Audit 390719

FY End
2024-09-30
Total Expended
$119.29M
Findings
2
Programs
86
Year: 2024 Accepted: 2026-03-06
Auditor: KPMG LLP

Organization Exclusion Status:

Checking exclusion status...

Findings

ID Ref Severity Repeat Requirement
1176871 2024-001 Material Weakness Yes A
1176872 2024-002 Material Weakness Yes A

Programs

ALN Program Spent Major Findings
97.036 DISASTER GRANTS - PUBLIC ASSISTANCE (PRESIDENTIALLY DECLARED DISASTERS) $28.79M Yes 2
93.837 CARDIOVASCULAR DISEASES RESEARCH $7.00M Yes 0
93.696 CERTIFIED COMMUNITY BEHAVIORAL HEALTH CLINIC EXPANSION GRANTS $1.38M Yes 0
93.958 BLOCK GRANTS FOR COMMUNITY MENTAL HEALTH SERVICES $1.32M Yes 0
84.419 PRESCHOOL DEVELOPMENT GRANTS $979,064 Yes 0
93.233 NATIONAL CENTER ON SLEEP DISORDERS RESEARCH $883,790 Yes 0
93.918 GRANTS TO PROVIDE OUTPATIENT EARLY INTERVENTION SERVICES WITH RESPECT TO HIV DISEASE $818,046 Yes 0
14.879 MAINSTREAM VOUCHERS $738,566 Yes 0
10.555 NATIONAL SCHOOL LUNCH PROGRAM $713,289 Yes 0
93.110 MATERNAL AND CHILD HEALTH FEDERAL CONSOLIDATED PROGRAMS $646,077 Yes 0
93.575 CHILD CARE AND DEVELOPMENT BLOCK GRANT $525,164 Yes 0
93.U01 NON-RESEARCH Other $504,749 Yes 0
93.870 MATERNAL, INFANT AND EARLY CHILDHOOD HOME VISITING GRANT $243,861 Yes 0
93.788 OPIOID STR $219,458 Yes 0
93.044 SPECIAL PROGRAMS FOR THE AGING, TITLE III, PART B, GRANTS FOR SUPPORTIVE SERVICES AND SENIOR CENTERS $204,145 Yes 0
93.859 BIOMEDICAL RESEARCH AND RESEARCH TRAINING $200,927 Yes 0
20.616 NATIONAL PRIORITY SAFETY PROGRAMS $186,762 Yes 0
93.349 PACKAGING AND SPREADING PROVEN PEDIATRIC WEIGHT MANAGEMENT INTERVENTIONS FOR USE BY LOW-INCOME FAMILIES $183,962 Yes 0
93.495 COMMUNITY HEALTH WORKERS FOR PUBLIC HEALTH RESPONSE AND RESILIENT $167,893 Yes 0
93.928 SPECIAL PROJECTS OF NATIONAL SIGNIFICANCE $159,366 Yes 0
93.242 MENTAL HEALTH RESEARCH GRANTS $135,979 Yes 0
93.083 PREVENTION OF DISEASE, DISABILITY, AND DEATH THROUGH IMMUNIZATION AND CONTROL OF RESPIRATORY AND RELATED DISEASES $115,166 Yes 0
16.575 CRIME VICTIM ASSISTANCE $105,016 Yes 0
93.113 ENVIRONMENTAL HEALTH $104,960 Yes 0
17.258 WIOA ADULT PROGRAM $81,171 Yes 0
93.994 MATERNAL AND CHILD HEALTH SERVICES BLOCK GRANT TO THE STATES $76,437 Yes 0
93.394 CANCER DETECTION AND DIAGNOSIS RESEARCH $74,687 Yes 0
93.226 RESEARCH ON HEALTHCARE COSTS, QUALITY AND OUTCOMES $64,389 Yes 0
93.121 ORAL DISEASES AND DISORDERS RESEARCH $63,359 Yes 0
93.866 AGING RESEARCH $60,529 Yes 0
93.365 SICKLE CELL TREATMENT DEMONSTRATION PROGRAM $49,025 Yes 0
12.750 UNIFORMED SERVICES UNIVERSITY MEDICAL RESEARCH PROJECTS $48,356 Yes 0
93.310 TRANS-NIH RESEARCH SUPPORT $46,382 Yes 0
93.879 MEDICAL LIBRARY ASSISTANCE $44,814 Yes 0
93.153 COORDINATED SERVICES AND ACCESS TO RESEARCH FOR WOMEN, INFANTS, CHILDREN, AND YOUTH $43,549 Yes 0
10.561 STATE ADMINISTRATIVE MATCHING GRANTS FOR THE SUPPLEMENTAL NUTRITION ASSISTANCE PROGRAM $43,476 Yes 0
43.083 INTEGRATIVE ACTIVITIES $43,299 Yes 0
93.421 STRENGTHENING PUBLIC HEALTH SYSTEMS AND SERVICES THROUGH NATIONAL PARTNERSHIPS TO IMPROVE AND PROTECT THE NATION’S HEALTH $43,102 Yes 0
14.218 COMMUNITY DEVELOPMENT BLOCK GRANTS/ENTITLEMENT GRANTS $42,961 Yes 0
