Audit 351917

FY End
2024-06-30
Total Expended
$102.22M
Findings
2
Programs
84
Organization: County of Shasta (CA)
Year: 2024 Accepted: 2025-03-31

Organization Exclusion Status:

Checking exclusion status...

Findings

ID Ref Severity Repeat Requirement
548010 2024-001 Material Weakness - I
1124452 2024-001 Material Weakness - I

Programs

ALN Program Spent Major Findings
93.659 Adoption Assistance $13.58M - 0
93.558 Calworks, Child Welfare Services Tanf $13.35M Yes 0
93.778 Medical Assistance Program Administration $10.89M - 0
10.561 Calfresh Admin, Employment and Training $8.51M Yes 0
14.871 Section 8 Housing Choice Vouchers $6.40M - 0
21.027 Coronavirus State and Local Fiscal Recovery Funds $6.37M Yes 0
93.563 Child Support Enforcement $4.36M - 0
93.558 Calworks Assistance / Arc $3.82M Yes 0
93.658 Cws - Title IV-E, Foster Care, State Automated Child Welfare Information System, Non-Cws Programs, Licensing $3.79M Yes 0
93.778 Medi-Cal Administrative Activities (maa) $3.38M - 0
14.239 Home Investment Partnerships Program - Outstanding Loans $2.78M - 0
93.658 Foster Care - Title IV-E - Afdc Foster Care, Wraparound Foster Care Placement $2.75M Yes 0
14.228 Cdbg - Outstanding Loans $2.40M - 0
10.557 Special Supplemental Nutrition Program for Women, Infants, and Children - Administrative $2.03M Yes 1
97.036 Disaster Grants - Public Assistance $1.54M - 0
93.959 Block Grants for Prevention & Treatment of Substance Abuse $1.30M - 0
20.509 Formula Grants for Other Than Urbanized Areas $1.22M - 0
10.665 Schools and Roads - Grants to States $823,237 - 0
93.994 Maternal and Child Health Services Block Grant to the States (mcah) $750,809 - 0
93.268 Immunization Grants $733,560 - 0
16.575 Victim Witness Assistance Program Voca $664,182 - 0
16.575 Crime Victim Assistance Center/joint Powers $552,888 - 0
93.667 Child Welfare Services (cws) Title Xx - Calworks Single Title Xx $546,484 - 0
93.778 Children's Medical Services $517,522 - 0
93.778 Health Care and Other Facilities Medi-Cal Administrative Activities (maa) $457,638 - 0
93.090 Kinship Guardian Assistance Payments $440,841 - 0
93.074 Centers for Disease Control and Prevention (hpp & Phep) Bioterrorism Preparedness $412,509 - 0
93.778 Child Health and Disability Program (chdp) $394,179 - 0
93.323 Elc Enhancing Detection $378,782 - 0
14.239 Home Investment Partnerships Program $360,626 - 0
93.667 Foster Care Assistance Title Xx $353,515 - 0
20.205 Highway Planning and Construction $318,064 - 0
14.228 Community Development Block Grant/state's Program $299,684 - 0
93.958 Block Grants for Community Mental Health Services $297,487 - 0
93.779 Drug Medi-Cal Service Claim for Reimbursment of County Administrative Expenses (dmc/pupm) $296,536 - 0
93.959 Coronavirus Response and Relief Supplemental Appropriations Act $288,663 - 0
93.354 Covid-19 Crisis Response Funding $278,720 - 0
93.977 Dis Workforce $240,511 - 0
14.871 Emergency Housing Voucher $225,894 - 0
93.778 Ihss Public Authority $222,301 - 0
10.561 State Administrative Matching Grants for the Supplemental Nutrition Assistance Program California Nutrition Network $199,386 Yes 0
16.738 Edward Byrne Memorial Justice Assistance Grant Program $180,291 - 0
97.067 Homeland Security Grant $164,911 - 0
97.042 Emergency Management Performance Grants $160,730 - 0
20.616 Teens Drive Safe in Shasta Education Program $159,342 - 0
93.556 Promoting Safe and Stable Families (pssf) $156,745 - 0
93.674 Chafee Foster Care Independence Program $156,237 - 0
14.879 Mainstream5 $146,642 - 0
93.658 Foster Care - Title IV-E (probation) $139,402 Yes 0
16.579 Domestic Cannabis Eradication Suppression (dcesp) 24 $133,133 - 0
93.645 Child Welfare Services State Grants $131,213 - 0
93.569 Community Services Block Grant $127,379 - 0
14.267 Continuum of Care Program $125,964 - 0
16.575 County Victim Services Program Xc $117,959 - 0
93.391 California Equitable Recovery Initiative (ceri) $105,825 - 0
16.575 Crime Victim Assistance Center/restitution $96,408 - 0
93.778 Providing Access and Transforming Health (path) Justice-Involved Planning and Capacity Building Program $91,768 - 0
93.778 Targeted Case Management (tcm) $83,719 - 0
20.106 Airport Improvement Program $71,269 - 0
10.555 National School Lunch Program $60,806 - 0
10.025 Glassy-Winged Sharpshooter-Gwss $59,253 - 0
93.197 Childhood Lead Poisoning Prevention Projects $42,646 - 0
93.747 Adult Protective Services/county Services Block Grant $41,838 - 0
14.896 Family Self-Sufficiency Program $39,034 - 0
10.025 Integrated Pest Control/exotic Fruit Fly $35,091 - 0
93.778 Psychotropic Medication Monitoring and Oversight (pmm&o) $34,543 - 0
10.553 School Breakfast Program $28,620 - 0
93.569 Community Services Block Grant Discretionary $26,000 - 0
10.025 Asian Defoliating Moth $25,721 - 0
97.073 State Homeland Security Program - Shsp (fy 2021) $24,725 - 0
10.698 Volunteer Fire Capacity Grant $19,915 - 0
97.036 California Wildfires - Zogg Fire $18,786 - 0
93.116 Tuberculosis Real-Time Allotment $18,448 - 0
97.073 State Homeland Security Program - Shsp (fy 2020) $16,656 - 0
66.034 Surveys, Studies, Research, Investigations, Demonstrations, and Special Purpose Activities Relating to the Clean Air Act Epa Particulate Monitoring 2.5 $14,000 - 0
97.067 Homeland Security Grant 2021 $13,000 - 0
93.090 Kin-Gap Ive $12,696 - 0
10.025 European Grapevine Moth (egvm) $9,378 - 0
93.603 Adoption Incentive $7,527 - 0
97.036 Califonria Covid-19 Pandemic $5,304 - 0
10.555 Supply Chain Assistance Funds $4,260 - 0
16.588 Sexual Assault Medical Evidentiary Exam Reimbursement $911 - 0
10.025 Phytophthora Ramorum (sudden Oak Death) $573 - 0
15.659 Fws National Wildlife Refuge Fund $1 - 0

