Audit 357642

FY End
2024-09-30
Total Expended
$47.31M
Findings
8
Programs
36
Year: 2024 Accepted: 2025-05-30
Auditor: Abip PC

Organization Exclusion Status:

Checking exclusion status...

Findings

ID Ref Severity Repeat Requirement
562048 2024-003 Material Weakness Yes L
562049 2024-003 Material Weakness Yes L
562050 2024-003 Material Weakness Yes L
562051 2024-003 Material Weakness Yes L
1138490 2024-003 Material Weakness Yes L
1138491 2024-003 Material Weakness Yes L
1138492 2024-003 Material Weakness Yes L
1138493 2024-003 Material Weakness Yes L

Programs

ALN Program Spent Major Findings
93.917 Hiv Care Formula Grants $4.40M - 0
93.596 Child Care Mandatory and Matching Funds of the Child Care and Development Fund $2.16M - 0
14.241 Housing Opportunities for Persons with Aids $1.91M Yes 0
84.002 Adult Education - Basic Grants to States $1.05M - 0
14.879 Mainstream Vouchers $580,141 Yes 1
17.278 Wioa Dislocated Worker Formula Grants $570,096 - 0
17.259 Wioa Youth Activities $549,828 - 0
93.575 Child Care and Development Block Grant $506,653 - 0
14.896 Family Self-Sufficiency Program $409,875 - 0
93.044 Special Programs for the Aging, Title Iii, Part B, Grants for Supportive Services and Senior Centers $263,583 - 0
97.067 Homeland Security Grant Program $163,994 - 0
17.225 Unemployment Insurance $153,580 - 0
21.027 Coronavirus State and Local Fiscal Recovery Funds $152,768 - 0
93.045 Special Programs for the Aging, Title Iii, Part C, Nutrition Services $136,026 - 0
10.561 State Administrative Matching Grants for the Supplemental Nutrition Assistance Program $108,044 - 0
11.302 Economic Development Support for Planning Organizations $66,402 - 0
93.053 Nutrition Services Incentive Program $63,982 - 0
93.590 Community-Based Child Abuse Prevention Grants $49,875 - 0
93.052 National Family Caregiver Support, Title Iii, Part E $42,308 - 0
93.324 State Health Insurance Assistance Program $37,733 - 0
93.558 Temporary Assistance for Needy Families $35,000 - 0
10.557 Wic Special Supplemental Nutrition Program for Women, Infants, and Children $34,912 Yes 0
93.071 Medicare Enrollment Assistance Program $33,907 - 0
14.871 Section 8 Housing Choice Vouchers $28,576 Yes 1
20.505 Metropolitan Transportation Planning and State and Non-Metropolitan Planning and Research $27,193 - 0
93.667 Social Services Block Grant $22,051 - 0
97.109 Disaster Housing Assistance Grant $21,362 - 0
17.207 Employment Service/wagner-Peyser Funded Activities $13,448 - 0
14.228 Community Development Block Grants/state's Program and Non-Entitlement Grants in Hawaii $9,677 - 0
93.043 Special Programs for the Aging, Title Iii, Part D, Disease Prevention and Health Promotion Services $8,328 - 0
17.801 Jobs for Veterans State Grants $7,177 - 0
93.042 Special Programs for the Aging, Title Vii, Chapter 2, Long Term Care Ombudsman Services for Older Individuals $6,324 - 0
93.747 Elder Abuse Prevention Interventions Program $5,000 - 0
93.041 Special Programs for the Aging, Title Vii, Chapter 3, Programs for Prevention of Elder Abuse, Neglect, and Exploitation $2,957 - 0
17.258 Wioa Adult Program $779 - 0
93.791 Money Follows the Person Rebalancing Demonstration $590 - 0

Contacts

Name Title Type
TV2NXRHNVNG8 Janet Dudding Auditee
9795952801 Janet Pitman Auditor
No contacts on file

