Audit 37583

FY End
2022-06-30
Total Expended
$1.01M
Findings
76
Programs
14
Organization: Florence School District (WI)
Year: 2022 Accepted: 2022-11-13

Organization Exclusion Status:

Checking exclusion status...

Findings

ID Ref Severity Repeat Requirement
39294 2022-002 Significant Deficiency Yes P
39295 2022-003 Significant Deficiency - I
39296 2022-004 Significant Deficiency - BCIL
39297 2022-002 Significant Deficiency Yes P
39298 2022-003 Significant Deficiency - I
39299 2022-004 Significant Deficiency - BCIL
39300 2022-002 Significant Deficiency Yes P
39301 2022-003 Significant Deficiency - I
39302 2022-004 Significant Deficiency - BCIL
39303 2022-002 Significant Deficiency Yes P
39304 2022-003 Significant Deficiency - I
39305 2022-004 Significant Deficiency - BCIL
39306 2022-002 Significant Deficiency Yes P
39307 2022-004 Significant Deficiency - BCIL
39308 2022-002 Significant Deficiency Yes P
39309 2022-004 Significant Deficiency - BCIL
39310 2022-002 Significant Deficiency Yes P
39311 2022-004 Significant Deficiency - BCIL
39312 2022-002 Significant Deficiency Yes P
39313 2022-004 Significant Deficiency - BCIL
39314 2022-002 Significant Deficiency Yes P
39315 2022-004 Significant Deficiency - BCIL
39316 2022-002 Significant Deficiency Yes P
39317 2022-004 Significant Deficiency - BCIL
39318 2022-002 Significant Deficiency Yes P
39319 2022-004 Significant Deficiency - BCIL
39320 2022-002 Significant Deficiency Yes P
39321 2022-004 Significant Deficiency - BCIL
39322 2022-002 Significant Deficiency Yes P
39323 2022-004 Significant Deficiency - BCIL
39324 2022-002 Significant Deficiency Yes P
39325 2022-004 Significant Deficiency - BCIL
39326 2022-002 Significant Deficiency Yes P
39327 2022-004 Significant Deficiency - BCIL
39328 2022-002 Significant Deficiency Yes P
39329 2022-004 Significant Deficiency - BCIL
39330 2022-002 Significant Deficiency Yes P
39331 2022-004 Significant Deficiency - BCIL
615736 2022-002 Significant Deficiency Yes P
615737 2022-003 Significant Deficiency - I
615738 2022-004 Significant Deficiency - BCIL
615739 2022-002 Significant Deficiency Yes P
615740 2022-003 Significant Deficiency - I
615741 2022-004 Significant Deficiency - BCIL
615742 2022-002 Significant Deficiency Yes P
615743 2022-003 Significant Deficiency - I
615744 2022-004 Significant Deficiency - BCIL
615745 2022-002 Significant Deficiency Yes P
615746 2022-003 Significant Deficiency - I
615747 2022-004 Significant Deficiency - BCIL
615748 2022-002 Significant Deficiency Yes P
615749 2022-004 Significant Deficiency - BCIL
615750 2022-002 Significant Deficiency Yes P
615751 2022-004 Significant Deficiency - BCIL
615752 2022-002 Significant Deficiency Yes P
615753 2022-004 Significant Deficiency - BCIL
615754 2022-002 Significant Deficiency Yes P
615755 2022-004 Significant Deficiency - BCIL
615756 2022-002 Significant Deficiency Yes P
615757 2022-004 Significant Deficiency - BCIL
615758 2022-002 Significant Deficiency Yes P
615759 2022-004 Significant Deficiency - BCIL
615760 2022-002 Significant Deficiency Yes P
615761 2022-004 Significant Deficiency - BCIL
615762 2022-002 Significant Deficiency Yes P
615763 2022-004 Significant Deficiency - BCIL
615764 2022-002 Significant Deficiency Yes P
615765 2022-004 Significant Deficiency - BCIL
615766 2022-002 Significant Deficiency Yes P
615767 2022-004 Significant Deficiency - BCIL
615768 2022-002 Significant Deficiency Yes P
615769 2022-004 Significant Deficiency - BCIL
615770 2022-002 Significant Deficiency Yes P
615771 2022-004 Significant Deficiency - BCIL
615772 2022-002 Significant Deficiency Yes P
615773 2022-004 Significant Deficiency - BCIL

Programs

ALN Program Spent Major Findings
84.425 Education Stabilization Fund $246,264 Yes 2
84.010 Title I Grants to Local Educational Agencies $103,412 - 2
10.665 Schools and Roads - Grants to States $87,977 - 2
84.027 Special Education_grants to States $81,088 - 2
93.778 Medical Assistance Program $68,811 - 2
10.553 School Breakfast Program $66,993 Yes 3
84.041 Impact Aid $40,838 - 2
84.358 Rural Education $33,503 - 2
84.367 Improving Teacher Quality State Grants $19,004 - 2
10.555 National School Lunch Program $13,580 Yes 3
84.424 Student Support and Academic Enrichment Program $9,165 - 2
84.173 Special Education_preschool Grants $6,056 - 2
84.048 Career and Technical Education -- Basic Grants to States $4,055 - 2
10.559 Summer Food Service Program for Children $3,596 Yes 3

Contacts

Name Title Type
UWMYN9JQRFL1 Jen Steber Auditee
7155281403 Scott Sternhagen, CPA Auditor
No contacts on file

Notes to SEFA

Title: BASIS OF PRESENTATION Accounting Policies: Revenues and expenditures in the schedules are presented in accordance with the modified accrual basis of accounting and are generally in agreement with revenues and expenditures reported in the District's 2022 fund financial statements. Accrued revenue at year-end consists of federal and state program expenditures scheduled for reimbursement to the District in the succeeding year while unearned revenue represents advances for federal and state programs that exceed recorded District expenditures. Because of subsequent program adjustments, these amounts may differ from the prior year's ending balances. De Minimis Rate Used: N Rate Explanation: The auditee did not use the de minimis cost rate. The accompanying schedules of expenditures of federal and state awards for the School District of Florence County are presented in accordance with the requirements of the Wisconsin Public School District Audit Manual issued by the Wisconsin Department of Public Instruction. The schedules of expenditures of federal and state awards include all federal and state awards of the District. Because the schedules present only a selected portion of the operations of the District, it is not intended to and does not present the financial position, changes in net position, or cash flows of the District.
Title: SPECIAL EDUCATION AND SCHOOL AGE PARENTS PROGRAM Accounting Policies: Revenues and expenditures in the schedules are presented in accordance with the modified accrual basis of accounting and are generally in agreement with revenues and expenditures reported in the District's 2022 fund financial statements. Accrued revenue at year-end consists of federal and state program expenditures scheduled for reimbursement to the District in the succeeding year while unearned revenue represents advances for federal and state programs that exceed recorded District expenditures. Because of subsequent program adjustments, these amounts may differ from the prior year's ending balances. De Minimis Rate Used: N Rate Explanation: The auditee did not use the de minimis cost rate. The 2021 - 2022 eligible costs under the State Special Education Program as reported by the District are $802,937. Compiled information required by compliance requirement 1-1 of the Special Education Audit Program was reported to the Wisconsin Department of Public Instruction.
Title: FOOD DISTRIBUTION Accounting Policies: Revenues and expenditures in the schedules are presented in accordance with the modified accrual basis of accounting and are generally in agreement with revenues and expenditures reported in the District's 2022 fund financial statements. Accrued revenue at year-end consists of federal and state program expenditures scheduled for reimbursement to the District in the succeeding year while unearned revenue represents advances for federal and state programs that exceed recorded District expenditures. Because of subsequent program adjustments, these amounts may differ from the prior year's ending balances. De Minimis Rate Used: N Rate Explanation: The auditee did not use the de minimis cost rate. Nonmonetary assistance is reported in the schedule of expenditures of federal awards at the fair market value of the commodities received and disbursed.
Title: OVERSIGHT AGENCIES Accounting Policies: Revenues and expenditures in the schedules are presented in accordance with the modified accrual basis of accounting and are generally in agreement with revenues and expenditures reported in the District's 2022 fund financial statements. Accrued revenue at year-end consists of federal and state program expenditures scheduled for reimbursement to the District in the succeeding year while unearned revenue represents advances for federal and state programs that exceed recorded District expenditures. Because of subsequent program adjustments, these amounts may differ from the prior year's ending balances. De Minimis Rate Used: N Rate Explanation: The auditee did not use the de minimis cost rate. The Wisconsin Department of Public Instruction is the state oversight agency for the District.
Title: PASS-THROUGH ENTITIES Accounting Policies: Revenues and expenditures in the schedules are presented in accordance with the modified accrual basis of accounting and are generally in agreement with revenues and expenditures reported in the District's 2022 fund financial statements. Accrued revenue at year-end consists of federal and state program expenditures scheduled for reimbursement to the District in the succeeding year while unearned revenue represents advances for federal and state programs that exceed recorded District expenditures. Because of subsequent program adjustments, these amounts may differ from the prior year's ending balances. De Minimis Rate Used: N Rate Explanation: The auditee did not use the de minimis cost rate. Federal awards have been passed through the following entities: WI DHS - Wisconsin Department of Health Services; WI DPI - Wisconsin Department of Public Instruction; WI DNR - Wisconsin Department of Natural Resources.

Finding Details

Financial Reporting for Federal and State Awards Federal Assistance Listing Number - All State IDs - All Type of Finding: Significant deficiency in internal control over state award reporting. Condition: Uniform Guidance and the Wisconsin Public School District Audit Manual requires the District to prepare appropriate financial statements, including the schedules of expenditures of federal and state awards. While the current staff of the District maintain financial records supporting amounts reported in the schedules of federal and state awards, the District contracts with CLA to compile the data from these records and assist in the preparation of the schedule of expenditures for the District. Criteria or specific requirement: Having staff with expertise in federal and state financial reporting prepare the District's single audit report is an internal control intended to prevent, detect and correct a potential misstatement in the schedules of expenditures of federal and state awards, or accompanying notes to the schedule. Cause: The additional costs associated with hiring staff sufficiently experience to prepare the District's schedule of expenditures including the additional training time, outweigh the derived benefits. Effect: The District could receive federal or state grant awards which are not included in the accompanying schedules of expenditures of federal and state awards. Recommendation: We recommend District personnel continue reviewing the District's schedule of expenditures. While it may not be cost beneficial to hire additional staff to prepare these items, a thorough review of this information by appropriate staff of the District is necessary to ensure all federal and state award programs are properly reported in the District's schedule of expenditures. Views of Responsibile Officials and Planned Corrective Actions: There is no disagreement with the audit finding.
Federal Grants Management - Procurement Policy Assistance Listing Numbers: Child Nutrition Cluster, 10.553 School Breakfast Program, 10.555 National School Lunch Program, and 10.559 Summer Food Service Program for Children Type of Finding: Significant deficiency in internal control over compliance. Condition: During our testing of procurement transactions of the program we noted that the selection of a vendor for food supplies was not supported by an adequate number of quotes (at least 2) to ensure the District is prudent with the monies used towards the program. Additionally, our testing of internal controls over compliance identified the following weakness in internal control: there is not proper identification of what purchases require quotes or bids. Criteria or specific requirement: 2 CFR 2..320 Methods of Procurement state that if the small purchases method is used, price or rate quotations must be obtained from an adequate number of qualified sources (at least 2). Cause: The District did not follow Federal Funds Procurement Policy. Effect: Obtaining price quotes from an adequate number of vendors allows the District to use federal funds in the most fiscally responsible way. The lack of price quotes may cause the District to over pay for supplies or services. Recommendation: We recommend the District follow their purchasing policy related to small purchases which includes obtaining price quotes from an adequate number of vendors (at least two) and maintaining this documentation. Questioned Costs: None Views of Responsible Officials and Planned Corrective Actions: There is no disagreement with the audit finding.
Federal Grants Management - Allowable Costs/Cost Principals, Cash Management, Procurement, and Reporting Federal Assistance Listing Number - All Type of Finding: Significant deficiency in internal control over compliance. Condition: The District has various policies and procedures in place to safeguard its assets and establish related controls over receipts, disbursements, payroll transactions and general ledger maintenance. Federal awards received and disbursed by the District are managed through these district-wide policies and procedures had not been evaluated to ensure compliance with the requirements of Uniform Guidance as of year-end. Criteria or specific requirement: Uniform Guidance requires the County to maintain certain policies related to cash management, cost allowability, procurement, and conflict of interest provisions, along with appropriate financial management systems and internal controls over federal awards to safeguard federal funds. Cause: The District has begun but not finalized an assessment of its financial management system and related internal controls over federal awards, along with an evaluation of existing policies for compliance with Uniform Guidance by year-end. Effect: The District could become noncompliant with requirement of Uniform Guidance, resulting in future findings and questioned costs related to federal awards administered by the District. The District's 2019 audit in accordance with the requirements of Uniform Guidance did not identify an instances of noncompliance with respect to direct and material compliance requirements of its major federal award program. Recommendation: We recommend the District continue the process in assessing its financial management systems and related internal controls over federal awards during the 2023 fiscal year. This assessment should include evaluating existing policies and procedures to determine where additional enhancements should be made or new policies created, a plan to communicate these policies to District employees, and procedures to periodically review and update, as considered necessary. Questioned Costs: None Views of Responsible Officials and Planned Corrective Actions: There is no disagreement with the audit finding.
Financial Reporting for Federal and State Awards Federal Assistance Listing Number - All State IDs - All Type of Finding: Significant deficiency in internal control over state award reporting. Condition: Uniform Guidance and the Wisconsin Public School District Audit Manual requires the District to prepare appropriate financial statements, including the schedules of expenditures of federal and state awards. While the current staff of the District maintain financial records supporting amounts reported in the schedules of federal and state awards, the District contracts with CLA to compile the data from these records and assist in the preparation of the schedule of expenditures for the District. Criteria or specific requirement: Having staff with expertise in federal and state financial reporting prepare the District's single audit report is an internal control intended to prevent, detect and correct a potential misstatement in the schedules of expenditures of federal and state awards, or accompanying notes to the schedule. Cause: The additional costs associated with hiring staff sufficiently experience to prepare the District's schedule of expenditures including the additional training time, outweigh the derived benefits. Effect: The District could receive federal or state grant awards which are not included in the accompanying schedules of expenditures of federal and state awards. Recommendation: We recommend District personnel continue reviewing the District's schedule of expenditures. While it may not be cost beneficial to hire additional staff to prepare these items, a thorough review of this information by appropriate staff of the District is necessary to ensure all federal and state award programs are properly reported in the District's schedule of expenditures. Views of Responsibile Officials and Planned Corrective Actions: There is no disagreement with the audit finding.
