Audit 383708

FY End
2025-06-30
Total Expended
$9.42M
Findings
1
Programs
36
Organization: Lee County (NC)
Year: 2025 Accepted: 2026-01-26

Organization Exclusion Status:

Checking exclusion status...

Findings

ID Ref Severity Repeat Requirement
1170486 2025-002 Material Weakness Yes E

Programs

ALN Program Spent Major Findings
93.778 MEDICAL ASSISTANCE PROGRAM $2.30M Yes 1
21.027 CORONAVIRUS STATE AND LOCAL FISCAL RECOVERY FUNDS $1.86M Yes 0
10.561 STATE ADMINISTRATIVE MATCHING GRANTS FOR THE SUPPLEMENTAL NUTRITION ASSISTANCE PROGRAM $900,326 Yes 0
93.563 CHILD SUPPORT SERVICES $685,361 Yes 0
93.558 TEMPORARY ASSISTANCE FOR NEEDY FAMILIES $434,880 Yes 0
15.957 EMERGENCY SUPPLEMENTAL HISTORIC PRESERVATION FUND $364,528 Yes 0
93.767 CHILDREN'S HEALTH INSURANCE PROGRAM $310,844 Yes 0
10.557 WIC SPECIAL SUPPLEMENTAL NUTRITION PROGRAM FOR WOMEN, INFANTS, AND CHILDREN $309,998 Yes 0
93.667 SOCIAL SERVICES BLOCK GRANT $305,319 Yes 0
20.526 BUSES AND BUS FACILITIES FORMULA, COMPETITIVE, AND LOW OR NO EMISSIONS PROGRAMS $261,034 Yes 0
93.268 IMMUNIZATION COOPERATIVE AGREEMENTS $199,881 Yes 0
20.509 FORMULA GRANTS FOR RURAL AREAS AND TRIBAL TRANSIT PROGRAM $185,273 Yes 0
93.994 MATERNAL AND CHILD HEALTH SERVICES BLOCK GRANT TO THE STATES $175,260 Yes 0
93.596 CHILD CARE MANDATORY AND MATCHING FUNDS OF THE CHILD CARE AND DEVELOPMENT FUND $146,571 Yes 0
93.044 SPECIAL PROGRAMS FOR THE AGING, TITLE III, PART B, GRANTS FOR SUPPORTIVE SERVICES AND SENIOR CENTERS $134,708 Yes 0
93.045 SPECIAL PROGRAMS FOR THE AGING, TITLE III, PART C, NUTRITION SERVICES $116,709 Yes 0
93.967 CENTERS FOR DISEASE CONTROL AND PREVENTION COLLABORATION WITH ACADEMIA TO STRENGTHEN PUBLIC HEALTH $91,329 Yes 0
20.508 URBAN MASS TRANSPORTATION RAIL PASSENGER SERVICE ASSISTANCE $81,237 Yes 0
20.513 ENHANCED MOBILITY OF SENIORS AND INDIVIDUALS WITH DISABILITIES $60,566 Yes 0
93.217 FAMILY PLANNING SERVICES $48,343 Yes 0
97.042 EMERGENCY MANAGEMENT PERFORMANCE GRANTS $44,327 Yes 0
93.658 FOSTER CARE TITLE IV-E $41,524 Yes 0
93.069 PUBLIC HEALTH EMERGENCY PREPAREDNESS $33,992 Yes 0
93.991 PREVENTIVE HEALTH AND HEALTH SERVICES BLOCK GRANT $30,741 Yes 0
93.645 STEPHANIE TUBBS JONES CHILD WELFARE SERVICES PROGRAM $24,891 Yes 0
93.659 ADOPTION ASSISTANCE $24,427 Yes 0
93.071 MEDICARE ENROLLMENT ASSISTANCE PROGRAM $20,156 Yes 0
93.053 NUTRITION SERVICES INCENTIVE PROGRAM $13,331 Yes 0
93.556 MARYLEE ALLEN PROMOTING SAFE AND STABLE FAMILIES PROGRAM $7,237 Yes 0
93.898 CANCER PREVENTION AND CONTROL PROGRAMS FOR STATE, TERRITORIAL AND TRIBAL ORGANIZATIONS $3,575 Yes 0
93.674 JOHN H. CHAFEE FOSTER CARE PROGRAM FOR SUCCESSFUL TRANSITION TO ADULTHOOD $2,360 Yes 0
93.566 REFUGEE AND ENTRANT ASSISTANCE STATE/REPLACEMENT DESIGNEE ADMINISTERED PROGRAMS $1,909 Yes 0
93.917 HIV CARE FORMULA GRANTS $817 Yes 0
93.436 WELL-INTEGRATED SCREENING AND EVALUATION FOR WOMEN ACROSS THE NATION (WISEWOMAN) $250 Yes 0
93.977 SEXUALLY TRANSMITTED DISEASES (STD) PREVENTION AND CONTROL GRANTS $100 Yes 0
93.116 PROJECT GRANTS AND COOPERATIVE AGREEMENTS FOR TUBERCULOSIS CONTROL PROGRAMS $50 Yes 0