Contacts

Name Title Type
FHYANRX8HJJ3 Nolda Short Auditee
5302456667 Brianne Wiese Auditor
No contacts on file

Notes to SEFA

Title: FESERAL ASSISTANCE LISTING NUMBERS Accounting Policies: Expenditures reported on the schedule are reported on the modified accrual basis of accounting. Such expenditures are recognized following the cost principles contained in the Uniform Guidance, wherein certain types of expenditures are not allowable or are limited as to reimbursement. Therefore, some amounts presented in the schedule may differ from amounts presented in, or used in the preparation of, the financial statements. De Minimis Rate Used: Y Rate Explanation: The 10% de minimis indirect cost rate was used by the County for the Coronavirus State & Local Fiscal Recovery Funds (21.027) program. The program titles and Assistance Listing numbers were obtained from the federal or pass-through grantor. When no Assistance Listing number had been assigned to a program, the two-digit federal agency identifier and the federal contract number were used. When there was no federal contract number, the two-digit federal agency identifier and the word “unknown” were used.
Title: LOANS WITH CONTINUING COMPLIANCE REQUIREMENTS Accounting Policies: Expenditures reported on the schedule are reported on the modified accrual basis of accounting. Such expenditures are recognized following the cost principles contained in the Uniform Guidance, wherein certain types of expenditures are not allowable or are limited as to reimbursement. Therefore, some amounts presented in the schedule may differ from amounts presented in, or used in the preparation of, the financial statements. De Minimis Rate Used: Y Rate Explanation: The 10% de minimis indirect cost rate was used by the County for the Coronavirus State & Local Fiscal Recovery Funds (21.027) program. Outstanding federally-funded program loans, with a continuing compliance requirement, carried balances as of June 30, 2024 as follows: Federal Assistance Listing SEFA FY 23/24 County Balance Number Program Title June 30, 2024 Paydowns June 30, 2024 14.228 Community Development Block Grants $2,401,002 $59,021 $2,341,981 14.239 HOME Investment Partnerships Program $2,778,425 $143,606 $2,634,819
Title: PASS-THROUGH ENTITIES’ IDENTIFYING NUMBER Accounting Policies: Expenditures reported on the schedule are reported on the modified accrual basis of accounting. Such expenditures are recognized following the cost principles contained in the Uniform Guidance, wherein certain types of expenditures are not allowable or are limited as to reimbursement. Therefore, some amounts presented in the schedule may differ from amounts presented in, or used in the preparation of, the financial statements. De Minimis Rate Used: Y Rate Explanation: The 10% de minimis indirect cost rate was used by the County for the Coronavirus State & Local Fiscal Recovery Funds (21.027) program. When federal awards were received from a pass-through entity, the schedule of expenditures of federal awards shows, if available, the identifying number assigned by the pass-through entity. When no identifying number is shown, the County determined that no identifying number is assigned for the program or the County was unable to obtain an identifying number from the pass-through entity.
Title: BASIS OF PRESENTATION Accounting Policies: Expenditures reported on the schedule are reported on the modified accrual basis of accounting. Such expenditures are recognized following the cost principles contained in the Uniform Guidance, wherein certain types of expenditures are not allowable or are limited as to reimbursement. Therefore, some amounts presented in the schedule may differ from amounts presented in, or used in the preparation of, the financial statements. De Minimis Rate Used: Y Rate Explanation: The 10% de minimis indirect cost rate was used by the County for the Coronavirus State & Local Fiscal Recovery Funds (21.027) program. The accompanying schedule of expenditures of federal awards (the schedule) presents the activity of all federal awards programs of the County of Shasta (the County) for the year ended June 30, 2024. The information in this schedule is presented in accordance with the requirements of Title 2 U.S. Code of Federal Regulations (CFR) Part 200, Uniform Administrative Requirements, Cost Principles, and Audit Requirements for Federal Awards (Uniform Guidance). Because the Schedule presents only a selected portion of the operations of the County, it is not intended to and does not present the financial position, changes in net position, or cash flows of the County.
Title: OTHER LOANS Accounting Policies: Expenditures reported on the schedule are reported on the modified accrual basis of accounting. Such expenditures are recognized following the cost principles contained in the Uniform Guidance, wherein certain types of expenditures are not allowable or are limited as to reimbursement. Therefore, some amounts presented in the schedule may differ from amounts presented in, or used in the preparation of, the financial statements. De Minimis Rate Used: Y Rate Explanation: The 10% de minimis indirect cost rate was used by the County for the Coronavirus State & Local Fiscal Recovery Funds (21.027) program. Outstanding federally-funded program loans, carried balances as of June 30, 2024 as follows: Federal Assistance Listing Amount Outstanding Number Program Title June 30, 2023 June 30, 2024 10.760 Water and Waste Disposal Systems for Rural Communities $568,100 $545,600 66.468 Capitalization Grants for Drinking Water State Revolving Funds $4,329,517 $4,154,810 81.041 State Energy Program $75,395 $25,506

