Audit 38482

FY End
2022-06-30
Total Expended
$4.68M
Findings
8
Programs
30
Organization: Town of Gorham (ME)
Year: 2022 Accepted: 2023-08-08

Organization Exclusion Status:

Checking exclusion status...

Findings

ID Ref Severity Repeat Requirement
41723 2022-001 - - B
41724 2022-001 - - B
41725 2022-001 - - B
41726 2022-001 - - B
618165 2022-001 - - B
618166 2022-001 - - B
618167 2022-001 - - B
618168 2022-001 - - B

Programs

ALN Program Spent Major Findings
10.555 School Breakfast Program $1.14M - 0
84.425 Covid-19 Cares Act Esser #3 $843,907 Yes 0
84.425 Covid-19 Cares Act Esser #2 $777,465 Yes 0
84.027 Special Education State Grants Individuals with Disabilities Act $485,072 Yes 1
84.010 Title Ia - Basic Disadvantaged Program $262,291 - 0
21.027 Covid-19 American Rescue Plan $230,100 - 0
10.553 National School Lunch Program $192,777 - 0
84.027 Special Education State Grants Individuals with Disabilities Act - Arp $156,523 Yes 1
97.044 Assistance to Firefighters Grant $134,406 - 0
84.367 Supporting Effective Instruction $74,406 - 0
10.555 Food Donation Program $65,258 - 0
10.560 Child Nutrition Supply Chain Assistance $51,127 - 0
14.228 Upper Little Falls Sidewalk Improvements Phase II $44,805 - 0
10.559 Summer Food Service Program $35,216 - 0
14.228 Pedestrian Safety Improvement for Little Falls Village $30,000 - 0
97.306 Covid 19 - Fema Disaster Relief $26,028 - 0
16.034 Covid 19 - Coronavirus Emergency Supplemental Funding Program $20,243 - 0
84.173 Covid 19 Preschool - Arp $18,543 Yes 1
84.173 Preschool $18,387 Yes 1
97.042 American Rescue Plan $16,413 - 0
20.600 2022 Impaired Driving Enforcement $13,387 - 0
20.600 2022 Hv Distracted Driving Enforcement $10,793 - 0
84.425 Covid-19 Homeless Arp $9,454 Yes 0
20.600 2022 Dre / Fp Training and Call-Out $4,416 - 0
20.600 2022 Data Driven Speed Enforcement $3,994 - 0
16.738 Edward Byrne Justice Assistance Grant $3,371 - 0
20.600 2021 Dre / Fp Training and Call-Out $2,992 - 0
20.600 2021 Impaired Driving Enforcement $2,342 - 0
20.500 2021 Data Driven Speed Enforcement $1,636 - 0
20.600 2021 Traffic Records Ecitation Accessibility Project $940 - 0

Contacts

Name Title Type
DU95JJL6RQS3 Sharon Laflamme Auditee
2078393346 Casey Leonard Auditor
No contacts on file

Notes to SEFA

Accounting Policies: A. Reporting Entity - The accompanying schedule includes all federal award programs of the Town of Gorham, Maine for the fiscal year ended June 30, 2022. The reporting entity is defined in the notes to the basic financial statements of the Town of Gorham, Maine. B. Basis of Presentation - The information in the accompanying Schedule of Expenditures of Federal Awards is presented in accordance with the Uniform Guidance. 1. Pursuant to the Uniform Guidance, federal awards are defined as assistance provided by a federal agency, either directly or indirectly, in the form of grants, contracts, cooperative agreements, loans, loan guarantees, property, interest subsidies, insurance or direct appropriations. 2. Major Programs - The Uniform Guidance establishes the level of expenditures or expenses to be used in defining major federal award programs. Major programs for the Town of Gorham, Maine are identified in the summary of auditors results section in the schedule of findings and questioned costs. C. Basis of Accounting - The information presented in the schedule of expenditures of federal awards is presented on the modified accrual basis of accounting, which is consistent with the reporting in the entity's fund financial statements. De Minimis Rate Used: N Rate Explanation: The auditee did not use the de minimis cost rate.