93.788 Rhode Island Department of Behavioral Health $42,852 Yes 0
93.U03 NON-RESEARCH Other $41,890 Yes 0
16.015 MISSING ALZHEIMER'S DISEASE PATIENT ASSISTANCE PROGRAM $40,718 Yes 0
94.013 AMERICORPS VOLUNTEERS IN SERVICE TO AMERICA 94.013 $40,464 Yes 0
93.847 DIABETES, DIGESTIVE, AND KIDNEY DISEASES EXTRAMURAL RESEARCH $38,557 Yes 0
93.127 EMERGENCY MEDICAL SERVICES FOR CHILDREN $37,252 Yes 0
47.070 COMPUTER AND INFORMATION SCIENCE AND ENGINEERING $36,816 Yes 0
93.977 SEXUALLY TRANSMITTED DISEASES (STD) PREVENTION AND CONTROL GRANTS $36,316 Yes 0
10.553 SCHOOL BREAKFAST PROGRAM $33,024 Yes 0
93.273 ALCOHOL RESEARCH PROGRAMS $31,165 Yes 0
93.989 INTERNATIONAL RESEARCH AND RESEARCH TRAINING $29,455 Yes 0
93.145 HIV-RELATED TRAINING AND TECHNICAL ASSISTANCE $29,351 Yes 0
12.910 RESEARCH AND TECHNOLOGY DEVELOPMENT $28,901 Yes 0
16.560 NATIONAL INSTITUTE OF JUSTICE RESEARCH, EVALUATION, AND DEVELOPMENT PROJECT GRANTS $24,867 Yes 0
93.307 MINORITY HEALTH AND HEALTH DISPARITIES RESEARCH $24,775 Yes 0
93.397 CANCER CENTERS SUPPORT GRANTS $23,486 Yes 0
93.137 COMMUNITY PROGRAMS TO IMPROVE MINORITY HEALTH $21,230 Yes 0
93.080 BLOOD DISORDER PROGRAM: PREVENTION, SURVEILLANCE, AND RESEARCH $19,404 Yes 0
93.838 LUNG DISEASES RESEARCH $19,368 Yes 0
93.247 ADVANCED NURSING EDUCATION WORKFORCE GRANT PROGRAM $18,535 Yes 0
93.RD RESEARCH $18,163 Yes 0
93.286 DISCOVERY AND APPLIED RESEARCH FOR TECHNOLOGICAL INNOVATIONS TO IMPROVE HUMAN HEALTH $17,115 Yes 0
93.393 21ST CENTURY CURES ACT - BEAU BIDEN CANCER MOONSHOT $17,114 Yes 0
93.855 ALLERGY AND INFECTIOUS DISEASES RESEARCH $12,407 Yes 0
93.279 DRUG USE AND ADDICTION RESEARCH PROGRAMS $12,338 Yes 0
47.041 ENGINEERING $12,131 Yes 0
93.361 NURSING RESEARCH $11,410 Yes 0
12.RD RESEARCH OTHER $10,815 Yes 0
64.999 Veteran Affairs $9,431 Yes 0
93.396 CANCER BIOLOGY RESEARCH $9,136 Yes 0
93.865 CHILD HEALTH AND HUMAN DEVELOPMENT EXTRAMURAL RESEARCH $7,685 Yes 0
93.395 CANCER TREATMENT RESEARCH $7,434 Yes 0
10.582 FRESH FRUIT AND VEGETABLE PROGRAM $6,484 Yes 0
20.600 STATE AND COMMUNITY HIGHWAY SAFETY $5,428 Yes 0
93.U02 NON-RESEARCH Other $5,338 Yes 0
93.243 SUBSTANCE ABUSE AND MENTAL HEALTH SERVICES PROJECTS OF REGIONAL AND NATIONAL SIGNIFICANCE $4,237 Yes 0
93.839 BLOOD DISEASES AND RESOURCES RESEARCH $2,486 Yes 0
93.846 ARTHRITIS, MUSCULOSKELETAL AND SKIN DISEASES RESEARCH $1,376 Yes 0
12.750 MILITARY MEDICAL RESEARCH AND DEVELOPMENT $1,121 Yes 0
93.853 EXTRAMURAL RESEARCH PROGRAMS IN THE NEUROSCIENCES AND NEUROLOGICAL DISORDERS $1,072 Yes 0
93.213 RESEARCH AND TRAINING IN COMPLEMENTARY AND INTEGRATIVE HEALTH $355 Yes 0
12.420 MILITARY MEDICAL RESEARCH AND DEVELOPMENT $268 Yes 0
93.070 ENVIRONMENTAL PUBLIC HEALTH AND EMERGENCY RESPONSE $-360 Yes 0
93.270 VIRAL HEPATITIS PREVENTION AND CONTROL $-648 Yes 0
93.136 INJURY PREVENTION AND CONTROL RESEARCH AND STATE AND COMMUNITY BASED PROGRAMS $-1,277 Yes 0
93.353 21ST CENTURY CURES ACT - BEAU BIDEN CANCER MOONSHOT $-23,153 Yes 0
93.665 EMERGENCY GRANTS TO ADDRESS MENTAL AND SUBSTANCE USE DISORDERS DURING COVID-19 $-30,958 Yes 0

