Audit 351152

FY End
2022-06-30
Total Expended
$1.37M
Findings
18
Programs
3
Organization: Marian High School (IN)
Year: 2022 Accepted: 2025-03-31

Organization Exclusion Status:

Checking exclusion status...

Findings

ID Ref Severity Repeat Requirement
544472 2022-009 Material Weakness Yes P
544473 2022-009 Material Weakness Yes P
544474 2022-009 Material Weakness Yes P
544475 2022-010 Material Weakness - A
544476 2022-010 Material Weakness - A
544477 2022-010 Material Weakness - A
544478 2022-011 - Yes N
544479 2022-011 - Yes N
544480 2022-011 - Yes N
1120914 2022-009 Material Weakness Yes P
1120915 2022-009 Material Weakness Yes P
1120916 2022-009 Material Weakness Yes P
1120917 2022-010 Material Weakness - A
1120918 2022-010 Material Weakness - A
1120919 2022-010 Material Weakness - A
1120920 2022-011 - Yes N
1120921 2022-011 - Yes N
1120922 2022-011 - Yes N

Programs

ALN Program Spent Major Findings
10.555 National School Lunch Program $1.03M Yes 3
10.559 Summer Food Service Program for Children $218,589 Yes 3
10.553 School Breakfast Program $126,124 Yes 3

Contacts

Name Title Type
K2K9JF8DZF95 Lawrence K Daher Auditee
5742552020 Allison James Auditor
No contacts on file

Notes to SEFA

Title: BASIS OF PRESENTATION Accounting Policies: Expenditures reported on the Schedule are reported on the accrual basis of accounting. Such expenditures are recognized following costs principles contained in Title 2 U.S. Code of Federal Regulations Part 200, Uniform Administrative Requirements, Cost Principles, and Audit Requirements for Federal Awards, wherein certain types of expenditures are not allocable or are limited as to reimbursement. De Minimis Rate Used: N Rate Explanation: The School has elected not to use the 10 percent de minimis indirect cost rate as allowed under the Uniform Guidance. The accompanying schedule of expenditures of federal awards ("Schedule") includes the federal award activity of Marian High School (the "School") under programs of the federal government for the year ended June 30, 2022. The information in this schedule is presented in accordance with the requirements of Title 2 U.S. Code of Federal Regulations Part 200, Uniform Administrative Requirements, Cost Principles, and Audit Requirements for Federal Awards (Uniform Guidance). Because the Schedule presents only a selected portion of the operations of the School, it is not intended to and does not present the financial position, changes in net assets, or cash flows of the School.
Title: SUMMARY OF SIGNIFICANT ACCOUNTING POLICIES Accounting Policies: Expenditures reported on the Schedule are reported on the accrual basis of accounting. Such expenditures are recognized following costs principles contained in Title 2 U.S. Code of Federal Regulations Part 200, Uniform Administrative Requirements, Cost Principles, and Audit Requirements for Federal Awards, wherein certain types of expenditures are not allocable or are limited as to reimbursement. De Minimis Rate Used: N Rate Explanation: The School has elected not to use the 10 percent de minimis indirect cost rate as allowed under the Uniform Guidance. 1. Expenditures reported on the Schedule are reported on the accrual basis of accounting. Such expenditures are recognized following costs principles contained in Title 2 U.S. Code of Federal Regulations Part 200, Uniform Administrative Requirements, Cost Principles, and Audit Requirements for Federal Awards, wherein certain types of expenditures are not allocable or are limited as to reimbursement. 2. The School has elected not to use the 10 percent de minimis indirect cost rate as allowed under the Uniform Guidance.

