Audit 354980

FY End
2024-12-31
Total Expended
$4.51M
Findings
8
Programs
1
Year: 2024 Accepted: 2025-04-29

Organization Exclusion Status:

Checking exclusion status...

Findings

ID Ref Severity Repeat Requirement
558097 2024-001 Significant Deficiency Yes L
558098 2024-002 Significant Deficiency Yes N
558099 2024-001 Significant Deficiency Yes L
558100 2024-002 Significant Deficiency Yes N
1134539 2024-001 Significant Deficiency Yes L
1134540 2024-002 Significant Deficiency Yes N
1134541 2024-001 Significant Deficiency Yes L
1134542 2024-002 Significant Deficiency Yes N

Programs

ALN Program Spent Major Findings
14.157 Supportive Housing for the Elderly $132,265 Yes 2

Contacts

Name Title Type
CJPLE1AUB9M5 Richie Rojek Auditee
3366441262 Christopher J. Petesch Auditor
No contacts on file

Notes to SEFA

Title: Note 3 Accounting Policies: The schedule of expenditures of federal awards is prepared on the accrual basis of accounting. De Minimis Rate Used: N Rate Explanation: The Corporation has elected to not use the 10% de minimis cost rate. The balance of the HUD Section 202 capital advance at December 31, 2024 is $4,376,500

