Audit 38592

FY End
2022-06-30
Total Expended
$1.08M
Findings
12
Programs
11
Organization: School District of Shiocton (WI)
Year: 2022 Accepted: 2023-03-07

Organization Exclusion Status:

Checking exclusion status...

Findings

ID Ref Severity Repeat Requirement
42202 2022-001 Significant Deficiency Yes P
42203 2022-001 Significant Deficiency Yes P
42204 2022-001 Significant Deficiency Yes P
42205 2022-004 Significant Deficiency Yes P
42206 2022-004 Significant Deficiency Yes P
42207 2022-004 Significant Deficiency Yes P
618644 2022-001 Significant Deficiency Yes P
618645 2022-001 Significant Deficiency Yes P
618646 2022-001 Significant Deficiency Yes P
618647 2022-004 Significant Deficiency Yes P
618648 2022-004 Significant Deficiency Yes P
618649 2022-004 Significant Deficiency Yes P

Programs

ALN Program Spent Major Findings
10.555 National School Lunch Program $402,452 Yes 2
84.027 Special Education_grants to States $188,936 - 0
84.425 Education Stabilization Fund $116,721 - 0
10.553 School Breakfast Program $83,622 Yes 2
93.778 Medical Assistance Program $66,831 - 0
84.010 Title I Grants to Local Educational Agencies $60,808 - 0
84.367 Improving Teacher Quality State Grants $15,498 - 0
84.424 Student Support and Academic Enrichment Program $10,162 - 0
84.173 Special Education_preschool Grants $4,640 - 0
16.839 Stop School Violence $3,980 - 0
84.048 Career and Technical Education -- Basic Grants to States $2,399 - 0

Contacts

Name Title Type
QBQ4NMQKX8F2 Michael Sippert Auditee
9209863351 Cory Ayala-Rutter Auditor
No contacts on file

Notes to SEFA

Accounting Policies: Expenditures reported on the schedules are reported on the modified acrual basis of accounting. Such expenditures are recognized following cost principles contained in the Uniform Guidance, wherein certain types of expenditures are not allowable or are limited as to reimbursement. The School District of Shiocton has elected not to use the 10 percent de minius indirect cost rate allowed under the Uniform Guidance. De Minimis Rate Used: N Rate Explanation: The auditee did not use the de minimis cost rate.