Finding Details

INTERNAL CONTROLS OVER COMPLIANCE REQUIREMENTS Federal Agency: Department of Agriculture Federal Program or Cluster: Child Nutrition Cluster Assistance Listing Number: 10.553, 10.555, and 10.559 Federal Award Numbers and Years: Award Periods 7/1/2021-6/30/2022: K241 Questioned Costs: $0 Condition: The School's accounting and procedures manual did not include written policies or procedures that address all applicable compliance areas under the Uniform Guidance, including eligibility and reporting. Criteria: The School must establish and maintain effective internal controls over federal awards that provide reasonable assurance that the non-federal entity is managing federal awards in compliance with federal statutes, regulations, and the terms and conditions of the federal award. Cause: The School did not document internal controls over federal awards in accordance with the Uniform Guidance. Effect: The absence of documented policies and procedures could result in noncompliance with the terms of federal awards. Recommendation: The School should document and adhere to written policies and procedures that reflect current OMB requirements under the Uniform Guidance. This accounting and procedures manual should be monitored and revised annually as necessary. Identification of repeat findings: This finding is a repeat finding previously included as finding number 2021-010 in the audit of the financial statements for the year ended June 30, 2021. View of Responsible Officials and Planned Corrective Actions: Management agrees with the finding and has developed a set of policies and documented them. The School represents that this was completed during the fiscal year ended June 30, 2023, however, a single audit has not been conducted for this period.
INTERNAL CONTROLS OVER COMPLIANCE REQUIREMENTS Federal Agency: Department of Agriculture Federal Program or Cluster: Child Nutrition Cluster Assistance Listing Number: 10.553, 10.555, and 10.559 Federal Award Numbers and Years: Award Periods 7/1/2021-6/30/2022: K241 Questioned Costs: $0 Condition: The School's accounting and procedures manual did not include written policies or procedures that address all applicable compliance areas under the Uniform Guidance, including eligibility and reporting. Criteria: The School must establish and maintain effective internal controls over federal awards that provide reasonable assurance that the non-federal entity is managing federal awards in compliance with federal statutes, regulations, and the terms and conditions of the federal award. Cause: The School did not document internal controls over federal awards in accordance with the Uniform Guidance. Effect: The absence of documented policies and procedures could result in noncompliance with the terms of federal awards. Recommendation: The School should document and adhere to written policies and procedures that reflect current OMB requirements under the Uniform Guidance. This accounting and procedures manual should be monitored and revised annually as necessary. Identification of repeat findings: This finding is a repeat finding previously included as finding number 2021-010 in the audit of the financial statements for the year ended June 30, 2021. View of Responsible Officials and Planned Corrective Actions: Management agrees with the finding and has developed a set of policies and documented them. The School represents that this was completed during the fiscal year ended June 30, 2023, however, a single audit has not been conducted for this period.
INTERNAL CONTROLS OVER COMPLIANCE REQUIREMENTS Federal Agency: Department of Agriculture Federal Program or Cluster: Child Nutrition Cluster Assistance Listing Number: 10.553, 10.555, and 10.559 Federal Award Numbers and Years: Award Periods 7/1/2021-6/30/2022: K241 Questioned Costs: $0 Condition: The School's accounting and procedures manual did not include written policies or procedures that address all applicable compliance areas under the Uniform Guidance, including eligibility and reporting. Criteria: The School must establish and maintain effective internal controls over federal awards that provide reasonable assurance that the non-federal entity is managing federal awards in compliance with federal statutes, regulations, and the terms and conditions of the federal award. Cause: The School did not document internal controls over federal awards in accordance with the Uniform Guidance. Effect: The absence of documented policies and procedures could result in noncompliance with the terms of federal awards. Recommendation: The School should document and adhere to written policies and procedures that reflect current OMB requirements under the Uniform Guidance. This accounting and procedures manual should be monitored and revised annually as necessary. Identification of repeat findings: This finding is a repeat finding previously included as finding number 2021-010 in the audit of the financial statements for the year ended June 30, 2021. View of Responsible Officials and Planned Corrective Actions: Management agrees with the finding and has developed a set of policies and documented them. The School represents that this was completed during the fiscal year ended June 30, 2023, however, a single audit has not been conducted for this period.