Notes to SEFA

Title: GENERAL Accounting Policies: Brazos Valley Council of Government’s (the “Council”) reporting entity is defined in Note 1 of the basic financial statements. The Council, for purposes of the supplementary schedule of expenditures of federal and state awards (SEFSA), includes all the funds of the primary government as defined by Governmental Accounting Standards Board (GASB) pronouncements. It does not include amounts related to Brazos Valley Community Action Programs, a discretely presented component unit, which also receives federal financial assistance but separately satisfies the audit requirements of OMB Uniform Guidance and Texas Grant Management Standards. Federal and state awards received directly from federal and state agencies, as well as federal awards passed through other government agencies, are included on the SEFSA. The Schedule of Expenditures of Federal and State Awards is presented using the modified accrual basis of accounting. The modified accrual basis of accounting is described in Note 1 of the basic financial statements. De Minimis Rate Used: N Rate Explanation: The Council has elected not to use the de minimis indirect cost rate as allowed in the Uniform Guidance. Brazos Valley Council of Government’s (the “Council”) reporting entity is defined in Note 1 of the basic financial statements. The Council, for purposes of the supplementary schedule of expenditures of federa and state awards (SEFSA), includes all the funds of the primary government as defined by Governmental Accounting Standards Board (GASB) pronouncements. It does not include amounts related to Brazos Valley Community Action Programs, a discretely presented component unit, which also receives federal financial assistance but separately satisfies the audit requirements of OMB Uniform Guidance and Texas Grant Management Standards. Federal and state awards received directly from federal and state agencies, as well as federal awards passed through other government agencies, are included on the SEFSA.
Title: BASIS OF ACCOUNTING Accounting Policies: Brazos Valley Council of Government’s (the “Council”) reporting entity is defined in Note 1 of the basic financial statements. The Council, for purposes of the supplementary schedule of expenditures of federal and state awards (SEFSA), includes all the funds of the primary government as defined by Governmental Accounting Standards Board (GASB) pronouncements. It does not include amounts related to Brazos Valley Community Action Programs, a discretely presented component unit, which also receives federal financial assistance but separately satisfies the audit requirements of OMB Uniform Guidance and Texas Grant Management Standards. Federal and state awards received directly from federal and state agencies, as well as federal awards passed through other government agencies, are included on the SEFSA. The Schedule of Expenditures of Federal and State Awards is presented using the modified accrual basis of accounting. The modified accrual basis of accounting is described in Note 1 of the basic financial statements. De Minimis Rate Used: N Rate Explanation: The Council has elected not to use the de minimis indirect cost rate as allowed in the Uniform Guidance. The Schedule of Expenditures of Federal and State Awards is presented using the modified accrual basis of accounting. The modified accrual basis of accounting is described in Note 1 of the basic financial statements.
