Audit 351052

FY End
2024-06-30
Total Expended
$813,748
Findings
12
Programs
9
Organization: Pond Union School District (CA)
Year: 2024 Accepted: 2025-03-31

Organization Exclusion Status:

Checking exclusion status...

Findings

ID Ref Severity Repeat Requirement
544391 2024-002 Significant Deficiency - AB
544392 2024-002 Significant Deficiency - AB
544393 2024-002 Significant Deficiency - AB
544394 2024-002 Significant Deficiency - AB
544395 2024-002 Significant Deficiency - AB
544396 2024-002 Significant Deficiency - AB
1120833 2024-002 Significant Deficiency - AB
1120834 2024-002 Significant Deficiency - AB
1120835 2024-002 Significant Deficiency - AB
1120836 2024-002 Significant Deficiency - AB
1120837 2024-002 Significant Deficiency - AB
1120838 2024-002 Significant Deficiency - AB

Contacts

Name Title Type
VY31VEND35H1 Kim Howard Auditee
6617922545 Bret Harrison Auditor
No contacts on file

Notes to SEFA

Accounting Policies: Expenditures reported on the Schedule are reported on the modified accrual basis of accounting. These expenditures are recognized following the cost principles contained in the Uniform Guidance, wherein certain types of expenditures are not allowable or are limited as to reimbursement. Negative amounts shown on the Schedule, if any, represent adjustments or credits made in the normal course of business to amounts reported as expenditures in prior years. De Minimis Rate Used: N Rate Explanation: The District did not elect to use the de minimis cost rate.

Finding Details

2024-002 Miscellaneous [50000] Federal Program Information Program and Catalog Number: COVID-19: ESF Programs Award Year: 2023-2024 2023-2024 Passed Through: California Department of Education from U.S. Department of Education Criteria or Specific Requirement OMB Circular A-87, Cost Principles for State, Local, and Indian Tribal Governments, requires specific documentation for federally funded employees. If an employee is funded solely (100%) from a single federal categorical program or cost objective, the minimum requirement for documenting salary or wages is a semi-annual certification by the employee that he/she worked solely on that federal categorical program or cost objective. The certification must be signed by the employee and the supervisor having first-hand knowledge of the work performed. Whenever an employee works in more than one categorical program or cost objective, and at least one of the sources is federal, the distribution of the employee’s salary must be supported by a personnel activity report. These personnel activity reports are filled out monthly, unless the District elects to use the approved substitute system, beginning July 1, 1998. Under this substitute system, the personnel activity reports are required to be completed every fourth month (three times per year). Condition The payroll charges for all 19 employees’ gross payroll being charged to COVID-19: ESF Programs (84.425) were supported by a completed and signed personnel activity report (PAR). However, the PARs were completed late. Questioned Costs The total questioned costs are $363,910. (See charts below for program totals.) Perspective COVID-19: ESF Programs (84.425) Personnel Activity Report was not Completed and Signed in a Timely Manner Number of Employees Amount Population 19 $ 363,910.00 Sample Size 19 363,910.00 Questioned Costs 19 363,910.00 Effect Although PARs were properly completed and signed for all employees selected for audit, the PARS for Certificated employees were completed late. Adequate and timely documentation is a requirement to support these payroll charges to federal awards. The District may be required to pay back the questioned costs or make additional program expenditures in the subsequent year if the questioned costs are disallowed. Cause The personnel activity reports for 19 certificated employees were prepared and signed, but they were late. The procedure requiring completed and signed personnel activity reports for federally funded employees was followed, but the reports were late. Recommendation Properly completed and signed personnel activity reports should be prepared in a timely manner and should document all salary expenditures charged to Federal programs. The forms should be completed semi-annually for employees whose payroll is charged 100% to the Federal program. If an employee’s payroll is charged at less than 100% to a single Federal program, then the personnel activity report should be completed at least every four months (three times during the school year). District's Response The District’s Administration will closely monitor procedures for the timely completion of personnel activity reports.
