Audit 379163

FY End
2024-06-30
Total Expended
$17.49M
Findings
17
Programs
43
Organization: County of Mariposa (CA)
Year: 2024 Accepted: 2026-01-05

Organization Exclusion Status:

Checking exclusion status...

Findings

ID Ref Severity Repeat Requirement
1167815 2024-001 Material Weakness Yes P
1167816 2024-001 Material Weakness Yes P
1167817 2024-001 Material Weakness Yes P
1167818 2024-001 Material Weakness Yes P
1167819 2024-001 Material Weakness Yes P
1167820 2024-001 Material Weakness Yes P
1167821 2024-001 Material Weakness Yes P
1167822 2024-001 Material Weakness Yes P
1167823 2024-001 Material Weakness Yes P
1167824 2024-001 Material Weakness Yes P
1167825 2024-001 Material Weakness Yes P
1167826 2024-001 Material Weakness Yes P
1167827 2024-001 Material Weakness Yes P
1167828 2024-001 Material Weakness Yes P
1167829 2024-001 Material Weakness Yes P
1167830 2024-001 Material Weakness Yes P
1167831 2024-001 Material Weakness Yes P

Programs

ALN Program Spent Major Findings
93.558 TEMPORARY ASSISTANCE FOR NEEDY FAMILIES $2.42M Yes 0
21.032 LOCAL ASSISTANCE AND TRIBAL CONSISTENCY FUND $2.00M Yes 1
93.778 MEDICAL ASSISTANCE PROGRAM $1.85M Yes 0
21.027 CORONAVIRUS STATE AND LOCAL FISCAL RECOVERY FUNDS $1.64M Yes 1
15.226 PAYMENTS IN LIEU OF TAXES $1.55M Yes 0
10.561 STATE ADMINISTRATIVE MATCHING GRANTS FOR THE SUPPLEMENTAL NUTRITION ASSISTANCE PROGRAM $953,591 Yes 0
93.959 BLOCK GRANTS FOR PREVENTION AND TREATMENT OF SUBSTANCE ABUSE $438,848 Yes 0
93.563 CHILD SUPPORT SERVICES $369,083 Yes 0
93.268 IMMUNIZATION COOPERATIVE AGREEMENTS $244,212 Yes 0
93.958 BLOCK GRANTS FOR COMMUNITY MENTAL HEALTH SERVICES $243,997 Yes 0
10.665 SCHOOLS AND ROADS - GRANTS TO STATES $183,462 Yes 0
16.575 CRIME VICTIM ASSISTANCE $150,087 Yes 0
20.509 FORMULA GRANTS FOR RURAL AREAS AND TRIBAL TRANSIT PROGRAM $149,134 Yes 0
97.039 HAZARD MITIGATION GRANT $141,440 Yes 0
97.042 EMERGENCY MANAGEMENT PERFORMANCE GRANTS $128,374 Yes 0
16.738 EDWARD BYRNE MEMORIAL JUSTICE ASSISTANCE GRANT PROGRAM $104,170 Yes 0
97.067 HOMELAND SECURITY GRANT PROGRAM $89,912 Yes 0
93.994 MATERNAL AND CHILD HEALTH SERVICES BLOCK GRANT TO THE STATES $75,194 Yes 0
93.069 PUBLIC HEALTH EMERGENCY PREPAREDNESS $74,532 Yes 0
93.044 SPECIAL PROGRAMS FOR THE AGING, TITLE III, PART B, GRANTS FOR SUPPORTIVE SERVICES AND SENIOR CENTERS $69,525 Yes 0
14.228 COMMUNITY DEVELOPMENT BLOCK GRANTS/STATE'S PROGRAM AND NON-ENTITLEMENT GRANTS IN HAWAII $60,000 Yes 0
93.045 SPECIAL PROGRAMS FOR THE AGING, TITLE III, PART C, NUTRITION SERVICES $51,680 Yes 0
93.667 SOCIAL SERVICES BLOCK GRANT $39,156 Yes 0
93.674 JOHN H. CHAFEE FOSTER CARE PROGRAM FOR SUCCESSFUL TRANSITION TO ADULTHOOD $35,814 Yes 0
16.111 JOINT LAW ENFORCEMENT OPERATIONS (JLEO) $33,498 Yes 0
16.588 VIOLENCE AGAINST WOMEN FORMULA GRANTS $27,267 Yes 0
93.556 MARYLEE ALLEN PROMOTING SAFE AND STABLE FAMILIES PROGRAM $26,193 Yes 0
93.590 COMMUNITY-BASED CHILD ABUSE PREVENTION GRANTS $21,487 Yes 0
93.150 PROJECTS FOR ASSISTANCE IN TRANSITION FROM HOMELESSNESS (PATH) $19,739 Yes 0
10.025 PLANT AND ANIMAL DISEASE, PEST CONTROL, AND ANIMAL CARE $18,272 Yes 0
20.106 AIRPORT IMPROVEMENT PROGRAM, INFRASTRUCTURE INVESTMENT AND JOBS ACT PROGRAMS, AND COVID-19 AIRPORTS PROGRAMS $14,120 Yes 0
20.205 HIGHWAY PLANNING AND CONSTRUCTION $12,760 Yes 1
93.645 STEPHANIE TUBBS JONES CHILD WELFARE SERVICES PROGRAM $11,456 Yes 0
93.658 FOSTER CARE TITLE IV-E $11,338 Yes 0
93.053 NUTRITION SERVICES INCENTIVE PROGRAM $10,777 Yes 0
93.568 LOW-INCOME HOME ENERGY ASSISTANCE $10,229 Yes 0
93.603 ADOPTION AND LEGAL GUARDIANSHIP INCENTIVE PAYMENTS PROGRAM $7,853 Yes 0
93.747 ELDER ABUSE PREVENTION INTERVENTIONS PROGRAM $7,458 Yes 0
10.664 COOPERATIVE FORESTRY ASSISTANCE $6,952 Yes 0
93.659 ADOPTION ASSISTANCE $5,718 Yes 0
93.767 CHILDREN'S HEALTH INSURANCE PROGRAM $4,512 Yes 0
93.090 GUARDIANSHIP ASSISTANCE $721 Yes 0
10.666 SCHOOLS AND ROADS - GRANTS TO COUNTIES $488 Yes 0