Federal Grants Management - Procurement Policy Assistance Listing Numbers: Child Nutrition Cluster, 10.553 School Breakfast Program, 10.555 National School Lunch Program, and 10.559 Summer Food Service Program for Children Type of Finding: Significant deficiency in internal control over compliance. Condition: During our testing of procurement transactions of the program we noted that the selection of a vendor for food supplies was not supported by an adequate number of quotes (at least 2) to ensure the District is prudent with the monies used towards the program. Additionally, our testing of internal controls over compliance identified the following weakness in internal control: there is not proper identification of what purchases require quotes or bids. Criteria or specific requirement: 2 CFR 2..320 Methods of Procurement state that if the small purchases method is used, price or rate quotations must be obtained from an adequate number of qualified sources (at least 2). Cause: The District did not follow Federal Funds Procurement Policy. Effect: Obtaining price quotes from an adequate number of vendors allows the District to use federal funds in the most fiscally responsible way. The lack of price quotes may cause the District to over pay for supplies or services. Recommendation: We recommend the District follow their purchasing policy related to small purchases which includes obtaining price quotes from an adequate number of vendors (at least two) and maintaining this documentation. Questioned Costs: None Views of Responsible Officials and Planned Corrective Actions: There is no disagreement with the audit finding.
Federal Grants Management - Allowable Costs/Cost Principals, Cash Management, Procurement, and Reporting Federal Assistance Listing Number - All Type of Finding: Significant deficiency in internal control over compliance. Condition: The District has various policies and procedures in place to safeguard its assets and establish related controls over receipts, disbursements, payroll transactions and general ledger maintenance. Federal awards received and disbursed by the District are managed through these district-wide policies and procedures had not been evaluated to ensure compliance with the requirements of Uniform Guidance as of year-end. Criteria or specific requirement: Uniform Guidance requires the County to maintain certain policies related to cash management, cost allowability, procurement, and conflict of interest provisions, along with appropriate financial management systems and internal controls over federal awards to safeguard federal funds. Cause: The District has begun but not finalized an assessment of its financial management system and related internal controls over federal awards, along with an evaluation of existing policies for compliance with Uniform Guidance by year-end. Effect: The District could become noncompliant with requirement of Uniform Guidance, resulting in future findings and questioned costs related to federal awards administered by the District. The District's 2019 audit in accordance with the requirements of Uniform Guidance did not identify an instances of noncompliance with respect to direct and material compliance requirements of its major federal award program. Recommendation: We recommend the District continue the process in assessing its financial management systems and related internal controls over federal awards during the 2023 fiscal year. This assessment should include evaluating existing policies and procedures to determine where additional enhancements should be made or new policies created, a plan to communicate these policies to District employees, and procedures to periodically review and update, as considered necessary. Questioned Costs: None Views of Responsible Officials and Planned Corrective Actions: There is no disagreement with the audit finding.
Financial Reporting for Federal and State Awards Federal Assistance Listing Number - All State IDs - All Type of Finding: Significant deficiency in internal control over state award reporting. Condition: Uniform Guidance and the Wisconsin Public School District Audit Manual requires the District to prepare appropriate financial statements, including the schedules of expenditures of federal and state awards. While the current staff of the District maintain financial records supporting amounts reported in the schedules of federal and state awards, the District contracts with CLA to compile the data from these records and assist in the preparation of the schedule of expenditures for the District. Criteria or specific requirement: Having staff with expertise in federal and state financial reporting prepare the District's single audit report is an internal control intended to prevent, detect and correct a potential misstatement in the schedules of expenditures of federal and state awards, or accompanying notes to the schedule. Cause: The additional costs associated with hiring staff sufficiently experience to prepare the District's schedule of expenditures including the additional training time, outweigh the derived benefits. Effect: The District could receive federal or state grant awards which are not included in the accompanying schedules of expenditures of federal and state awards. Recommendation: We recommend District personnel continue reviewing the District's schedule of expenditures. While it may not be cost beneficial to hire additional staff to prepare these items, a thorough review of this information by appropriate staff of the District is necessary to ensure all federal and state award programs are properly reported in the District's schedule of expenditures. Views of Responsibile Officials and Planned Corrective Actions: There is no disagreement with the audit finding.
Federal Grants Management - Procurement Policy Assistance Listing Numbers: Child Nutrition Cluster, 10.553 School Breakfast Program, 10.555 National School Lunch Program, and 10.559 Summer Food Service Program for Children Type of Finding: Significant deficiency in internal control over compliance. Condition: During our testing of procurement transactions of the program we noted that the selection of a vendor for food supplies was not supported by an adequate number of quotes (at least 2) to ensure the District is prudent with the monies used towards the program. Additionally, our testing of internal controls over compliance identified the following weakness in internal control: there is not proper identification of what purchases require quotes or bids. Criteria or specific requirement: 2 CFR 2..320 Methods of Procurement state that if the small purchases method is used, price or rate quotations must be obtained from an adequate number of qualified sources (at least 2). Cause: The District did not follow Federal Funds Procurement Policy. Effect: Obtaining price quotes from an adequate number of vendors allows the District to use federal funds in the most fiscally responsible way. The lack of price quotes may cause the District to over pay for supplies or services. Recommendation: We recommend the District follow their purchasing policy related to small purchases which includes obtaining price quotes from an adequate number of vendors (at least two) and maintaining this documentation. Questioned Costs: None Views of Responsible Officials and Planned Corrective Actions: There is no disagreement with the audit finding.
Federal Grants Management - Allowable Costs/Cost Principals, Cash Management, Procurement, and Reporting Federal Assistance Listing Number - All Type of Finding: Significant deficiency in internal control over compliance. Condition: The District has various policies and procedures in place to safeguard its assets and establish related controls over receipts, disbursements, payroll transactions and general ledger maintenance. Federal awards received and disbursed by the District are managed through these district-wide policies and procedures had not been evaluated to ensure compliance with the requirements of Uniform Guidance as of year-end. Criteria or specific requirement: Uniform Guidance requires the County to maintain certain policies related to cash management, cost allowability, procurement, and conflict of interest provisions, along with appropriate financial management systems and internal controls over federal awards to safeguard federal funds. Cause: The District has begun but not finalized an assessment of its financial management system and related internal controls over federal awards, along with an evaluation of existing policies for compliance with Uniform Guidance by year-end. Effect: The District could become noncompliant with requirement of Uniform Guidance, resulting in future findings and questioned costs related to federal awards administered by the District. The District's 2019 audit in accordance with the requirements of Uniform Guidance did not identify an instances of noncompliance with respect to direct and material compliance requirements of its major federal award program. Recommendation: We recommend the District continue the process in assessing its financial management systems and related internal controls over federal awards during the 2023 fiscal year. This assessment should include evaluating existing policies and procedures to determine where additional enhancements should be made or new policies created, a plan to communicate these policies to District employees, and procedures to periodically review and update, as considered necessary. Questioned Costs: None Views of Responsible Officials and Planned Corrective Actions: There is no disagreement with the audit finding.
Financial Reporting for Federal and State Awards Federal Assistance Listing Number - All State IDs - All Type of Finding: Significant deficiency in internal control over state award reporting. Condition: Uniform Guidance and the Wisconsin Public School District Audit Manual requires the District to prepare appropriate financial statements, including the schedules of expenditures of federal and state awards. While the current staff of the District maintain financial records supporting amounts reported in the schedules of federal and state awards, the District contracts with CLA to compile the data from these records and assist in the preparation of the schedule of expenditures for the District. Criteria or specific requirement: Having staff with expertise in federal and state financial reporting prepare the District's single audit report is an internal control intended to prevent, detect and correct a potential misstatement in the schedules of expenditures of federal and state awards, or accompanying notes to the schedule. Cause: The additional costs associated with hiring staff sufficiently experience to prepare the District's schedule of expenditures including the additional training time, outweigh the derived benefits. Effect: The District could receive federal or state grant awards which are not included in the accompanying schedules of expenditures of federal and state awards. Recommendation: We recommend District personnel continue reviewing the District's schedule of expenditures. While it may not be cost beneficial to hire additional staff to prepare these items, a thorough review of this information by appropriate staff of the District is necessary to ensure all federal and state award programs are properly reported in the District's schedule of expenditures. Views of Responsibile Officials and Planned Corrective Actions: There is no disagreement with the audit finding.
Federal Grants Management - Procurement Policy Assistance Listing Numbers: Child Nutrition Cluster, 10.553 School Breakfast Program, 10.555 National School Lunch Program, and 10.559 Summer Food Service Program for Children Type of Finding: Significant deficiency in internal control over compliance. Condition: During our testing of procurement transactions of the program we noted that the selection of a vendor for food supplies was not supported by an adequate number of quotes (at least 2) to ensure the District is prudent with the monies used towards the program. Additionally, our testing of internal controls over compliance identified the following weakness in internal control: there is not proper identification of what purchases require quotes or bids. Criteria or specific requirement: 2 CFR 2..320 Methods of Procurement state that if the small purchases method is used, price or rate quotations must be obtained from an adequate number of qualified sources (at least 2). Cause: The District did not follow Federal Funds Procurement Policy. Effect: Obtaining price quotes from an adequate number of vendors allows the District to use federal funds in the most fiscally responsible way. The lack of price quotes may cause the District to over pay for supplies or services. Recommendation: We recommend the District follow their purchasing policy related to small purchases which includes obtaining price quotes from an adequate number of vendors (at least two) and maintaining this documentation. Questioned Costs: None Views of Responsible Officials and Planned Corrective Actions: There is no disagreement with the audit finding.
Federal Grants Management - Allowable Costs/Cost Principals, Cash Management, Procurement, and Reporting Federal Assistance Listing Number - All Type of Finding: Significant deficiency in internal control over compliance. Condition: The District has various policies and procedures in place to safeguard its assets and establish related controls over receipts, disbursements, payroll transactions and general ledger maintenance. Federal awards received and disbursed by the District are managed through these district-wide policies and procedures had not been evaluated to ensure compliance with the requirements of Uniform Guidance as of year-end. Criteria or specific requirement: Uniform Guidance requires the County to maintain certain policies related to cash management, cost allowability, procurement, and conflict of interest provisions, along with appropriate financial management systems and internal controls over federal awards to safeguard federal funds. Cause: The District has begun but not finalized an assessment of its financial management system and related internal controls over federal awards, along with an evaluation of existing policies for compliance with Uniform Guidance by year-end. Effect: The District could become noncompliant with requirement of Uniform Guidance, resulting in future findings and questioned costs related to federal awards administered by the District. The District's 2019 audit in accordance with the requirements of Uniform Guidance did not identify an instances of noncompliance with respect to direct and material compliance requirements of its major federal award program. Recommendation: We recommend the District continue the process in assessing its financial management systems and related internal controls over federal awards during the 2023 fiscal year. This assessment should include evaluating existing policies and procedures to determine where additional enhancements should be made or new policies created, a plan to communicate these policies to District employees, and procedures to periodically review and update, as considered necessary. Questioned Costs: None Views of Responsible Officials and Planned Corrective Actions: There is no disagreement with the audit finding.
Financial Reporting for Federal and State Awards Federal Assistance Listing Number - All State IDs - All Type of Finding: Significant deficiency in internal control over state award reporting. Condition: Uniform Guidance and the Wisconsin Public School District Audit Manual requires the District to prepare appropriate financial statements, including the schedules of expenditures of federal and state awards. While the current staff of the District maintain financial records supporting amounts reported in the schedules of federal and state awards, the District contracts with CLA to compile the data from these records and assist in the preparation of the schedule of expenditures for the District. Criteria or specific requirement: Having staff with expertise in federal and state financial reporting prepare the District's single audit report is an internal control intended to prevent, detect and correct a potential misstatement in the schedules of expenditures of federal and state awards, or accompanying notes to the schedule. Cause: The additional costs associated with hiring staff sufficiently experience to prepare the District's schedule of expenditures including the additional training time, outweigh the derived benefits. Effect: The District could receive federal or state grant awards which are not included in the accompanying schedules of expenditures of federal and state awards. Recommendation: We recommend District personnel continue reviewing the District's schedule of expenditures. While it may not be cost beneficial to hire additional staff to prepare these items, a thorough review of this information by appropriate staff of the District is necessary to ensure all federal and state award programs are properly reported in the District's schedule of expenditures. Views of Responsibile Officials and Planned Corrective Actions: There is no disagreement with the audit finding.
Federal Grants Management - Allowable Costs/Cost Principals, Cash Management, Procurement, and Reporting Federal Assistance Listing Number - All Type of Finding: Significant deficiency in internal control over compliance. Condition: The District has various policies and procedures in place to safeguard its assets and establish related controls over receipts, disbursements, payroll transactions and general ledger maintenance. Federal awards received and disbursed by the District are managed through these district-wide policies and procedures had not been evaluated to ensure compliance with the requirements of Uniform Guidance as of year-end. Criteria or specific requirement: Uniform Guidance requires the County to maintain certain policies related to cash management, cost allowability, procurement, and conflict of interest provisions, along with appropriate financial management systems and internal controls over federal awards to safeguard federal funds. Cause: The District has begun but not finalized an assessment of its financial management system and related internal controls over federal awards, along with an evaluation of existing policies for compliance with Uniform Guidance by year-end. Effect: The District could become noncompliant with requirement of Uniform Guidance, resulting in future findings and questioned costs related to federal awards administered by the District. The District's 2019 audit in accordance with the requirements of Uniform Guidance did not identify an instances of noncompliance with respect to direct and material compliance requirements of its major federal award program. Recommendation: We recommend the District continue the process in assessing its financial management systems and related internal controls over federal awards during the 2023 fiscal year. This assessment should include evaluating existing policies and procedures to determine where additional enhancements should be made or new policies created, a plan to communicate these policies to District employees, and procedures to periodically review and update, as considered necessary. Questioned Costs: None Views of Responsible Officials and Planned Corrective Actions: There is no disagreement with the audit finding.
