Audit 362277

FY End
2024-06-30
Total Expended
$25.25M
Findings
22
Programs
13
Organization: Dolton West School District 148 (IL)
Year: 2024 Accepted: 2025-07-15

Organization Exclusion Status:

Checking exclusion status...

Findings

ID Ref Severity Repeat Requirement
571317 2024-005 - - L
571318 2024-005 - - L
571319 2024-005 - - L
571320 2024-005 - - L
571321 2024-005 - - L
571322 2024-006 Significant Deficiency - L
571323 2024-007 Significant Deficiency - L
571324 2024-008 - - A
571325 2024-009 Significant Deficiency - A
571326 2024-010 - - A
571327 2024-011 Significant Deficiency - A
1147759 2024-005 - - L
1147760 2024-005 - - L
1147761 2024-005 - - L
1147762 2024-005 - - L
1147763 2024-005 - - L
1147764 2024-006 Significant Deficiency - L
1147765 2024-007 Significant Deficiency - L
1147766 2024-008 - - A
1147767 2024-009 Significant Deficiency - A
1147768 2024-010 - - A
1147769 2024-011 Significant Deficiency - A

Contacts

Name Title Type
HRJ8HSC7MB89 Dr. Kevin Nohelty Auditee
7088412290 Stephanie Blanco Auditor
No contacts on file

Notes to SEFA

Title: Basis of Presentation Accounting Policies: Expenditures reported on the Schedule are reported on the modified cash basis of accounting. Such expenditures are recognized following the cost principles contained in the Uniform Guidance, wherein certain types of expenditures are not allowable or are limited as to reimbursement. De Minimis Rate Used: N Rate Explanation: The District has elected not to use the 10% de minimis indirect cost rate allowed under the Uniform Guidance. The accompanying Schedule of Expenditures of Federal Awards includes the federal award activity of Dolton West School District No. 148 (the District) under programs of the federal government for the year ended June 30, 2024. The information in this Schedule is presented in accordance with the requirements of Title 2 U.S. Code of Federal Regulations Part 200, Uniform Administrative Requirements, Cost Principles, and Audit Requirements for Federal Awards (Uniform Guidance). As the Schedule presents only a selected portion of the operations of the District, it is not intended to and does not present the financial position, changes in net position or cash flows of the District.
Title: Summary of Significant Accounting Policies Accounting Policies: Expenditures reported on the Schedule are reported on the modified cash basis of accounting. Such expenditures are recognized following the cost principles contained in the Uniform Guidance, wherein certain types of expenditures are not allowable or are limited as to reimbursement. De Minimis Rate Used: N Rate Explanation: The District has elected not to use the 10% de minimis indirect cost rate allowed under the Uniform Guidance. Expenditures reported on the Schedule are reported on the modified cash basis of accounting. Such expenditures are recognized following the cost principles contained in the Uniform Guidance, wherein certain types of expenditures are not allowable or are limited as to reimbursement.
Title: Indirect Cost Rate Accounting Policies: Expenditures reported on the Schedule are reported on the modified cash basis of accounting. Such expenditures are recognized following the cost principles contained in the Uniform Guidance, wherein certain types of expenditures are not allowable or are limited as to reimbursement. De Minimis Rate Used: N Rate Explanation: The District has elected not to use the 10% de minimis indirect cost rate allowed under the Uniform Guidance. The District has elected not to use the 10% de minimis indirect cost rate allowed under the Uniform Guidance.
Title: Subrecipients Accounting Policies: Expenditures reported on the Schedule are reported on the modified cash basis of accounting. Such expenditures are recognized following the cost principles contained in the Uniform Guidance, wherein certain types of expenditures are not allowable or are limited as to reimbursement. De Minimis Rate Used: N Rate Explanation: The District has elected not to use the 10% de minimis indirect cost rate allowed under the Uniform Guidance. There are no amounts provided to subrecipients from each federal program listed on the accompanying Schedule of Expenditures of Federal Awards.
Title: Noncash Assistance Accounting Policies: Expenditures reported on the Schedule are reported on the modified cash basis of accounting. Such expenditures are recognized following the cost principles contained in the Uniform Guidance, wherein certain types of expenditures are not allowable or are limited as to reimbursement. De Minimis Rate Used: N Rate Explanation: The District has elected not to use the 10% de minimis indirect cost rate allowed under the Uniform Guidance. The District expended $90,205 in the form of noncash assistance and has been included in the Schedule of Expenditures of Federal Awards.
Title: Other Information Accounting Policies: Expenditures reported on the Schedule are reported on the modified cash basis of accounting. Such expenditures are recognized following the cost principles contained in the Uniform Guidance, wherein certain types of expenditures are not allowable or are limited as to reimbursement. De Minimis Rate Used: N Rate Explanation: The District has elected not to use the 10% de minimis indirect cost rate allowed under the Uniform Guidance. The District did not have any federal insurance in effect during the year ended June 30, 2024. The District did not have any loans or loan guarantees outstanding as of June 30, 2024. The District had no federal grants requiring matching expenditures.
Title: Major Program Determination Accounting Policies: Expenditures reported on the Schedule are reported on the modified cash basis of accounting. Such expenditures are recognized following the cost principles contained in the Uniform Guidance, wherein certain types of expenditures are not allowable or are limited as to reimbursement. De Minimis Rate Used: N Rate Explanation: The District has elected not to use the 10% de minimis indirect cost rate allowed under the Uniform Guidance. In accordance with the requirements of the Office of Management and Budget Uniform Requirements, Cost Principles, and Audit Requirements for Federal Awards, major programs for the District are individual programs or a cluster of programs determined using a risk-based analysis. The threshold for distinguishing Type A and Type B programs was $757,650.