Finding Details

Finding reference number: 2024-001 Assistance Listing (Federal award identification number and year): Supportive Housing for the Elderly, Assistance Listing 14.157 (061-EE125 and 2008) Auditor non-compliance code: Z - Other Finding resolution status: In Process Universe population size: The universe population size is not applicable to the finding. Sample size information: The sample size information is not applicable to the finding. Statistically valid sample: N/A Name of Federal agency: U.S. Department of Housing and Urban Development Pass-through entity: N/A Questioned costs: N/A Statement of condition 2024-001: The Corporation has not filed the 2017, 2018, 2019, 2020, 2021, 2022, or 2023 federal income tax returns. Criteria: HUD Section 202 Capital Advances are available to not-for-profit owners. Effect: The Corporation is not in compliance with the terms of the HUD Regulatory Agreement. As of December 31, 2024, the Corporation's status as a not-for-profit entity has been revoked. Cause: The Board of Directions failed to provide the information required to complete the tax returns on a timely basis. Recommendation: Tax returns should be filed on a timely basis and all delinquent tax returns should be filed as soon as possible. Completion Date: In Process Management's response: Agree. Management and the Board of Directors are taking steps to file the previous tax returns and have the Corporation's not-for-profit designation reinstated.
Finding reference number: 2024-002 Assistance Listing (Federal award identification number and year): Supportive Housing for the Elderly, Assistance Listing 14.157 (061-EE125 and 2008) Auditor non-compliance code: N – Reserve for Replacements Deposits Finding resolution status: In Process Universe population size: The universe population size is not applicable to the finding. Sample size information: The sample size information is not applicable to the finding. Statistically valid sample: N/A Name of Federal agency: U.S. Department of Housing and Urban Development Pass-through entity: N/A Questioned costs: $53,350 Statement of condition 2024-002: During prior years, the Board of Directors disbursed funds from the replacement reserve to fund development of other housing developments. Effective June 10, 2022, the Board of Directors entered into a repayment agreement with HUD to return funds to the Corporation. The agreement required $3,000 and $6,950, respectively, to be returned to the Corporation during the years ended December 31, 2024 and 2023. The Board of Directors returned $250 and $1,400, respectively, during the years ended December 31, 2024 and 2023. At December 31, 2024 and 2023, the Board of Directors owes $53,350 and $54,750, respectively, to the Corporation. Criteria: Pursuant to the HUD Regulatory Agreement, the Corporation shall not make withdrawals from the reserve for replacements account except after receiving the written consent of HUD and for the purpose of replacing structural elements and mechanical equipment of the Property. Effect: The Corporation is not in compliance with the terms of the HUD Regulatory Agreement or the repayment agreement entered into on June 10, 2022. As of December 31, 2024, the reserve for replacements account is underfunded by $53,350. Cause: The Board of Directors did not comply with the HUD Regulatory Agreement regarding the use of the reserve for replacements or the repayment agreement with HUD regarding the repayment of prior year unapproved disbursements from the reserve for replacements. Recommendation: The Board of Directors should replace the funds that were disbursed from the reserve for replacements without HUD approval in accordance with the repayment agreement entered into with HUD on June 10, 2022. Completion Date: In Process Management's response: Agree. The Board of Directors is working on making the delinquent deposits for 2023 and 2024 and all future deposits as required in the repayment agreement entered into with HUD on June 10, 2022.
Finding reference number: 2024-001 Assistance Listing (Federal award identification number and year): Supportive Housing for the Elderly, Assistance Listing 14.157 (061-EE125 and 2008) Auditor non-compliance code: Z - Other Finding resolution status: In Process Universe population size: The universe population size is not applicable to the finding. Sample size information: The sample size information is not applicable to the finding. Statistically valid sample: N/A Name of Federal agency: U.S. Department of Housing and Urban Development Pass-through entity: N/A Questioned costs: N/A Statement of condition 2024-001: The Corporation has not filed the 2017, 2018, 2019, 2020, 2021, 2022, or 2023 federal income tax returns. Criteria: HUD Section 202 Capital Advances are available to not-for-profit owners. Effect: The Corporation is not in compliance with the terms of the HUD Regulatory Agreement. As of December 31, 2024, the Corporation's status as a not-for-profit entity has been revoked. Cause: The Board of Directions failed to provide the information required to complete the tax returns on a timely basis. Recommendation: Tax returns should be filed on a timely basis and all delinquent tax returns should be filed as soon as possible. Completion Date: In Process Management's response: Agree. Management and the Board of Directors are taking steps to file the previous tax returns and have the Corporation's not-for-profit designation reinstated.
Finding reference number: 2024-002 Assistance Listing (Federal award identification number and year): Supportive Housing for the Elderly, Assistance Listing 14.157 (061-EE125 and 2008) Auditor non-compliance code: N – Reserve for Replacements Deposits Finding resolution status: In Process Universe population size: The universe population size is not applicable to the finding. Sample size information: The sample size information is not applicable to the finding. Statistically valid sample: N/A Name of Federal agency: U.S. Department of Housing and Urban Development Pass-through entity: N/A Questioned costs: $53,350 Statement of condition 2024-002: During prior years, the Board of Directors disbursed funds from the replacement reserve to fund development of other housing developments. Effective June 10, 2022, the Board of Directors entered into a repayment agreement with HUD to return funds to the Corporation. The agreement required $3,000 and $6,950, respectively, to be returned to the Corporation during the years ended December 31, 2024 and 2023. The Board of Directors returned $250 and $1,400, respectively, during the years ended December 31, 2024 and 2023. At December 31, 2024 and 2023, the Board of Directors owes $53,350 and $54,750, respectively, to the Corporation. Criteria: Pursuant to the HUD Regulatory Agreement, the Corporation shall not make withdrawals from the reserve for replacements account except after receiving the written consent of HUD and for the purpose of replacing structural elements and mechanical equipment of the Property. Effect: The Corporation is not in compliance with the terms of the HUD Regulatory Agreement or the repayment agreement entered into on June 10, 2022. As of December 31, 2024, the reserve for replacements account is underfunded by $53,350. Cause: The Board of Directors did not comply with the HUD Regulatory Agreement regarding the use of the reserve for replacements or the repayment agreement with HUD regarding the repayment of prior year unapproved disbursements from the reserve for replacements. Recommendation: The Board of Directors should replace the funds that were disbursed from the reserve for replacements without HUD approval in accordance with the repayment agreement entered into with HUD on June 10, 2022. Completion Date: In Process Management's response: Agree. The Board of Directors is working on making the delinquent deposits for 2023 and 2024 and all future deposits as required in the repayment agreement entered into with HUD on June 10, 2022.