Finding Details

2024 – 001 – Suspension and Debarment Federal Agency: U.S. Department of Agriculture Federal Program Title: Special Supplemental Nutrition Program for Women, Infants, and Children Assistance Listing Number: 10.557 Pass-Through Agency: California State Department of Public Health Pass-Through Numbers(s): N/A Award Period: July 1, 2023 – June 30, 2024 Type of Finding: • Material Weakness in Internal Control over Compliance Criteria: Non-federal entities are prohibited from contracting with or making subawards under covered transactions to parties that are suspended or debarred. Before entering into a covered transaction the entity must verify that the contractor is not suspended, debarred, or otherwise excluded from participating in the transaction. Condition: Through our testing we noted that suspension and debarment checks were not performed for two vendors prior to entering into the transaction. Questioned Costs: None noted. Context: Suspension and debarment procedures were not performed for two of the two vendors selected prior to entering into the transaction. Cause: The County did not follow controls in place for ensuring that vendors are not suspended or debarred. Effect: Without checking debarment before engaging services, the County could have entered into an agreement with a vendor that was debarred from receiving federal funding. Repeat Finding: Not a repeat finding. Recommendation: CLA recommends the County implement procedures to ensure that federal guidance is followed relating to suspension and debarment and provide training on these procedures. Views of responsible officials: There is no disagreement with the audit finding.
2024 – 001 – Suspension and Debarment Federal Agency: U.S. Department of Agriculture Federal Program Title: Special Supplemental Nutrition Program for Women, Infants, and Children Assistance Listing Number: 10.557 Pass-Through Agency: California State Department of Public Health Pass-Through Numbers(s): N/A Award Period: July 1, 2023 – June 30, 2024 Type of Finding: • Material Weakness in Internal Control over Compliance Criteria: Non-federal entities are prohibited from contracting with or making subawards under covered transactions to parties that are suspended or debarred. Before entering into a covered transaction the entity must verify that the contractor is not suspended, debarred, or otherwise excluded from participating in the transaction. Condition: Through our testing we noted that suspension and debarment checks were not performed for two vendors prior to entering into the transaction. Questioned Costs: None noted. Context: Suspension and debarment procedures were not performed for two of the two vendors selected prior to entering into the transaction. Cause: The County did not follow controls in place for ensuring that vendors are not suspended or debarred. Effect: Without checking debarment before engaging services, the County could have entered into an agreement with a vendor that was debarred from receiving federal funding. Repeat Finding: Not a repeat finding. Recommendation: CLA recommends the County implement procedures to ensure that federal guidance is followed relating to suspension and debarment and provide training on these procedures. Views of responsible officials: There is no disagreement with the audit finding.