Title: Prior Year Expenditures Accounting Policies: Expenditures reported on the Schedule are reported on the modified cash basis of accounting. Such expenditures are recognized following the cost principles contained in the Uniform Guidance, wherein certain types of expenditures are not allowable or are limited as to reimbursement. De Minimis Rate Used: N Rate Explanation: The District has elected not to use the 10% de minimis indirect cost rate allowed under the Uniform Guidance. The District claimed $595,918 of expenditures at 6/30/24 under the Disaster Grants - Public Assistance (Presidentially Declared Disasters) grant. $595,918 of this amount were expenditures paid during the fiscal year ended 6/30/22. These expenditures have been included in the 6/30/24 expenditures column on the Schedule of Expenditures of Federal Awards. The District claimed $13,762,464 of expenditures at 6/30/24 under the ARP – LEA and COOP American Rescue Plan (ESSER III) Grant (24-4998-E3). $2,086,553 of this amount were expenditures paid during the fiscal year ended 6/30/23 and $8,209 were expenditures paid during the fiscal year ended 6/30/22. These expenditures have been included in the 6/30/24 expenditures column on the Schedule of Expenditures of Federal Awards.

Finding Details

8. Criteria or specific requirement (including statutory, regulatory, or other citation):The compliance requirements for "L.Reporting" generally requires that LEA's report financial information to the pass-through entity and that those reports are accurate and supported by the underlying accounting records. '9. Condition: The District did not comply with the requirements of filing quarterly and final reports by the due dates set by ISBE for ten reports. '10. Questioned Costs: N/A. '11. Context: The District did not timely file period and quarterly expenditure reports for multiple grants. The report for period ending 8/31/23, due 9/20/23, was submitted 10/20/23 for grant 84.425C. The reports for the quarter ending 9/30/23, due 10/20/23, were submitted 10/25/23 for grant 84.425C and 12/20/23 for grants 84.027X and 84.173. The report for period ending 11/30/23, due 12/20/23, were submitted 1/24/24 for grant 84.425W. The reports for quarter ending 12/31/23, due 1/20/24, were submitted 1/22/24 for grant 84.425C and 2/6/24 for grant 84.425W. The report for quarter ending 3/31/24, due 4/20/24, were submitted 5/6/24 for grant 84.425W. The reports for quarter ending 6/30/24, due 7/20/24, were submitted 8/22/24 for grant 84.425U and 10/31/24 for grant 84.425W. '12. Effect: The District was not compliant with reporting requirements. Due to the late filing of reports, ISBE could freeze the School District's federal funds. 13. Cause: Policies and procedures are in place that provide reasonable assurance that reports of federal awards submitted to ISBE are filed in a timely manner by the due dates provided by ISBE. The District did not follow this process. 14. Recommendation: We recommend that management review its policies and procedures and implement changes to strengthen internal control over federal reporting. 15. Management's response: The District has agreed with the findings and recommendations as presented. The District will review the reporting deadlines and file reports moving forward on a timely manner by the due dates. See Corrective Action Plan provided by the District.
8. Criteria or specific requirement (including statutory, regulatory, or other citation):The compliance requirements for "L.Reporting" generally requires that LEA's report financial information to the pass-through entity and that those reports are accurate and supported by the underlying accounting records. '9. Condition: The District did not comply with the requirements of filing quarterly and final reports by the due dates set by ISBE for ten reports. '10. Questioned Costs: N/A. '11. Context: The District did not timely file period and quarterly expenditure reports for multiple grants. The report for period ending 8/31/23, due 9/20/23, was submitted 10/20/23 for grant 84.425C. The reports for the quarter ending 9/30/23, due 10/20/23, were submitted 10/25/23 for grant 84.425C and 12/20/23 for grants 84.027X and 84.173. The report for period ending 11/30/23, due 12/20/23, were submitted 1/24/24 for grant 84.425W. The reports for quarter ending 12/31/23, due 1/20/24, were submitted 1/22/24 for grant 84.425C and 2/6/24 for grant 84.425W. The report for quarter ending 3/31/24, due 4/20/24, were submitted 5/6/24 for grant 84.425W. The reports for quarter ending 6/30/24, due 7/20/24, were submitted 8/22/24 for grant 84.425U and 10/31/24 for grant 84.425W. '12. Effect: The District was not compliant with reporting requirements. Due to the late filing of reports, ISBE could freeze the School District's federal funds. 13. Cause: Policies and procedures are in place that provide reasonable assurance that reports of federal awards submitted to ISBE are filed in a timely manner by the due dates provided by ISBE. The District did not follow this process. 14. Recommendation: We recommend that management review its policies and procedures and implement changes to strengthen internal control over federal reporting. 15. Management's response: The District has agreed with the findings and recommendations as presented. The District will review the reporting deadlines and file reports moving forward on a timely manner by the due dates. See Corrective Action Plan provided by the District.
