Audit 39643

FY End
2022-06-30
Total Expended
$811,701
Findings
12
Programs
3
Year: 2022 Accepted: 2023-02-02

Organization Exclusion Status:

Checking exclusion status...

Findings

ID Ref Severity Repeat Requirement
43535 2022-004 Material Weakness Yes P
43536 2022-005 Material Weakness Yes P
43537 2022-004 Material Weakness Yes P
43538 2022-005 Material Weakness Yes P
43539 2022-004 Material Weakness Yes P
43540 2022-005 Material Weakness Yes P
619977 2022-004 Material Weakness Yes P
619978 2022-005 Material Weakness Yes P
619979 2022-004 Material Weakness Yes P
619980 2022-005 Material Weakness Yes P
619981 2022-004 Material Weakness Yes P
619982 2022-005 Material Weakness Yes P

Programs

ALN Program Spent Major Findings
16.588 Violence Against Women Formula Grants $100,904 Yes 0
93.671 Family Violence Prevention and Services/domestic Violence Shelter and Supportive Services $100,736 - 0
16.575 Crime Victim Assistance $78,830 Yes 2

Contacts

Name Title Type
URZBNL6DMJY1 Sarah Champoux Auditee
6416767686 Dan Montgomery Auditor
No contacts on file

Notes to SEFA

Title: Basis of Presentation Accounting Policies: Expenditures are reported on the schedule on the accrual basis of accounting. Such expenditures are recognized following the cost principles obtained in the Uniform Guidance, wherein certain types of expenditures are not allowed or are limited as to reimbursement. De Minimis Rate Used: N Rate Explanation: The Organization has elected not to use the 10 percent de minimis indirect cost rate as allowed under theUniform Guidance. The accompanying schedule of expenditures of federal awards includes the federal award activity of Crisis Intervention Services, Inc. and is presented on the accrual basis of accounting. The information in this schedule is presented in accordance with the requirements of Title 2 U.S. Code of Federal Regulations Part 200, Uniform Administrative Requirements, Cost Principles, and Audit Requirements for Federal Awards (Uniform Guidance). Because the schedule presents only a selected portion of the operations of Crisis Intervention Services, Inc., it is not intended to and does not present the financial position, changes in net assets, or cash flows of Crisis Intervention Services, Inc.

Finding Details

Finding 2022-004: As discussed at finding 2022-002, proper controls should be in place to ensure that accounts are reconciled at the end of each month. Failure to have timely reconciled accounts opens up the opportunity that expenses may be charged to federal awards without the approval or knowledge of management. Procedures should be implemented so that accounts are reconciled in a timely manner.
Finding 2022-005: As discussed at finding 2022-003, bank reconciliations, invoices, and payroll were not reviewed and approved by the responsible party as listed in the Organization?s control documents. Because of the failure to require approval of bank statements, invoices, and payroll submission from the proper level of management, employees may be paid unauthorized amounts and expenses may be charged to federal awards without the approval or knowledge of management. Procedures should be implemented requiring bank statements, invoices, and reconciliations to be reviewed by someone other than the person who reconciles the account. In addition, payroll records should be reviewed to the payroll submission to ensure that employees are paid at authorized amounts.
Finding 2022-004: As discussed at finding 2022-002, proper controls should be in place to ensure that accounts are reconciled at the end of each month. Failure to have timely reconciled accounts opens up the opportunity that expenses may be charged to federal awards without the approval or knowledge of management. Procedures should be implemented so that accounts are reconciled in a timely manner.
Finding 2022-005: As discussed at finding 2022-003, bank reconciliations, invoices, and payroll were not reviewed and approved by the responsible party as listed in the Organization?s control documents. Because of the failure to require approval of bank statements, invoices, and payroll submission from the proper level of management, employees may be paid unauthorized amounts and expenses may be charged to federal awards without the approval or knowledge of management. Procedures should be implemented requiring bank statements, invoices, and reconciliations to be reviewed by someone other than the person who reconciles the account. In addition, payroll records should be reviewed to the payroll submission to ensure that employees are paid at authorized amounts.
Finding 2022-004: As discussed at finding 2022-002, proper controls should be in place to ensure that accounts are reconciled at the end of each month. Failure to have timely reconciled accounts opens up the opportunity that expenses may be charged to federal awards without the approval or knowledge of management. Procedures should be implemented so that accounts are reconciled in a timely manner.
Finding 2022-005: As discussed at finding 2022-003, bank reconciliations, invoices, and payroll were not reviewed and approved by the responsible party as listed in the Organization?s control documents. Because of the failure to require approval of bank statements, invoices, and payroll submission from the proper level of management, employees may be paid unauthorized amounts and expenses may be charged to federal awards without the approval or knowledge of management. Procedures should be implemented requiring bank statements, invoices, and reconciliations to be reviewed by someone other than the person who reconciles the account. In addition, payroll records should be reviewed to the payroll submission to ensure that employees are paid at authorized amounts.
Finding 2022-004: As discussed at finding 2022-002, proper controls should be in place to ensure that accounts are reconciled at the end of each month. Failure to have timely reconciled accounts opens up the opportunity that expenses may be charged to federal awards without the approval or knowledge of management. Procedures should be implemented so that accounts are reconciled in a timely manner.
Finding 2022-005: As discussed at finding 2022-003, bank reconciliations, invoices, and payroll were not reviewed and approved by the responsible party as listed in the Organization?s control documents. Because of the failure to require approval of bank statements, invoices, and payroll submission from the proper level of management, employees may be paid unauthorized amounts and expenses may be charged to federal awards without the approval or knowledge of management. Procedures should be implemented requiring bank statements, invoices, and reconciliations to be reviewed by someone other than the person who reconciles the account. In addition, payroll records should be reviewed to the payroll submission to ensure that employees are paid at authorized amounts.
Finding 2022-004: As discussed at finding 2022-002, proper controls should be in place to ensure that accounts are reconciled at the end of each month. Failure to have timely reconciled accounts opens up the opportunity that expenses may be charged to federal awards without the approval or knowledge of management. Procedures should be implemented so that accounts are reconciled in a timely manner.
Finding 2022-005: As discussed at finding 2022-003, bank reconciliations, invoices, and payroll were not reviewed and approved by the responsible party as listed in the Organization?s control documents. Because of the failure to require approval of bank statements, invoices, and payroll submission from the proper level of management, employees may be paid unauthorized amounts and expenses may be charged to federal awards without the approval or knowledge of management. Procedures should be implemented requiring bank statements, invoices, and reconciliations to be reviewed by someone other than the person who reconciles the account. In addition, payroll records should be reviewed to the payroll submission to ensure that employees are paid at authorized amounts.
Finding 2022-004: As discussed at finding 2022-002, proper controls should be in place to ensure that accounts are reconciled at the end of each month. Failure to have timely reconciled accounts opens up the opportunity that expenses may be charged to federal awards without the approval or knowledge of management. Procedures should be implemented so that accounts are reconciled in a timely manner.
Finding 2022-005: As discussed at finding 2022-003, bank reconciliations, invoices, and payroll were not reviewed and approved by the responsible party as listed in the Organization?s control documents. Because of the failure to require approval of bank statements, invoices, and payroll submission from the proper level of management, employees may be paid unauthorized amounts and expenses may be charged to federal awards without the approval or knowledge of management. Procedures should be implemented requiring bank statements, invoices, and reconciliations to be reviewed by someone other than the person who reconciles the account. In addition, payroll records should be reviewed to the payroll submission to ensure that employees are paid at authorized amounts.