2024-002 Miscellaneous [50000] Federal Program Information Program and Catalog Number: COVID-19: ESF Programs Award Year: 2023-2024 2023-2024 Passed Through: California Department of Education from U.S. Department of Education Criteria or Specific Requirement OMB Circular A-87, Cost Principles for State, Local, and Indian Tribal Governments, requires specific documentation for federally funded employees. If an employee is funded solely (100%) from a single federal categorical program or cost objective, the minimum requirement for documenting salary or wages is a semi-annual certification by the employee that he/she worked solely on that federal categorical program or cost objective. The certification must be signed by the employee and the supervisor having first-hand knowledge of the work performed. Whenever an employee works in more than one categorical program or cost objective, and at least one of the sources is federal, the distribution of the employee’s salary must be supported by a personnel activity report. These personnel activity reports are filled out monthly, unless the District elects to use the approved substitute system, beginning July 1, 1998. Under this substitute system, the personnel activity reports are required to be completed every fourth month (three times per year). Condition The payroll charges for all 19 employees’ gross payroll being charged to COVID-19: ESF Programs (84.425) were supported by a completed and signed personnel activity report (PAR). However, the PARs were completed late. Questioned Costs The total questioned costs are $363,910. (See charts below for program totals.) Perspective COVID-19: ESF Programs (84.425) Personnel Activity Report was not Completed and Signed in a Timely Manner Number of Employees Amount Population 19 $ 363,910.00 Sample Size 19 363,910.00 Questioned Costs 19 363,910.00 Effect Although PARs were properly completed and signed for all employees selected for audit, the PARS for Certificated employees were completed late. Adequate and timely documentation is a requirement to support these payroll charges to federal awards. The District may be required to pay back the questioned costs or make additional program expenditures in the subsequent year if the questioned costs are disallowed. Cause The personnel activity reports for 19 certificated employees were prepared and signed, but they were late. The procedure requiring completed and signed personnel activity reports for federally funded employees was followed, but the reports were late. Recommendation Properly completed and signed personnel activity reports should be prepared in a timely manner and should document all salary expenditures charged to Federal programs. The forms should be completed semi-annually for employees whose payroll is charged 100% to the Federal program. If an employee’s payroll is charged at less than 100% to a single Federal program, then the personnel activity report should be completed at least every four months (three times during the school year). District's Response The District’s Administration will closely monitor procedures for the timely completion of personnel activity reports.
2024-002 Miscellaneous [50000] Federal Program Information Program and Catalog Number: COVID-19: ESF Programs Award Year: 2023-2024 2023-2024 Passed Through: California Department of Education from U.S. Department of Education Criteria or Specific Requirement OMB Circular A-87, Cost Principles for State, Local, and Indian Tribal Governments, requires specific documentation for federally funded employees. If an employee is funded solely (100%) from a single federal categorical program or cost objective, the minimum requirement for documenting salary or wages is a semi-annual certification by the employee that he/she worked solely on that federal categorical program or cost objective. The certification must be signed by the employee and the supervisor having first-hand knowledge of the work performed. Whenever an employee works in more than one categorical program or cost objective, and at least one of the sources is federal, the distribution of the employee’s salary must be supported by a personnel activity report. These personnel activity reports are filled out monthly, unless the District elects to use the approved substitute system, beginning July 1, 1998. Under this substitute system, the personnel activity reports are required to be completed every fourth month (three times per year). Condition The payroll charges for all 19 employees’ gross payroll being charged to COVID-19: ESF Programs (84.425) were supported by a completed and signed personnel activity report (PAR). However, the PARs were completed late. Questioned Costs The total questioned costs are $363,910. (See charts below for program totals.) Perspective COVID-19: ESF Programs (84.425) Personnel Activity Report was not Completed and Signed in a Timely Manner Number of Employees Amount Population 19 $ 363,910.00 Sample Size 19 363,910.00 Questioned Costs 19 363,910.00 Effect Although PARs were properly completed and signed for all employees selected for audit, the PARS for Certificated employees were completed late. Adequate and timely documentation is a requirement to support these payroll charges to federal awards. The District may be required to pay back the questioned costs or make additional program expenditures in the subsequent year if the questioned costs are disallowed. Cause The personnel activity reports for 19 certificated employees were prepared and signed, but they were late. The procedure requiring completed and signed personnel activity reports for federally funded employees was followed, but the reports were late. Recommendation Properly completed and signed personnel activity reports should be prepared in a timely manner and should document all salary expenditures charged to Federal programs. The forms should be completed semi-annually for employees whose payroll is charged 100% to the Federal program. If an employee’s payroll is charged at less than 100% to a single Federal program, then the personnel activity report should be completed at least every four months (three times during the school year). District's Response The District’s Administration will closely monitor procedures for the timely completion of personnel activity reports.
