Audit 361005

FY End
2024-09-30
Total Expended
$136.13M
Findings
0
Programs
7
Organization: Associated Universities, Inc. (DC)
Year: 2024 Accepted: 2025-06-30
Auditor: Rsm US LLP

Organization Exclusion Status:

Checking exclusion status...

Findings

No findings recorded

Programs

ALN Program Spent Major Findings
47.049 Mathematical and Physical Sciences $221,555 Yes 0
47.083 Integrative Activities $173,434 Yes 0
47.041 Engineering $95,864 Yes 0
12.300 Basic and Applied Scientific Research $56,945 Yes 0
43.008 Office of Stem Engagement (ostem) $5,506 Yes 0
47.076 Stem Education (formerly Education and Human Resources) $5,197 Yes 0
43.001 Science $4,501 Yes 0

Contacts

Name Title Type
NZBMKZMW68N3 Mark MacKey Auditee
2022985942 Thomas J. Sneeringer Auditor
No contacts on file

Notes to SEFA

Title: Basis of Presentation Accounting Policies: Expenditures reported on the Schedule are reported on the accrual basis of accounting. Such expenditures are recognized following the cost principles contained in the Uniform Guidance, wherein certain types of expenditures are not allowable or are limited as to reimbursement. De Minimis Rate Used: N Rate Explanation: AUI has elected not to use the 10% de minimis indirect cost rate allowed under the Uniform Guidance. The accompanying schedule of expenditures of federal awards (the Schedule) includes the federal award activity of Associated Universities, Inc. (AUI) under programs of the federal government for the year ended September 30, 2024. The information in this Schedule is presented in accordance with the requirements of Title 2 U.S. Code of Federal Regulations Part 200, Uniform Administrative Requirements, Cost Principles, and Audit Requirements for Federal Awards (Uniform Guidance). Because the Schedule presents only a selected portion of the operations of AUI, it is not intended to and does not present the financial position, changes in net assets or cash flows of AUI. The reimbursement of indirect costs reflected in the accompanying financial statements as federal awards revenue is subject to final approval by federal grantors and could be adjusted upon the results of these reviews. Management believes that the results of any such adjustment will not be material to AUI’s financial position or change in net assets.
Title: Summary of Significant Accounting Policies Accounting Policies: Expenditures reported on the Schedule are reported on the accrual basis of accounting. Such expenditures are recognized following the cost principles contained in the Uniform Guidance, wherein certain types of expenditures are not allowable or are limited as to reimbursement. De Minimis Rate Used: N Rate Explanation: AUI has elected not to use the 10% de minimis indirect cost rate allowed under the Uniform Guidance. Expenditures reported on the Schedule are reported on the accrual basis of accounting. Such expenditures are recognized following the cost principles contained in the Uniform Guidance, wherein certain types of expenditures are not allowable or are limited as to reimbursement.
Title: Indirect Cost Rate Accounting Policies: Expenditures reported on the Schedule are reported on the accrual basis of accounting. Such expenditures are recognized following the cost principles contained in the Uniform Guidance, wherein certain types of expenditures are not allowable or are limited as to reimbursement. De Minimis Rate Used: N Rate Explanation: AUI has elected not to use the 10% de minimis indirect cost rate allowed under the Uniform Guidance. AUI has elected not to use the 10% de minimis indirect cost rate allowed under the Uniform Guidance.
Title: Assistance Listings Accounting Policies: Expenditures reported on the Schedule are reported on the accrual basis of accounting. Such expenditures are recognized following the cost principles contained in the Uniform Guidance, wherein certain types of expenditures are not allowable or are limited as to reimbursement. De Minimis Rate Used: N Rate Explanation: AUI has elected not to use the 10% de minimis indirect cost rate allowed under the Uniform Guidance. As a federally funded research and development center, all of AUI’s federal awards have been attributed to the Research and Development Cluster. The following summarized assistance listings from the schedule of federal expenditures are included in AUI’s Research and Development Cluster for the year ended September 30, 2024: [SEE TABLE IN NOTE 4 TO THE SEFA]