8. Criteria or specific requirement (including statutory, regulatory, or other citation):The compliance requirements for "L.Reporting" generally requires that LEA's report financial information to the pass-through entity and that those reports are accurate and supported by the underlying accounting records. '9. Condition: The District did not comply with the requirements of filing quarterly and final reports by the due dates set by ISBE for ten reports. '10. Questioned Costs: N/A. '11. Context: The District did not timely file period and quarterly expenditure reports for multiple grants. The report for period ending 8/31/23, due 9/20/23, was submitted 10/20/23 for grant 84.425C. The reports for the quarter ending 9/30/23, due 10/20/23, were submitted 10/25/23 for grant 84.425C and 12/20/23 for grants 84.027X and 84.173. The report for period ending 11/30/23, due 12/20/23, were submitted 1/24/24 for grant 84.425W. The reports for quarter ending 12/31/23, due 1/20/24, were submitted 1/22/24 for grant 84.425C and 2/6/24 for grant 84.425W. The report for quarter ending 3/31/24, due 4/20/24, were submitted 5/6/24 for grant 84.425W. The reports for quarter ending 6/30/24, due 7/20/24, were submitted 8/22/24 for grant 84.425U and 10/31/24 for grant 84.425W. '12. Effect: The District was not compliant with reporting requirements. Due to the late filing of reports, ISBE could freeze the School District's federal funds. 13. Cause: Policies and procedures are in place that provide reasonable assurance that reports of federal awards submitted to ISBE are filed in a timely manner by the due dates provided by ISBE. The District did not follow this process. 14. Recommendation: We recommend that management review its policies and procedures and implement changes to strengthen internal control over federal reporting. 15. Management's response: The District has agreed with the findings and recommendations as presented. The District will review the reporting deadlines and file reports moving forward on a timely manner by the due dates. See Corrective Action Plan provided by the District.
8. Criteria or specific requirement (including statutory, regulatory, or other citation):The compliance requirements for "L.Reporting" generally requires that LEA's report financial information to the pass-through entity and that those reports are accurate and supported by the underlying accounting records. '9. Condition: The District did not comply with the requirements of filing quarterly and final reports by the due dates set by ISBE for ten reports. '10. Questioned Costs: N/A. '11. Context: The District did not timely file period and quarterly expenditure reports for multiple grants. The report for period ending 8/31/23, due 9/20/23, was submitted 10/20/23 for grant 84.425C. The reports for the quarter ending 9/30/23, due 10/20/23, were submitted 10/25/23 for grant 84.425C and 12/20/23 for grants 84.027X and 84.173. The report for period ending 11/30/23, due 12/20/23, were submitted 1/24/24 for grant 84.425W. The reports for quarter ending 12/31/23, due 1/20/24, were submitted 1/22/24 for grant 84.425C and 2/6/24 for grant 84.425W. The report for quarter ending 3/31/24, due 4/20/24, were submitted 5/6/24 for grant 84.425W. The reports for quarter ending 6/30/24, due 7/20/24, were submitted 8/22/24 for grant 84.425U and 10/31/24 for grant 84.425W. '12. Effect: The District was not compliant with reporting requirements. Due to the late filing of reports, ISBE could freeze the School District's federal funds. 13. Cause: Policies and procedures are in place that provide reasonable assurance that reports of federal awards submitted to ISBE are filed in a timely manner by the due dates provided by ISBE. The District did not follow this process. 14. Recommendation: We recommend that management review its policies and procedures and implement changes to strengthen internal control over federal reporting. 15. Management's response: The District has agreed with the findings and recommendations as presented. The District will review the reporting deadlines and file reports moving forward on a timely manner by the due dates. See Corrective Action Plan provided by the District.
8. Criteria or specific requirement (including statutory, regulatory, or other citation):The compliance requirements for "L.Reporting" generally requires that LEA's report financial information to the pass-through entity and that those reports are accurate and supported by the underlying accounting records. '9. Condition: The District did not comply with the requirements of filing quarterly and final reports by the due dates set by ISBE for ten reports. '10. Questioned Costs: N/A. '11. Context: The District did not timely file period and quarterly expenditure reports for multiple grants. The report for period ending 8/31/23, due 9/20/23, was submitted 10/20/23 for grant 84.425C. The reports for the quarter ending 9/30/23, due 10/20/23, were submitted 10/25/23 for grant 84.425C and 12/20/23 for grants 84.027X and 84.173. The report for period ending 11/30/23, due 12/20/23, were submitted 1/24/24 for grant 84.425W. The reports for quarter ending 12/31/23, due 1/20/24, were submitted 1/22/24 for grant 84.425C and 2/6/24 for grant 84.425W. The report for quarter ending 3/31/24, due 4/20/24, were submitted 5/6/24 for grant 84.425W. The reports for quarter ending 6/30/24, due 7/20/24, were submitted 8/22/24 for grant 84.425U and 10/31/24 for grant 84.425W. '12. Effect: The District was not compliant with reporting requirements. Due to the late filing of reports, ISBE could freeze the School District's federal funds. 13. Cause: Policies and procedures are in place that provide reasonable assurance that reports of federal awards submitted to ISBE are filed in a timely manner by the due dates provided by ISBE. The District did not follow this process. 14. Recommendation: We recommend that management review its policies and procedures and implement changes to strengthen internal control over federal reporting. 15. Management's response: The District has agreed with the findings and recommendations as presented. The District will review the reporting deadlines and file reports moving forward on a timely manner by the due dates. See Corrective Action Plan provided by the District.