ALLOWABLE COSTS Federal Agency: Department of Agriculture Federal Program or Cluster: Child Nutrition Cluster Assistance Listing Number: 10.553, 10.555, and 10.559 Federal Award Numbers and Years: Award Periods 7/1/2021-6/30/2022: K241 Questioned Costs: $10,159 Condition: The School did not maintain proper supporting documentation for expenses, including those claimed under the major federal program. These expenses include employee reimbursements. Criteria: The School must establish and maintain effective internal controls over federal awards that provide reasonable assurance that the non-federal entity is managing federal awards in compliance with federal statutes, regulations, and the terms and conditions of the federal award. Cause: The School has not properly implemented a system of internal control over disbursements. Effect: The Food Service program revenue is based on meals served, but allowable costs affect the food service bank balance which is restricted for food service program expenses only. Spending funds on unrelated School expenses could result in the grantor not approving the School to operate the program in the next school year. Asset misappropriation could occur if supporting documentation is not required and approved before funds are disbursed. Recommendation: The School should establish and maintain effective internal controls over federal awards that require proper documentation to be maintained on file to support the purpose and amount of all expenditures of federal awards. Identification of repeat findings: This is not a repeat finding. View of Responsible Officials and Planned Corrective Actions: Management agrees with the finding and has established a monthly meeting between the Business Manager and the Cafeteria Director in order to review the monthly budget and ascertain that all appropriate expenses are disbursed only for the federally funded department. The Business Manager has implemented these changes. The School represents that this was completed during the fiscal year ended June 30, 2023, however, a single audit has not been conducted for this period.
ALLOWABLE COSTS Federal Agency: Department of Agriculture Federal Program or Cluster: Child Nutrition Cluster Assistance Listing Number: 10.553, 10.555, and 10.559 Federal Award Numbers and Years: Award Periods 7/1/2021-6/30/2022: K241 Questioned Costs: $10,159 Condition: The School did not maintain proper supporting documentation for expenses, including those claimed under the major federal program. These expenses include employee reimbursements. Criteria: The School must establish and maintain effective internal controls over federal awards that provide reasonable assurance that the non-federal entity is managing federal awards in compliance with federal statutes, regulations, and the terms and conditions of the federal award. Cause: The School has not properly implemented a system of internal control over disbursements. Effect: The Food Service program revenue is based on meals served, but allowable costs affect the food service bank balance which is restricted for food service program expenses only. Spending funds on unrelated School expenses could result in the grantor not approving the School to operate the program in the next school year. Asset misappropriation could occur if supporting documentation is not required and approved before funds are disbursed. Recommendation: The School should establish and maintain effective internal controls over federal awards that require proper documentation to be maintained on file to support the purpose and amount of all expenditures of federal awards. Identification of repeat findings: This is not a repeat finding. View of Responsible Officials and Planned Corrective Actions: Management agrees with the finding and has established a monthly meeting between the Business Manager and the Cafeteria Director in order to review the monthly budget and ascertain that all appropriate expenses are disbursed only for the federally funded department. The Business Manager has implemented these changes. The School represents that this was completed during the fiscal year ended June 30, 2023, however, a single audit has not been conducted for this period.