Financial Reporting for Federal and State Awards Federal Assistance Listing Number - All State IDs - All Type of Finding: Significant deficiency in internal control over state award reporting. Condition: Uniform Guidance and the Wisconsin Public School District Audit Manual requires the District to prepare appropriate financial statements, including the schedules of expenditures of federal and state awards. While the current staff of the District maintain financial records supporting amounts reported in the schedules of federal and state awards, the District contracts with CLA to compile the data from these records and assist in the preparation of the schedule of expenditures for the District. Criteria or specific requirement: Having staff with expertise in federal and state financial reporting prepare the District's single audit report is an internal control intended to prevent, detect and correct a potential misstatement in the schedules of expenditures of federal and state awards, or accompanying notes to the schedule. Cause: The additional costs associated with hiring staff sufficiently experience to prepare the District's schedule of expenditures including the additional training time, outweigh the derived benefits. Effect: The District could receive federal or state grant awards which are not included in the accompanying schedules of expenditures of federal and state awards. Recommendation: We recommend District personnel continue reviewing the District's schedule of expenditures. While it may not be cost beneficial to hire additional staff to prepare these items, a thorough review of this information by appropriate staff of the District is necessary to ensure all federal and state award programs are properly reported in the District's schedule of expenditures. Views of Responsibile Officials and Planned Corrective Actions: There is no disagreement with the audit finding.
Federal Grants Management - Allowable Costs/Cost Principals, Cash Management, Procurement, and Reporting Federal Assistance Listing Number - All Type of Finding: Significant deficiency in internal control over compliance. Condition: The District has various policies and procedures in place to safeguard its assets and establish related controls over receipts, disbursements, payroll transactions and general ledger maintenance. Federal awards received and disbursed by the District are managed through these district-wide policies and procedures had not been evaluated to ensure compliance with the requirements of Uniform Guidance as of year-end. Criteria or specific requirement: Uniform Guidance requires the County to maintain certain policies related to cash management, cost allowability, procurement, and conflict of interest provisions, along with appropriate financial management systems and internal controls over federal awards to safeguard federal funds. Cause: The District has begun but not finalized an assessment of its financial management system and related internal controls over federal awards, along with an evaluation of existing policies for compliance with Uniform Guidance by year-end. Effect: The District could become noncompliant with requirement of Uniform Guidance, resulting in future findings and questioned costs related to federal awards administered by the District. The District's 2019 audit in accordance with the requirements of Uniform Guidance did not identify an instances of noncompliance with respect to direct and material compliance requirements of its major federal award program. Recommendation: We recommend the District continue the process in assessing its financial management systems and related internal controls over federal awards during the 2023 fiscal year. This assessment should include evaluating existing policies and procedures to determine where additional enhancements should be made or new policies created, a plan to communicate these policies to District employees, and procedures to periodically review and update, as considered necessary. Questioned Costs: None Views of Responsible Officials and Planned Corrective Actions: There is no disagreement with the audit finding.
Financial Reporting for Federal and State Awards Federal Assistance Listing Number - All State IDs - All Type of Finding: Significant deficiency in internal control over state award reporting. Condition: Uniform Guidance and the Wisconsin Public School District Audit Manual requires the District to prepare appropriate financial statements, including the schedules of expenditures of federal and state awards. While the current staff of the District maintain financial records supporting amounts reported in the schedules of federal and state awards, the District contracts with CLA to compile the data from these records and assist in the preparation of the schedule of expenditures for the District. Criteria or specific requirement: Having staff with expertise in federal and state financial reporting prepare the District's single audit report is an internal control intended to prevent, detect and correct a potential misstatement in the schedules of expenditures of federal and state awards, or accompanying notes to the schedule. Cause: The additional costs associated with hiring staff sufficiently experience to prepare the District's schedule of expenditures including the additional training time, outweigh the derived benefits. Effect: The District could receive federal or state grant awards which are not included in the accompanying schedules of expenditures of federal and state awards. Recommendation: We recommend District personnel continue reviewing the District's schedule of expenditures. While it may not be cost beneficial to hire additional staff to prepare these items, a thorough review of this information by appropriate staff of the District is necessary to ensure all federal and state award programs are properly reported in the District's schedule of expenditures. Views of Responsibile Officials and Planned Corrective Actions: There is no disagreement with the audit finding.
Federal Grants Management - Allowable Costs/Cost Principals, Cash Management, Procurement, and Reporting Federal Assistance Listing Number - All Type of Finding: Significant deficiency in internal control over compliance. Condition: The District has various policies and procedures in place to safeguard its assets and establish related controls over receipts, disbursements, payroll transactions and general ledger maintenance. Federal awards received and disbursed by the District are managed through these district-wide policies and procedures had not been evaluated to ensure compliance with the requirements of Uniform Guidance as of year-end. Criteria or specific requirement: Uniform Guidance requires the County to maintain certain policies related to cash management, cost allowability, procurement, and conflict of interest provisions, along with appropriate financial management systems and internal controls over federal awards to safeguard federal funds. Cause: The District has begun but not finalized an assessment of its financial management system and related internal controls over federal awards, along with an evaluation of existing policies for compliance with Uniform Guidance by year-end. Effect: The District could become noncompliant with requirement of Uniform Guidance, resulting in future findings and questioned costs related to federal awards administered by the District. The District's 2019 audit in accordance with the requirements of Uniform Guidance did not identify an instances of noncompliance with respect to direct and material compliance requirements of its major federal award program. Recommendation: We recommend the District continue the process in assessing its financial management systems and related internal controls over federal awards during the 2023 fiscal year. This assessment should include evaluating existing policies and procedures to determine where additional enhancements should be made or new policies created, a plan to communicate these policies to District employees, and procedures to periodically review and update, as considered necessary. Questioned Costs: None Views of Responsible Officials and Planned Corrective Actions: There is no disagreement with the audit finding.
Financial Reporting for Federal and State Awards Federal Assistance Listing Number - All State IDs - All Type of Finding: Significant deficiency in internal control over state award reporting. Condition: Uniform Guidance and the Wisconsin Public School District Audit Manual requires the District to prepare appropriate financial statements, including the schedules of expenditures of federal and state awards. While the current staff of the District maintain financial records supporting amounts reported in the schedules of federal and state awards, the District contracts with CLA to compile the data from these records and assist in the preparation of the schedule of expenditures for the District. Criteria or specific requirement: Having staff with expertise in federal and state financial reporting prepare the District's single audit report is an internal control intended to prevent, detect and correct a potential misstatement in the schedules of expenditures of federal and state awards, or accompanying notes to the schedule. Cause: The additional costs associated with hiring staff sufficiently experience to prepare the District's schedule of expenditures including the additional training time, outweigh the derived benefits. Effect: The District could receive federal or state grant awards which are not included in the accompanying schedules of expenditures of federal and state awards. Recommendation: We recommend District personnel continue reviewing the District's schedule of expenditures. While it may not be cost beneficial to hire additional staff to prepare these items, a thorough review of this information by appropriate staff of the District is necessary to ensure all federal and state award programs are properly reported in the District's schedule of expenditures. Views of Responsibile Officials and Planned Corrective Actions: There is no disagreement with the audit finding.
Federal Grants Management - Allowable Costs/Cost Principals, Cash Management, Procurement, and Reporting Federal Assistance Listing Number - All Type of Finding: Significant deficiency in internal control over compliance. Condition: The District has various policies and procedures in place to safeguard its assets and establish related controls over receipts, disbursements, payroll transactions and general ledger maintenance. Federal awards received and disbursed by the District are managed through these district-wide policies and procedures had not been evaluated to ensure compliance with the requirements of Uniform Guidance as of year-end. Criteria or specific requirement: Uniform Guidance requires the County to maintain certain policies related to cash management, cost allowability, procurement, and conflict of interest provisions, along with appropriate financial management systems and internal controls over federal awards to safeguard federal funds. Cause: The District has begun but not finalized an assessment of its financial management system and related internal controls over federal awards, along with an evaluation of existing policies for compliance with Uniform Guidance by year-end. Effect: The District could become noncompliant with requirement of Uniform Guidance, resulting in future findings and questioned costs related to federal awards administered by the District. The District's 2019 audit in accordance with the requirements of Uniform Guidance did not identify an instances of noncompliance with respect to direct and material compliance requirements of its major federal award program. Recommendation: We recommend the District continue the process in assessing its financial management systems and related internal controls over federal awards during the 2023 fiscal year. This assessment should include evaluating existing policies and procedures to determine where additional enhancements should be made or new policies created, a plan to communicate these policies to District employees, and procedures to periodically review and update, as considered necessary. Questioned Costs: None Views of Responsible Officials and Planned Corrective Actions: There is no disagreement with the audit finding.
Financial Reporting for Federal and State Awards Federal Assistance Listing Number - All State IDs - All Type of Finding: Significant deficiency in internal control over state award reporting. Condition: Uniform Guidance and the Wisconsin Public School District Audit Manual requires the District to prepare appropriate financial statements, including the schedules of expenditures of federal and state awards. While the current staff of the District maintain financial records supporting amounts reported in the schedules of federal and state awards, the District contracts with CLA to compile the data from these records and assist in the preparation of the schedule of expenditures for the District. Criteria or specific requirement: Having staff with expertise in federal and state financial reporting prepare the District's single audit report is an internal control intended to prevent, detect and correct a potential misstatement in the schedules of expenditures of federal and state awards, or accompanying notes to the schedule. Cause: The additional costs associated with hiring staff sufficiently experience to prepare the District's schedule of expenditures including the additional training time, outweigh the derived benefits. Effect: The District could receive federal or state grant awards which are not included in the accompanying schedules of expenditures of federal and state awards. Recommendation: We recommend District personnel continue reviewing the District's schedule of expenditures. While it may not be cost beneficial to hire additional staff to prepare these items, a thorough review of this information by appropriate staff of the District is necessary to ensure all federal and state award programs are properly reported in the District's schedule of expenditures. Views of Responsibile Officials and Planned Corrective Actions: There is no disagreement with the audit finding.
Federal Grants Management - Allowable Costs/Cost Principals, Cash Management, Procurement, and Reporting Federal Assistance Listing Number - All Type of Finding: Significant deficiency in internal control over compliance. Condition: The District has various policies and procedures in place to safeguard its assets and establish related controls over receipts, disbursements, payroll transactions and general ledger maintenance. Federal awards received and disbursed by the District are managed through these district-wide policies and procedures had not been evaluated to ensure compliance with the requirements of Uniform Guidance as of year-end. Criteria or specific requirement: Uniform Guidance requires the County to maintain certain policies related to cash management, cost allowability, procurement, and conflict of interest provisions, along with appropriate financial management systems and internal controls over federal awards to safeguard federal funds. Cause: The District has begun but not finalized an assessment of its financial management system and related internal controls over federal awards, along with an evaluation of existing policies for compliance with Uniform Guidance by year-end. Effect: The District could become noncompliant with requirement of Uniform Guidance, resulting in future findings and questioned costs related to federal awards administered by the District. The District's 2019 audit in accordance with the requirements of Uniform Guidance did not identify an instances of noncompliance with respect to direct and material compliance requirements of its major federal award program. Recommendation: We recommend the District continue the process in assessing its financial management systems and related internal controls over federal awards during the 2023 fiscal year. This assessment should include evaluating existing policies and procedures to determine where additional enhancements should be made or new policies created, a plan to communicate these policies to District employees, and procedures to periodically review and update, as considered necessary. Questioned Costs: None Views of Responsible Officials and Planned Corrective Actions: There is no disagreement with the audit finding.
Financial Reporting for Federal and State Awards Federal Assistance Listing Number - All State IDs - All Type of Finding: Significant deficiency in internal control over state award reporting. Condition: Uniform Guidance and the Wisconsin Public School District Audit Manual requires the District to prepare appropriate financial statements, including the schedules of expenditures of federal and state awards. While the current staff of the District maintain financial records supporting amounts reported in the schedules of federal and state awards, the District contracts with CLA to compile the data from these records and assist in the preparation of the schedule of expenditures for the District. Criteria or specific requirement: Having staff with expertise in federal and state financial reporting prepare the District's single audit report is an internal control intended to prevent, detect and correct a potential misstatement in the schedules of expenditures of federal and state awards, or accompanying notes to the schedule. Cause: The additional costs associated with hiring staff sufficiently experience to prepare the District's schedule of expenditures including the additional training time, outweigh the derived benefits. Effect: The District could receive federal or state grant awards which are not included in the accompanying schedules of expenditures of federal and state awards. Recommendation: We recommend District personnel continue reviewing the District's schedule of expenditures. While it may not be cost beneficial to hire additional staff to prepare these items, a thorough review of this information by appropriate staff of the District is necessary to ensure all federal and state award programs are properly reported in the District's schedule of expenditures. Views of Responsibile Officials and Planned Corrective Actions: There is no disagreement with the audit finding.
Federal Grants Management - Allowable Costs/Cost Principals, Cash Management, Procurement, and Reporting Federal Assistance Listing Number - All Type of Finding: Significant deficiency in internal control over compliance. Condition: The District has various policies and procedures in place to safeguard its assets and establish related controls over receipts, disbursements, payroll transactions and general ledger maintenance. Federal awards received and disbursed by the District are managed through these district-wide policies and procedures had not been evaluated to ensure compliance with the requirements of Uniform Guidance as of year-end. Criteria or specific requirement: Uniform Guidance requires the County to maintain certain policies related to cash management, cost allowability, procurement, and conflict of interest provisions, along with appropriate financial management systems and internal controls over federal awards to safeguard federal funds. Cause: The District has begun but not finalized an assessment of its financial management system and related internal controls over federal awards, along with an evaluation of existing policies for compliance with Uniform Guidance by year-end. Effect: The District could become noncompliant with requirement of Uniform Guidance, resulting in future findings and questioned costs related to federal awards administered by the District. The District's 2019 audit in accordance with the requirements of Uniform Guidance did not identify an instances of noncompliance with respect to direct and material compliance requirements of its major federal award program. Recommendation: We recommend the District continue the process in assessing its financial management systems and related internal controls over federal awards during the 2023 fiscal year. This assessment should include evaluating existing policies and procedures to determine where additional enhancements should be made or new policies created, a plan to communicate these policies to District employees, and procedures to periodically review and update, as considered necessary. Questioned Costs: None Views of Responsible Officials and Planned Corrective Actions: There is no disagreement with the audit finding.
Financial Reporting for Federal and State Awards Federal Assistance Listing Number - All State IDs - All Type of Finding: Significant deficiency in internal control over state award reporting. Condition: Uniform Guidance and the Wisconsin Public School District Audit Manual requires the District to prepare appropriate financial statements, including the schedules of expenditures of federal and state awards. While the current staff of the District maintain financial records supporting amounts reported in the schedules of federal and state awards, the District contracts with CLA to compile the data from these records and assist in the preparation of the schedule of expenditures for the District. Criteria or specific requirement: Having staff with expertise in federal and state financial reporting prepare the District's single audit report is an internal control intended to prevent, detect and correct a potential misstatement in the schedules of expenditures of federal and state awards, or accompanying notes to the schedule. Cause: The additional costs associated with hiring staff sufficiently experience to prepare the District's schedule of expenditures including the additional training time, outweigh the derived benefits. Effect: The District could receive federal or state grant awards which are not included in the accompanying schedules of expenditures of federal and state awards. Recommendation: We recommend District personnel continue reviewing the District's schedule of expenditures. While it may not be cost beneficial to hire additional staff to prepare these items, a thorough review of this information by appropriate staff of the District is necessary to ensure all federal and state award programs are properly reported in the District's schedule of expenditures. Views of Responsibile Officials and Planned Corrective Actions: There is no disagreement with the audit finding.