8. Criteria or specific requirement (including statutory, regulatory, or other citation): The compliance requirements for "L. Reporting", requires the District to maintain accurate accounting records for grant expenditures. In addition, per subpart D (Post Federal Award Requirements), § 200.302, the underlying accounts records must be adequately documented and consistent with the terms and conditions of the grant. '9. Condition: The District claimed expenditures that did not agree with their underlying accounting records. '10. Questioned Costs: 6362. '11. Context: During compliance testing of the District's accounting records to the expenditure report filed with the Illinois State Board of Education, we noted the District overclaimed $6,362 of expenditures at 6/30/24. Upon review of the general ledger and quarterly expenditure report, it was determined that the District erroneously overstated their claim amount on one function object code by a cumulative amount of $6,362. under 2550-300, total expenditures were $4,573 but District claimed $10,935, resulting in an overclaim of $6,362. '12. Effect: The District was not compliant with reporting requirements. Inaccurate reporting resulted in the District being reimbursed for an additional $6,362 as of 6/30/24. 13. Cause: Policies and procedures are in place that provide reasonable assurance that reports of federal awards submitted to ISBE are supported by the underlying accounting records and are fairly presented in accordance with program requirements. These policies and procedures were not followed when the expenditure report was prepared and filed. 14. Recommendation: We recommend the District periodically review the itemized budget and ensure claimed expenditures fall within or file amendments as necessary for any changes. 15. Management's response: The District has agreed with the findings and recommendations as presented. The District will review the itemized budget and ensure claimed expenditures fall within the grant. See Corrective Action Plan provided by the District.
8. Criteria or specific requirement (including statutory, regulatory, or other citation): The compliance requirements for "L. Reporting", requires the District to maintain accurate accounting records for grant expenditures. In addition, per subpart D (Post Federal Award Requirements), § 200.302, the underlying accounts records must be adequately documented and consistent with the terms and conditions of the grant. '9. Condition: The District claimed expenditures that did not agree with their underlying accounting records. '10. Questioned Costs: 110867. '11. Context: During compliance testing of the District’s accounting records in comparison to the expenditure reports filed with the Illinois State Board of Education, it was noted that the District overclaimed a total of $110,867 in expenditures as of June 30, 2024. The following discrepancies were identified: Function 1000-300: The District claimed $50,148 on the quarterly report filed as of 6/30/24. This amount could not be traced to the accounting records as of that date, resulting in an overclaim of $50,148. Function 1000-200: The District claimed $107,470 on the final report filed 9/30/24. Supporting expenditures could only be provided for $67,752, resulting in an overclaim of $39,718. Function 2130-100: The District claimed $10,440 on the final report filed 9/30/24. Supporting expenditures could only be provided for $10,200, resulting in an overclaim of $240. Function 2130-200: The District claimed $1,054 on the final report filed 9/30/24. Supporting expenditures could only be provided for $709, resulting in an overclaim of $345. Function 2400-100: The District claimed $44,160 on the final report filed 9/30/24. Supporting expenditures could only be provided for $37,960, resulting in an overclaim of $6,200. Function 2660-300: The District claimed $1,711,854 on the final report filed 9/30/24 for expenditures as of 6/30/24. Supporting expenditures could only be provided for $1,697,638, resulting in an overclaim of $14,216. '12. Effect: The District was not compliant with reporting requirements. Inaccurate reporting resulted in the District being reimbursed for an additional $110,867 as of 6/30/24. 13. Cause: Policies and procedures are in place that provide reasonable assurance that reports of federal awards submitted to ISBE are supported by the underlying accounting records and are fairly presented in accordance with program requirements. These policies and procedures were not followed when the expenditure report was prepared and filed. 14. Recommendation: We recommend the District periodically review the itemized budget and ensure claimed expenditures fall within or file amendments as necessary for any changes. 15. Management's response: The District has agreed with the findings and recommendations as presented. The District will review the itemized budget and ensure claimed expenditures fall within the grant. See Corrective Action Plan provided by the District.
8. Criteria or specific requirement (including statutory, regulatory, or other citation): The compliance requirements for "A. Activities Allowed and Unallowed", requires the District to conform to the itemized budgets which were filed with and approved by ISBE. '9. Condition: The District did not claim expenditures in conformity with the approved detail budget. '10. Questioned Costs: N/A. '11. Context: The District claimed an expenditure in error under function code 2660 when it should have been claimed under function 2630. The amount in question was $23,532 paid to Sentinel Technologies for telephone infrastructure. '12. Effect: The goods purchased by the District were not included in the budget line they were claimed under but were allowable under another approved budget line. The District erroneously claimed the invoice under the incorrect budget line. 13. Cause: Policies and procedures are in place that provide reasonable assurance that reports of federal awards submitted to ISBE are supported by the underlying accounting records and are fairly presented in accordance with program requirements. These policies and procedures were not followed when the expenditure report was prepared and filed. 14. Recommendation: We recommend the District periodically review the itemized budget and ensure claimed expenditures fall within or file amendments as necessary for any changes. 15. Management's response: The District has agreed with the findings and recommendations as presented. The District will review the itemized budget and ensure claimed expenditures fall within the grant. See Corrective Action Plan provided by the District.
