Audit 3516

FY End
2019-06-30
Total Expended
$9.22M
Findings
2
Programs
1
Organization: Public Buildings Authority (PR)
Year: 2019 Accepted: 2023-11-16

Organization Exclusion Status:

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Findings

ID Ref Severity Repeat Requirement
2018 2019-003 Significant Deficiency - L
578460 2019-003 Significant Deficiency - L

Programs

ALN Program Spent Major Findings
97.036 Disaster Grants - Public Assistance (presidentially Declared Disasters) $9.22M Yes 1

Contacts

Name Title Type
WN22LT6Q4LS5 Jose R Gonzalez De La Vega Auditee
7877220101 Velvette Baernes Auditor
No contacts on file

Notes to SEFA

Accounting Policies: Expenditures reported on the Schedule are reported on a cash basis of accounting. Such expenditures are recognized following the cost principles contained in the Uniform Guidance, wherein certain types of expenditures are not allowable or are limited as to reimbursement. De Minimis Rate Used: N Rate Explanation: The Authority has elected not to use the ten percent the minimum indirect cost rate allowed under the Uniform Guidance.

Finding Details

Finding Number: 2019-003 Agency: Department of Homeland Security Federal Program: DISASTER GRANTS - PUBLIC ASSISTANCE (Presidentially Declared Disasters) Assistant listing number: 97.036 Grant Number: All grants in SEFA Grant Period: July 1, 2018 through June 30, 2019 Compliance Requirement: Reporting Category: Significant deficiency and noncompliance over federal program Criteria: OMB Uniform Guidance subpart B .200(a) establishes that Non-Federal entities that expend $750,000 or more in a year in Federal awards shall have a single or program-specific audit conducted for that year in accordance with the provisions of this part. Condition: During our audit of June 30, 2019 financial statements, we noted that single audit report for fiscal year 2018-2019 was not submitted by September 30, 2020. Cause: Lack of internal controls over financial reporting to produced financial statements on timely basis to comply with OMB reporting deadlines. Effect: Non-compliance with the above-mentioned requirement could lead to administrative actions by the grantor. It could also be interpreted as a failure to manage federal awards in compliance with laws, regulations, and provisions of contracts and grant agreements. Recommendation: Keep track and communication of federal programs compliances with regulatory parties and among Authority responsible departments involve and establish a program deadline calendar. Questioned Costs: None Perspective of the information: Single audit report was issued after due date. The information was not drawn from a statistical sample. Prior Year Finding: no Management response: The financial statements, with their respective findings, were delivered to the Agency on November 10, 2021. Due to multiple changes in management, in addition to the Pandemic our Financial Statement were behind schedule, therefore, management will be working on the Single Audit's action plans required during this period of 2023, to comply with all the things that are still in force. Responsable Oficial: Mr. Mr. José R. González de la Vega Estimated Completion Date: On or before December, 2023
Finding Number: 2019-003 Agency: Department of Homeland Security Federal Program: DISASTER GRANTS - PUBLIC ASSISTANCE (Presidentially Declared Disasters) Assistant listing number: 97.036 Grant Number: All grants in SEFA Grant Period: July 1, 2018 through June 30, 2019 Compliance Requirement: Reporting Category: Significant deficiency and noncompliance over federal program Criteria: OMB Uniform Guidance subpart B .200(a) establishes that Non-Federal entities that expend $750,000 or more in a year in Federal awards shall have a single or program-specific audit conducted for that year in accordance with the provisions of this part. Condition: During our audit of June 30, 2019 financial statements, we noted that single audit report for fiscal year 2018-2019 was not submitted by September 30, 2020. Cause: Lack of internal controls over financial reporting to produced financial statements on timely basis to comply with OMB reporting deadlines. Effect: Non-compliance with the above-mentioned requirement could lead to administrative actions by the grantor. It could also be interpreted as a failure to manage federal awards in compliance with laws, regulations, and provisions of contracts and grant agreements. Recommendation: Keep track and communication of federal programs compliances with regulatory parties and among Authority responsible departments involve and establish a program deadline calendar. Questioned Costs: None Perspective of the information: Single audit report was issued after due date. The information was not drawn from a statistical sample. Prior Year Finding: no Management response: The financial statements, with their respective findings, were delivered to the Agency on November 10, 2021. Due to multiple changes in management, in addition to the Pandemic our Financial Statement were behind schedule, therefore, management will be working on the Single Audit's action plans required during this period of 2023, to comply with all the things that are still in force. Responsable Oficial: Mr. Mr. José R. González de la Vega Estimated Completion Date: On or before December, 2023