Federal Grants Management - Allowable Costs/Cost Principals, Cash Management, Procurement, and Reporting Federal Assistance Listing Number - All Type of Finding: Significant deficiency in internal control over compliance. Condition: The District has various policies and procedures in place to safeguard its assets and establish related controls over receipts, disbursements, payroll transactions and general ledger maintenance. Federal awards received and disbursed by the District are managed through these district-wide policies and procedures had not been evaluated to ensure compliance with the requirements of Uniform Guidance as of year-end. Criteria or specific requirement: Uniform Guidance requires the County to maintain certain policies related to cash management, cost allowability, procurement, and conflict of interest provisions, along with appropriate financial management systems and internal controls over federal awards to safeguard federal funds. Cause: The District has begun but not finalized an assessment of its financial management system and related internal controls over federal awards, along with an evaluation of existing policies for compliance with Uniform Guidance by year-end. Effect: The District could become noncompliant with requirement of Uniform Guidance, resulting in future findings and questioned costs related to federal awards administered by the District. The District's 2019 audit in accordance with the requirements of Uniform Guidance did not identify an instances of noncompliance with respect to direct and material compliance requirements of its major federal award program. Recommendation: We recommend the District continue the process in assessing its financial management systems and related internal controls over federal awards during the 2023 fiscal year. This assessment should include evaluating existing policies and procedures to determine where additional enhancements should be made or new policies created, a plan to communicate these policies to District employees, and procedures to periodically review and update, as considered necessary. Questioned Costs: None Views of Responsible Officials and Planned Corrective Actions: There is no disagreement with the audit finding.
Financial Reporting for Federal and State Awards Federal Assistance Listing Number - All State IDs - All Type of Finding: Significant deficiency in internal control over state award reporting. Condition: Uniform Guidance and the Wisconsin Public School District Audit Manual requires the District to prepare appropriate financial statements, including the schedules of expenditures of federal and state awards. While the current staff of the District maintain financial records supporting amounts reported in the schedules of federal and state awards, the District contracts with CLA to compile the data from these records and assist in the preparation of the schedule of expenditures for the District. Criteria or specific requirement: Having staff with expertise in federal and state financial reporting prepare the District's single audit report is an internal control intended to prevent, detect and correct a potential misstatement in the schedules of expenditures of federal and state awards, or accompanying notes to the schedule. Cause: The additional costs associated with hiring staff sufficiently experience to prepare the District's schedule of expenditures including the additional training time, outweigh the derived benefits. Effect: The District could receive federal or state grant awards which are not included in the accompanying schedules of expenditures of federal and state awards. Recommendation: We recommend District personnel continue reviewing the District's schedule of expenditures. While it may not be cost beneficial to hire additional staff to prepare these items, a thorough review of this information by appropriate staff of the District is necessary to ensure all federal and state award programs are properly reported in the District's schedule of expenditures. Views of Responsibile Officials and Planned Corrective Actions: There is no disagreement with the audit finding.
Federal Grants Management - Allowable Costs/Cost Principals, Cash Management, Procurement, and Reporting Federal Assistance Listing Number - All Type of Finding: Significant deficiency in internal control over compliance. Condition: The District has various policies and procedures in place to safeguard its assets and establish related controls over receipts, disbursements, payroll transactions and general ledger maintenance. Federal awards received and disbursed by the District are managed through these district-wide policies and procedures had not been evaluated to ensure compliance with the requirements of Uniform Guidance as of year-end. Criteria or specific requirement: Uniform Guidance requires the County to maintain certain policies related to cash management, cost allowability, procurement, and conflict of interest provisions, along with appropriate financial management systems and internal controls over federal awards to safeguard federal funds. Cause: The District has begun but not finalized an assessment of its financial management system and related internal controls over federal awards, along with an evaluation of existing policies for compliance with Uniform Guidance by year-end. Effect: The District could become noncompliant with requirement of Uniform Guidance, resulting in future findings and questioned costs related to federal awards administered by the District. The District's 2019 audit in accordance with the requirements of Uniform Guidance did not identify an instances of noncompliance with respect to direct and material compliance requirements of its major federal award program. Recommendation: We recommend the District continue the process in assessing its financial management systems and related internal controls over federal awards during the 2023 fiscal year. This assessment should include evaluating existing policies and procedures to determine where additional enhancements should be made or new policies created, a plan to communicate these policies to District employees, and procedures to periodically review and update, as considered necessary. Questioned Costs: None Views of Responsible Officials and Planned Corrective Actions: There is no disagreement with the audit finding.
Financial Reporting for Federal and State Awards Federal Assistance Listing Number - All State IDs - All Type of Finding: Significant deficiency in internal control over state award reporting. Condition: Uniform Guidance and the Wisconsin Public School District Audit Manual requires the District to prepare appropriate financial statements, including the schedules of expenditures of federal and state awards. While the current staff of the District maintain financial records supporting amounts reported in the schedules of federal and state awards, the District contracts with CLA to compile the data from these records and assist in the preparation of the schedule of expenditures for the District. Criteria or specific requirement: Having staff with expertise in federal and state financial reporting prepare the District's single audit report is an internal control intended to prevent, detect and correct a potential misstatement in the schedules of expenditures of federal and state awards, or accompanying notes to the schedule. Cause: The additional costs associated with hiring staff sufficiently experience to prepare the District's schedule of expenditures including the additional training time, outweigh the derived benefits. Effect: The District could receive federal or state grant awards which are not included in the accompanying schedules of expenditures of federal and state awards. Recommendation: We recommend District personnel continue reviewing the District's schedule of expenditures. While it may not be cost beneficial to hire additional staff to prepare these items, a thorough review of this information by appropriate staff of the District is necessary to ensure all federal and state award programs are properly reported in the District's schedule of expenditures. Views of Responsibile Officials and Planned Corrective Actions: There is no disagreement with the audit finding.
Federal Grants Management - Allowable Costs/Cost Principals, Cash Management, Procurement, and Reporting Federal Assistance Listing Number - All Type of Finding: Significant deficiency in internal control over compliance. Condition: The District has various policies and procedures in place to safeguard its assets and establish related controls over receipts, disbursements, payroll transactions and general ledger maintenance. Federal awards received and disbursed by the District are managed through these district-wide policies and procedures had not been evaluated to ensure compliance with the requirements of Uniform Guidance as of year-end. Criteria or specific requirement: Uniform Guidance requires the County to maintain certain policies related to cash management, cost allowability, procurement, and conflict of interest provisions, along with appropriate financial management systems and internal controls over federal awards to safeguard federal funds. Cause: The District has begun but not finalized an assessment of its financial management system and related internal controls over federal awards, along with an evaluation of existing policies for compliance with Uniform Guidance by year-end. Effect: The District could become noncompliant with requirement of Uniform Guidance, resulting in future findings and questioned costs related to federal awards administered by the District. The District's 2019 audit in accordance with the requirements of Uniform Guidance did not identify an instances of noncompliance with respect to direct and material compliance requirements of its major federal award program. Recommendation: We recommend the District continue the process in assessing its financial management systems and related internal controls over federal awards during the 2023 fiscal year. This assessment should include evaluating existing policies and procedures to determine where additional enhancements should be made or new policies created, a plan to communicate these policies to District employees, and procedures to periodically review and update, as considered necessary. Questioned Costs: None Views of Responsible Officials and Planned Corrective Actions: There is no disagreement with the audit finding.
Financial Reporting for Federal and State Awards Federal Assistance Listing Number - All State IDs - All Type of Finding: Significant deficiency in internal control over state award reporting. Condition: Uniform Guidance and the Wisconsin Public School District Audit Manual requires the District to prepare appropriate financial statements, including the schedules of expenditures of federal and state awards. While the current staff of the District maintain financial records supporting amounts reported in the schedules of federal and state awards, the District contracts with CLA to compile the data from these records and assist in the preparation of the schedule of expenditures for the District. Criteria or specific requirement: Having staff with expertise in federal and state financial reporting prepare the District's single audit report is an internal control intended to prevent, detect and correct a potential misstatement in the schedules of expenditures of federal and state awards, or accompanying notes to the schedule. Cause: The additional costs associated with hiring staff sufficiently experience to prepare the District's schedule of expenditures including the additional training time, outweigh the derived benefits. Effect: The District could receive federal or state grant awards which are not included in the accompanying schedules of expenditures of federal and state awards. Recommendation: We recommend District personnel continue reviewing the District's schedule of expenditures. While it may not be cost beneficial to hire additional staff to prepare these items, a thorough review of this information by appropriate staff of the District is necessary to ensure all federal and state award programs are properly reported in the District's schedule of expenditures. Views of Responsibile Officials and Planned Corrective Actions: There is no disagreement with the audit finding.
Federal Grants Management - Allowable Costs/Cost Principals, Cash Management, Procurement, and Reporting Federal Assistance Listing Number - All Type of Finding: Significant deficiency in internal control over compliance. Condition: The District has various policies and procedures in place to safeguard its assets and establish related controls over receipts, disbursements, payroll transactions and general ledger maintenance. Federal awards received and disbursed by the District are managed through these district-wide policies and procedures had not been evaluated to ensure compliance with the requirements of Uniform Guidance as of year-end. Criteria or specific requirement: Uniform Guidance requires the County to maintain certain policies related to cash management, cost allowability, procurement, and conflict of interest provisions, along with appropriate financial management systems and internal controls over federal awards to safeguard federal funds. Cause: The District has begun but not finalized an assessment of its financial management system and related internal controls over federal awards, along with an evaluation of existing policies for compliance with Uniform Guidance by year-end. Effect: The District could become noncompliant with requirement of Uniform Guidance, resulting in future findings and questioned costs related to federal awards administered by the District. The District's 2019 audit in accordance with the requirements of Uniform Guidance did not identify an instances of noncompliance with respect to direct and material compliance requirements of its major federal award program. Recommendation: We recommend the District continue the process in assessing its financial management systems and related internal controls over federal awards during the 2023 fiscal year. This assessment should include evaluating existing policies and procedures to determine where additional enhancements should be made or new policies created, a plan to communicate these policies to District employees, and procedures to periodically review and update, as considered necessary. Questioned Costs: None Views of Responsible Officials and Planned Corrective Actions: There is no disagreement with the audit finding.
Financial Reporting for Federal and State Awards Federal Assistance Listing Number - All State IDs - All Type of Finding: Significant deficiency in internal control over state award reporting. Condition: Uniform Guidance and the Wisconsin Public School District Audit Manual requires the District to prepare appropriate financial statements, including the schedules of expenditures of federal and state awards. While the current staff of the District maintain financial records supporting amounts reported in the schedules of federal and state awards, the District contracts with CLA to compile the data from these records and assist in the preparation of the schedule of expenditures for the District. Criteria or specific requirement: Having staff with expertise in federal and state financial reporting prepare the District's single audit report is an internal control intended to prevent, detect and correct a potential misstatement in the schedules of expenditures of federal and state awards, or accompanying notes to the schedule. Cause: The additional costs associated with hiring staff sufficiently experience to prepare the District's schedule of expenditures including the additional training time, outweigh the derived benefits. Effect: The District could receive federal or state grant awards which are not included in the accompanying schedules of expenditures of federal and state awards. Recommendation: We recommend District personnel continue reviewing the District's schedule of expenditures. While it may not be cost beneficial to hire additional staff to prepare these items, a thorough review of this information by appropriate staff of the District is necessary to ensure all federal and state award programs are properly reported in the District's schedule of expenditures. Views of Responsibile Officials and Planned Corrective Actions: There is no disagreement with the audit finding.
Federal Grants Management - Allowable Costs/Cost Principals, Cash Management, Procurement, and Reporting Federal Assistance Listing Number - All Type of Finding: Significant deficiency in internal control over compliance. Condition: The District has various policies and procedures in place to safeguard its assets and establish related controls over receipts, disbursements, payroll transactions and general ledger maintenance. Federal awards received and disbursed by the District are managed through these district-wide policies and procedures had not been evaluated to ensure compliance with the requirements of Uniform Guidance as of year-end. Criteria or specific requirement: Uniform Guidance requires the County to maintain certain policies related to cash management, cost allowability, procurement, and conflict of interest provisions, along with appropriate financial management systems and internal controls over federal awards to safeguard federal funds. Cause: The District has begun but not finalized an assessment of its financial management system and related internal controls over federal awards, along with an evaluation of existing policies for compliance with Uniform Guidance by year-end. Effect: The District could become noncompliant with requirement of Uniform Guidance, resulting in future findings and questioned costs related to federal awards administered by the District. The District's 2019 audit in accordance with the requirements of Uniform Guidance did not identify an instances of noncompliance with respect to direct and material compliance requirements of its major federal award program. Recommendation: We recommend the District continue the process in assessing its financial management systems and related internal controls over federal awards during the 2023 fiscal year. This assessment should include evaluating existing policies and procedures to determine where additional enhancements should be made or new policies created, a plan to communicate these policies to District employees, and procedures to periodically review and update, as considered necessary. Questioned Costs: None Views of Responsible Officials and Planned Corrective Actions: There is no disagreement with the audit finding.
Financial Reporting for Federal and State Awards Federal Assistance Listing Number - All State IDs - All Type of Finding: Significant deficiency in internal control over state award reporting. Condition: Uniform Guidance and the Wisconsin Public School District Audit Manual requires the District to prepare appropriate financial statements, including the schedules of expenditures of federal and state awards. While the current staff of the District maintain financial records supporting amounts reported in the schedules of federal and state awards, the District contracts with CLA to compile the data from these records and assist in the preparation of the schedule of expenditures for the District. Criteria or specific requirement: Having staff with expertise in federal and state financial reporting prepare the District's single audit report is an internal control intended to prevent, detect and correct a potential misstatement in the schedules of expenditures of federal and state awards, or accompanying notes to the schedule. Cause: The additional costs associated with hiring staff sufficiently experience to prepare the District's schedule of expenditures including the additional training time, outweigh the derived benefits. Effect: The District could receive federal or state grant awards which are not included in the accompanying schedules of expenditures of federal and state awards. Recommendation: We recommend District personnel continue reviewing the District's schedule of expenditures. While it may not be cost beneficial to hire additional staff to prepare these items, a thorough review of this information by appropriate staff of the District is necessary to ensure all federal and state award programs are properly reported in the District's schedule of expenditures. Views of Responsibile Officials and Planned Corrective Actions: There is no disagreement with the audit finding.