2024-002 Miscellaneous [50000] Federal Program Information Program and Catalog Number: COVID-19: ESF Programs Award Year: 2023-2024 2023-2024 Passed Through: California Department of Education from U.S. Department of Education Criteria or Specific Requirement OMB Circular A-87, Cost Principles for State, Local, and Indian Tribal Governments, requires specific documentation for federally funded employees. If an employee is funded solely (100%) from a single federal categorical program or cost objective, the minimum requirement for documenting salary or wages is a semi-annual certification by the employee that he/she worked solely on that federal categorical program or cost objective. The certification must be signed by the employee and the supervisor having first-hand knowledge of the work performed. Whenever an employee works in more than one categorical program or cost objective, and at least one of the sources is federal, the distribution of the employee’s salary must be supported by a personnel activity report. These personnel activity reports are filled out monthly, unless the District elects to use the approved substitute system, beginning July 1, 1998. Under this substitute system, the personnel activity reports are required to be completed every fourth month (three times per year). Condition The payroll charges for all 19 employees’ gross payroll being charged to COVID-19: ESF Programs (84.425) were supported by a completed and signed personnel activity report (PAR). However, the PARs were completed late. Questioned Costs The total questioned costs are $363,910. (See charts below for program totals.) Perspective COVID-19: ESF Programs (84.425) Personnel Activity Report was not Completed and Signed in a Timely Manner Number of Employees Amount Population 19 $ 363,910.00 Sample Size 19 363,910.00 Questioned Costs 19 363,910.00 Effect Although PARs were properly completed and signed for all employees selected for audit, the PARS for Certificated employees were completed late. Adequate and timely documentation is a requirement to support these payroll charges to federal awards. The District may be required to pay back the questioned costs or make additional program expenditures in the subsequent year if the questioned costs are disallowed. Cause The personnel activity reports for 19 certificated employees were prepared and signed, but they were late. The procedure requiring completed and signed personnel activity reports for federally funded employees was followed, but the reports were late. Recommendation Properly completed and signed personnel activity reports should be prepared in a timely manner and should document all salary expenditures charged to Federal programs. The forms should be completed semi-annually for employees whose payroll is charged 100% to the Federal program. If an employee’s payroll is charged at less than 100% to a single Federal program, then the personnel activity report should be completed at least every four months (three times during the school year). District's Response The District’s Administration will closely monitor procedures for the timely completion of personnel activity reports.
2024-002 Miscellaneous [50000] Federal Program Information Program and Catalog Number: COVID-19: ESF Programs Award Year: 2023-2024 2023-2024 Passed Through: California Department of Education from U.S. Department of Education Criteria or Specific Requirement OMB Circular A-87, Cost Principles for State, Local, and Indian Tribal Governments, requires specific documentation for federally funded employees. If an employee is funded solely (100%) from a single federal categorical program or cost objective, the minimum requirement for documenting salary or wages is a semi-annual certification by the employee that he/she worked solely on that federal categorical program or cost objective. The certification must be signed by the employee and the supervisor having first-hand knowledge of the work performed. Whenever an employee works in more than one categorical program or cost objective, and at least one of the sources is federal, the distribution of the employee’s salary must be supported by a personnel activity report. These personnel activity reports are filled out monthly, unless the District elects to use the approved substitute system, beginning July 1, 1998. Under this substitute system, the personnel activity reports are required to be completed every fourth month (three times per year). Condition The payroll charges for all 19 employees’ gross payroll being charged to COVID-19: ESF Programs (84.425) were supported by a completed and signed personnel activity report (PAR). However, the PARs were completed late. Questioned Costs The total questioned costs are $363,910. (See charts below for program totals.) Perspective COVID-19: ESF Programs (84.425) Personnel Activity Report was not Completed and Signed in a Timely Manner Number of Employees Amount Population 19 $ 363,910.00 Sample Size 19 363,910.00 Questioned Costs 19 363,910.00 Effect Although PARs were properly completed and signed for all employees selected for audit, the PARS for Certificated employees were completed late. Adequate and timely documentation is a requirement to support these payroll charges to federal awards. The District may be required to pay back the questioned costs or make additional program expenditures in the subsequent year if the questioned costs are disallowed. Cause The personnel activity reports for 19 certificated employees were prepared and signed, but they were late. The procedure requiring completed and signed personnel activity reports for federally funded employees was followed, but the reports were late. Recommendation Properly completed and signed personnel activity reports should be prepared in a timely manner and should document all salary expenditures charged to Federal programs. The forms should be completed semi-annually for employees whose payroll is charged 100% to the Federal program. If an employee’s payroll is charged at less than 100% to a single Federal program, then the personnel activity report should be completed at least every four months (three times during the school year). District's Response The District’s Administration will closely monitor procedures for the timely completion of personnel activity reports.