ALLOWABLE COSTS Federal Agency: Department of Agriculture Federal Program or Cluster: Child Nutrition Cluster Assistance Listing Number: 10.553, 10.555, and 10.559 Federal Award Numbers and Years: Award Periods 7/1/2021-6/30/2022: K241 Questioned Costs: $10,159 Condition: The School did not maintain proper supporting documentation for expenses, including those claimed under the major federal program. These expenses include employee reimbursements. Criteria: The School must establish and maintain effective internal controls over federal awards that provide reasonable assurance that the non-federal entity is managing federal awards in compliance with federal statutes, regulations, and the terms and conditions of the federal award. Cause: The School has not properly implemented a system of internal control over disbursements. Effect: The Food Service program revenue is based on meals served, but allowable costs affect the food service bank balance which is restricted for food service program expenses only. Spending funds on unrelated School expenses could result in the grantor not approving the School to operate the program in the next school year. Asset misappropriation could occur if supporting documentation is not required and approved before funds are disbursed. Recommendation: The School should establish and maintain effective internal controls over federal awards that require proper documentation to be maintained on file to support the purpose and amount of all expenditures of federal awards. Identification of repeat findings: This is not a repeat finding. View of Responsible Officials and Planned Corrective Actions: Management agrees with the finding and has established a monthly meeting between the Business Manager and the Cafeteria Director in order to review the monthly budget and ascertain that all appropriate expenses are disbursed only for the federally funded department. The Business Manager has implemented these changes. The School represents that this was completed during the fiscal year ended June 30, 2023, however, a single audit has not been conducted for this period.
SPECIAL TESTS AND PROVISIONS Federal Agency: Department of Agriculture Federal Program or Cluster: Child Nutrition Cluster Assistance Listing Number: 10.553, 10.555, and 10.559 Federal Award Numbers and Years: Award Periods 7/1/2021-6/30/2022: K241 Questioned Costs: $0 Condition: The School's food service account balance exceeded the allowable average three months of operating expenses at June 30, 2022. Criteria: The USDA requires that the ending balance of the nonprofit school food service account does not exceed three months’ average of operating expenses. If an excess fund balance should occur, the SFA will be required to develop a spending plan for reducing the balance to an acceptable level during the following school year. The plan must be submitted to the Indiana Department of Education ("IDOE"), School Finance Division, prior to approval of the Annual Financial Report ("AFR"). Cause: During the 2021 fiscal year, the School’s revenues exceeded expenditures, such that, when added to the opening fund balance, the final fund balance caused the fund to be in noncompliance. Effect: The School's AFR could not be approved until a spending plan was provided to the IDOE. Recommendation: Management of the School should implement a review process that includes reviewing its food service account regularly to avoid excess cash balances. Identification of repeat findings: This finding is a repeat finding previously included as finding number 2021-012 in the audit of the financial statements for the year ended June 30, 2021. View of Responsible Officials and Planned Corrective Actions: Management agrees with the finding and has established a monthly meeting between the Business Manager and the Cafeteria Director in order to review the monthly budget and allocate all appropriate expenses in a timely manner. The Business Manager has implemented these changes. The School represents that this was completed during the fiscal year ended June 30, 2023, however, a single audit has not been conducted for this period.
SPECIAL TESTS AND PROVISIONS Federal Agency: Department of Agriculture Federal Program or Cluster: Child Nutrition Cluster Assistance Listing Number: 10.553, 10.555, and 10.559 Federal Award Numbers and Years: Award Periods 7/1/2021-6/30/2022: K241 Questioned Costs: $0 Condition: The School's food service account balance exceeded the allowable average three months of operating expenses at June 30, 2022. Criteria: The USDA requires that the ending balance of the nonprofit school food service account does not exceed three months’ average of operating expenses. If an excess fund balance should occur, the SFA will be required to develop a spending plan for reducing the balance to an acceptable level during the following school year. The plan must be submitted to the Indiana Department of Education ("IDOE"), School Finance Division, prior to approval of the Annual Financial Report ("AFR"). Cause: During the 2021 fiscal year, the School’s revenues exceeded expenditures, such that, when added to the opening fund balance, the final fund balance caused the fund to be in noncompliance. Effect: The School's AFR could not be approved until a spending plan was provided to the IDOE. Recommendation: Management of the School should implement a review process that includes reviewing its food service account regularly to avoid excess cash balances. Identification of repeat findings: This finding is a repeat finding previously included as finding number 2021-012 in the audit of the financial statements for the year ended June 30, 2021. View of Responsible Officials and Planned Corrective Actions: Management agrees with the finding and has established a monthly meeting between the Business Manager and the Cafeteria Director in order to review the monthly budget and allocate all appropriate expenses in a timely manner. The Business Manager has implemented these changes. The School represents that this was completed during the fiscal year ended June 30, 2023, however, a single audit has not been conducted for this period.