Federal Grants Management - Allowable Costs/Cost Principals, Cash Management, Procurement, and Reporting Federal Assistance Listing Number - All Type of Finding: Significant deficiency in internal control over compliance. Condition: The District has various policies and procedures in place to safeguard its assets and establish related controls over receipts, disbursements, payroll transactions and general ledger maintenance. Federal awards received and disbursed by the District are managed through these district-wide policies and procedures had not been evaluated to ensure compliance with the requirements of Uniform Guidance as of year-end. Criteria or specific requirement: Uniform Guidance requires the County to maintain certain policies related to cash management, cost allowability, procurement, and conflict of interest provisions, along with appropriate financial management systems and internal controls over federal awards to safeguard federal funds. Cause: The District has begun but not finalized an assessment of its financial management system and related internal controls over federal awards, along with an evaluation of existing policies for compliance with Uniform Guidance by year-end. Effect: The District could become noncompliant with requirement of Uniform Guidance, resulting in future findings and questioned costs related to federal awards administered by the District. The District's 2019 audit in accordance with the requirements of Uniform Guidance did not identify an instances of noncompliance with respect to direct and material compliance requirements of its major federal award program. Recommendation: We recommend the District continue the process in assessing its financial management systems and related internal controls over federal awards during the 2023 fiscal year. This assessment should include evaluating existing policies and procedures to determine where additional enhancements should be made or new policies created, a plan to communicate these policies to District employees, and procedures to periodically review and update, as considered necessary. Questioned Costs: None Views of Responsible Officials and Planned Corrective Actions: There is no disagreement with the audit finding.
Financial Reporting for Federal and State Awards Federal Assistance Listing Number - All State IDs - All Type of Finding: Significant deficiency in internal control over state award reporting. Condition: Uniform Guidance and the Wisconsin Public School District Audit Manual requires the District to prepare appropriate financial statements, including the schedules of expenditures of federal and state awards. While the current staff of the District maintain financial records supporting amounts reported in the schedules of federal and state awards, the District contracts with CLA to compile the data from these records and assist in the preparation of the schedule of expenditures for the District. Criteria or specific requirement: Having staff with expertise in federal and state financial reporting prepare the District's single audit report is an internal control intended to prevent, detect and correct a potential misstatement in the schedules of expenditures of federal and state awards, or accompanying notes to the schedule. Cause: The additional costs associated with hiring staff sufficiently experience to prepare the District's schedule of expenditures including the additional training time, outweigh the derived benefits. Effect: The District could receive federal or state grant awards which are not included in the accompanying schedules of expenditures of federal and state awards. Recommendation: We recommend District personnel continue reviewing the District's schedule of expenditures. While it may not be cost beneficial to hire additional staff to prepare these items, a thorough review of this information by appropriate staff of the District is necessary to ensure all federal and state award programs are properly reported in the District's schedule of expenditures. Views of Responsibile Officials and Planned Corrective Actions: There is no disagreement with the audit finding.
Federal Grants Management - Allowable Costs/Cost Principals, Cash Management, Procurement, and Reporting Federal Assistance Listing Number - All Type of Finding: Significant deficiency in internal control over compliance. Condition: The District has various policies and procedures in place to safeguard its assets and establish related controls over receipts, disbursements, payroll transactions and general ledger maintenance. Federal awards received and disbursed by the District are managed through these district-wide policies and procedures had not been evaluated to ensure compliance with the requirements of Uniform Guidance as of year-end. Criteria or specific requirement: Uniform Guidance requires the County to maintain certain policies related to cash management, cost allowability, procurement, and conflict of interest provisions, along with appropriate financial management systems and internal controls over federal awards to safeguard federal funds. Cause: The District has begun but not finalized an assessment of its financial management system and related internal controls over federal awards, along with an evaluation of existing policies for compliance with Uniform Guidance by year-end. Effect: The District could become noncompliant with requirement of Uniform Guidance, resulting in future findings and questioned costs related to federal awards administered by the District. The District's 2019 audit in accordance with the requirements of Uniform Guidance did not identify an instances of noncompliance with respect to direct and material compliance requirements of its major federal award program. Recommendation: We recommend the District continue the process in assessing its financial management systems and related internal controls over federal awards during the 2023 fiscal year. This assessment should include evaluating existing policies and procedures to determine where additional enhancements should be made or new policies created, a plan to communicate these policies to District employees, and procedures to periodically review and update, as considered necessary. Questioned Costs: None Views of Responsible Officials and Planned Corrective Actions: There is no disagreement with the audit finding.
Financial Reporting for Federal and State Awards Federal Assistance Listing Number - All State IDs - All Type of Finding: Significant deficiency in internal control over state award reporting. Condition: Uniform Guidance and the Wisconsin Public School District Audit Manual requires the District to prepare appropriate financial statements, including the schedules of expenditures of federal and state awards. While the current staff of the District maintain financial records supporting amounts reported in the schedules of federal and state awards, the District contracts with CLA to compile the data from these records and assist in the preparation of the schedule of expenditures for the District. Criteria or specific requirement: Having staff with expertise in federal and state financial reporting prepare the District's single audit report is an internal control intended to prevent, detect and correct a potential misstatement in the schedules of expenditures of federal and state awards, or accompanying notes to the schedule. Cause: The additional costs associated with hiring staff sufficiently experience to prepare the District's schedule of expenditures including the additional training time, outweigh the derived benefits. Effect: The District could receive federal or state grant awards which are not included in the accompanying schedules of expenditures of federal and state awards. Recommendation: We recommend District personnel continue reviewing the District's schedule of expenditures. While it may not be cost beneficial to hire additional staff to prepare these items, a thorough review of this information by appropriate staff of the District is necessary to ensure all federal and state award programs are properly reported in the District's schedule of expenditures. Views of Responsibile Officials and Planned Corrective Actions: There is no disagreement with the audit finding.
Federal Grants Management - Procurement Policy Assistance Listing Numbers: Child Nutrition Cluster, 10.553 School Breakfast Program, 10.555 National School Lunch Program, and 10.559 Summer Food Service Program for Children Type of Finding: Significant deficiency in internal control over compliance. Condition: During our testing of procurement transactions of the program we noted that the selection of a vendor for food supplies was not supported by an adequate number of quotes (at least 2) to ensure the District is prudent with the monies used towards the program. Additionally, our testing of internal controls over compliance identified the following weakness in internal control: there is not proper identification of what purchases require quotes or bids. Criteria or specific requirement: 2 CFR 2..320 Methods of Procurement state that if the small purchases method is used, price or rate quotations must be obtained from an adequate number of qualified sources (at least 2). Cause: The District did not follow Federal Funds Procurement Policy. Effect: Obtaining price quotes from an adequate number of vendors allows the District to use federal funds in the most fiscally responsible way. The lack of price quotes may cause the District to over pay for supplies or services. Recommendation: We recommend the District follow their purchasing policy related to small purchases which includes obtaining price quotes from an adequate number of vendors (at least two) and maintaining this documentation. Questioned Costs: None Views of Responsible Officials and Planned Corrective Actions: There is no disagreement with the audit finding.
Federal Grants Management - Allowable Costs/Cost Principals, Cash Management, Procurement, and Reporting Federal Assistance Listing Number - All Type of Finding: Significant deficiency in internal control over compliance. Condition: The District has various policies and procedures in place to safeguard its assets and establish related controls over receipts, disbursements, payroll transactions and general ledger maintenance. Federal awards received and disbursed by the District are managed through these district-wide policies and procedures had not been evaluated to ensure compliance with the requirements of Uniform Guidance as of year-end. Criteria or specific requirement: Uniform Guidance requires the County to maintain certain policies related to cash management, cost allowability, procurement, and conflict of interest provisions, along with appropriate financial management systems and internal controls over federal awards to safeguard federal funds. Cause: The District has begun but not finalized an assessment of its financial management system and related internal controls over federal awards, along with an evaluation of existing policies for compliance with Uniform Guidance by year-end. Effect: The District could become noncompliant with requirement of Uniform Guidance, resulting in future findings and questioned costs related to federal awards administered by the District. The District's 2019 audit in accordance with the requirements of Uniform Guidance did not identify an instances of noncompliance with respect to direct and material compliance requirements of its major federal award program. Recommendation: We recommend the District continue the process in assessing its financial management systems and related internal controls over federal awards during the 2023 fiscal year. This assessment should include evaluating existing policies and procedures to determine where additional enhancements should be made or new policies created, a plan to communicate these policies to District employees, and procedures to periodically review and update, as considered necessary. Questioned Costs: None Views of Responsible Officials and Planned Corrective Actions: There is no disagreement with the audit finding.
Financial Reporting for Federal and State Awards Federal Assistance Listing Number - All State IDs - All Type of Finding: Significant deficiency in internal control over state award reporting. Condition: Uniform Guidance and the Wisconsin Public School District Audit Manual requires the District to prepare appropriate financial statements, including the schedules of expenditures of federal and state awards. While the current staff of the District maintain financial records supporting amounts reported in the schedules of federal and state awards, the District contracts with CLA to compile the data from these records and assist in the preparation of the schedule of expenditures for the District. Criteria or specific requirement: Having staff with expertise in federal and state financial reporting prepare the District's single audit report is an internal control intended to prevent, detect and correct a potential misstatement in the schedules of expenditures of federal and state awards, or accompanying notes to the schedule. Cause: The additional costs associated with hiring staff sufficiently experience to prepare the District's schedule of expenditures including the additional training time, outweigh the derived benefits. Effect: The District could receive federal or state grant awards which are not included in the accompanying schedules of expenditures of federal and state awards. Recommendation: We recommend District personnel continue reviewing the District's schedule of expenditures. While it may not be cost beneficial to hire additional staff to prepare these items, a thorough review of this information by appropriate staff of the District is necessary to ensure all federal and state award programs are properly reported in the District's schedule of expenditures. Views of Responsibile Officials and Planned Corrective Actions: There is no disagreement with the audit finding.
Federal Grants Management - Procurement Policy Assistance Listing Numbers: Child Nutrition Cluster, 10.553 School Breakfast Program, 10.555 National School Lunch Program, and 10.559 Summer Food Service Program for Children Type of Finding: Significant deficiency in internal control over compliance. Condition: During our testing of procurement transactions of the program we noted that the selection of a vendor for food supplies was not supported by an adequate number of quotes (at least 2) to ensure the District is prudent with the monies used towards the program. Additionally, our testing of internal controls over compliance identified the following weakness in internal control: there is not proper identification of what purchases require quotes or bids. Criteria or specific requirement: 2 CFR 2..320 Methods of Procurement state that if the small purchases method is used, price or rate quotations must be obtained from an adequate number of qualified sources (at least 2). Cause: The District did not follow Federal Funds Procurement Policy. Effect: Obtaining price quotes from an adequate number of vendors allows the District to use federal funds in the most fiscally responsible way. The lack of price quotes may cause the District to over pay for supplies or services. Recommendation: We recommend the District follow their purchasing policy related to small purchases which includes obtaining price quotes from an adequate number of vendors (at least two) and maintaining this documentation. Questioned Costs: None Views of Responsible Officials and Planned Corrective Actions: There is no disagreement with the audit finding.
Federal Grants Management - Allowable Costs/Cost Principals, Cash Management, Procurement, and Reporting Federal Assistance Listing Number - All Type of Finding: Significant deficiency in internal control over compliance. Condition: The District has various policies and procedures in place to safeguard its assets and establish related controls over receipts, disbursements, payroll transactions and general ledger maintenance. Federal awards received and disbursed by the District are managed through these district-wide policies and procedures had not been evaluated to ensure compliance with the requirements of Uniform Guidance as of year-end. Criteria or specific requirement: Uniform Guidance requires the County to maintain certain policies related to cash management, cost allowability, procurement, and conflict of interest provisions, along with appropriate financial management systems and internal controls over federal awards to safeguard federal funds. Cause: The District has begun but not finalized an assessment of its financial management system and related internal controls over federal awards, along with an evaluation of existing policies for compliance with Uniform Guidance by year-end. Effect: The District could become noncompliant with requirement of Uniform Guidance, resulting in future findings and questioned costs related to federal awards administered by the District. The District's 2019 audit in accordance with the requirements of Uniform Guidance did not identify an instances of noncompliance with respect to direct and material compliance requirements of its major federal award program. Recommendation: We recommend the District continue the process in assessing its financial management systems and related internal controls over federal awards during the 2023 fiscal year. This assessment should include evaluating existing policies and procedures to determine where additional enhancements should be made or new policies created, a plan to communicate these policies to District employees, and procedures to periodically review and update, as considered necessary. Questioned Costs: None Views of Responsible Officials and Planned Corrective Actions: There is no disagreement with the audit finding.
Financial Reporting for Federal and State Awards Federal Assistance Listing Number - All State IDs - All Type of Finding: Significant deficiency in internal control over state award reporting. Condition: Uniform Guidance and the Wisconsin Public School District Audit Manual requires the District to prepare appropriate financial statements, including the schedules of expenditures of federal and state awards. While the current staff of the District maintain financial records supporting amounts reported in the schedules of federal and state awards, the District contracts with CLA to compile the data from these records and assist in the preparation of the schedule of expenditures for the District. Criteria or specific requirement: Having staff with expertise in federal and state financial reporting prepare the District's single audit report is an internal control intended to prevent, detect and correct a potential misstatement in the schedules of expenditures of federal and state awards, or accompanying notes to the schedule. Cause: The additional costs associated with hiring staff sufficiently experience to prepare the District's schedule of expenditures including the additional training time, outweigh the derived benefits. Effect: The District could receive federal or state grant awards which are not included in the accompanying schedules of expenditures of federal and state awards. Recommendation: We recommend District personnel continue reviewing the District's schedule of expenditures. While it may not be cost beneficial to hire additional staff to prepare these items, a thorough review of this information by appropriate staff of the District is necessary to ensure all federal and state award programs are properly reported in the District's schedule of expenditures. Views of Responsibile Officials and Planned Corrective Actions: There is no disagreement with the audit finding.