Finding reference number: 2024-001 Assistance Listing (Federal award identification number and year): Supportive Housing for the Elderly, Assistance Listing 14.157 (061-EE125 and 2008) Auditor non-compliance code: Z - Other Finding resolution status: In Process Universe population size: The universe population size is not applicable to the finding. Sample size information: The sample size information is not applicable to the finding. Statistically valid sample: N/A Name of Federal agency: U.S. Department of Housing and Urban Development Pass-through entity: N/A Questioned costs: N/A Statement of condition 2024-001: The Corporation has not filed the 2017, 2018, 2019, 2020, 2021, 2022, or 2023 federal income tax returns. Criteria: HUD Section 202 Capital Advances are available to not-for-profit owners. Effect: The Corporation is not in compliance with the terms of the HUD Regulatory Agreement. As of December 31, 2024, the Corporation's status as a not-for-profit entity has been revoked. Cause: The Board of Directions failed to provide the information required to complete the tax returns on a timely basis. Recommendation: Tax returns should be filed on a timely basis and all delinquent tax returns should be filed as soon as possible. Completion Date: In Process Management's response: Agree. Management and the Board of Directors are taking steps to file the previous tax returns and have the Corporation's not-for-profit designation reinstated.
Finding reference number: 2024-002 Assistance Listing (Federal award identification number and year): Supportive Housing for the Elderly, Assistance Listing 14.157 (061-EE125 and 2008) Auditor non-compliance code: N – Reserve for Replacements Deposits Finding resolution status: In Process Universe population size: The universe population size is not applicable to the finding. Sample size information: The sample size information is not applicable to the finding. Statistically valid sample: N/A Name of Federal agency: U.S. Department of Housing and Urban Development Pass-through entity: N/A Questioned costs: $53,350 Statement of condition 2024-002: During prior years, the Board of Directors disbursed funds from the replacement reserve to fund development of other housing developments. Effective June 10, 2022, the Board of Directors entered into a repayment agreement with HUD to return funds to the Corporation. The agreement required $3,000 and $6,950, respectively, to be returned to the Corporation during the years ended December 31, 2024 and 2023. The Board of Directors returned $250 and $1,400, respectively, during the years ended December 31, 2024 and 2023. At December 31, 2024 and 2023, the Board of Directors owes $53,350 and $54,750, respectively, to the Corporation. Criteria: Pursuant to the HUD Regulatory Agreement, the Corporation shall not make withdrawals from the reserve for replacements account except after receiving the written consent of HUD and for the purpose of replacing structural elements and mechanical equipment of the Property. Effect: The Corporation is not in compliance with the terms of the HUD Regulatory Agreement or the repayment agreement entered into on June 10, 2022. As of December 31, 2024, the reserve for replacements account is underfunded by $53,350. Cause: The Board of Directors did not comply with the HUD Regulatory Agreement regarding the use of the reserve for replacements or the repayment agreement with HUD regarding the repayment of prior year unapproved disbursements from the reserve for replacements. Recommendation: The Board of Directors should replace the funds that were disbursed from the reserve for replacements without HUD approval in accordance with the repayment agreement entered into with HUD on June 10, 2022. Completion Date: In Process Management's response: Agree. The Board of Directors is working on making the delinquent deposits for 2023 and 2024 and all future deposits as required in the repayment agreement entered into with HUD on June 10, 2022.
Finding reference number: 2024-001 Assistance Listing (Federal award identification number and year): Supportive Housing for the Elderly, Assistance Listing 14.157 (061-EE125 and 2008) Auditor non-compliance code: Z - Other Finding resolution status: In Process Universe population size: The universe population size is not applicable to the finding. Sample size information: The sample size information is not applicable to the finding. Statistically valid sample: N/A Name of Federal agency: U.S. Department of Housing and Urban Development Pass-through entity: N/A Questioned costs: N/A Statement of condition 2024-001: The Corporation has not filed the 2017, 2018, 2019, 2020, 2021, 2022, or 2023 federal income tax returns. Criteria: HUD Section 202 Capital Advances are available to not-for-profit owners. Effect: The Corporation is not in compliance with the terms of the HUD Regulatory Agreement. As of December 31, 2024, the Corporation's status as a not-for-profit entity has been revoked. Cause: The Board of Directions failed to provide the information required to complete the tax returns on a timely basis. Recommendation: Tax returns should be filed on a timely basis and all delinquent tax returns should be filed as soon as possible. Completion Date: In Process Management's response: Agree. Management and the Board of Directors are taking steps to file the previous tax returns and have the Corporation's not-for-profit designation reinstated.
Finding reference number: 2024-002 Assistance Listing (Federal award identification number and year): Supportive Housing for the Elderly, Assistance Listing 14.157 (061-EE125 and 2008) Auditor non-compliance code: N – Reserve for Replacements Deposits Finding resolution status: In Process Universe population size: The universe population size is not applicable to the finding. Sample size information: The sample size information is not applicable to the finding. Statistically valid sample: N/A Name of Federal agency: U.S. Department of Housing and Urban Development Pass-through entity: N/A Questioned costs: $53,350 Statement of condition 2024-002: During prior years, the Board of Directors disbursed funds from the replacement reserve to fund development of other housing developments. Effective June 10, 2022, the Board of Directors entered into a repayment agreement with HUD to return funds to the Corporation. The agreement required $3,000 and $6,950, respectively, to be returned to the Corporation during the years ended December 31, 2024 and 2023. The Board of Directors returned $250 and $1,400, respectively, during the years ended December 31, 2024 and 2023. At December 31, 2024 and 2023, the Board of Directors owes $53,350 and $54,750, respectively, to the Corporation. Criteria: Pursuant to the HUD Regulatory Agreement, the Corporation shall not make withdrawals from the reserve for replacements account except after receiving the written consent of HUD and for the purpose of replacing structural elements and mechanical equipment of the Property. Effect: The Corporation is not in compliance with the terms of the HUD Regulatory Agreement or the repayment agreement entered into on June 10, 2022. As of December 31, 2024, the reserve for replacements account is underfunded by $53,350. Cause: The Board of Directors did not comply with the HUD Regulatory Agreement regarding the use of the reserve for replacements or the repayment agreement with HUD regarding the repayment of prior year unapproved disbursements from the reserve for replacements. Recommendation: The Board of Directors should replace the funds that were disbursed from the reserve for replacements without HUD approval in accordance with the repayment agreement entered into with HUD on June 10, 2022. Completion Date: In Process Management's response: Agree. The Board of Directors is working on making the delinquent deposits for 2023 and 2024 and all future deposits as required in the repayment agreement entered into with HUD on June 10, 2022.