8. Criteria or specific requirement (including statutory, regulatory, or other citation): The compliance requirements for "A. Activities Allowed and Unallowed", requires the District to conform to the itemized budgets which were filed with and approved by ISBE. '9. Condition: The District did not claim expenditures in conformity with the approved detail budget. '10. Questioned Costs: 19718. '11. Context: The District claimed expenditures in error which were not allowable expenditures per the approved budget for fourteen invoices totaling $19,718. The invoices were for cancellation fees, travel costs, and meals paid to multiple vendors which were not allowed under the budget. '12. Effect: The expenditures claimed by the District were not included in the itemized budget and were not the intent of the budget line. 13. Cause: Policies and procedures are in place that provide reasonable assurance that reports of federal awards submitted to ISBE are supported by the underlying accounting records and are fairly presented in accordance with program requirements. These policies and procedures were not followed when the expenditure report was prepared and filed. 14. Recommendation: We recommend the District periodically review the itemized budget and ensure claimed expenditures fall within or file amendments as necessary for any changes. 15. Management's response: The District has agreed with the findings and recommendations as presented. The District will review the itemized budget and ensure claimed expenditures fall within the grant. See Corrective Action Plan provided by the District.
8. Criteria or specific requirement (including statutory, regulatory, or other citation): The compliance requirements for "A. Activities Allowed and Unallowed", requires the District to conform to the itemized budgets which were filed with and approved by ISBE. '9. Condition: The District did not claim expenditures in conformity with the approved detail budget. '10. Questioned Costs: N/A. '11. Context: The District incorrectly claimed $791 in payroll benefit expenditures for twenty employees under function code 2400-200. These benefits should have been reported to ISBE under function code 1000-200 instead of 2400-200 to match the function and object to where the employees salaries were reported. '12. Effect: The expenditures claimed specific to the employee's job duties paid by the District were not included in the budget line they were claimed under but were allowable under another approved budget line. The District erroneously claimed the invoice under the incorrect budget line. 13. Cause: Policies and procedures are in place that provide reasonable assurance that reports of federal awards submitted to ISBE are supported by the underlying accounting records and are fairly presented in accordance with program requirements. These policies and procedures were not followed when the expenditure report was prepared and filed. 14. Recommendation: We recommend the District periodically review the itemized budget and ensure claimed expenditures fall within or file amendments as necessary for any changes. 15. Management's response: The District has agreed with the findings and recommendations as presented. The District will review the itemized budget and ensure claimed expenditures fall within the grant. See Corrective Action Plan provided by the District.
8. Criteria or specific requirement (including statutory, regulatory, or other citation): The compliance requirements for "A. Activities Allowed and Unallowed", requires the District to conform to the itemized budgets which were filed with and approved by ISBE. '9. Condition: The District did not claim expenditures in conformity with the approved detail budget. '10. Questioned Costs: 976. '11. Context: The District incorrectly claimed expenditures that were not allowable under the approved budget. Specifically, $937 was claimed for salaries and $39 for payroll benefits related to employees performing tasks not included in the approved budget. '12. Effect: The expenditures claimed specific to the employee's job duties paid by the District were not included in the itemized budget and were not the intent of the budget line. 13. Cause: Policies and procedures are in place that provide reasonable assurance that reports of federal awards submitted to ISBE are supported by the underlying accounting records and are fairly presented in accordance with program requirements. These policies and procedures were not followed when the expenditure report was prepared and filed. 14. Recommendation: We recommend the District periodically review the itemized budget and ensure claimed expenditures fall within or file amendments as necessary for any changes. 15. Management's response: The District has agreed with the findings and recommendations as presented. The District will review the itemized budget and ensure claimed expenditures fall within the grant. See Corrective Action Plan provided by the District.
8. Criteria or specific requirement (including statutory, regulatory, or other citation):The compliance requirements for "L.Reporting" generally requires that LEA's report financial information to the pass-through entity and that those reports are accurate and supported by the underlying accounting records. '9. Condition: The District did not comply with the requirements of filing quarterly and final reports by the due dates set by ISBE for ten reports. '10. Questioned Costs: N/A. '11. Context: The District did not timely file period and quarterly expenditure reports for multiple grants. The report for period ending 8/31/23, due 9/20/23, was submitted 10/20/23 for grant 84.425C. The reports for the quarter ending 9/30/23, due 10/20/23, were submitted 10/25/23 for grant 84.425C and 12/20/23 for grants 84.027X and 84.173. The report for period ending 11/30/23, due 12/20/23, were submitted 1/24/24 for grant 84.425W. The reports for quarter ending 12/31/23, due 1/20/24, were submitted 1/22/24 for grant 84.425C and 2/6/24 for grant 84.425W. The report for quarter ending 3/31/24, due 4/20/24, were submitted 5/6/24 for grant 84.425W. The reports for quarter ending 6/30/24, due 7/20/24, were submitted 8/22/24 for grant 84.425U and 10/31/24 for grant 84.425W. '12. Effect: The District was not compliant with reporting requirements. Due to the late filing of reports, ISBE could freeze the School District's federal funds. 13. Cause: Policies and procedures are in place that provide reasonable assurance that reports of federal awards submitted to ISBE are filed in a timely manner by the due dates provided by ISBE. The District did not follow this process. 14. Recommendation: We recommend that management review its policies and procedures and implement changes to strengthen internal control over federal reporting. 15. Management's response: The District has agreed with the findings and recommendations as presented. The District will review the reporting deadlines and file reports moving forward on a timely manner by the due dates. See Corrective Action Plan provided by the District.