Federal Grants Management - Procurement Policy Assistance Listing Numbers: Child Nutrition Cluster, 10.553 School Breakfast Program, 10.555 National School Lunch Program, and 10.559 Summer Food Service Program for Children Type of Finding: Significant deficiency in internal control over compliance. Condition: During our testing of procurement transactions of the program we noted that the selection of a vendor for food supplies was not supported by an adequate number of quotes (at least 2) to ensure the District is prudent with the monies used towards the program. Additionally, our testing of internal controls over compliance identified the following weakness in internal control: there is not proper identification of what purchases require quotes or bids. Criteria or specific requirement: 2 CFR 2..320 Methods of Procurement state that if the small purchases method is used, price or rate quotations must be obtained from an adequate number of qualified sources (at least 2). Cause: The District did not follow Federal Funds Procurement Policy. Effect: Obtaining price quotes from an adequate number of vendors allows the District to use federal funds in the most fiscally responsible way. The lack of price quotes may cause the District to over pay for supplies or services. Recommendation: We recommend the District follow their purchasing policy related to small purchases which includes obtaining price quotes from an adequate number of vendors (at least two) and maintaining this documentation. Questioned Costs: None Views of Responsible Officials and Planned Corrective Actions: There is no disagreement with the audit finding.
Federal Grants Management - Allowable Costs/Cost Principals, Cash Management, Procurement, and Reporting Federal Assistance Listing Number - All Type of Finding: Significant deficiency in internal control over compliance. Condition: The District has various policies and procedures in place to safeguard its assets and establish related controls over receipts, disbursements, payroll transactions and general ledger maintenance. Federal awards received and disbursed by the District are managed through these district-wide policies and procedures had not been evaluated to ensure compliance with the requirements of Uniform Guidance as of year-end. Criteria or specific requirement: Uniform Guidance requires the County to maintain certain policies related to cash management, cost allowability, procurement, and conflict of interest provisions, along with appropriate financial management systems and internal controls over federal awards to safeguard federal funds. Cause: The District has begun but not finalized an assessment of its financial management system and related internal controls over federal awards, along with an evaluation of existing policies for compliance with Uniform Guidance by year-end. Effect: The District could become noncompliant with requirement of Uniform Guidance, resulting in future findings and questioned costs related to federal awards administered by the District. The District's 2019 audit in accordance with the requirements of Uniform Guidance did not identify an instances of noncompliance with respect to direct and material compliance requirements of its major federal award program. Recommendation: We recommend the District continue the process in assessing its financial management systems and related internal controls over federal awards during the 2023 fiscal year. This assessment should include evaluating existing policies and procedures to determine where additional enhancements should be made or new policies created, a plan to communicate these policies to District employees, and procedures to periodically review and update, as considered necessary. Questioned Costs: None Views of Responsible Officials and Planned Corrective Actions: There is no disagreement with the audit finding.
Financial Reporting for Federal and State Awards Federal Assistance Listing Number - All State IDs - All Type of Finding: Significant deficiency in internal control over state award reporting. Condition: Uniform Guidance and the Wisconsin Public School District Audit Manual requires the District to prepare appropriate financial statements, including the schedules of expenditures of federal and state awards. While the current staff of the District maintain financial records supporting amounts reported in the schedules of federal and state awards, the District contracts with CLA to compile the data from these records and assist in the preparation of the schedule of expenditures for the District. Criteria or specific requirement: Having staff with expertise in federal and state financial reporting prepare the District's single audit report is an internal control intended to prevent, detect and correct a potential misstatement in the schedules of expenditures of federal and state awards, or accompanying notes to the schedule. Cause: The additional costs associated with hiring staff sufficiently experience to prepare the District's schedule of expenditures including the additional training time, outweigh the derived benefits. Effect: The District could receive federal or state grant awards which are not included in the accompanying schedules of expenditures of federal and state awards. Recommendation: We recommend District personnel continue reviewing the District's schedule of expenditures. While it may not be cost beneficial to hire additional staff to prepare these items, a thorough review of this information by appropriate staff of the District is necessary to ensure all federal and state award programs are properly reported in the District's schedule of expenditures. Views of Responsibile Officials and Planned Corrective Actions: There is no disagreement with the audit finding.
Federal Grants Management - Procurement Policy Assistance Listing Numbers: Child Nutrition Cluster, 10.553 School Breakfast Program, 10.555 National School Lunch Program, and 10.559 Summer Food Service Program for Children Type of Finding: Significant deficiency in internal control over compliance. Condition: During our testing of procurement transactions of the program we noted that the selection of a vendor for food supplies was not supported by an adequate number of quotes (at least 2) to ensure the District is prudent with the monies used towards the program. Additionally, our testing of internal controls over compliance identified the following weakness in internal control: there is not proper identification of what purchases require quotes or bids. Criteria or specific requirement: 2 CFR 2..320 Methods of Procurement state that if the small purchases method is used, price or rate quotations must be obtained from an adequate number of qualified sources (at least 2). Cause: The District did not follow Federal Funds Procurement Policy. Effect: Obtaining price quotes from an adequate number of vendors allows the District to use federal funds in the most fiscally responsible way. The lack of price quotes may cause the District to over pay for supplies or services. Recommendation: We recommend the District follow their purchasing policy related to small purchases which includes obtaining price quotes from an adequate number of vendors (at least two) and maintaining this documentation. Questioned Costs: None Views of Responsible Officials and Planned Corrective Actions: There is no disagreement with the audit finding.
Federal Grants Management - Allowable Costs/Cost Principals, Cash Management, Procurement, and Reporting Federal Assistance Listing Number - All Type of Finding: Significant deficiency in internal control over compliance. Condition: The District has various policies and procedures in place to safeguard its assets and establish related controls over receipts, disbursements, payroll transactions and general ledger maintenance. Federal awards received and disbursed by the District are managed through these district-wide policies and procedures had not been evaluated to ensure compliance with the requirements of Uniform Guidance as of year-end. Criteria or specific requirement: Uniform Guidance requires the County to maintain certain policies related to cash management, cost allowability, procurement, and conflict of interest provisions, along with appropriate financial management systems and internal controls over federal awards to safeguard federal funds. Cause: The District has begun but not finalized an assessment of its financial management system and related internal controls over federal awards, along with an evaluation of existing policies for compliance with Uniform Guidance by year-end. Effect: The District could become noncompliant with requirement of Uniform Guidance, resulting in future findings and questioned costs related to federal awards administered by the District. The District's 2019 audit in accordance with the requirements of Uniform Guidance did not identify an instances of noncompliance with respect to direct and material compliance requirements of its major federal award program. Recommendation: We recommend the District continue the process in assessing its financial management systems and related internal controls over federal awards during the 2023 fiscal year. This assessment should include evaluating existing policies and procedures to determine where additional enhancements should be made or new policies created, a plan to communicate these policies to District employees, and procedures to periodically review and update, as considered necessary. Questioned Costs: None Views of Responsible Officials and Planned Corrective Actions: There is no disagreement with the audit finding.
Financial Reporting for Federal and State Awards Federal Assistance Listing Number - All State IDs - All Type of Finding: Significant deficiency in internal control over state award reporting. Condition: Uniform Guidance and the Wisconsin Public School District Audit Manual requires the District to prepare appropriate financial statements, including the schedules of expenditures of federal and state awards. While the current staff of the District maintain financial records supporting amounts reported in the schedules of federal and state awards, the District contracts with CLA to compile the data from these records and assist in the preparation of the schedule of expenditures for the District. Criteria or specific requirement: Having staff with expertise in federal and state financial reporting prepare the District's single audit report is an internal control intended to prevent, detect and correct a potential misstatement in the schedules of expenditures of federal and state awards, or accompanying notes to the schedule. Cause: The additional costs associated with hiring staff sufficiently experience to prepare the District's schedule of expenditures including the additional training time, outweigh the derived benefits. Effect: The District could receive federal or state grant awards which are not included in the accompanying schedules of expenditures of federal and state awards. Recommendation: We recommend District personnel continue reviewing the District's schedule of expenditures. While it may not be cost beneficial to hire additional staff to prepare these items, a thorough review of this information by appropriate staff of the District is necessary to ensure all federal and state award programs are properly reported in the District's schedule of expenditures. Views of Responsibile Officials and Planned Corrective Actions: There is no disagreement with the audit finding.
Federal Grants Management - Allowable Costs/Cost Principals, Cash Management, Procurement, and Reporting Federal Assistance Listing Number - All Type of Finding: Significant deficiency in internal control over compliance. Condition: The District has various policies and procedures in place to safeguard its assets and establish related controls over receipts, disbursements, payroll transactions and general ledger maintenance. Federal awards received and disbursed by the District are managed through these district-wide policies and procedures had not been evaluated to ensure compliance with the requirements of Uniform Guidance as of year-end. Criteria or specific requirement: Uniform Guidance requires the County to maintain certain policies related to cash management, cost allowability, procurement, and conflict of interest provisions, along with appropriate financial management systems and internal controls over federal awards to safeguard federal funds. Cause: The District has begun but not finalized an assessment of its financial management system and related internal controls over federal awards, along with an evaluation of existing policies for compliance with Uniform Guidance by year-end. Effect: The District could become noncompliant with requirement of Uniform Guidance, resulting in future findings and questioned costs related to federal awards administered by the District. The District's 2019 audit in accordance with the requirements of Uniform Guidance did not identify an instances of noncompliance with respect to direct and material compliance requirements of its major federal award program. Recommendation: We recommend the District continue the process in assessing its financial management systems and related internal controls over federal awards during the 2023 fiscal year. This assessment should include evaluating existing policies and procedures to determine where additional enhancements should be made or new policies created, a plan to communicate these policies to District employees, and procedures to periodically review and update, as considered necessary. Questioned Costs: None Views of Responsible Officials and Planned Corrective Actions: There is no disagreement with the audit finding.
Financial Reporting for Federal and State Awards Federal Assistance Listing Number - All State IDs - All Type of Finding: Significant deficiency in internal control over state award reporting. Condition: Uniform Guidance and the Wisconsin Public School District Audit Manual requires the District to prepare appropriate financial statements, including the schedules of expenditures of federal and state awards. While the current staff of the District maintain financial records supporting amounts reported in the schedules of federal and state awards, the District contracts with CLA to compile the data from these records and assist in the preparation of the schedule of expenditures for the District. Criteria or specific requirement: Having staff with expertise in federal and state financial reporting prepare the District's single audit report is an internal control intended to prevent, detect and correct a potential misstatement in the schedules of expenditures of federal and state awards, or accompanying notes to the schedule. Cause: The additional costs associated with hiring staff sufficiently experience to prepare the District's schedule of expenditures including the additional training time, outweigh the derived benefits. Effect: The District could receive federal or state grant awards which are not included in the accompanying schedules of expenditures of federal and state awards. Recommendation: We recommend District personnel continue reviewing the District's schedule of expenditures. While it may not be cost beneficial to hire additional staff to prepare these items, a thorough review of this information by appropriate staff of the District is necessary to ensure all federal and state award programs are properly reported in the District's schedule of expenditures. Views of Responsibile Officials and Planned Corrective Actions: There is no disagreement with the audit finding.
Federal Grants Management - Allowable Costs/Cost Principals, Cash Management, Procurement, and Reporting Federal Assistance Listing Number - All Type of Finding: Significant deficiency in internal control over compliance. Condition: The District has various policies and procedures in place to safeguard its assets and establish related controls over receipts, disbursements, payroll transactions and general ledger maintenance. Federal awards received and disbursed by the District are managed through these district-wide policies and procedures had not been evaluated to ensure compliance with the requirements of Uniform Guidance as of year-end. Criteria or specific requirement: Uniform Guidance requires the County to maintain certain policies related to cash management, cost allowability, procurement, and conflict of interest provisions, along with appropriate financial management systems and internal controls over federal awards to safeguard federal funds. Cause: The District has begun but not finalized an assessment of its financial management system and related internal controls over federal awards, along with an evaluation of existing policies for compliance with Uniform Guidance by year-end. Effect: The District could become noncompliant with requirement of Uniform Guidance, resulting in future findings and questioned costs related to federal awards administered by the District. The District's 2019 audit in accordance with the requirements of Uniform Guidance did not identify an instances of noncompliance with respect to direct and material compliance requirements of its major federal award program. Recommendation: We recommend the District continue the process in assessing its financial management systems and related internal controls over federal awards during the 2023 fiscal year. This assessment should include evaluating existing policies and procedures to determine where additional enhancements should be made or new policies created, a plan to communicate these policies to District employees, and procedures to periodically review and update, as considered necessary. Questioned Costs: None Views of Responsible Officials and Planned Corrective Actions: There is no disagreement with the audit finding.
Financial Reporting for Federal and State Awards Federal Assistance Listing Number - All State IDs - All Type of Finding: Significant deficiency in internal control over state award reporting. Condition: Uniform Guidance and the Wisconsin Public School District Audit Manual requires the District to prepare appropriate financial statements, including the schedules of expenditures of federal and state awards. While the current staff of the District maintain financial records supporting amounts reported in the schedules of federal and state awards, the District contracts with CLA to compile the data from these records and assist in the preparation of the schedule of expenditures for the District. Criteria or specific requirement: Having staff with expertise in federal and state financial reporting prepare the District's single audit report is an internal control intended to prevent, detect and correct a potential misstatement in the schedules of expenditures of federal and state awards, or accompanying notes to the schedule. Cause: The additional costs associated with hiring staff sufficiently experience to prepare the District's schedule of expenditures including the additional training time, outweigh the derived benefits. Effect: The District could receive federal or state grant awards which are not included in the accompanying schedules of expenditures of federal and state awards. Recommendation: We recommend District personnel continue reviewing the District's schedule of expenditures. While it may not be cost beneficial to hire additional staff to prepare these items, a thorough review of this information by appropriate staff of the District is necessary to ensure all federal and state award programs are properly reported in the District's schedule of expenditures. Views of Responsibile Officials and Planned Corrective Actions: There is no disagreement with the audit finding.
Federal Grants Management - Allowable Costs/Cost Principals, Cash Management, Procurement, and Reporting Federal Assistance Listing Number - All Type of Finding: Significant deficiency in internal control over compliance. Condition: The District has various policies and procedures in place to safeguard its assets and establish related controls over receipts, disbursements, payroll transactions and general ledger maintenance. Federal awards received and disbursed by the District are managed through these district-wide policies and procedures had not been evaluated to ensure compliance with the requirements of Uniform Guidance as of year-end. Criteria or specific requirement: Uniform Guidance requires the County to maintain certain policies related to cash management, cost allowability, procurement, and conflict of interest provisions, along with appropriate financial management systems and internal controls over federal awards to safeguard federal funds. Cause: The District has begun but not finalized an assessment of its financial management system and related internal controls over federal awards, along with an evaluation of existing policies for compliance with Uniform Guidance by year-end. Effect: The District could become noncompliant with requirement of Uniform Guidance, resulting in future findings and questioned costs related to federal awards administered by the District. The District's 2019 audit in accordance with the requirements of Uniform Guidance did not identify an instances of noncompliance with respect to direct and material compliance requirements of its major federal award program. Recommendation: We recommend the District continue the process in assessing its financial management systems and related internal controls over federal awards during the 2023 fiscal year. This assessment should include evaluating existing policies and procedures to determine where additional enhancements should be made or new policies created, a plan to communicate these policies to District employees, and procedures to periodically review and update, as considered necessary. Questioned Costs: None Views of Responsible Officials and Planned Corrective Actions: There is no disagreement with the audit finding.
