medicare and Medicaid reimbursement programs, as these programs are outside the scope of the Uniform Guidance. De Minimis Rate Used: N Rate Explanation: The Uniform Guidance provides for a 10% de minimis indirect cost rate election; however, Banner did not make this election and uses a negotiated indirect cost rate. The amount presented on the Schedule for Assistance Listing Number 93.498, COVID-19 - Provider Relief Fund and American Rescue Plan (ARP) Rural Distribution (PRF Funds), is for the year ended December 31, 2022. The amount presented reconciles to the Provider Relief Fund (PRF) information reported to HRSA as follows: See the Note to the SEFA for table. Health and Human Services (HHS) has indicated the PRF Funds on the Schedule be reported corresponding to reporting requirements of the HRSA PRF Reporting Portal. Payments from HHS for PRF are assigned to Payment Received Periods (each, a Period) based upon the date each payment from the PRF was received. Each Period has a specified Period of Availability and timing of reporting requirements. Entities report into the HRSA PRF Reporting Portal after each Periods deadline to use the funds (i.e., after the end of the Period of Availability). The Schedule includes $17,744,173 of PRF Funds received from HHS between January 1, 2021 through December 31, 2021. In accordance with guidance from HHS, these amounts are presented as Period 3 and Period 4. Such amounts were recognized as other revenue in Banners consolidated financial statements in the year ended December 31, 2021.
Title: 6. Disaster Grants - Public Assistance (Presidentially Declared Disasters) Accounting Policies: The accompanying schedule of expenditures of federal awards (the Schedule) includes the federal grant activity of Banner and is presented on the accrual basis of accounting. The information on this Schedule is presented in accordance with the requirements of Title 2 U.S. Code of Federal Regulations Part 200, Uniform Administrative Requirements, Cost Principles, and Audit Requirements for Federal Awards (the Uniform Guidance). Therefore, some amounts presented in this Schedule may differ from amounts presented in, or used in the preparation of, the consolidated financial statements of Banner. For purposes of the Schedule, federal awards include any assistance provided by a federal agency directly or indirectly in the form of grants, contracts, cooperative agreements, loan and loan guarantees, or other non-cash assistance. The Schedule does not include payments received under the traditional Medicare and Medicaid reimbursement programs, as these programs are outside the scope of the Uniform Guidance. De Minimis Rate Used: N Rate Explanation: The Uniform Guidance provides for a 10% de minimis indirect cost rate election; however, Banner did not make this election and uses a negotiated indirect cost rate. In fiscal year 2022, Banner received approval from the Nebraska Emergency Management Agency and Wyoming Office of Homeland Security for one project worksheet, each, related to the reimbursement of eligible expenditures of $2,514,538 incurred in previous fiscal years. These previous years expenditures are included in the Schedule in the current year in accordance with guidance provided by the Department of Homeland Security.