8. Criteria or specific requirement (including statutory, regulatory, or other citation):The compliance requirements for "L.Reporting" generally requires that LEA's report financial information to the pass-through entity and that those reports are accurate and supported by the underlying accounting records. '9. Condition: The District did not comply with the requirements of filing quarterly and final reports by the due dates set by ISBE for ten reports. '10. Questioned Costs: N/A. '11. Context: The District did not timely file period and quarterly expenditure reports for multiple grants. The report for period ending 8/31/23, due 9/20/23, was submitted 10/20/23 for grant 84.425C. The reports for the quarter ending 9/30/23, due 10/20/23, were submitted 10/25/23 for grant 84.425C and 12/20/23 for grants 84.027X and 84.173. The report for period ending 11/30/23, due 12/20/23, were submitted 1/24/24 for grant 84.425W. The reports for quarter ending 12/31/23, due 1/20/24, were submitted 1/22/24 for grant 84.425C and 2/6/24 for grant 84.425W. The report for quarter ending 3/31/24, due 4/20/24, were submitted 5/6/24 for grant 84.425W. The reports for quarter ending 6/30/24, due 7/20/24, were submitted 8/22/24 for grant 84.425U and 10/31/24 for grant 84.425W. '12. Effect: The District was not compliant with reporting requirements. Due to the late filing of reports, ISBE could freeze the School District's federal funds. 13. Cause: Policies and procedures are in place that provide reasonable assurance that reports of federal awards submitted to ISBE are filed in a timely manner by the due dates provided by ISBE. The District did not follow this process. 14. Recommendation: We recommend that management review its policies and procedures and implement changes to strengthen internal control over federal reporting. 15. Management's response: The District has agreed with the findings and recommendations as presented. The District will review the reporting deadlines and file reports moving forward on a timely manner by the due dates. See Corrective Action Plan provided by the District.
8. Criteria or specific requirement (including statutory, regulatory, or other citation):The compliance requirements for "L.Reporting" generally requires that LEA's report financial information to the pass-through entity and that those reports are accurate and supported by the underlying accounting records. '9. Condition: The District did not comply with the requirements of filing quarterly and final reports by the due dates set by ISBE for ten reports. '10. Questioned Costs: N/A. '11. Context: The District did not timely file period and quarterly expenditure reports for multiple grants. The report for period ending 8/31/23, due 9/20/23, was submitted 10/20/23 for grant 84.425C. The reports for the quarter ending 9/30/23, due 10/20/23, were submitted 10/25/23 for grant 84.425C and 12/20/23 for grants 84.027X and 84.173. The report for period ending 11/30/23, due 12/20/23, were submitted 1/24/24 for grant 84.425W. The reports for quarter ending 12/31/23, due 1/20/24, were submitted 1/22/24 for grant 84.425C and 2/6/24 for grant 84.425W. The report for quarter ending 3/31/24, due 4/20/24, were submitted 5/6/24 for grant 84.425W. The reports for quarter ending 6/30/24, due 7/20/24, were submitted 8/22/24 for grant 84.425U and 10/31/24 for grant 84.425W. '12. Effect: The District was not compliant with reporting requirements. Due to the late filing of reports, ISBE could freeze the School District's federal funds. 13. Cause: Policies and procedures are in place that provide reasonable assurance that reports of federal awards submitted to ISBE are filed in a timely manner by the due dates provided by ISBE. The District did not follow this process. 14. Recommendation: We recommend that management review its policies and procedures and implement changes to strengthen internal control over federal reporting. 15. Management's response: The District has agreed with the findings and recommendations as presented. The District will review the reporting deadlines and file reports moving forward on a timely manner by the due dates. See Corrective Action Plan provided by the District.
8. Criteria or specific requirement (including statutory, regulatory, or other citation):The compliance requirements for "L.Reporting" generally requires that LEA's report financial information to the pass-through entity and that those reports are accurate and supported by the underlying accounting records. '9. Condition: The District did not comply with the requirements of filing quarterly and final reports by the due dates set by ISBE for ten reports. '10. Questioned Costs: N/A. '11. Context: The District did not timely file period and quarterly expenditure reports for multiple grants. The report for period ending 8/31/23, due 9/20/23, was submitted 10/20/23 for grant 84.425C. The reports for the quarter ending 9/30/23, due 10/20/23, were submitted 10/25/23 for grant 84.425C and 12/20/23 for grants 84.027X and 84.173. The report for period ending 11/30/23, due 12/20/23, were submitted 1/24/24 for grant 84.425W. The reports for quarter ending 12/31/23, due 1/20/24, were submitted 1/22/24 for grant 84.425C and 2/6/24 for grant 84.425W. The report for quarter ending 3/31/24, due 4/20/24, were submitted 5/6/24 for grant 84.425W. The reports for quarter ending 6/30/24, due 7/20/24, were submitted 8/22/24 for grant 84.425U and 10/31/24 for grant 84.425W. '12. Effect: The District was not compliant with reporting requirements. Due to the late filing of reports, ISBE could freeze the School District's federal funds. 13. Cause: Policies and procedures are in place that provide reasonable assurance that reports of federal awards submitted to ISBE are filed in a timely manner by the due dates provided by ISBE. The District did not follow this process. 14. Recommendation: We recommend that management review its policies and procedures and implement changes to strengthen internal control over federal reporting. 15. Management's response: The District has agreed with the findings and recommendations as presented. The District will review the reporting deadlines and file reports moving forward on a timely manner by the due dates. See Corrective Action Plan provided by the District.
