Audit 387394

FY End
2025-07-31
Total Expended
$5.09M
Findings
2
Programs
1
Year: 2025 Accepted: 2026-02-16

Organization Exclusion Status:

Checking exclusion status...

Findings

ID Ref Severity Repeat Requirement
1173691 2025-001 Material Weakness Yes N
1173692 2025-002 Material Weakness Yes N

Programs

ALN Program Spent Major Findings
14.126 MORTGAGE INSURANCE COOPERATIVE PROJECTS $5.09M Yes 2

Contacts

Name Title Type
E3M6TJWJXPP3 Hannah Parrott Auditee
3195724298 Darren Fetzer Auditor
No contacts on file

Notes to SEFA

Federal expenditures for the mortgage insurance program represent the principal balance of the insured loan as of July 31, 2024. The loan is outstanding from a previous period. The federal government imposes continuing compliance requirements on this loan. The loan balance at July 31, 2025 was $4,987,683.

Finding Details

Significant Deficiency and Noncompliance – Unapproved General Operating Reserve Withdrawal Department of Housing and Urban Development Assistance Listing Number 14.126 – Mortgage Insurance - Cooperative Projects Significant Deficiency and Noncompliance Category of Finding – Special Tests and Provisions Criteria - The HUD regulatory agreement requires the Cooperative to establish and maintain a general operating reserve. Withdrawals from the reserve in excess of 20% of the balance of the previous year-end require prior written approval by HUD. Condition - Excess withdrawals of $52,850 were taken from the general operating reserve without obtaining the proper HUD approval. Cause - The Cooperative did not obtain the proper HUD approval to withdraw the general operating reserve funds in excess of 20% of the balance of the previous year-end. Effect - The Cooperative was out of compliance with their HUD regulatory agreement at July 31, 2025. Recommendation - We recommend that the Cooperative implement a control process to ensure adherence to the regulatory agreement and obtain the proper HUD approval to withdrawal general operating reserve funds. Auditee’s comment - The Cooperative will make deposits to the general operating reserve to meet the HUD regulatory agreement. The management agent will implement a process to ensure withdrawals are made as required by the regulatory agreement. Status - Unresolved
Significant Deficiency and Noncompliance – Required Payments to General Operating Reserve Department of Housing and Urban Development Assistance Listing Number 14.126 – Mortgage Insurance - Cooperative Projects Significant Deficiency and Noncompliance Category of Finding – Special Tests and Provisions Criteria - The HUD regulatory agreement requires the Cooperative to deposit monthly payments at 3% of annual member carrying charges until the balance of the reserve exceeds 15% of current annual member carrying charges. The required deposit may be reduced to 2% of annual member carrying charges until the balance of the reserve exceeds 25% of annual member carrying charges. Condition - Due to withdrawals from the general operating reserve in 2025, the reserve balance fell below 25% of annual member carrying charges and deposits were not continued. Cause - The Cooperative did not make monthly deposits to the general operating reserve in accordance with the HUD regulatory agreement. Effect - The Cooperative was out of compliance with their HUD regulatory agreement at July 31, 2025, because the general operating reserve was underfunded. Recommendation - We recommend that the Cooperative implement a control process to ensure adherence to the regulatory agreement and make the required monthly deposits to the general operating reserve. Auditee’s comment - The Cooperative will make deposits to the general operating reserve to meet the HUD regulatory agreement. The management agent will implement a process to ensure deposits are made as required by the regulatory agreement. Status - Unresolved