2024-002 Miscellaneous [50000] Federal Program Information Program and Catalog Number: COVID-19: ESF Programs Award Year: 2023-2024 2023-2024 Passed Through: California Department of Education from U.S. Department of Education Criteria or Specific Requirement OMB Circular A-87, Cost Principles for State, Local, and Indian Tribal Governments, requires specific documentation for federally funded employees. If an employee is funded solely (100%) from a single federal categorical program or cost objective, the minimum requirement for documenting salary or wages is a semi-annual certification by the employee that he/she worked solely on that federal categorical program or cost objective. The certification must be signed by the employee and the supervisor having first-hand knowledge of the work performed. Whenever an employee works in more than one categorical program or cost objective, and at least one of the sources is federal, the distribution of the employee’s salary must be supported by a personnel activity report. These personnel activity reports are filled out monthly, unless the District elects to use the approved substitute system, beginning July 1, 1998. Under this substitute system, the personnel activity reports are required to be completed every fourth month (three times per year). Condition The payroll charges for all 19 employees’ gross payroll being charged to COVID-19: ESF Programs (84.425) were supported by a completed and signed personnel activity report (PAR). However, the PARs were completed late. Questioned Costs The total questioned costs are $363,910. (See charts below for program totals.) Perspective COVID-19: ESF Programs (84.425) Personnel Activity Report was not Completed and Signed in a Timely Manner Number of Employees Amount Population 19 $ 363,910.00 Sample Size 19 363,910.00 Questioned Costs 19 363,910.00 Effect Although PARs were properly completed and signed for all employees selected for audit, the PARS for Certificated employees were completed late. Adequate and timely documentation is a requirement to support these payroll charges to federal awards. The District may be required to pay back the questioned costs or make additional program expenditures in the subsequent year if the questioned costs are disallowed. Cause The personnel activity reports for 19 certificated employees were prepared and signed, but they were late. The procedure requiring completed and signed personnel activity reports for federally funded employees was followed, but the reports were late. Recommendation Properly completed and signed personnel activity reports should be prepared in a timely manner and should document all salary expenditures charged to Federal programs. The forms should be completed semi-annually for employees whose payroll is charged 100% to the Federal program. If an employee’s payroll is charged at less than 100% to a single Federal program, then the personnel activity report should be completed at least every four months (three times during the school year). District's Response The District’s Administration will closely monitor procedures for the timely completion of personnel activity reports.
2024-002 Miscellaneous [50000] Federal Program Information Program and Catalog Number: COVID-19: ESF Programs Award Year: 2023-2024 2023-2024 Passed Through: California Department of Education from U.S. Department of Education Criteria or Specific Requirement OMB Circular A-87, Cost Principles for State, Local, and Indian Tribal Governments, requires specific documentation for federally funded employees. If an employee is funded solely (100%) from a single federal categorical program or cost objective, the minimum requirement for documenting salary or wages is a semi-annual certification by the employee that he/she worked solely on that federal categorical program or cost objective. The certification must be signed by the employee and the supervisor having first-hand knowledge of the work performed. Whenever an employee works in more than one categorical program or cost objective, and at least one of the sources is federal, the distribution of the employee’s salary must be supported by a personnel activity report. These personnel activity reports are filled out monthly, unless the District elects to use the approved substitute system, beginning July 1, 1998. Under this substitute system, the personnel activity reports are required to be completed every fourth month (three times per year). Condition The payroll charges for all 19 employees’ gross payroll being charged to COVID-19: ESF Programs (84.425) were supported by a completed and signed personnel activity report (PAR). However, the PARs were completed late. Questioned Costs The total questioned costs are $363,910. (See charts below for program totals.) Perspective COVID-19: ESF Programs (84.425) Personnel Activity Report was not Completed and Signed in a Timely Manner Number of Employees Amount Population 19 $ 363,910.00 Sample Size 19 363,910.00 Questioned Costs 19 363,910.00 Effect Although PARs were properly completed and signed for all employees selected for audit, the PARS for Certificated employees were completed late. Adequate and timely documentation is a requirement to support these payroll charges to federal awards. The District may be required to pay back the questioned costs or make additional program expenditures in the subsequent year if the questioned costs are disallowed. Cause The personnel activity reports for 19 certificated employees were prepared and signed, but they were late. The procedure requiring completed and signed personnel activity reports for federally funded employees was followed, but the reports were late. Recommendation Properly completed and signed personnel activity reports should be prepared in a timely manner and should document all salary expenditures charged to Federal programs. The forms should be completed semi-annually for employees whose payroll is charged 100% to the Federal program. If an employee’s payroll is charged at less than 100% to a single Federal program, then the personnel activity report should be completed at least every four months (three times during the school year). District's Response The District’s Administration will closely monitor procedures for the timely completion of personnel activity reports.