Contacts

Name Title Type
NNKNYTTPKQ44 Stephen Almonte Auditee
4016880472 Courtney Zingale Auditor
No contacts on file

Notes to SEFA

The Schedule of Expenditures of Federal Awards (the Schedule) presents the activity of all federal awards of Rhode Island Hospital (RIH), The Miriam Hospital (TMH), Emma Pendleton Bradley Hospital (EPBH), and Gateway Healthcare, Inc. (Gateway), which are included in Brown University Health and Affiliates (Brown Health). All federal awards received directly from federal agencies, as well as federal awards passed through other agencies, are included on the Schedule.
The accompanying Schedule of Expenditures of Federal Awards is prepared on the accrual basis of accounting.
Indirect costs are charged to federal grants and contracts at federally approved predetermined rates for each applicable Brown Health affiliate. The predetermined rates for the year ended September 30, 2024, were 64.0%, 49.0%, and 34.0% for RIH, TMH, and EPBH, respectively. Indirect costs are included in reported federal expenditures. Brown Health has elected to not use the 10% de minimis indirect cost rate allowed under the Uniform Guidance.

Finding Details

Criteria Per 2 CFR 200.403, for a cost to be allowable under a Federal award, it must be necessary and reasonable for the performance of the award. Furthermore, 2 CFR 200.430(g) requires that charges for salaries and wages be based on records that accurately reflect the work performed. These records must be supported by a system of internal controls which provides reasonable assurance that the charges are accurate, allowable, and properly allocated. Condition Management's calculation for allowable temporary labor costs charged to the Disaster Grants – Public Assistance program (ALN 97.036) included an error in the data file used for the calculations. Total temporary labor costs charged to this award were $12,770,434. This error led to using incorrect wages for temporary workers who worked standard hours and overtime hours on the same day. This error occurred only for workers from one temporary labor vendor based on the formatting of the invoice information from that vendor. As a result, the temporary labor costs claimed for reimbursement for these workers were overstated by $353,420. Cause and Effect Brown Health’s control for reviewing the allowability of temporary labor invoices was not designed to include a detailed reconciliation of vendor provided data. Specifically, the review process did not verify that the wages for workers that had standard and overtime hours were consistent with the underlying invoice, which allowed the error to be undetected. The control deficiency caused Brown Health to claim temporary labor costs in excess of the actual amounts incurred. As a result, the claim was not in compliance with the Federal cost principles, which require costs to be accurate and based on records that correctly reflect the work performed. The overstated portion of the labor costs claimed for reimbursement are considered questioned costs. Questioned costs $353,420 Statistical Sample The sample was not intended to be, and was not, a statistically valid sample. Repeat Finding This is not a repeat finding. Recommendation We recommend that Brown Health management strengthen its internal controls over the review of temporary labor costs to ensure compliance with Federal regulations. Specifically, Brown Health should revise its invoice review procedures to include a detailed reconciliation of hours and wage calculations for temporary labor. Additionally, Brown Health should work with the granting agency to resolve the resulting questioned costs. View of Responsible Officials Brown Health management concurs with this finding. We have already initiated a detailed review to identify and quantify the total amount of the labor cost overstatement. We will report our results to the granting agency and work with them to resolve the questioned costs by May 31, 2026. To prevent recurrence, management will revise our review control of project applications to reconcile the calculation file to invoice support to verify accuracy.
Criteria In accordance with the Federal Emergency Management Agency (FEMA) Public Assistance Program and Policy Guide, Version 2.1, Chapter 2, costs are not eligible for reimbursement if the applicant received funding from another source (e.g., patient revenue or insurance) for the same work funded by FEMA. FEMA refers to this as a duplication of benefits. On February 15, 2023, FEMA issued a memorandum titled Hypothetical Reasonable Applicant Methods, which outlines the basic elements for estimating duplication of benefits within net patient service revenue. The Department of Homeland Security (DHS) also engaged the RAND Corporation’s Homeland Security Research Division, through the Homeland Security Operational Analysis Center (HSOAC), to assist with the administration of disaster grants to health care providers related to COVID 19. In December 2024, HSOAC published Methods of Assessing Duplication of Benefits with Patient Care Revenue, as applied by FEMA to Health Care Provider’s Public Assistance Claims During the COVID 19 Emergency. This publication describes