8. Criteria or specific requirement (including statutory, regulatory, or other citation):The compliance requirements for "L.Reporting" generally requires that LEA's report financial information to the pass-through entity and that those reports are accurate and supported by the underlying accounting records. '9. Condition: The District did not comply with the requirements of filing quarterly and final reports by the due dates set by ISBE for ten reports. '10. Questioned Costs: N/A. '11. Context: The District did not timely file period and quarterly expenditure reports for multiple grants. The report for period ending 8/31/23, due 9/20/23, was submitted 10/20/23 for grant 84.425C. The reports for the quarter ending 9/30/23, due 10/20/23, were submitted 10/25/23 for grant 84.425C and 12/20/23 for grants 84.027X and 84.173. The report for period ending 11/30/23, due 12/20/23, were submitted 1/24/24 for grant 84.425W. The reports for quarter ending 12/31/23, due 1/20/24, were submitted 1/22/24 for grant 84.425C and 2/6/24 for grant 84.425W. The report for quarter ending 3/31/24, due 4/20/24, were submitted 5/6/24 for grant 84.425W. The reports for quarter ending 6/30/24, due 7/20/24, were submitted 8/22/24 for grant 84.425U and 10/31/24 for grant 84.425W. '12. Effect: The District was not compliant with reporting requirements. Due to the late filing of reports, ISBE could freeze the School District's federal funds. 13. Cause: Policies and procedures are in place that provide reasonable assurance that reports of federal awards submitted to ISBE are filed in a timely manner by the due dates provided by ISBE. The District did not follow this process. 14. Recommendation: We recommend that management review its policies and procedures and implement changes to strengthen internal control over federal reporting. 15. Management's response: The District has agreed with the findings and recommendations as presented. The District will review the reporting deadlines and file reports moving forward on a timely manner by the due dates. See Corrective Action Plan provided by the District.
8. Criteria or specific requirement (including statutory, regulatory, or other citation): The compliance requirements for "L. Reporting", requires the District to maintain accurate accounting records for grant expenditures. In addition, per subpart D (Post Federal Award Requirements), § 200.302, the underlying accounts records must be adequately documented and consistent with the terms and conditions of the grant. '9. Condition: The District claimed expenditures that did not agree with their underlying accounting records. '10. Questioned Costs: 6362. '11. Context: During compliance testing of the District's accounting records to the expenditure report filed with the Illinois State Board of Education, we noted the District overclaimed $6,362 of expenditures at 6/30/24. Upon review of the general ledger and quarterly expenditure report, it was determined that the District erroneously overstated their claim amount on one function object code by a cumulative amount of $6,362. under 2550-300, total expenditures were $4,573 but District claimed $10,935, resulting in an overclaim of $6,362. '12. Effect: The District was not compliant with reporting requirements. Inaccurate reporting resulted in the District being reimbursed for an additional $6,362 as of 6/30/24. 13. Cause: Policies and procedures are in place that provide reasonable assurance that reports of federal awards submitted to ISBE are supported by the underlying accounting records and are fairly presented in accordance with program requirements. These policies and procedures were not followed when the expenditure report was prepared and filed. 14. Recommendation: We recommend the District periodically review the itemized budget and ensure claimed expenditures fall within or file amendments as necessary for any changes. 15. Management's response: The District has agreed with the findings and recommendations as presented. The District will review the itemized budget and ensure claimed expenditures fall within the grant. See Corrective Action Plan provided by the District.
8. Criteria or specific requirement (including statutory, regulatory, or other citation): The compliance requirements for "L. Reporting", requires the District to maintain accurate accounting records for grant expenditures. In addition, per subpart D (Post Federal Award Requirements), § 200.302, the underlying accounts records must be adequately documented and consistent with the terms and conditions of the grant. '9. Condition: The District claimed expenditures that did not agree with their underlying accounting records. '10. Questioned Costs: 110867. '11. Context: During compliance testing of the District’s accounting records in comparison to the expenditure reports filed with the Illinois State Board of Education, it was noted that the District overclaimed a total of $110,867 in expenditures as of June 30, 2024. The following discrepancies were identified: Function 1000-300: The District claimed $50,148 on the quarterly report filed as of 6/30/24. This amount could not be traced to the accounting records as of that date, resulting in an overclaim of $50,148. Function 1000-200: The District claimed $107,470 on the final report filed 9/30/24. Supporting expenditures could only be provided for $67,752, resulting in an overclaim of $39,718. Function 2130-100: The District claimed $10,440 on the final report filed 9/30/24. Supporting expenditures could only be provided for $10,200, resulting in an overclaim of $240. Function 2130-200: The District claimed $1,054 on the final report filed 9/30/24. Supporting expenditures could only be provided for $709, resulting in an overclaim of $345. Function 2400-100: The District claimed $44,160 on the final report filed 9/30/24. Supporting expenditures could only be provided for $37,960, resulting in an overclaim of $6,200. Function 2660-300: The District claimed $1,711,854 on the final report filed 9/30/24 for expenditures as of 6/30/24. Supporting expenditures could only be provided for $1,697,638, resulting in an overclaim of $14,216. '12. Effect: The District was not compliant with reporting requirements. Inaccurate reporting resulted in the District being reimbursed for an additional $110,867 as of 6/30/24. 13. Cause: Policies and procedures are in place that provide reasonable assurance that reports of federal awards submitted to ISBE are supported by the underlying accounting records and are fairly presented in accordance with program requirements. These policies and procedures were not followed when the expenditure report was prepared and filed. 14. Recommendation: We recommend the District periodically review the itemized budget and ensure claimed expenditures fall within or file amendments as necessary for any changes. 15. Management's response: The District has agreed with the findings and recommendations as presented. The District will review the itemized budget and ensure claimed expenditures fall within the grant. See Corrective Action Plan provided by the District.