2024-002 Miscellaneous [50000] Federal Program Information Program and Catalog Number: COVID-19: ESF Programs Award Year: 2023-2024 2023-2024 Passed Through: California Department of Education from U.S. Department of Education Criteria or Specific Requirement OMB Circular A-87, Cost Principles for State, Local, and Indian Tribal Governments, requires specific documentation for federally funded employees. If an employee is funded solely (100%) from a single federal categorical program or cost objective, the minimum requirement for documenting salary or wages is a semi-annual certification by the employee that he/she worked solely on that federal categorical program or cost objective. The certification must be signed by the employee and the supervisor having first-hand knowledge of the work performed. Whenever an employee works in more than one categorical program or cost objective, and at least one of the sources is federal, the distribution of the employee’s salary must be supported by a personnel activity report. These personnel activity reports are filled out monthly, unless the District elects to use the approved substitute system, beginning July 1, 1998. Under this substitute system, the personnel activity reports are required to be completed every fourth month (three times per year). Condition The payroll charges for all 19 employees’ gross payroll being charged to COVID-19: ESF Programs (84.425) were supported by a completed and signed personnel activity report (PAR). However, the PARs were completed late. Questioned Costs The total questioned costs are $363,910. (See charts below for program totals.) Perspective COVID-19: ESF Programs (84.425) Personnel Activity Report was not Completed and Signed in a Timely Manner Number of Employees Amount Population 19 $ 363,910.00 Sample Size 19 363,910.00 Questioned Costs 19 363,910.00 Effect Although PARs were properly completed and signed for all employees selected for audit, the PARS for Certificated employees were completed late. Adequate and timely documentation is a requirement to support these payroll charges to federal awards. The District may be required to pay back the questioned costs or make additional program expenditures in the subsequent year if the questioned costs are disallowed. Cause The personnel activity reports for 19 certificated employees were prepared and signed, but they were late. The procedure requiring completed and signed personnel activity reports for federally funded employees was followed, but the reports were late. Recommendation Properly completed and signed personnel activity reports should be prepared in a timely manner and should document all salary expenditures charged to Federal programs. The forms should be completed semi-annually for employees whose payroll is charged 100% to the Federal program. If an employee’s payroll is charged at less than 100% to a single Federal program, then the personnel activity report should be completed at least every four months (three times during the school year). District's Response The District’s Administration will closely monitor procedures for the timely completion of personnel activity reports.