Finding Details

2021-001 Lack of Adequate Segregation of Duties Condition: The District has a limited number of personnel that are responsible for and perform substantially all of the bookkeeping and accounting functions. Criteria: We are required to report on whether the District has appropriate segregation of duties relating to all aspects of its bookkeeping and accounting procedures. Good internal control requires a complete separation of duties with respect to the handling and recording of transactions. Cause: The additional costs with hiring additional support staff to achieve complete segregation of duties would outweigh the derived benefits. Effect: Proper segregation of duties in the system of controls is not accomplished. Identification of a Repeat Finding: This is a repeat finding from previous audits, see 2020-001. Recommendation: The District should continue to evaluate the cost/benefit of hiring additional support staff to achieve complete segregation of duties. The Board of Education should remain involved with review of and oversight regarding the District?s financial statements and budgets.
2021-001 Lack of Adequate Segregation of Duties Condition: The District has a limited number of personnel that are responsible for and perform substantially all of the bookkeeping and accounting functions. Criteria: We are required to report on whether the District has appropriate segregation of duties relating to all aspects of its bookkeeping and accounting procedures. Good internal control requires a complete separation of duties with respect to the handling and recording of transactions. Cause: The additional costs with hiring additional support staff to achieve complete segregation of duties would outweigh the derived benefits. Effect: Proper segregation of duties in the system of controls is not accomplished. Identification of a Repeat Finding: This is a repeat finding from previous audits, see 2020-001. Recommendation: The District should continue to evaluate the cost/benefit of hiring additional support staff to achieve complete segregation of duties. The Board of Education should remain involved with review of and oversight regarding the District?s financial statements and budgets.
2021-001 Lack of Adequate Segregation of Duties Condition: The District has a limited number of personnel that are responsible for and perform substantially all of the bookkeeping and accounting functions. Criteria: We are required to report on whether the District has appropriate segregation of duties relating to all aspects of its bookkeeping and accounting procedures. Good internal control requires a complete separation of duties with respect to the handling and recording of transactions. Cause: The additional costs with hiring additional support staff to achieve complete segregation of duties would outweigh the derived benefits. Effect: Proper segregation of duties in the system of controls is not accomplished. Identification of a Repeat Finding: This is a repeat finding from previous audits, see 2020-001. Recommendation: The District should continue to evaluate the cost/benefit of hiring additional support staff to achieve complete segregation of duties. The Board of Education should remain involved with review of and oversight regarding the District?s financial statements and budgets.
2021-004 Financial Reporting for Federal and State Awards Condition: The Uniform Guidance and the State Single Audit Guidelines require the District to prepare appropriate financial statements, including the schedules of expenditures of federal and state awards. Criteria: Having staff prepare the District?s schedules of expenditures of federal and state awards is an internal control intended to prevent, detect and correct a potential misstatement in the schedules or accompanying notes to the schedules. Cause: The District has staff with the knowledge to prepare the schedules of federal and state awards, however sufficient time was not allocated to complete the schedules. Effect: The schedules of federal and state awards were not prepared by the District, instead they were prepared by the District?s auditors. Identification of a Repeat Finding: This is a new finding for the 2020-2021 fiscal year. Recommendation: The District should attempt to allocate sufficient time to complete the schedules of expenditures of federal and state awards. Views of Responsible Official: See District?s corrective action plan.
2021-004 Financial Reporting for Federal and State Awards Condition: The Uniform Guidance and the State Single Audit Guidelines require the District to prepare appropriate financial statements, including the schedules of expenditures of federal and state awards. Criteria: Having staff prepare the District?s schedules of expenditures of federal and state awards is an internal control intended to prevent, detect and correct a potential misstatement in the schedules or accompanying notes to the schedules. Cause: The District has staff with the knowledge to prepare the schedules of federal and state awards, however sufficient time was not allocated to complete the schedules. Effect: The schedules of federal and state awards were not prepared by the District, instead they were prepared by the District?s auditors. Identification of a Repeat Finding: This is a new finding for the 2020-2021 fiscal year. Recommendation: The District should attempt to allocate sufficient time to complete the schedules of expenditures of federal and state awards. Views of Responsible Official: See District?s corrective action plan.
2021-004 Financial Reporting for Federal and State Awards Condition: The Uniform Guidance and the State Single Audit Guidelines require the District to prepare appropriate financial statements, including the schedules of expenditures of federal and state awards. Criteria: Having staff prepare the District?s schedules of expenditures of federal and state awards is an internal control intended to prevent, detect and correct a potential misstatement in the schedules or accompanying notes to the schedules. Cause: The District has staff with the knowledge to prepare the schedules of federal and state awards, however sufficient time was not allocated to complete the schedules. Effect: The schedules of federal and state awards were not prepared by the District, instead they were prepared by the District?s auditors. Identification of a Repeat Finding: This is a new finding for the 2020-2021 fiscal year. Recommendation: The District should attempt to allocate sufficient time to complete the schedules of expenditures of federal and state awards. Views of Responsible Official: See District?s corrective action plan.