Financial Reporting for Federal and State Awards Federal Assistance Listing Number - All State IDs - All Type of Finding: Significant deficiency in internal control over state award reporting. Condition: Uniform Guidance and the Wisconsin Public School District Audit Manual requires the District to prepare appropriate financial statements, including the schedules of expenditures of federal and state awards. While the current staff of the District maintain financial records supporting amounts reported in the schedules of federal and state awards, the District contracts with CLA to compile the data from these records and assist in the preparation of the schedule of expenditures for the District. Criteria or specific requirement: Having staff with expertise in federal and state financial reporting prepare the District's single audit report is an internal control intended to prevent, detect and correct a potential misstatement in the schedules of expenditures of federal and state awards, or accompanying notes to the schedule. Cause: The additional costs associated with hiring staff sufficiently experience to prepare the District's schedule of expenditures including the additional training time, outweigh the derived benefits. Effect: The District could receive federal or state grant awards which are not included in the accompanying schedules of expenditures of federal and state awards. Recommendation: We recommend District personnel continue reviewing the District's schedule of expenditures. While it may not be cost beneficial to hire additional staff to prepare these items, a thorough review of this information by appropriate staff of the District is necessary to ensure all federal and state award programs are properly reported in the District's schedule of expenditures. Views of Responsibile Officials and Planned Corrective Actions: There is no disagreement with the audit finding.
Federal Grants Management - Allowable Costs/Cost Principals, Cash Management, Procurement, and Reporting Federal Assistance Listing Number - All Type of Finding: Significant deficiency in internal control over compliance. Condition: The District has various policies and procedures in place to safeguard its assets and establish related controls over receipts, disbursements, payroll transactions and general ledger maintenance. Federal awards received and disbursed by the District are managed through these district-wide policies and procedures had not been evaluated to ensure compliance with the requirements of Uniform Guidance as of year-end. Criteria or specific requirement: Uniform Guidance requires the County to maintain certain policies related to cash management, cost allowability, procurement, and conflict of interest provisions, along with appropriate financial management systems and internal controls over federal awards to safeguard federal funds. Cause: The District has begun but not finalized an assessment of its financial management system and related internal controls over federal awards, along with an evaluation of existing policies for compliance with Uniform Guidance by year-end. Effect: The District could become noncompliant with requirement of Uniform Guidance, resulting in future findings and questioned costs related to federal awards administered by the District. The District's 2019 audit in accordance with the requirements of Uniform Guidance did not identify an instances of noncompliance with respect to direct and material compliance requirements of its major federal award program. Recommendation: We recommend the District continue the process in assessing its financial management systems and related internal controls over federal awards during the 2023 fiscal year. This assessment should include evaluating existing policies and procedures to determine where additional enhancements should be made or new policies created, a plan to communicate these policies to District employees, and procedures to periodically review and update, as considered necessary. Questioned Costs: None Views of Responsible Officials and Planned Corrective Actions: There is no disagreement with the audit finding.
Financial Reporting for Federal and State Awards Federal Assistance Listing Number - All State IDs - All Type of Finding: Significant deficiency in internal control over state award reporting. Condition: Uniform Guidance and the Wisconsin Public School District Audit Manual requires the District to prepare appropriate financial statements, including the schedules of expenditures of federal and state awards. While the current staff of the District maintain financial records supporting amounts reported in the schedules of federal and state awards, the District contracts with CLA to compile the data from these records and assist in the preparation of the schedule of expenditures for the District. Criteria or specific requirement: Having staff with expertise in federal and state financial reporting prepare the District's single audit report is an internal control intended to prevent, detect and correct a potential misstatement in the schedules of expenditures of federal and state awards, or accompanying notes to the schedule. Cause: The additional costs associated with hiring staff sufficiently experience to prepare the District's schedule of expenditures including the additional training time, outweigh the derived benefits. Effect: The District could receive federal or state grant awards which are not included in the accompanying schedules of expenditures of federal and state awards. Recommendation: We recommend District personnel continue reviewing the District's schedule of expenditures. While it may not be cost beneficial to hire additional staff to prepare these items, a thorough review of this information by appropriate staff of the District is necessary to ensure all federal and state award programs are properly reported in the District's schedule of expenditures. Views of Responsibile Officials and Planned Corrective Actions: There is no disagreement with the audit finding.
Federal Grants Management - Allowable Costs/Cost Principals, Cash Management, Procurement, and Reporting Federal Assistance Listing Number - All Type of Finding: Significant deficiency in internal control over compliance. Condition: The District has various policies and procedures in place to safeguard its assets and establish related controls over receipts, disbursements, payroll transactions and general ledger maintenance. Federal awards received and disbursed by the District are managed through these district-wide policies and procedures had not been evaluated to ensure compliance with the requirements of Uniform Guidance as of year-end. Criteria or specific requirement: Uniform Guidance requires the County to maintain certain policies related to cash management, cost allowability, procurement, and conflict of interest provisions, along with appropriate financial management systems and internal controls over federal awards to safeguard federal funds. Cause: The District has begun but not finalized an assessment of its financial management system and related internal controls over federal awards, along with an evaluation of existing policies for compliance with Uniform Guidance by year-end. Effect: The District could become noncompliant with requirement of Uniform Guidance, resulting in future findings and questioned costs related to federal awards administered by the District. The District's 2019 audit in accordance with the requirements of Uniform Guidance did not identify an instances of noncompliance with respect to direct and material compliance requirements of its major federal award program. Recommendation: We recommend the District continue the process in assessing its financial management systems and related internal controls over federal awards during the 2023 fiscal year. This assessment should include evaluating existing policies and procedures to determine where additional enhancements should be made or new policies created, a plan to communicate these policies to District employees, and procedures to periodically review and update, as considered necessary. Questioned Costs: None Views of Responsible Officials and Planned Corrective Actions: There is no disagreement with the audit finding.
Financial Reporting for Federal and State Awards Federal Assistance Listing Number - All State IDs - All Type of Finding: Significant deficiency in internal control over state award reporting. Condition: Uniform Guidance and the Wisconsin Public School District Audit Manual requires the District to prepare appropriate financial statements, including the schedules of expenditures of federal and state awards. While the current staff of the District maintain financial records supporting amounts reported in the schedules of federal and state awards, the District contracts with CLA to compile the data from these records and assist in the preparation of the schedule of expenditures for the District. Criteria or specific requirement: Having staff with expertise in federal and state financial reporting prepare the District's single audit report is an internal control intended to prevent, detect and correct a potential misstatement in the schedules of expenditures of federal and state awards, or accompanying notes to the schedule. Cause: The additional costs associated with hiring staff sufficiently experience to prepare the District's schedule of expenditures including the additional training time, outweigh the derived benefits. Effect: The District could receive federal or state grant awards which are not included in the accompanying schedules of expenditures of federal and state awards. Recommendation: We recommend District personnel continue reviewing the District's schedule of expenditures. While it may not be cost beneficial to hire additional staff to prepare these items, a thorough review of this information by appropriate staff of the District is necessary to ensure all federal and state award programs are properly reported in the District's schedule of expenditures. Views of Responsibile Officials and Planned Corrective Actions: There is no disagreement with the audit finding.
Federal Grants Management - Allowable Costs/Cost Principals, Cash Management, Procurement, and Reporting Federal Assistance Listing Number - All Type of Finding: Significant deficiency in internal control over compliance. Condition: The District has various policies and procedures in place to safeguard its assets and establish related controls over receipts, disbursements, payroll transactions and general ledger maintenance. Federal awards received and disbursed by the District are managed through these district-wide policies and procedures had not been evaluated to ensure compliance with the requirements of Uniform Guidance as of year-end. Criteria or specific requirement: Uniform Guidance requires the County to maintain certain policies related to cash management, cost allowability, procurement, and conflict of interest provisions, along with appropriate financial management systems and internal controls over federal awards to safeguard federal funds. Cause: The District has begun but not finalized an assessment of its financial management system and related internal controls over federal awards, along with an evaluation of existing policies for compliance with Uniform Guidance by year-end. Effect: The District could become noncompliant with requirement of Uniform Guidance, resulting in future findings and questioned costs related to federal awards administered by the District. The District's 2019 audit in accordance with the requirements of Uniform Guidance did not identify an instances of noncompliance with respect to direct and material compliance requirements of its major federal award program. Recommendation: We recommend the District continue the process in assessing its financial management systems and related internal controls over federal awards during the 2023 fiscal year. This assessment should include evaluating existing policies and procedures to determine where additional enhancements should be made or new policies created, a plan to communicate these policies to District employees, and procedures to periodically review and update, as considered necessary. Questioned Costs: None Views of Responsible Officials and Planned Corrective Actions: There is no disagreement with the audit finding.
Financial Reporting for Federal and State Awards Federal Assistance Listing Number - All State IDs - All Type of Finding: Significant deficiency in internal control over state award reporting. Condition: Uniform Guidance and the Wisconsin Public School District Audit Manual requires the District to prepare appropriate financial statements, including the schedules of expenditures of federal and state awards. While the current staff of the District maintain financial records supporting amounts reported in the schedules of federal and state awards, the District contracts with CLA to compile the data from these records and assist in the preparation of the schedule of expenditures for the District. Criteria or specific requirement: Having staff with expertise in federal and state financial reporting prepare the District's single audit report is an internal control intended to prevent, detect and correct a potential misstatement in the schedules of expenditures of federal and state awards, or accompanying notes to the schedule. Cause: The additional costs associated with hiring staff sufficiently experience to prepare the District's schedule of expenditures including the additional training time, outweigh the derived benefits. Effect: The District could receive federal or state grant awards which are not included in the accompanying schedules of expenditures of federal and state awards. Recommendation: We recommend District personnel continue reviewing the District's schedule of expenditures. While it may not be cost beneficial to hire additional staff to prepare these items, a thorough review of this information by appropriate staff of the District is necessary to ensure all federal and state award programs are properly reported in the District's schedule of expenditures. Views of Responsibile Officials and Planned Corrective Actions: There is no disagreement with the audit finding.
Federal Grants Management - Allowable Costs/Cost Principals, Cash Management, Procurement, and Reporting Federal Assistance Listing Number - All Type of Finding: Significant deficiency in internal control over compliance. Condition: The District has various policies and procedures in place to safeguard its assets and establish related controls over receipts, disbursements, payroll transactions and general ledger maintenance. Federal awards received and disbursed by the District are managed through these district-wide policies and procedures had not been evaluated to ensure compliance with the requirements of Uniform Guidance as of year-end. Criteria or specific requirement: Uniform Guidance requires the County to maintain certain policies related to cash management, cost allowability, procurement, and conflict of interest provisions, along with appropriate financial management systems and internal controls over federal awards to safeguard federal funds. Cause: The District has begun but not finalized an assessment of its financial management system and related internal controls over federal awards, along with an evaluation of existing policies for compliance with Uniform Guidance by year-end. Effect: The District could become noncompliant with requirement of Uniform Guidance, resulting in future findings and questioned costs related to federal awards administered by the District. The District's 2019 audit in accordance with the requirements of Uniform Guidance did not identify an instances of noncompliance with respect to direct and material compliance requirements of its major federal award program. Recommendation: We recommend the District continue the process in assessing its financial management systems and related internal controls over federal awards during the 2023 fiscal year. This assessment should include evaluating existing policies and procedures to determine where additional enhancements should be made or new policies created, a plan to communicate these policies to District employees, and procedures to periodically review and update, as considered necessary. Questioned Costs: None Views of Responsible Officials and Planned Corrective Actions: There is no disagreement with the audit finding.
Financial Reporting for Federal and State Awards Federal Assistance Listing Number - All State IDs - All Type of Finding: Significant deficiency in internal control over state award reporting. Condition: Uniform Guidance and the Wisconsin Public School District Audit Manual requires the District to prepare appropriate financial statements, including the schedules of expenditures of federal and state awards. While the current staff of the District maintain financial records supporting amounts reported in the schedules of federal and state awards, the District contracts with CLA to compile the data from these records and assist in the preparation of the schedule of expenditures for the District. Criteria or specific requirement: Having staff with expertise in federal and state financial reporting prepare the District's single audit report is an internal control intended to prevent, detect and correct a potential misstatement in the schedules of expenditures of federal and state awards, or accompanying notes to the schedule. Cause: The additional costs associated with hiring staff sufficiently experience to prepare the District's schedule of expenditures including the additional training time, outweigh the derived benefits. Effect: The District could receive federal or state grant awards which are not included in the accompanying schedules of expenditures of federal and state awards. Recommendation: We recommend District personnel continue reviewing the District's schedule of expenditures. While it may not be cost beneficial to hire additional staff to prepare these items, a thorough review of this information by appropriate staff of the District is necessary to ensure all federal and state award programs are properly reported in the District's schedule of expenditures. Views of Responsibile Officials and Planned Corrective Actions: There is no disagreement with the audit finding.
Federal Grants Management - Allowable Costs/Cost Principals, Cash Management, Procurement, and Reporting Federal Assistance Listing Number - All Type of Finding: Significant deficiency in internal control over compliance. Condition: The District has various policies and procedures in place to safeguard its assets and establish related controls over receipts, disbursements, payroll transactions and general ledger maintenance. Federal awards received and disbursed by the District are managed through these district-wide policies and procedures had not been evaluated to ensure compliance with the requirements of Uniform Guidance as of year-end. Criteria or specific requirement: Uniform Guidance requires the County to maintain certain policies related to cash management, cost allowability, procurement, and conflict of interest provisions, along with appropriate financial management systems and internal controls over federal awards to safeguard federal funds. Cause: The District has begun but not finalized an assessment of its financial management system and related internal controls over federal awards, along with an evaluation of existing policies for compliance with Uniform Guidance by year-end. Effect: The District could become noncompliant with requirement of Uniform Guidance, resulting in future findings and questioned costs related to federal awards administered by the District. The District's 2019 audit in accordance with the requirements of Uniform Guidance did not identify an instances of noncompliance with respect to direct and material compliance requirements of its major federal award program. Recommendation: We recommend the District continue the process in assessing its financial management systems and related internal controls over federal awards during the 2023 fiscal year. This assessment should include evaluating existing policies and procedures to determine where additional enhancements should be made or new policies created, a plan to communicate these policies to District employees, and procedures to periodically review and update, as considered necessary. Questioned Costs: None Views of Responsible Officials and Planned Corrective Actions: There is no disagreement with the audit finding.