2024-002 Miscellaneous [50000] Federal Program Information Program and Catalog Number: COVID-19: ESF Programs Award Year: 2023-2024 2023-2024 Passed Through: California Department of Education from U.S. Department of Education Criteria or Specific Requirement OMB Circular A-87, Cost Principles for State, Local, and Indian Tribal Governments, requires specific documentation for federally funded employees. If an employee is funded solely (100%) from a single federal categorical program or cost objective, the minimum requirement for documenting salary or wages is a semi-annual certification by the employee that he/she worked solely on that federal categorical program or cost objective. The certification must be signed by the employee and the supervisor having first-hand knowledge of the work performed. Whenever an employee works in more than one categorical program or cost objective, and at least one of the sources is federal, the distribution of the employee’s salary must be supported by a personnel activity report. These personnel activity reports are filled out monthly, unless the District elects to use the approved substitute system, beginning July 1, 1998. Under this substitute system, the personnel activity reports are required to be completed every fourth month (three times per year). Condition The payroll charges for all 19 employees’ gross payroll being charged to COVID-19: ESF Programs (84.425) were supported by a completed and signed personnel activity report (PAR). However, the PARs were completed late. Questioned Costs The total questioned costs are $363,910. (See charts below for program totals.) Perspective COVID-19: ESF Programs (84.425) Personnel Activity Report was not Completed and Signed in a Timely Manner Number of Employees Amount Population 19 $ 363,910.00 Sample Size 19 363,910.00 Questioned Costs 19 363,910.00 Effect Although PARs were properly completed and signed for all employees selected for audit, the PARS for Certificated employees were completed late. Adequate and timely documentation is a requirement to support these payroll charges to federal awards. The District may be required to pay back the questioned costs or make additional program expenditures in the subsequent year if the questioned costs are disallowed. Cause The personnel activity reports for 19 certificated employees were prepared and signed, but they were late. The procedure requiring completed and signed personnel activity reports for federally funded employees was followed, but the reports were late. Recommendation Properly completed and signed personnel activity reports should be prepared in a timely manner and should document all salary expenditures charged to Federal programs. The forms should be completed semi-annually for employees whose payroll is charged 100% to the Federal program. If an employee’s payroll is charged at less than 100% to a single Federal program, then the personnel activity report should be completed at least every four months (three times during the school year). District's Response The District’s Administration will closely monitor procedures for the timely completion of personnel activity reports.
2024-002 Miscellaneous [50000] Federal Program Information Program and Catalog Number: COVID-19: ESF Programs Award Year: 2023-2024 2023-2024 Passed Through: California Department of Education from U.S. Department of Education Criteria or Specific Requirement OMB Circular A-87, Cost Principles for State, Local, and Indian Tribal Governments, requires specific documentation for federally funded employees. If an employee is funded solely (100%) from a single federal categorical program or cost objective, the minimum requirement for documenting salary or wages is a semi-annual certification by the employee that he/she worked solely on that federal categorical program or cost objective. The certification must be signed by the employee and the supervisor having first-hand knowledge of the work performed. Whenever an employee works in more than one categorical program or cost objective, and at least one of the sources is federal, the distribution of the employee’s salary must be supported by a personnel activity report. These personnel activity reports are filled out monthly, unless the District elects to use the approved substitute system, beginning July 1, 1998. Under this substitute system, the personnel activity reports are required to be completed every fourth month (three times per year). Condition The payroll charges for all 19 employees’ gross payroll being charged to COVID-19: ESF Programs (84.425) were supported by a completed and signed personnel activity report (PAR). However, the PARs were completed late. Questioned Costs The total questioned costs are $363,910. (See charts below for program totals.) Perspective COVID-19: ESF Programs (84.425) Personnel Activity Report was not Completed and Signed in a Timely Manner Number of Employees Amount Population 19 $ 363,910.00 Sample Size 19 363,910.00 Questioned Costs 19 363,910.00 Effect Although PARs were properly completed and signed for all employees selected for audit, the PARS for Certificated employees were completed late. Adequate and timely documentation is a requirement to support these payroll charges to federal awards. The District may be required to pay back the questioned costs or make additional program expenditures in the subsequent year if the questioned costs are disallowed. Cause The personnel activity reports for 19 certificated employees were prepared and signed, but they were late. The procedure requiring completed and signed personnel activity reports for federally funded employees was followed, but the reports were late. Recommendation Properly completed and signed personnel activity reports should be prepared in a timely manner and should document all salary expenditures charged to Federal programs. The forms should be completed semi-annually for employees whose payroll is charged 100% to the Federal program. If an employee’s payroll is charged at less than 100% to a single Federal program, then the personnel activity report should be completed at least every four months (three times during the school year). District's Response The District’s Administration will closely monitor procedures for the timely completion of personnel activity reports.
