Audit 369225

FY End
2024-12-31
Total Expended
$26.08M
Findings
1
Programs
44
Organization: County of Wayne, New York (NY)
Year: 2024 Accepted: 2025-09-30
Auditor: Bonadio & CO LLP

Organization Exclusion Status:

Checking exclusion status...

Findings

ID Ref Severity Repeat Requirement
1156878 2024-001 Material Weakness Yes E

Programs

ALN Program Spent Major Findings
21.027 Coronavirus State and Local Fiscal Recovery Funds $6.12M Yes 0
93.568 Low-Income Home Energy Assistance $3.84M Yes 0
93.558 Temporary Assistance for Needy Families $3.52M Yes 0
93.575 Child Care and Development Block Grant $2.96M Yes 0
93.778 Medical Assistance Program $1.36M Yes 0
93.667 Social Services Block Grant $1.17M Yes 0
10.561 State Administrative Matching Grants for the Supplemental Nutrition Assistance Program $1.16M Yes 0
20.205 Highway Planning and Construction $1.13M Yes 0
93.658 Foster Care Title IV-E $1.08M Yes 1
93.659 Adoption Assistance $548,245 Yes 0
93.563 Child Support Services $447,498 Yes 0
93.959 Block Grants for Prevention and Treatment of Substance Abuse $322,919 Yes 0
93.391 Activities to Support State, Tribal, Local and Territorial (stlt) Health Department Response to Public Health Or Healthcare Crises $247,408 Yes 0
16.575 Crime Victim Assistance $233,248 Yes 0
93.045 Special Programs for the Aging, Title Iii, Part C, Nutrition Services $167,765 Yes 0
93.243 Substance Abuse and Mental Health Services Projects of Regional and National Significance $126,986 Yes 0
93.788 Opioid Str $103,701 Yes 0
93.323 Epidemiology and Laboratory Capacity for Infectious Diseases (elc) $90,551 Yes 0
93.767 Children's Health Insurance Program $78,917 Yes 0
84.184 School Safely National Activities $78,681 Yes 0
93.044 Special Programs for the Aging, Title Iii, Part B, Grants for Supportive Services and Senior Centers $75,990 Yes 0
93.967 Centers for Disease Control and Prevention Collaboration with Academia to Strengthen Public Health $73,763 Yes 0
84.181 Special Education-Grants for Infants and Families $66,705 Yes 0
66.818 Brownfields Multipurpose, Assessment, Revolving Loan Fund, and Cleanup Cooperative Agreements $57,152 Yes 0
93.994 Maternal and Child Health Services Block Grant to the States $47,038 Yes 0
93.276 Drug-Free Communities Support Program Grants $45,000 Yes 0
14.228 Community Development Block Grants/state's Program and Non-Entitlement Grants in Hawaii $40,000 Yes 0
93.069 Public Health Emergency Preparedness $37,667 Yes 0
97.042 Emergency Management Performance Grants $37,134 Yes 0
93.779 Centers for Medicare and Medicaid Services (cms) Research, Demonstrations and Evaluations $31,079 Yes 0
93.053 Nutrition Services Incentive Program $29,422 Yes 0
16.738 Edward Byrne Memorial Justice Assistance Grant Program $29,036 Yes 0
97.067 Homeland Security Grant Program $25,576 Yes 0
93.052 National Family Caregiver Support, Title Iii, Part E $25,024 Yes 0
16.607 Bulletproof Vest Partnership Program $23,704 Yes 0
93.268 Immunization Cooperative Agreements $21,637 Yes 0
93.071 Medicare Enrollment Assistance Program $16,181 Yes 0
93.747 Elder Abuse Prevention Interventions Program $8,523 Yes 0
93.090 Guardianship Assistance $8,068 Yes 0
16.606 State Criminal Alien Assistance Program $4,996 Yes 0
20.602 Occupant Protection Incentive Grants $4,892 Yes 0
93.043 Special Programs for the Aging, Title Iii, Part D, Disease Prevention and Health Promotion Services $2,559 Yes 0
93.674 John H. Chafee Foster Care Program for Successful Transition to Adulthood $1,698 Yes 0
93.566 Refugee and Entrant Assistance State/replacement Designee Administered Programs $630 Yes 0

Contacts

Name Title Type
ZTCHL211PJT4 Patrick J. Schmitt Auditee
3159467441 Gregg Evans Auditor
No contacts on file

Notes to SEFA

The accompanying Schedule of Expenditures of Federal Awards (the schedule) includes the federal award activity of the County of Wayne (the County) under programs of the federal government for the year ended December 31, 2024. The information in this schedule is presented in accordance with the requirements of Title 2 U.S. Code of Federal Regulations Part 200, Uniform Administrative Requirement’s, Cost Principles, and Audit Requirements for Federal Awards (Uniform Guidance). Because the schedule presents only a selected portion of the operations of the County (excludes the Wayne County Land Bank Corporation), it is not intended to and does not present the financial position, changes in net position, or cash flows of the County.
The schedule of expenditures of federal awards is presented in conformity with accounting principles generally accepted in the United States of America and the amounts presented are derived from the County’s general ledger. For programs with funding ceilings and caps, federal expenditures are only recorded and presented in the schedule of expenditures of federal awards up to such amounts.
Where the County receives funds from a government entity other than the federal government (pass-through), the funds are accumulated based upon the Assistance Listing (AL) number advised by the pass-through grantor. Identifying numbers, other than the AL numbers, which may be assigned by pass-through grantors are not maintained in the County’s financial management system. The County has identified certain pass-through identifying numbers and included them in the schedule of expenditures of federal awards, as available.
Indirect costs are included in the reported expenditures to the extent such costs are included in the federal financial reports used as the source for the data presented. The County has elected to use the 10% de minimis indirect cost rate as allowed under the Uniform Guidance.
Matching costs, i.e., the County's share of certain program costs, are not included in the schedule of expenditures of federal awards.
Differences between the amounts reflected in the Schedule of Expenditures of Federal Awards and the Department of Social Services’ federal financial reports (RF-2 claims) are due to the allocation of administrative costs to the individual programs.
The County is the recipient of federal award programs that do not result in cash receipts or disbursements. Such programs are termed “non-monetary programs.” During the year ended December 31, 2024, the County participated in the low-income home energy assistance program (HEAP) in which the County identifies the vendors who are to receive reimbursement for services provided to HEAP recipients and New York State pays those vendors directly. The County authorized $4,165,887 in benefits for the HEAP program (AL Number 93.568).

Finding Details

Finding 2024-001: Foster Care - Title IV-E Listing #93.658; Federal Agency: U.S. Department of Health and Human Services Grant Period: Year ended December 31, 2024 Condition/Criteria: The County bases its foster care payments based on eligibility determination. During the year, there was one individual that was coded payments under Foster Care IV-E (02) in error, and payments should have been under Emergency Assistance to Families (04). Cause: The County did not have a process in place to ensure review of eligibility determination was proper and accurate. Context: Of the 40 cases selected, 1 case showed that one individual coded for payments under Foster Care IV- E (02) should have been coded under Emergency Assistance to Families (04). Proper review was not completed to confirm eligibility determination was proper and accurate. Effect: Supporting documentation proves this individuals was eligible to receive benefits under the Emergency Assistant to Families (04) program code. Therefore, there were $114,685 of costs that are questioned as a result. This is considered material to the Foster Care - Title IV-E program. Recommendation: We recommend that the County implement a process to ensure all supporting documentation related to eligibility determinations is properly reviewed and approved. Management Response: The County will ensure that procedures are in place to ensure support is provided for review and approval of eligibility determination.