2021-001 Lack of Adequate Segregation of Duties Condition: The District has a limited number of personnel that are responsible for and perform substantially all of the bookkeeping and accounting functions. Criteria: We are required to report on whether the District has appropriate segregation of duties relating to all aspects of its bookkeeping and accounting procedures. Good internal control requires a complete separation of duties with respect to the handling and recording of transactions. Cause: The additional costs with hiring additional support staff to achieve complete segregation of duties would outweigh the derived benefits. Effect: Proper segregation of duties in the system of controls is not accomplished. Identification of a Repeat Finding: This is a repeat finding from previous audits, see 2020-001. Recommendation: The District should continue to evaluate the cost/benefit of hiring additional support staff to achieve complete segregation of duties. The Board of Education should remain involved with review of and oversight regarding the District?s financial statements and budgets.
2021-001 Lack of Adequate Segregation of Duties Condition: The District has a limited number of personnel that are responsible for and perform substantially all of the bookkeeping and accounting functions. Criteria: We are required to report on whether the District has appropriate segregation of duties relating to all aspects of its bookkeeping and accounting procedures. Good internal control requires a complete separation of duties with respect to the handling and recording of transactions. Cause: The additional costs with hiring additional support staff to achieve complete segregation of duties would outweigh the derived benefits. Effect: Proper segregation of duties in the system of controls is not accomplished. Identification of a Repeat Finding: This is a repeat finding from previous audits, see 2020-001. Recommendation: The District should continue to evaluate the cost/benefit of hiring additional support staff to achieve complete segregation of duties. The Board of Education should remain involved with review of and oversight regarding the District?s financial statements and budgets.
2021-001 Lack of Adequate Segregation of Duties Condition: The District has a limited number of personnel that are responsible for and perform substantially all of the bookkeeping and accounting functions. Criteria: We are required to report on whether the District has appropriate segregation of duties relating to all aspects of its bookkeeping and accounting procedures. Good internal control requires a complete separation of duties with respect to the handling and recording of transactions. Cause: The additional costs with hiring additional support staff to achieve complete segregation of duties would outweigh the derived benefits. Effect: Proper segregation of duties in the system of controls is not accomplished. Identification of a Repeat Finding: This is a repeat finding from previous audits, see 2020-001. Recommendation: The District should continue to evaluate the cost/benefit of hiring additional support staff to achieve complete segregation of duties. The Board of Education should remain involved with review of and oversight regarding the District?s financial statements and budgets.
2021-004 Financial Reporting for Federal and State Awards Condition: The Uniform Guidance and the State Single Audit Guidelines require the District to prepare appropriate financial statements, including the schedules of expenditures of federal and state awards. Criteria: Having staff prepare the District?s schedules of expenditures of federal and state awards is an internal control intended to prevent, detect and correct a potential misstatement in the schedules or accompanying notes to the schedules. Cause: The District has staff with the knowledge to prepare the schedules of federal and state awards, however sufficient time was not allocated to complete the schedules. Effect: The schedules of federal and state awards were not prepared by the District, instead they were prepared by the District?s auditors. Identification of a Repeat Finding: This is a new finding for the 2020-2021 fiscal year. Recommendation: The District should attempt to allocate sufficient time to complete the schedules of expenditures of federal and state awards. Views of Responsible Official: See District?s corrective action plan.
2021-004 Financial Reporting for Federal and State Awards Condition: The Uniform Guidance and the State Single Audit Guidelines require the District to prepare appropriate financial statements, including the schedules of expenditures of federal and state awards. Criteria: Having staff prepare the District?s schedules of expenditures of federal and state awards is an internal control intended to prevent, detect and correct a potential misstatement in the schedules or accompanying notes to the schedules. Cause: The District has staff with the knowledge to prepare the schedules of federal and state awards, however sufficient time was not allocated to complete the schedules. Effect: The schedules of federal and state awards were not prepared by the District, instead they were prepared by the District?s auditors. Identification of a Repeat Finding: This is a new finding for the 2020-2021 fiscal year. Recommendation: The District should attempt to allocate sufficient time to complete the schedules of expenditures of federal and state awards. Views of Responsible Official: See District?s corrective action plan.
2021-004 Financial Reporting for Federal and State Awards Condition: The Uniform Guidance and the State Single Audit Guidelines require the District to prepare appropriate financial statements, including the schedules of expenditures of federal and state awards. Criteria: Having staff prepare the District?s schedules of expenditures of federal and state awards is an internal control intended to prevent, detect and correct a potential misstatement in the schedules or accompanying notes to the schedules. Cause: The District has staff with the knowledge to prepare the schedules of federal and state awards, however sufficient time was not allocated to complete the schedules. Effect: The schedules of federal and state awards were not prepared by the District, instead they were prepared by the District?s auditors. Identification of a Repeat Finding: This is a new finding for the 2020-2021 fiscal year. Recommendation: The District should attempt to allocate sufficient time to complete the schedules of expenditures of federal and state awards. Views of Responsible Official: See District?s corrective action plan.