FEMA’s Standard Method for estimating duplication of benefits, as well as alternative methodologies, and states that applicants using an alternative methodology are expected to document the methodology and calculations used. Condition and Context FEMA obligated various Public Assistance Projects (projects) during the fiscal year ended September 30, 2024 for a total of $28.8 million. The claimed costs included $12.8 million temporary agency nurse labor projects and the remaining projects substantially related to labor force account overtime incurred during portions of 2021, 2022, and 2023. Prior to filing FEMA Public Assistance claims, Brown Health performed a detailed analysis to determine eligible project costs. To determine eligible project costs, Brown Health utilized an alternative methodology to estimate potential duplication of benefits with patient care revenue, relying on guidance from HSOAC, other FEMA guidance, and coordination with FEMA and the Rhode Island Emergency Management Agency (RIEMA). Consistent with HSOAC guidance, Brown Health documented the alternative methodology and related calculations in memoranda submitted with each large project application. The alternative methodology documentation for Brown Health’s FEMA projects was reviewed by Brown Health’s VP of Finance. In October 2024, HSOAC issued an Applicant Review Memo to Bradley Hospital indicating they had evaluated the claimed costs for potential duplication of benefits by applying FEMA’s Standard Method and recommended a total reduction of approximately $819,000 for Project #701099. The Standard Method uses an applicant’s base year revenue and expense data to establish a cost ceiling that is compared to claimed project costs to prevent duplication of benefits. In July 2025, FEMA issued its own Applicant Review Memo, which also identified potential duplication of benefits by applying the Standard Method to reassess previously obligated costs. However, FEMA identified Project #701099 as having a high likelihood of duplication of benefits and recommended reduction of approximately $746,000, which is contrary to the amount recommended by HSOAC. Additionally, FEMA identified Project #737681 as having a high likelihood of duplication of benefits and recommended an approximately $30,000 reduction of previously obligated costs. In addition, in February 2025, HSOAC issued an Applicant Review Memo to Newport Hospital indicating that they had evaluated the claimed costs for potential duplication of benefits by applying FEMA’s Standard Method and recommended reductions of approximately $615,000 for Project #701104 and reductions of approximately $9,000 for Project #737631 by using the Standard Method. In September 2025, FEMA then issued an Applicant Review Memo, which also identified potential duplication of benefits by applying the Standard Method to reassess previously obligated costs. However, FEMA found no duplication of benefits for Project #737631, contrary to HSOAC’s Applicant Review Memo. Additionally, FEMA incrementally identified Project #701104 as having a high likelihood of duplication of benefits and recommended a reduction of approximately $384,000, which differs from the amount recommended by HSOAC. The aforementioned projects were closed prior to the HSOAC and FEMA Applicant Review Memo, except project #701099, which entered into pending close status in May 2025, prior the Applicant Review Memo. Brown Health asserts that it properly applied an allowable alternative methodology consistent with FEMA guidance. Management also stated its methodology and supporting calculations were reviewed by RIEMA and FEMA personnel periodically from approximately July 2022 through the projects’ obligation dates. On February 12, 2026, Brown Health appealed of FEMA’s recommended $764,000 reduction for Project #701099 and $67,000 reduction for Project #737681 for Bradley Hospital. On March 3, 2026, Brown Health appealed FEMA’s recommended $384,000 reduction for Project #701104 for Newport Hospital. As of the date of this report, the appeals remain unresolved; therefore, the amount of questioned costs cannot be determined. Questioned costs Cannot be determined. Statistical Sample Not applicable Repeat Finding A similar finding was not reported in the prior year audit. Recommendation We recommend Brown Health continue to work with FEMA through the designated appeal process. View of Responsible Officials Brown Health management agrees with the facts as summarized above. Brown Health filed appeals for Bradley Hospital on February 12, 2026 and for Newport Hospital on March 3, 2026 and as of the date of this report, the appeals remains outstanding. We applied a reasonable and allowable methodology to estimate and avoid duplication of benefits for all claims submitted, consistent with FEMA guidance, including the Public Assistance Program and Policy Guide, FEMA issued memoranda and webinars, and methodologies described HSOAC, including those reviewed by HSOAC and FEMA. Our methodology and supporting calculations were reviewed by RIEMA and FEMA personnel prior to submission, and the project was subsequently approved, obligated, funded, and closed out prior to the FEMA review.