Finding Details

2022-001 ? Department of Education, for the Period July 1, 2021 through June 30, 2022, Assistance Listing #84.027, 84.173; Special Education Cluster Criteria: Under the Uniform Guidance ?200.430 Compensation - personal services, charges for salaries and wages must be based on records that accurately reflect the work performed. Budget estimates alone do not qualify as support for charges to Federal awards, unless the non-Federal entity?s system of internal controls includes processes to review after-the-fact interim charges and to make necessary adjustment such that the final amount charged to the Federal award is accurate, allowable, and properly allocated. Condition: The School Department charged personnel time to the Local Entitlement grant that was not based on actual work performed but on budgeted amounts. Cause: Although the personnel time spent on the grant exceeded the amount charged to the Local Entitlement grant, the time was based on budgeted percentages and not actual time worked. Effect: Actual personnel time charged to the grant was not documented, was based on budgeted amounts, and therefore, unallowable. Known Questioned Costs: None Likely Questioned Costs: None Recommendations: To avoid future non-compliance in this area, the School Department should not charge any personnel to grants if they work on more than one Federal grant or split their time between Federal and non-Federal work, unless actual work time spent on Federal grant activities is tracked.
2022-001 ? Department of Education, for the Period July 1, 2021 through June 30, 2022, Assistance Listing #84.027, 84.173; Special Education Cluster Criteria: Under the Uniform Guidance ?200.430 Compensation - personal services, charges for salaries and wages must be based on records that accurately reflect the work performed. Budget estimates alone do not qualify as support for charges to Federal awards, unless the non-Federal entity?s system of internal controls includes processes to review after-the-fact interim charges and to make necessary adjustment such that the final amount charged to the Federal award is accurate, allowable, and properly allocated. Condition: The School Department charged personnel time to the Local Entitlement grant that was not based on actual work performed but on budgeted amounts. Cause: Although the personnel time spent on the grant exceeded the amount charged to the Local Entitlement grant, the time was based on budgeted percentages and not actual time worked. Effect: Actual personnel time charged to the grant was not documented, was based on budgeted amounts, and therefore, unallowable. Known Questioned Costs: None Likely Questioned Costs: None Recommendations: To avoid future non-compliance in this area, the School Department should not charge any personnel to grants if they work on more than one Federal grant or split their time between Federal and non-Federal work, unless actual work time spent on Federal grant activities is tracked.
2022-001 ? Department of Education, for the Period July 1, 2021 through June 30, 2022, Assistance Listing #84.027, 84.173; Special Education Cluster Criteria: Under the Uniform Guidance ?200.430 Compensation - personal services, charges for salaries and wages must be based on records that accurately reflect the work performed. Budget estimates alone do not qualify as support for charges to Federal awards, unless the non-Federal entity?s system of internal controls includes processes to review after-the-fact interim charges and to make necessary adjustment such that the final amount charged to the Federal award is accurate, allowable, and properly allocated. Condition: The School Department charged personnel time to the Local Entitlement grant that was not based on actual work performed but on budgeted amounts. Cause: Although the personnel time spent on the grant exceeded the amount charged to the Local Entitlement grant, the time was based on budgeted percentages and not actual time worked. Effect: Actual personnel time charged to the grant was not documented, was based on budgeted amounts, and therefore, unallowable. Known Questioned Costs: None Likely Questioned Costs: None Recommendations: To avoid future non-compliance in this area, the School Department should not charge any personnel to grants if they work on more than one Federal grant or split their time between Federal and non-Federal work, unless actual work time spent on Federal grant activities is tracked.
2022-001 ? Department of Education, for the Period July 1, 2021 through June 30, 2022, Assistance Listing #84.027, 84.173; Special Education Cluster Criteria: Under the Uniform Guidance ?200.430 Compensation - personal services, charges for salaries and wages must be based on records that accurately reflect the work performed. Budget estimates alone do not qualify as support for charges to Federal awards, unless the non-Federal entity?s system of internal controls includes processes to review after-the-fact interim charges and to make necessary adjustment such that the final amount charged to the Federal award is accurate, allowable, and properly allocated. Condition: The School Department charged personnel time to the Local Entitlement grant that was not based on actual work performed but on budgeted amounts. Cause: Although the personnel time spent on the grant exceeded the amount charged to the Local Entitlement grant, the time was based on budgeted percentages and not actual time worked. Effect: Actual personnel time charged to the grant was not documented, was based on budgeted amounts, and therefore, unallowable. Known Questioned Costs: None Likely Questioned Costs: None Recommendations: To avoid future non-compliance in this area, the School Department should not charge any personnel to grants if they work on more than one Federal grant or split their time between Federal and non-Federal work, unless actual work time spent on Federal grant activities is tracked.