SPECIAL TESTS AND PROVISIONS Federal Agency: Department of Agriculture Federal Program or Cluster: Child Nutrition Cluster Assistance Listing Number: 10.553, 10.555, and 10.559 Federal Award Numbers and Years: Award Periods 7/1/2021-6/30/2022: K241 Questioned Costs: $0 Condition: The School's food service account balance exceeded the allowable average three months of operating expenses at June 30, 2022. Criteria: The USDA requires that the ending balance of the nonprofit school food service account does not exceed three months’ average of operating expenses. If an excess fund balance should occur, the SFA will be required to develop a spending plan for reducing the balance to an acceptable level during the following school year. The plan must be submitted to the Indiana Department of Education ("IDOE"), School Finance Division, prior to approval of the Annual Financial Report ("AFR"). Cause: During the 2021 fiscal year, the School’s revenues exceeded expenditures, such that, when added to the opening fund balance, the final fund balance caused the fund to be in noncompliance. Effect: The School's AFR could not be approved until a spending plan was provided to the IDOE. Recommendation: Management of the School should implement a review process that includes reviewing its food service account regularly to avoid excess cash balances. Identification of repeat findings: This finding is a repeat finding previously included as finding number 2021-012 in the audit of the financial statements for the year ended June 30, 2021. View of Responsible Officials and Planned Corrective Actions: Management agrees with the finding and has established a monthly meeting between the Business Manager and the Cafeteria Director in order to review the monthly budget and allocate all appropriate expenses in a timely manner. The Business Manager has implemented these changes. The School represents that this was completed during the fiscal year ended June 30, 2023, however, a single audit has not been conducted for this period.
INTERNAL CONTROLS OVER COMPLIANCE REQUIREMENTS Federal Agency: Department of Agriculture Federal Program or Cluster: Child Nutrition Cluster Assistance Listing Number: 10.553, 10.555, and 10.559 Federal Award Numbers and Years: Award Periods 7/1/2021-6/30/2022: K241 Questioned Costs: $0 Condition: The School's accounting and procedures manual did not include written policies or procedures that address all applicable compliance areas under the Uniform Guidance, including eligibility and reporting. Criteria: The School must establish and maintain effective internal controls over federal awards that provide reasonable assurance that the non-federal entity is managing federal awards in compliance with federal statutes, regulations, and the terms and conditions of the federal award. Cause: The School did not document internal controls over federal awards in accordance with the Uniform Guidance. Effect: The absence of documented policies and procedures could result in noncompliance with the terms of federal awards. Recommendation: The School should document and adhere to written policies and procedures that reflect current OMB requirements under the Uniform Guidance. This accounting and procedures manual should be monitored and revised annually as necessary. Identification of repeat findings: This finding is a repeat finding previously included as finding number 2021-010 in the audit of the financial statements for the year ended June 30, 2021. View of Responsible Officials and Planned Corrective Actions: Management agrees with the finding and has developed a set of policies and documented them. The School represents that this was completed during the fiscal year ended June 30, 2023, however, a single audit has not been conducted for this period.