Contacts

Name Title Type
F6A8UC99JWJ5 Jen Waterhouse Auditee
9197184600 Alan Thompson Auditor
No contacts on file

Finding Details

LEE COUNTY, NORTH CAROLINA Schedule of Findings and Questioned Costs For the Year Ended June 30, 2025 Identification of a repeat finding: Recommendation: Views of responsible officials: U.S. Department of Health and Human Services Passed through the NC Department of Health and Human Services Program Name: Medical Assistance Program (Medicaid) AL #: 93.778 Finding: 2025-002 Inaccurate Information Entry SIGNIFICANT DEFICENCY; NONCOMPLIANCE Eligibility Criteria: Condition: Questioned Costs: This is a repeat finding from the immediate previous audit, 2024-001. The finance office should closely monitor the budget going forward to ensure budget is available. The County agrees with this finding. Please refer to the corrective action plan for details. Section II - Financial Statement Findings (continued) Section III - Federal Award Findings and Questioned Costs There were a total of 15 errors found during our testing procedures: - There were 1 errors where income or household size was incorrectly calculated or inaccurate information was entered into the case file. - There was 1 error where resources were incorrectly calculated or were not properly documented in the case file. - There were 8 errors where required information needed for eligibility determinations were not requested or not requested timely at applications or redeterminations. - There were 1 errors where applicants/beneficiaries not reviewed timely and determined to be eligible for Medicaid when their SSI benefits were terminated. - There were 4 errors where a redetermination of eligibility was not performed in accordance with program requirements. Due to the nature of the populations provided from which the samples were chosen, we are unable to calculate questioned costs for the above mentioned potential eligibility and noncompliance errors. Federal regulations under 42 CFR § 435.956 require states to verify eligibility factors using electronic data sources where available, and to obtain documentation for unverifiable information. Additionally, the state's Medicaid manual (Aged, Blind and Disabled manual, Family and Children Medicaid manual and the Integrated Policy manual) mandates that all eligibility determinations include cross-verification of applicant-provided data against reliable external sources to ensure accuracy and prevent improper payments. 􀀔􀀚􀀓LEE COUNTY, NORTH CAROLINA Schedule of Findings and Questioned Costs For the Year Ended June 30, 2025 Context: Effect: Identification of a repeat finding: Cause: Recommendation: Views of responsible officials and planned corrective actions: Program Name: Medical Assistance Program (Medicaid) AL # 93.778 SIGNIFICANT DEFICENCY: Finding 2025-001 also apply to State requirements and State Awards. Section III. Federal Award Findings and Questioned Costs (continued) Section IV - State Award Findings and Question Costs The County agrees with the finding and is implementing actions to correct these issues, which are further discussed in the corrective action plan. We examined 60 cases from of a total of 316,778 Medicaid claims from the Medicaid beneficiary report provided by NC Department of Health and Human Services to redetermine eligibility. These findings are being reported with the financial statement audit as it relates to Medicaid administrative cost compliance audit. These control deficiencies and noncompliance increase the risk of improper Medicaid payments, potentially resulting in overpayments to ineligible beneficiaries or underpayments to those who qualify. This is a repeat finding from the immediate previous audit: 2024-003, 2024-004, 2024- 005, and 2024-006. Note in FY 2025 Medicaid findings were combined into a single finding. We recommend that management enhance internal controls by: (1) Providing comprehensive training to staff on the program's eligibility requirements and procedures outlined in the State's Medicaid manuals; (2) Ensuring that there is a formal internal review process and that it is adequately completed to identify and correct errors and monitor compliance; and (3) Communicating all program or policy changes clearly and timely across all departments who oversee eligibility determinations for federal funded programs. The deficiencies and noncompliance reported above are caused from ineffective record keeping and case review processes due to insufficient training of staff, lack of oversight from management, and/or inadequate communication between departments resulting in inconsistencies in data sharing and delayed information exchanges. 􀀔􀀚􀀔