8. Criteria or specific requirement (including statutory, regulatory, or other citation): The compliance requirements for "A. Activities Allowed and Unallowed", requires the District to conform to the itemized budgets which were filed with and approved by ISBE. '9. Condition: The District did not claim expenditures in conformity with the approved detail budget. '10. Questioned Costs: N/A. '11. Context: The District claimed an expenditure in error under function code 2660 when it should have been claimed under function 2630. The amount in question was $23,532 paid to Sentinel Technologies for telephone infrastructure. '12. Effect: The goods purchased by the District were not included in the budget line they were claimed under but were allowable under another approved budget line. The District erroneously claimed the invoice under the incorrect budget line. 13. Cause: Policies and procedures are in place that provide reasonable assurance that reports of federal awards submitted to ISBE are supported by the underlying accounting records and are fairly presented in accordance with program requirements. These policies and procedures were not followed when the expenditure report was prepared and filed. 14. Recommendation: We recommend the District periodically review the itemized budget and ensure claimed expenditures fall within or file amendments as necessary for any changes. 15. Management's response: The District has agreed with the findings and recommendations as presented. The District will review the itemized budget and ensure claimed expenditures fall within the grant. See Corrective Action Plan provided by the District.
8. Criteria or specific requirement (including statutory, regulatory, or other citation): The compliance requirements for "A. Activities Allowed and Unallowed", requires the District to conform to the itemized budgets which were filed with and approved by ISBE. '9. Condition: The District did not claim expenditures in conformity with the approved detail budget. '10. Questioned Costs: 19718. '11. Context: The District claimed expenditures in error which were not allowable expenditures per the approved budget for fourteen invoices totaling $19,718. The invoices were for cancellation fees, travel costs, and meals paid to multiple vendors which were not allowed under the budget. '12. Effect: The expenditures claimed by the District were not included in the itemized budget and were not the intent of the budget line. 13. Cause: Policies and procedures are in place that provide reasonable assurance that reports of federal awards submitted to ISBE are supported by the underlying accounting records and are fairly presented in accordance with program requirements. These policies and procedures were not followed when the expenditure report was prepared and filed. 14. Recommendation: We recommend the District periodically review the itemized budget and ensure claimed expenditures fall within or file amendments as necessary for any changes. 15. Management's response: The District has agreed with the findings and recommendations as presented. The District will review the itemized budget and ensure claimed expenditures fall within the grant. See Corrective Action Plan provided by the District.
8. Criteria or specific requirement (including statutory, regulatory, or other citation): The compliance requirements for "A. Activities Allowed and Unallowed", requires the District to conform to the itemized budgets which were filed with and approved by ISBE. '9. Condition: The District did not claim expenditures in conformity with the approved detail budget. '10. Questioned Costs: N/A. '11. Context: The District incorrectly claimed $791 in payroll benefit expenditures for twenty employees under function code 2400-200. These benefits should have been reported to ISBE under function code 1000-200 instead of 2400-200 to match the function and object to where the employees salaries were reported. '12. Effect: The expenditures claimed specific to the employee's job duties paid by the District were not included in the budget line they were claimed under but were allowable under another approved budget line. The District erroneously claimed the invoice under the incorrect budget line. 13. Cause: Policies and procedures are in place that provide reasonable assurance that reports of federal awards submitted to ISBE are supported by the underlying accounting records and are fairly presented in accordance with program requirements. These policies and procedures were not followed when the expenditure report was prepared and filed. 14. Recommendation: We recommend the District periodically review the itemized budget and ensure claimed expenditures fall within or file amendments as necessary for any changes. 15. Management's response: The District has agreed with the findings and recommendations as presented. The District will review the itemized budget and ensure claimed expenditures fall within the grant. See Corrective Action Plan provided by the District.
8. Criteria or specific requirement (including statutory, regulatory, or other citation): The compliance requirements for "A. Activities Allowed and Unallowed", requires the District to conform to the itemized budgets which were filed with and approved by ISBE. '9. Condition: The District did not claim expenditures in conformity with the approved detail budget. '10. Questioned Costs: 976. '11. Context: The District incorrectly claimed expenditures that were not allowable under the approved budget. Specifically, $937 was claimed for salaries and $39 for payroll benefits related to employees performing tasks not included in the approved budget. '12. Effect: The expenditures claimed specific to the employee's job duties paid by the District were not included in the itemized budget and were not the intent of the budget line. 13. Cause: Policies and procedures are in place that provide reasonable assurance that reports of federal awards submitted to ISBE are supported by the underlying accounting records and are fairly presented in accordance with program requirements. These policies and procedures were not followed when the expenditure report was prepared and filed. 14. Recommendation: We recommend the District periodically review the itemized budget and ensure claimed expenditures fall within or file amendments as necessary for any changes. 15. Management's response: The District has agreed with the findings and recommendations as presented. The District will review the itemized budget and ensure claimed expenditures fall within the grant. See Corrective Action Plan provided by the District.