INTERNAL CONTROLS OVER COMPLIANCE REQUIREMENTS Federal Agency: Department of Agriculture Federal Program or Cluster: Child Nutrition Cluster Assistance Listing Number: 10.553, 10.555, and 10.559 Federal Award Numbers and Years: Award Periods 7/1/2021-6/30/2022: K241 Questioned Costs: $0 Condition: The School's accounting and procedures manual did not include written policies or procedures that address all applicable compliance areas under the Uniform Guidance, including eligibility and reporting. Criteria: The School must establish and maintain effective internal controls over federal awards that provide reasonable assurance that the non-federal entity is managing federal awards in compliance with federal statutes, regulations, and the terms and conditions of the federal award. Cause: The School did not document internal controls over federal awards in accordance with the Uniform Guidance. Effect: The absence of documented policies and procedures could result in noncompliance with the terms of federal awards. Recommendation: The School should document and adhere to written policies and procedures that reflect current OMB requirements under the Uniform Guidance. This accounting and procedures manual should be monitored and revised annually as necessary. Identification of repeat findings: This finding is a repeat finding previously included as finding number 2021-010 in the audit of the financial statements for the year ended June 30, 2021. View of Responsible Officials and Planned Corrective Actions: Management agrees with the finding and has developed a set of policies and documented them. The School represents that this was completed during the fiscal year ended June 30, 2023, however, a single audit has not been conducted for this period.
INTERNAL CONTROLS OVER COMPLIANCE REQUIREMENTS Federal Agency: Department of Agriculture Federal Program or Cluster: Child Nutrition Cluster Assistance Listing Number: 10.553, 10.555, and 10.559 Federal Award Numbers and Years: Award Periods 7/1/2021-6/30/2022: K241 Questioned Costs: $0 Condition: The School's accounting and procedures manual did not include written policies or procedures that address all applicable compliance areas under the Uniform Guidance, including eligibility and reporting. Criteria: The School must establish and maintain effective internal controls over federal awards that provide reasonable assurance that the non-federal entity is managing federal awards in compliance with federal statutes, regulations, and the terms and conditions of the federal award. Cause: The School did not document internal controls over federal awards in accordance with the Uniform Guidance. Effect: The absence of documented policies and procedures could result in noncompliance with the terms of federal awards. Recommendation: The School should document and adhere to written policies and procedures that reflect current OMB requirements under the Uniform Guidance. This accounting and procedures manual should be monitored and revised annually as necessary. Identification of repeat findings: This finding is a repeat finding previously included as finding number 2021-010 in the audit of the financial statements for the year ended June 30, 2021. View of Responsible Officials and Planned Corrective Actions: Management agrees with the finding and has developed a set of policies and documented them. The School represents that this was completed during the fiscal year ended June 30, 2023, however, a single audit has not been conducted for this period.
ALLOWABLE COSTS Federal Agency: Department of Agriculture Federal Program or Cluster: Child Nutrition Cluster Assistance Listing Number: 10.553, 10.555, and 10.559 Federal Award Numbers and Years: Award Periods 7/1/2021-6/30/2022: K241 Questioned Costs: $10,159 Condition: The School did not maintain proper supporting documentation for expenses, including those claimed under the major federal program. These expenses include employee reimbursements. Criteria: The School must establish and maintain effective internal controls over federal awards that provide reasonable assurance that the non-federal entity is managing federal awards in compliance with federal statutes, regulations, and the terms and conditions of the federal award. Cause: The School has not properly implemented a system of internal control over disbursements. Effect: The Food Service program revenue is based on meals served, but allowable costs affect the food service bank balance which is restricted for food service program expenses only. Spending funds on unrelated School expenses could result in the grantor not approving the School to operate the program in the next school year. Asset misappropriation could occur if supporting documentation is not required and approved before funds are disbursed. Recommendation: The School should establish and maintain effective internal controls over federal awards that require proper documentation to be maintained on file to support the purpose and amount of all expenditures of federal awards. Identification of repeat findings: This is not a repeat finding. View of Responsible Officials and Planned Corrective Actions: Management agrees with the finding and has established a monthly meeting between the Business Manager and the Cafeteria Director in order to review the monthly budget and ascertain that all appropriate expenses are disbursed only for the federally funded department. The Business Manager has implemented these changes. The School represents that this was completed during the fiscal year ended June 30, 2023, however, a single audit has not been conducted for this period.