Title: INDIRECT COSTS Accounting Policies: Brazos Valley Council of Government’s (the “Council”) reporting entity is defined in Note 1 of the basic financial statements. The Council, for purposes of the supplementary schedule of expenditures of federal and state awards (SEFSA), includes all the funds of the primary government as defined by Governmental Accounting Standards Board (GASB) pronouncements. It does not include amounts related to Brazos Valley Community Action Programs, a discretely presented component unit, which also receives federal financial assistance but separately satisfies the audit requirements of OMB Uniform Guidance and Texas Grant Management Standards. Federal and state awards received directly from federal and state agencies, as well as federal awards passed through other government agencies, are included on the SEFSA. The Schedule of Expenditures of Federal and State Awards is presented using the modified accrual basis of accounting. The modified accrual basis of accounting is described in Note 1 of the basic financial statements. De Minimis Rate Used: N Rate Explanation: The Council has elected not to use the de minimis indirect cost rate as allowed in the Uniform Guidance. The Council has elected not to use the de minimis indirect cost rate as allowed in the Uniform Guidance.
Title: NEGATIVE AMOUNTS Accounting Policies: Brazos Valley Council of Government’s (the “Council”) reporting entity is defined in Note 1 of the basic financial statements. The Council, for purposes of the supplementary schedule of expenditures of federal and state awards (SEFSA), includes all the funds of the primary government as defined by Governmental Accounting Standards Board (GASB) pronouncements. It does not include amounts related to Brazos Valley Community Action Programs, a discretely presented component unit, which also receives federal financial assistance but separately satisfies the audit requirements of OMB Uniform Guidance and Texas Grant Management Standards. Federal and state awards received directly from federal and state agencies, as well as federal awards passed through other government agencies, are included on the SEFSA. The Schedule of Expenditures of Federal and State Awards is presented using the modified accrual basis of accounting. The modified accrual basis of accounting is described in Note 1 of the basic financial statements. De Minimis Rate Used: N Rate Explanation: The Council has elected not to use the de minimis indirect cost rate as allowed in the Uniform Guidance. Due to a revision in the allocation of certain costs, the grantor has retroactively allocated certain grant expenditures. As a result of this, the affected grants reflect a negative balance on the current SEFSA.
Title: RECONCILICATION TO BASIC FINANCIAL STATEMENTS Accounting Policies: Brazos Valley Council of Government’s (the “Council”) reporting entity is defined in Note 1 of the basic financial statements. The Council, for purposes of the supplementary schedule of expenditures of federal and state awards (SEFSA), includes all the funds of the primary government as defined by Governmental Accounting Standards Board (GASB) pronouncements. It does not include amounts related to Brazos Valley Community Action Programs, a discretely presented component unit, which also receives federal financial assistance but separately satisfies the audit requirements of OMB Uniform Guidance and Texas Grant Management Standards. Federal and state awards received directly from federal and state agencies, as well as federal awards passed through other government agencies, are included on the SEFSA. The Schedule of Expenditures of Federal and State Awards is presented using the modified accrual basis of accounting. The modified accrual basis of accounting is described in Note 1 of the basic financial statements. De Minimis Rate Used: N Rate Explanation: The Council has elected not to use the de minimis indirect cost rate as allowed in the Uniform Guidance. A reconciliation of the SEFSA to federal and state grant revenues reported in the basic financials statements is as follows: See notes to SEFA for chart/table.