2022-001 ? Department of Education, for the Period July 1, 2021 through June 30, 2022, Assistance Listing #84.027, 84.173; Special Education Cluster Criteria: Under the Uniform Guidance ?200.430 Compensation - personal services, charges for salaries and wages must be based on records that accurately reflect the work performed. Budget estimates alone do not qualify as support for charges to Federal awards, unless the non-Federal entity?s system of internal controls includes processes to review after-the-fact interim charges and to make necessary adjustment such that the final amount charged to the Federal award is accurate, allowable, and properly allocated. Condition: The School Department charged personnel time to the Local Entitlement grant that was not based on actual work performed but on budgeted amounts. Cause: Although the personnel time spent on the grant exceeded the amount charged to the Local Entitlement grant, the time was based on budgeted percentages and not actual time worked. Effect: Actual personnel time charged to the grant was not documented, was based on budgeted amounts, and therefore, unallowable. Known Questioned Costs: None Likely Questioned Costs: None Recommendations: To avoid future non-compliance in this area, the School Department should not charge any personnel to grants if they work on more than one Federal grant or split their time between Federal and non-Federal work, unless actual work time spent on Federal grant activities is tracked.
2022-001 ? Department of Education, for the Period July 1, 2021 through June 30, 2022, Assistance Listing #84.027, 84.173; Special Education Cluster Criteria: Under the Uniform Guidance ?200.430 Compensation - personal services, charges for salaries and wages must be based on records that accurately reflect the work performed. Budget estimates alone do not qualify as support for charges to Federal awards, unless the non-Federal entity?s system of internal controls includes processes to review after-the-fact interim charges and to make necessary adjustment such that the final amount charged to the Federal award is accurate, allowable, and properly allocated. Condition: The School Department charged personnel time to the Local Entitlement grant that was not based on actual work performed but on budgeted amounts. Cause: Although the personnel time spent on the grant exceeded the amount charged to the Local Entitlement grant, the time was based on budgeted percentages and not actual time worked. Effect: Actual personnel time charged to the grant was not documented, was based on budgeted amounts, and therefore, unallowable. Known Questioned Costs: None Likely Questioned Costs: None Recommendations: To avoid future non-compliance in this area, the School Department should not charge any personnel to grants if they work on more than one Federal grant or split their time between Federal and non-Federal work, unless actual work time spent on Federal grant activities is tracked.
2022-001 ? Department of Education, for the Period July 1, 2021 through June 30, 2022, Assistance Listing #84.027, 84.173; Special Education Cluster Criteria: Under the Uniform Guidance ?200.430 Compensation - personal services, charges for salaries and wages must be based on records that accurately reflect the work performed. Budget estimates alone do not qualify as support for charges to Federal awards, unless the non-Federal entity?s system of internal controls includes processes to review after-the-fact interim charges and to make necessary adjustment such that the final amount charged to the Federal award is accurate, allowable, and properly allocated. Condition: The School Department charged personnel time to the Local Entitlement grant that was not based on actual work performed but on budgeted amounts. Cause: Although the personnel time spent on the grant exceeded the amount charged to the Local Entitlement grant, the time was based on budgeted percentages and not actual time worked. Effect: Actual personnel time charged to the grant was not documented, was based on budgeted amounts, and therefore, unallowable. Known Questioned Costs: None Likely Questioned Costs: None Recommendations: To avoid future non-compliance in this area, the School Department should not charge any personnel to grants if they work on more than one Federal grant or split their time between Federal and non-Federal work, unless actual work time spent on Federal grant activities is tracked.
2022-001 ? Department of Education, for the Period July 1, 2021 through June 30, 2022, Assistance Listing #84.027, 84.173; Special Education Cluster Criteria: Under the Uniform Guidance ?200.430 Compensation - personal services, charges for salaries and wages must be based on records that accurately reflect the work performed. Budget estimates alone do not qualify as support for charges to Federal awards, unless the non-Federal entity?s system of internal controls includes processes to review after-the-fact interim charges and to make necessary adjustment such that the final amount charged to the Federal award is accurate, allowable, and properly allocated. Condition: The School Department charged personnel time to the Local Entitlement grant that was not based on actual work performed but on budgeted amounts. Cause: Although the personnel time spent on the grant exceeded the amount charged to the Local Entitlement grant, the time was based on budgeted percentages and not actual time worked. Effect: Actual personnel time charged to the grant was not documented, was based on budgeted amounts, and therefore, unallowable. Known Questioned Costs: None Likely Questioned Costs: None Recommendations: To avoid future non-compliance in this area, the School Department should not charge any personnel to grants if they work on more than one Federal grant or split their time between Federal and non-Federal work, unless actual work time spent on Federal grant activities is tracked.