ALLOWABLE COSTS Federal Agency: Department of Agriculture Federal Program or Cluster: Child Nutrition Cluster Assistance Listing Number: 10.553, 10.555, and 10.559 Federal Award Numbers and Years: Award Periods 7/1/2021-6/30/2022: K241 Questioned Costs: $10,159 Condition: The School did not maintain proper supporting documentation for expenses, including those claimed under the major federal program. These expenses include employee reimbursements. Criteria: The School must establish and maintain effective internal controls over federal awards that provide reasonable assurance that the non-federal entity is managing federal awards in compliance with federal statutes, regulations, and the terms and conditions of the federal award. Cause: The School has not properly implemented a system of internal control over disbursements. Effect: The Food Service program revenue is based on meals served, but allowable costs affect the food service bank balance which is restricted for food service program expenses only. Spending funds on unrelated School expenses could result in the grantor not approving the School to operate the program in the next school year. Asset misappropriation could occur if supporting documentation is not required and approved before funds are disbursed. Recommendation: The School should establish and maintain effective internal controls over federal awards that require proper documentation to be maintained on file to support the purpose and amount of all expenditures of federal awards. Identification of repeat findings: This is not a repeat finding. View of Responsible Officials and Planned Corrective Actions: Management agrees with the finding and has established a monthly meeting between the Business Manager and the Cafeteria Director in order to review the monthly budget and ascertain that all appropriate expenses are disbursed only for the federally funded department. The Business Manager has implemented these changes. The School represents that this was completed during the fiscal year ended June 30, 2023, however, a single audit has not been conducted for this period.
ALLOWABLE COSTS Federal Agency: Department of Agriculture Federal Program or Cluster: Child Nutrition Cluster Assistance Listing Number: 10.553, 10.555, and 10.559 Federal Award Numbers and Years: Award Periods 7/1/2021-6/30/2022: K241 Questioned Costs: $10,159 Condition: The School did not maintain proper supporting documentation for expenses, including those claimed under the major federal program. These expenses include employee reimbursements. Criteria: The School must establish and maintain effective internal controls over federal awards that provide reasonable assurance that the non-federal entity is managing federal awards in compliance with federal statutes, regulations, and the terms and conditions of the federal award. Cause: The School has not properly implemented a system of internal control over disbursements. Effect: The Food Service program revenue is based on meals served, but allowable costs affect the food service bank balance which is restricted for food service program expenses only. Spending funds on unrelated School expenses could result in the grantor not approving the School to operate the program in the next school year. Asset misappropriation could occur if supporting documentation is not required and approved before funds are disbursed. Recommendation: The School should establish and maintain effective internal controls over federal awards that require proper documentation to be maintained on file to support the purpose and amount of all expenditures of federal awards. Identification of repeat findings: This is not a repeat finding. View of Responsible Officials and Planned Corrective Actions: Management agrees with the finding and has established a monthly meeting between the Business Manager and the Cafeteria Director in order to review the monthly budget and ascertain that all appropriate expenses are disbursed only for the federally funded department. The Business Manager has implemented these changes. The School represents that this was completed during the fiscal year ended June 30, 2023, however, a single audit has not been conducted for this period.
SPECIAL TESTS AND PROVISIONS Federal Agency: Department of Agriculture Federal Program or Cluster: Child Nutrition Cluster Assistance Listing Number: 10.553, 10.555, and 10.559 Federal Award Numbers and Years: Award Periods 7/1/2021-6/30/2022: K241 Questioned Costs: $0 Condition: The School's food service account balance exceeded the allowable average three months of operating expenses at June 30, 2022. Criteria: The USDA requires that the ending balance of the nonprofit school food service account does not exceed three months’ average of operating expenses. If an excess fund balance should occur, the SFA will be required to develop a spending plan for reducing the balance to an acceptable level during the following school year. The plan must be submitted to the Indiana Department of Education ("IDOE"), School Finance Division, prior to approval of the Annual Financial Report ("AFR"). Cause: During the 2021 fiscal year, the School’s revenues exceeded expenditures, such that, when added to the opening fund balance, the final fund balance caused the fund to be in noncompliance. Effect: The School's AFR could not be approved until a spending plan was provided to the IDOE. Recommendation: Management of the School should implement a review process that includes reviewing its food service account regularly to avoid excess cash balances. Identification of repeat findings: This finding is a repeat finding previously included as finding number 2021-012 in the audit of the financial statements for the year ended June 30, 2021. View of Responsible Officials and Planned Corrective Actions: Management agrees with the finding and has established a monthly meeting between the Business Manager and the Cafeteria Director in order to review the monthly budget and allocate all appropriate expenses in a timely manner. The Business Manager has implemented these changes. The School represents that this was completed during the fiscal year ended June 30, 2023, however, a single audit has not been conducted for this period.