Finding Details

Finding 2024-003 Assistance Listing Numbers: 14.871, 14.879 – Housing Voucher Cluster U.S. Department of Housing and Urban Development Type of Finding: Material Weakness in Internal Control over Compliance and Noncompliance Compliance Requirement: Reporting Criteria As a recipient of funding from U.S. Department of Housing and Urban Development (HUD) under the Housing Voucher Cluster, the Council is required to submit timely GAAP-based unaudited and audited financial information electronically to HUD. Condition The Council submitted its fiscal year 2023 audited financial information on July 18, 2024, which is after its required due date, June 30, 2024; and the Council had not submitted its unaudited financial information for fiscal year 2024, which was due on November 30, 2024, as of the end of our audit. Cause The Council’s internal control over compliance with the reporting requirement for the Housing Voucher Cluster program is inadequate to ensure timely submission of the required financial information. Effect or Potential Effect As a result of the deficiency in internal control over compliance over reporting, the Council is not in compliance with the financial reporting due dates of the Housing Voucher Cluster program. Recommendation We recommend that Council’s management evaluate and improve its controls over the reporting requirements of the Housing Voucher Cluster program to help ensure compliance with the requirements. Views of Responsible Officials and Planned Corrective Action Plan See corrective action plan.
Finding 2024-003 Assistance Listing Numbers: 14.871, 14.879 – Housing Voucher Cluster U.S. Department of Housing and Urban Development Type of Finding: Material Weakness in Internal Control over Compliance and Noncompliance Compliance Requirement: Reporting Criteria As a recipient of funding from U.S. Department of Housing and Urban Development (HUD) under the Housing Voucher Cluster, the Council is required to submit timely GAAP-based unaudited and audited financial information electronically to HUD. Condition The Council submitted its fiscal year 2023 audited financial information on July 18, 2024, which is after its required due date, June 30, 2024; and the Council had not submitted its unaudited financial information for fiscal year 2024, which was due on November 30, 2024, as of the end of our audit. Cause The Council’s internal control over compliance with the reporting requirement for the Housing Voucher Cluster program is inadequate to ensure timely submission of the required financial information. Effect or Potential Effect As a result of the deficiency in internal control over compliance over reporting, the Council is not in compliance with the financial reporting due dates of the Housing Voucher Cluster program. Recommendation We recommend that Council’s management evaluate and improve its controls over the reporting requirements of the Housing Voucher Cluster program to help ensure compliance with the requirements. Views of Responsible Officials and Planned Corrective Action Plan See corrective action plan.
Finding 2024-003 Assistance Listing Numbers: 14.871, 14.879 – Housing Voucher Cluster U.S. Department of Housing and Urban Development Type of Finding: Material Weakness in Internal Control over Compliance and Noncompliance Compliance Requirement: Reporting Criteria As a recipient of funding from U.S. Department of Housing and Urban Development (HUD) under the Housing Voucher Cluster, the Council is required to submit timely GAAP-based unaudited and audited financial information electronically to HUD. Condition The Council submitted its fiscal year 2023 audited financial information on July 18, 2024, which is after its required due date, June 30, 2024; and the Council had not submitted its unaudited financial information for fiscal year 2024, which was due on November 30, 2024, as of the end of our audit. Cause The Council’s internal control over compliance with the reporting requirement for the Housing Voucher Cluster program is inadequate to ensure timely submission of the required financial information. Effect or Potential Effect As a result of the deficiency in internal control over compliance over reporting, the Council is not in compliance with the financial reporting due dates of the Housing Voucher Cluster program. Recommendation We recommend that Council’s management evaluate and improve its controls over the reporting requirements of the Housing Voucher Cluster program to help ensure compliance with the requirements. Views of Responsible Officials and Planned Corrective Action Plan See corrective action plan.
Finding 2024-003 Assistance Listing Numbers: 14.871, 14.879 – Housing Voucher Cluster U.S. Department of Housing and Urban Development Type of Finding: Material Weakness in Internal Control over Compliance and Noncompliance Compliance Requirement: Reporting Criteria As a recipient of funding from U.S. Department of Housing and Urban Development (HUD) under the Housing Voucher Cluster, the Council is required to submit timely GAAP-based unaudited and audited financial information electronically to HUD. Condition The Council submitted its fiscal year 2023 audited financial information on July 18, 2024, which is after its required due date, June 30, 2024; and the Council had not submitted its unaudited financial information for fiscal year 2024, which was due on November 30, 2024, as of the end of our audit. Cause The Council’s internal control over compliance with the reporting requirement for the Housing Voucher Cluster program is inadequate to ensure timely submission of the required financial information. Effect or Potential Effect As a result of the deficiency in internal control over compliance over reporting, the Council is not in compliance with the financial reporting due dates of the Housing Voucher Cluster program. Recommendation We recommend that Council’s management evaluate and improve its controls over the reporting requirements of the Housing Voucher Cluster program to help ensure compliance with the requirements. Views of Responsible Officials and Planned Corrective Action Plan See corrective action plan.