Financial Reporting for Federal and State Awards Federal Assistance Listing Number - All State IDs - All Type of Finding: Significant deficiency in internal control over state award reporting. Condition: Uniform Guidance and the Wisconsin Public School District Audit Manual requires the District to prepare appropriate financial statements, including the schedules of expenditures of federal and state awards. While the current staff of the District maintain financial records supporting amounts reported in the schedules of federal and state awards, the District contracts with CLA to compile the data from these records and assist in the preparation of the schedule of expenditures for the District. Criteria or specific requirement: Having staff with expertise in federal and state financial reporting prepare the District's single audit report is an internal control intended to prevent, detect and correct a potential misstatement in the schedules of expenditures of federal and state awards, or accompanying notes to the schedule. Cause: The additional costs associated with hiring staff sufficiently experience to prepare the District's schedule of expenditures including the additional training time, outweigh the derived benefits. Effect: The District could receive federal or state grant awards which are not included in the accompanying schedules of expenditures of federal and state awards. Recommendation: We recommend District personnel continue reviewing the District's schedule of expenditures. While it may not be cost beneficial to hire additional staff to prepare these items, a thorough review of this information by appropriate staff of the District is necessary to ensure all federal and state award programs are properly reported in the District's schedule of expenditures. Views of Responsibile Officials and Planned Corrective Actions: There is no disagreement with the audit finding.
Federal Grants Management - Allowable Costs/Cost Principals, Cash Management, Procurement, and Reporting Federal Assistance Listing Number - All Type of Finding: Significant deficiency in internal control over compliance. Condition: The District has various policies and procedures in place to safeguard its assets and establish related controls over receipts, disbursements, payroll transactions and general ledger maintenance. Federal awards received and disbursed by the District are managed through these district-wide policies and procedures had not been evaluated to ensure compliance with the requirements of Uniform Guidance as of year-end. Criteria or specific requirement: Uniform Guidance requires the County to maintain certain policies related to cash management, cost allowability, procurement, and conflict of interest provisions, along with appropriate financial management systems and internal controls over federal awards to safeguard federal funds. Cause: The District has begun but not finalized an assessment of its financial management system and related internal controls over federal awards, along with an evaluation of existing policies for compliance with Uniform Guidance by year-end. Effect: The District could become noncompliant with requirement of Uniform Guidance, resulting in future findings and questioned costs related to federal awards administered by the District. The District's 2019 audit in accordance with the requirements of Uniform Guidance did not identify an instances of noncompliance with respect to direct and material compliance requirements of its major federal award program. Recommendation: We recommend the District continue the process in assessing its financial management systems and related internal controls over federal awards during the 2023 fiscal year. This assessment should include evaluating existing policies and procedures to determine where additional enhancements should be made or new policies created, a plan to communicate these policies to District employees, and procedures to periodically review and update, as considered necessary. Questioned Costs: None Views of Responsible Officials and Planned Corrective Actions: There is no disagreement with the audit finding.
Financial Reporting for Federal and State Awards Federal Assistance Listing Number - All State IDs - All Type of Finding: Significant deficiency in internal control over state award reporting. Condition: Uniform Guidance and the Wisconsin Public School District Audit Manual requires the District to prepare appropriate financial statements, including the schedules of expenditures of federal and state awards. While the current staff of the District maintain financial records supporting amounts reported in the schedules of federal and state awards, the District contracts with CLA to compile the data from these records and assist in the preparation of the schedule of expenditures for the District. Criteria or specific requirement: Having staff with expertise in federal and state financial reporting prepare the District's single audit report is an internal control intended to prevent, detect and correct a potential misstatement in the schedules of expenditures of federal and state awards, or accompanying notes to the schedule. Cause: The additional costs associated with hiring staff sufficiently experience to prepare the District's schedule of expenditures including the additional training time, outweigh the derived benefits. Effect: The District could receive federal or state grant awards which are not included in the accompanying schedules of expenditures of federal and state awards. Recommendation: We recommend District personnel continue reviewing the District's schedule of expenditures. While it may not be cost beneficial to hire additional staff to prepare these items, a thorough review of this information by appropriate staff of the District is necessary to ensure all federal and state award programs are properly reported in the District's schedule of expenditures. Views of Responsibile Officials and Planned Corrective Actions: There is no disagreement with the audit finding.
Federal Grants Management - Allowable Costs/Cost Principals, Cash Management, Procurement, and Reporting Federal Assistance Listing Number - All Type of Finding: Significant deficiency in internal control over compliance. Condition: The District has various policies and procedures in place to safeguard its assets and establish related controls over receipts, disbursements, payroll transactions and general ledger maintenance. Federal awards received and disbursed by the District are managed through these district-wide policies and procedures had not been evaluated to ensure compliance with the requirements of Uniform Guidance as of year-end. Criteria or specific requirement: Uniform Guidance requires the County to maintain certain policies related to cash management, cost allowability, procurement, and conflict of interest provisions, along with appropriate financial management systems and internal controls over federal awards to safeguard federal funds. Cause: The District has begun but not finalized an assessment of its financial management system and related internal controls over federal awards, along with an evaluation of existing policies for compliance with Uniform Guidance by year-end. Effect: The District could become noncompliant with requirement of Uniform Guidance, resulting in future findings and questioned costs related to federal awards administered by the District. The District's 2019 audit in accordance with the requirements of Uniform Guidance did not identify an instances of noncompliance with respect to direct and material compliance requirements of its major federal award program. Recommendation: We recommend the District continue the process in assessing its financial management systems and related internal controls over federal awards during the 2023 fiscal year. This assessment should include evaluating existing policies and procedures to determine where additional enhancements should be made or new policies created, a plan to communicate these policies to District employees, and procedures to periodically review and update, as considered necessary. Questioned Costs: None Views of Responsible Officials and Planned Corrective Actions: There is no disagreement with the audit finding.
Financial Reporting for Federal and State Awards Federal Assistance Listing Number - All State IDs - All Type of Finding: Significant deficiency in internal control over state award reporting. Condition: Uniform Guidance and the Wisconsin Public School District Audit Manual requires the District to prepare appropriate financial statements, including the schedules of expenditures of federal and state awards. While the current staff of the District maintain financial records supporting amounts reported in the schedules of federal and state awards, the District contracts with CLA to compile the data from these records and assist in the preparation of the schedule of expenditures for the District. Criteria or specific requirement: Having staff with expertise in federal and state financial reporting prepare the District's single audit report is an internal control intended to prevent, detect and correct a potential misstatement in the schedules of expenditures of federal and state awards, or accompanying notes to the schedule. Cause: The additional costs associated with hiring staff sufficiently experience to prepare the District's schedule of expenditures including the additional training time, outweigh the derived benefits. Effect: The District could receive federal or state grant awards which are not included in the accompanying schedules of expenditures of federal and state awards. Recommendation: We recommend District personnel continue reviewing the District's schedule of expenditures. While it may not be cost beneficial to hire additional staff to prepare these items, a thorough review of this information by appropriate staff of the District is necessary to ensure all federal and state award programs are properly reported in the District's schedule of expenditures. Views of Responsibile Officials and Planned Corrective Actions: There is no disagreement with the audit finding.
Federal Grants Management - Allowable Costs/Cost Principals, Cash Management, Procurement, and Reporting Federal Assistance Listing Number - All Type of Finding: Significant deficiency in internal control over compliance. Condition: The District has various policies and procedures in place to safeguard its assets and establish related controls over receipts, disbursements, payroll transactions and general ledger maintenance. Federal awards received and disbursed by the District are managed through these district-wide policies and procedures had not been evaluated to ensure compliance with the requirements of Uniform Guidance as of year-end. Criteria or specific requirement: Uniform Guidance requires the County to maintain certain policies related to cash management, cost allowability, procurement, and conflict of interest provisions, along with appropriate financial management systems and internal controls over federal awards to safeguard federal funds. Cause: The District has begun but not finalized an assessment of its financial management system and related internal controls over federal awards, along with an evaluation of existing policies for compliance with Uniform Guidance by year-end. Effect: The District could become noncompliant with requirement of Uniform Guidance, resulting in future findings and questioned costs related to federal awards administered by the District. The District's 2019 audit in accordance with the requirements of Uniform Guidance did not identify an instances of noncompliance with respect to direct and material compliance requirements of its major federal award program. Recommendation: We recommend the District continue the process in assessing its financial management systems and related internal controls over federal awards during the 2023 fiscal year. This assessment should include evaluating existing policies and procedures to determine where additional enhancements should be made or new policies created, a plan to communicate these policies to District employees, and procedures to periodically review and update, as considered necessary. Questioned Costs: None Views of Responsible Officials and Planned Corrective Actions: There is no disagreement with the audit finding.
Financial Reporting for Federal and State Awards Federal Assistance Listing Number - All State IDs - All Type of Finding: Significant deficiency in internal control over state award reporting. Condition: Uniform Guidance and the Wisconsin Public School District Audit Manual requires the District to prepare appropriate financial statements, including the schedules of expenditures of federal and state awards. While the current staff of the District maintain financial records supporting amounts reported in the schedules of federal and state awards, the District contracts with CLA to compile the data from these records and assist in the preparation of the schedule of expenditures for the District. Criteria or specific requirement: Having staff with expertise in federal and state financial reporting prepare the District's single audit report is an internal control intended to prevent, detect and correct a potential misstatement in the schedules of expenditures of federal and state awards, or accompanying notes to the schedule. Cause: The additional costs associated with hiring staff sufficiently experience to prepare the District's schedule of expenditures including the additional training time, outweigh the derived benefits. Effect: The District could receive federal or state grant awards which are not included in the accompanying schedules of expenditures of federal and state awards. Recommendation: We recommend District personnel continue reviewing the District's schedule of expenditures. While it may not be cost beneficial to hire additional staff to prepare these items, a thorough review of this information by appropriate staff of the District is necessary to ensure all federal and state award programs are properly reported in the District's schedule of expenditures. Views of Responsibile Officials and Planned Corrective Actions: There is no disagreement with the audit finding.
Federal Grants Management - Allowable Costs/Cost Principals, Cash Management, Procurement, and Reporting Federal Assistance Listing Number - All Type of Finding: Significant deficiency in internal control over compliance. Condition: The District has various policies and procedures in place to safeguard its assets and establish related controls over receipts, disbursements, payroll transactions and general ledger maintenance. Federal awards received and disbursed by the District are managed through these district-wide policies and procedures had not been evaluated to ensure compliance with the requirements of Uniform Guidance as of year-end. Criteria or specific requirement: Uniform Guidance requires the County to maintain certain policies related to cash management, cost allowability, procurement, and conflict of interest provisions, along with appropriate financial management systems and internal controls over federal awards to safeguard federal funds. Cause: The District has begun but not finalized an assessment of its financial management system and related internal controls over federal awards, along with an evaluation of existing policies for compliance with Uniform Guidance by year-end. Effect: The District could become noncompliant with requirement of Uniform Guidance, resulting in future findings and questioned costs related to federal awards administered by the District. The District's 2019 audit in accordance with the requirements of Uniform Guidance did not identify an instances of noncompliance with respect to direct and material compliance requirements of its major federal award program. Recommendation: We recommend the District continue the process in assessing its financial management systems and related internal controls over federal awards during the 2023 fiscal year. This assessment should include evaluating existing policies and procedures to determine where additional enhancements should be made or new policies created, a plan to communicate these policies to District employees, and procedures to periodically review and update, as considered necessary. Questioned Costs: None Views of Responsible Officials and Planned Corrective Actions: There is no disagreement with the audit finding.
Financial Reporting for Federal and State Awards Federal Assistance Listing Number - All State IDs - All Type of Finding: Significant deficiency in internal control over state award reporting. Condition: Uniform Guidance and the Wisconsin Public School District Audit Manual requires the District to prepare appropriate financial statements, including the schedules of expenditures of federal and state awards. While the current staff of the District maintain financial records supporting amounts reported in the schedules of federal and state awards, the District contracts with CLA to compile the data from these records and assist in the preparation of the schedule of expenditures for the District. Criteria or specific requirement: Having staff with expertise in federal and state financial reporting prepare the District's single audit report is an internal control intended to prevent, detect and correct a potential misstatement in the schedules of expenditures of federal and state awards, or accompanying notes to the schedule. Cause: The additional costs associated with hiring staff sufficiently experience to prepare the District's schedule of expenditures including the additional training time, outweigh the derived benefits. Effect: The District could receive federal or state grant awards which are not included in the accompanying schedules of expenditures of federal and state awards. Recommendation: We recommend District personnel continue reviewing the District's schedule of expenditures. While it may not be cost beneficial to hire additional staff to prepare these items, a thorough review of this information by appropriate staff of the District is necessary to ensure all federal and state award programs are properly reported in the District's schedule of expenditures. Views of Responsibile Officials and Planned Corrective Actions: There is no disagreement with the audit finding.
Federal Grants Management - Allowable Costs/Cost Principals, Cash Management, Procurement, and Reporting Federal Assistance Listing Number - All Type of Finding: Significant deficiency in internal control over compliance. Condition: The District has various policies and procedures in place to safeguard its assets and establish related controls over receipts, disbursements, payroll transactions and general ledger maintenance. Federal awards received and disbursed by the District are managed through these district-wide policies and procedures had not been evaluated to ensure compliance with the requirements of Uniform Guidance as of year-end. Criteria or specific requirement: Uniform Guidance requires the County to maintain certain policies related to cash management, cost allowability, procurement, and conflict of interest provisions, along with appropriate financial management systems and internal controls over federal awards to safeguard federal funds. Cause: The District has begun but not finalized an assessment of its financial management system and related internal controls over federal awards, along with an evaluation of existing policies for compliance with Uniform Guidance by year-end. Effect: The District could become noncompliant with requirement of Uniform Guidance, resulting in future findings and questioned costs related to federal awards administered by the District. The District's 2019 audit in accordance with the requirements of Uniform Guidance did not identify an instances of noncompliance with respect to direct and material compliance requirements of its major federal award program. Recommendation: We recommend the District continue the process in assessing its financial management systems and related internal controls over federal awards during the 2023 fiscal year. This assessment should include evaluating existing policies and procedures to determine where additional enhancements should be made or new policies created, a plan to communicate these policies to District employees, and procedures to periodically review and update, as considered necessary. Questioned Costs: None Views of Responsible Officials and Planned Corrective Actions: There is no disagreement with the audit finding.