SPECIAL TESTS AND PROVISIONS Federal Agency: Department of Agriculture Federal Program or Cluster: Child Nutrition Cluster Assistance Listing Number: 10.553, 10.555, and 10.559 Federal Award Numbers and Years: Award Periods 7/1/2021-6/30/2022: K241 Questioned Costs: $0 Condition: The School's food service account balance exceeded the allowable average three months of operating expenses at June 30, 2022. Criteria: The USDA requires that the ending balance of the nonprofit school food service account does not exceed three months’ average of operating expenses. If an excess fund balance should occur, the SFA will be required to develop a spending plan for reducing the balance to an acceptable level during the following school year. The plan must be submitted to the Indiana Department of Education ("IDOE"), School Finance Division, prior to approval of the Annual Financial Report ("AFR"). Cause: During the 2021 fiscal year, the School’s revenues exceeded expenditures, such that, when added to the opening fund balance, the final fund balance caused the fund to be in noncompliance. Effect: The School's AFR could not be approved until a spending plan was provided to the IDOE. Recommendation: Management of the School should implement a review process that includes reviewing its food service account regularly to avoid excess cash balances. Identification of repeat findings: This finding is a repeat finding previously included as finding number 2021-012 in the audit of the financial statements for the year ended June 30, 2021. View of Responsible Officials and Planned Corrective Actions: Management agrees with the finding and has established a monthly meeting between the Business Manager and the Cafeteria Director in order to review the monthly budget and allocate all appropriate expenses in a timely manner. The Business Manager has implemented these changes. The School represents that this was completed during the fiscal year ended June 30, 2023, however, a single audit has not been conducted for this period.
SPECIAL TESTS AND PROVISIONS Federal Agency: Department of Agriculture Federal Program or Cluster: Child Nutrition Cluster Assistance Listing Number: 10.553, 10.555, and 10.559 Federal Award Numbers and Years: Award Periods 7/1/2021-6/30/2022: K241 Questioned Costs: $0 Condition: The School's food service account balance exceeded the allowable average three months of operating expenses at June 30, 2022. Criteria: The USDA requires that the ending balance of the nonprofit school food service account does not exceed three months’ average of operating expenses. If an excess fund balance should occur, the SFA will be required to develop a spending plan for reducing the balance to an acceptable level during the following school year. The plan must be submitted to the Indiana Department of Education ("IDOE"), School Finance Division, prior to approval of the Annual Financial Report ("AFR"). Cause: During the 2021 fiscal year, the School’s revenues exceeded expenditures, such that, when added to the opening fund balance, the final fund balance caused the fund to be in noncompliance. Effect: The School's AFR could not be approved until a spending plan was provided to the IDOE. Recommendation: Management of the School should implement a review process that includes reviewing its food service account regularly to avoid excess cash balances. Identification of repeat findings: This finding is a repeat finding previously included as finding number 2021-012 in the audit of the financial statements for the year ended June 30, 2021. View of Responsible Officials and Planned Corrective Actions: Management agrees with the finding and has established a monthly meeting between the Business Manager and the Cafeteria Director in order to review the monthly budget and allocate all appropriate expenses in a timely manner. The Business Manager has implemented these changes. The School represents that this was completed during the fiscal year ended June 30, 2023, however, a single audit has not been conducted for this period.