Finding 2024-003 Assistance Listing Numbers: 14.871, 14.879 – Housing Voucher Cluster U.S. Department of Housing and Urban Development Type of Finding: Material Weakness in Internal Control over Compliance and Noncompliance Compliance Requirement: Reporting Criteria As a recipient of funding from U.S. Department of Housing and Urban Development (HUD) under the Housing Voucher Cluster, the Council is required to submit timely GAAP-based unaudited and audited financial information electronically to HUD. Condition The Council submitted its fiscal year 2023 audited financial information on July 18, 2024, which is after its required due date, June 30, 2024; and the Council had not submitted its unaudited financial information for fiscal year 2024, which was due on November 30, 2024, as of the end of our audit. Cause The Council’s internal control over compliance with the reporting requirement for the Housing Voucher Cluster program is inadequate to ensure timely submission of the required financial information. Effect or Potential Effect As a result of the deficiency in internal control over compliance over reporting, the Council is not in compliance with the financial reporting due dates of the Housing Voucher Cluster program. Recommendation We recommend that Council’s management evaluate and improve its controls over the reporting requirements of the Housing Voucher Cluster program to help ensure compliance with the requirements. Views of Responsible Officials and Planned Corrective Action Plan See corrective action plan.
Finding 2024-003 Assistance Listing Numbers: 14.871, 14.879 – Housing Voucher Cluster U.S. Department of Housing and Urban Development Type of Finding: Material Weakness in Internal Control over Compliance and Noncompliance Compliance Requirement: Reporting Criteria As a recipient of funding from U.S. Department of Housing and Urban Development (HUD) under the Housing Voucher Cluster, the Council is required to submit timely GAAP-based unaudited and audited financial information electronically to HUD. Condition The Council submitted its fiscal year 2023 audited financial information on July 18, 2024, which is after its required due date, June 30, 2024; and the Council had not submitted its unaudited financial information for fiscal year 2024, which was due on November 30, 2024, as of the end of our audit. Cause The Council’s internal control over compliance with the reporting requirement for the Housing Voucher Cluster program is inadequate to ensure timely submission of the required financial information. Effect or Potential Effect As a result of the deficiency in internal control over compliance over reporting, the Council is not in compliance with the financial reporting due dates of the Housing Voucher Cluster program. Recommendation We recommend that Council’s management evaluate and improve its controls over the reporting requirements of the Housing Voucher Cluster program to help ensure compliance with the requirements. Views of Responsible Officials and Planned Corrective Action Plan See corrective action plan.
Finding 2024-003 Assistance Listing Numbers: 14.871, 14.879 – Housing Voucher Cluster U.S. Department of Housing and Urban Development Type of Finding: Material Weakness in Internal Control over Compliance and Noncompliance Compliance Requirement: Reporting Criteria As a recipient of funding from U.S. Department of Housing and Urban Development (HUD) under the Housing Voucher Cluster, the Council is required to submit timely GAAP-based unaudited and audited financial information electronically to HUD. Condition The Council submitted its fiscal year 2023 audited financial information on July 18, 2024, which is after its required due date, June 30, 2024; and the Council had not submitted its unaudited financial information for fiscal year 2024, which was due on November 30, 2024, as of the end of our audit. Cause The Council’s internal control over compliance with the reporting requirement for the Housing Voucher Cluster program is inadequate to ensure timely submission of the required financial information. Effect or Potential Effect As a result of the deficiency in internal control over compliance over reporting, the Council is not in compliance with the financial reporting due dates of the Housing Voucher Cluster program. Recommendation We recommend that Council’s management evaluate and improve its controls over the reporting requirements of the Housing Voucher Cluster program to help ensure compliance with the requirements. Views of Responsible Officials and Planned Corrective Action Plan See corrective action plan.
Finding 2024-003 Assistance Listing Numbers: 14.871, 14.879 – Housing Voucher Cluster U.S. Department of Housing and Urban Development Type of Finding: Material Weakness in Internal Control over Compliance and Noncompliance Compliance Requirement: Reporting Criteria As a recipient of funding from U.S. Department of Housing and Urban Development (HUD) under the Housing Voucher Cluster, the Council is required to submit timely GAAP-based unaudited and audited financial information electronically to HUD. Condition The Council submitted its fiscal year 2023 audited financial information on July 18, 2024, which is after its required due date, June 30, 2024; and the Council had not submitted its unaudited financial information for fiscal year 2024, which was due on November 30, 2024, as of the end of our audit. Cause The Council’s internal control over compliance with the reporting requirement for the Housing Voucher Cluster program is inadequate to ensure timely submission of the required financial information. Effect or Potential Effect As a result of the deficiency in internal control over compliance over reporting, the Council is not in compliance with the financial reporting due dates of the Housing Voucher Cluster program. Recommendation We recommend that Council’s management evaluate and improve its controls over the reporting requirements of the Housing Voucher Cluster program to help ensure compliance with the requirements. Views of Responsible Officials and Planned Corrective Action Plan See corrective action plan.