Contacts

Name Title Type
PNG4LUYEKK53 Luis Mercado Auditee
2097421310 Norman Newell Auditor
No contacts on file

Notes to SEFA

The accompanying Schedule of Expenditures of Federal Awards presents the activity of all federal financial assistance programs of the County of Mariposa, California. The County of Mariposa reporting entity is defined in Note 1 to the County’s basic financial statements. All federal awards received directly from federal agencies as well as federal awards passed through other government agencies are included in the Schedule of Expenditures of Federal Awards. The information in this schedule is presented in accordance with the requirements of Title 2 U.S. Code of Federal Regulations Part 200, Uniform Administrative Requirements, Cost Principles, and Audit Requirements for Federal Awards (Uniform Guidance). Because the schedule presents only a selected portion of the operations of the County, it is not intended to, and does not, present the financial position, changes in net position or cash flows of the County.
Basis of accounting refers to when revenues and expenditures or expenses are recognized in the accounts and reported in the financial statements, regardless of the measurement focus applied. The accompanying Schedule of Expenditures of Federal Awards, is presented using the modified accrual basis of accounting for grants accounted for in the governmental fund types and the accrual basis of accounting for grants accounted for in the proprietary fund types, as described in the notes to the County financial statements. Such expenditures are recognized following the cost principles contained in the Uniform Guidance, wherein certain types of expenditures are not allowed or are limited as to reimbursements. In addition, the outstanding balance of prior years’ loans that have significant continuing compliance requirements have been included in total federal expenditures.
The County has elected not to use the 10 percent de minimis indirect cost rate allowed under the Uniform Guidance.
The amounts reported in the accompanying Schedule of Expenditures of Federal Awards agree or can be reconciled with amounts reported in the related federal financial assistance reports.
The amounts reported in the accompanying Schedule of Expenditures of Federal Awards agree or can be reconciled with amounts reported in the County’s basic financial statements.
When federal awards were received from a pass-through entity, the Schedule of Expenditures of Federal Awards shows, if available, the identifying number assigned by the pass-through entity. When no identifying number is shown, the County determined that no identifying number is assigned for the program or the County was unable to obtain an identifying number from the pass-through entity and the identifying number is shown as unknown.
The County participates in certain federal award programs that sponsor revolving loan programs, which are administered by the County. These programs require servicing arrangements with the County. The funds are returned to the programs upon repayment of the principal and interest. In accordance with Section 200.510 of the Uniform Guidance, the County has reported the outstanding balance of loans from previous years that have significant continuing compliance requirements as of June 30, 2024, along with the value of total outstanding and new loans made during the current year. The programs listed below had the following aggregate, federally funded loans outstanding at June 30, 2024 - ALN 14.228 - $644,893 and June 30, 2025 - ALN 14.228 - $745,411.

Finding Details

Name: Highway Planning and Construction; Coronavirus State and Local Fiscal Recovery Funds; Local Assistance and Tribal Consistency Funds ALN: 20.205;21.027; 21.032. Federal Grantor: U.S. Department of Transportation; U.S. Department of the Treasury. Pass-Through Entity: State Department of Transportation; State Department of Finance. Award No.: Various. Year: 2023-24. Compliance Requirement: Other. Criteria - Internal control over the Schedule of Expenditures of Federal Awards (SEFA) requires that individual County Departments provide accurate federal expenditure information to the County Auditor in a timely manner. Condition - During our test of federal expenditures, we noted that the SEFA provided by the County at the beginning of audit fieldwork contained material errors in the major program reported amounts for Assistance Listing Numbers (ALN) 20.205, 21.027, and 21.032. Cause - The Department included and excess of $541,501 of expenditures in program ALN 20.205. The Department did not include $1,642,882 of CSLFRF expenditures in program ALN 21.027. The Department did not include $1,999,350 of expenditures in program ALN 21.032. Effect - ALN 20.205 was overreported by $541,501, ALN 21.027 was underreported by $1,642,882 and ALN 21.032 was underreported by $1,999,350 on the SEFA provided by the County at the beginning of audit fieldwork. Questioned Cost - No questioned costs were identified as a result of our procedures. Context - The condition noted above was identified during our procedures related to reporting over major programs. Repeat Finding - This is a repeat of prior year finding 2023-001. Recommendation - We recommend that the County Departments provide the County Auditor with accurate federal expenditure information prior to the beginning of audit fieldwork. Views of Responsible Officials and Planned Corrective Action - Refer to separate Management's Corrective Action Plan for views of responsible officials and management’s responses.