2024-002 Miscellaneous [50000] Federal Program Information Program and Catalog Number: COVID-19: ESF Programs Award Year: 2023-2024 2023-2024 Passed Through: California Department of Education from U.S. Department of Education Criteria or Specific Requirement OMB Circular A-87, Cost Principles for State, Local, and Indian Tribal Governments, requires specific documentation for federally funded employees. If an employee is funded solely (100%) from a single federal categorical program or cost objective, the minimum requirement for documenting salary or wages is a semi-annual certification by the employee that he/she worked solely on that federal categorical program or cost objective. The certification must be signed by the employee and the supervisor having first-hand knowledge of the work performed. Whenever an employee works in more than one categorical program or cost objective, and at least one of the sources is federal, the distribution of the employee’s salary must be supported by a personnel activity report. These personnel activity reports are filled out monthly, unless the District elects to use the approved substitute system, beginning July 1, 1998. Under this substitute system, the personnel activity reports are required to be completed every fourth month (three times per year). Condition The payroll charges for all 19 employees’ gross payroll being charged to COVID-19: ESF Programs (84.425) were supported by a completed and signed personnel activity report (PAR). However, the PARs were completed late. Questioned Costs The total questioned costs are $363,910. (See charts below for program totals.) Perspective COVID-19: ESF Programs (84.425) Personnel Activity Report was not Completed and Signed in a Timely Manner Number of Employees Amount Population 19 $ 363,910.00 Sample Size 19 363,910.00 Questioned Costs 19 363,910.00 Effect Although PARs were properly completed and signed for all employees selected for audit, the PARS for Certificated employees were completed late. Adequate and timely documentation is a requirement to support these payroll charges to federal awards. The District may be required to pay back the questioned costs or make additional program expenditures in the subsequent year if the questioned costs are disallowed. Cause The personnel activity reports for 19 certificated employees were prepared and signed, but they were late. The procedure requiring completed and signed personnel activity reports for federally funded employees was followed, but the reports were late. Recommendation Properly completed and signed personnel activity reports should be prepared in a timely manner and should document all salary expenditures charged to Federal programs. The forms should be completed semi-annually for employees whose payroll is charged 100% to the Federal program. If an employee’s payroll is charged at less than 100% to a single Federal program, then the personnel activity report should be completed at least every four months (three times during the school year). District's Response The District’s Administration will closely monitor procedures for the timely completion of personnel activity reports.
2024-002 Miscellaneous [50000] Federal Program Information Program and Catalog Number: COVID-19: ESF Programs Award Year: 2023-2024 2023-2024 Passed Through: California Department of Education from U.S. Department of Education Criteria or Specific Requirement OMB Circular A-87, Cost Principles for State, Local, and Indian Tribal Governments, requires specific documentation for federally funded employees. If an employee is funded solely (100%) from a single federal categorical program or cost objective, the minimum requirement for documenting salary or wages is a semi-annual certification by the employee that he/she worked solely on that federal categorical program or cost objective. The certification must be signed by the employee and the supervisor having first-hand knowledge of the work performed. Whenever an employee works in more than one categorical program or cost objective, and at least one of the sources is federal, the distribution of the employee’s salary must be supported by a personnel activity report. These personnel activity reports are filled out monthly, unless the District elects to use the approved substitute system, beginning July 1, 1998. Under this substitute system, the personnel activity reports are required to be completed every fourth month (three times per year). Condition The payroll charges for all 19 employees’ gross payroll being charged to COVID-19: ESF Programs (84.425) were supported by a completed and signed personnel activity report (PAR). However, the PARs were completed late. Questioned Costs The total questioned costs are $363,910. (See charts below for program totals.) Perspective COVID-19: ESF Programs (84.425) Personnel Activity Report was not Completed and Signed in a Timely Manner Number of Employees Amount Population 19 $ 363,910.00 Sample Size 19 363,910.00 Questioned Costs 19 363,910.00 Effect Although PARs were properly completed and signed for all employees selected for audit, the PARS for Certificated employees were completed late. Adequate and timely documentation is a requirement to support these payroll charges to federal awards. The District may be required to pay back the questioned costs or make additional program expenditures in the subsequent year if the questioned costs are disallowed. Cause The personnel activity reports for 19 certificated employees were prepared and signed, but they were late. The procedure requiring completed and signed personnel activity reports for federally funded employees was followed, but the reports were late. Recommendation Properly completed and signed personnel activity reports should be prepared in a timely manner and should document all salary expenditures charged to Federal programs. The forms should be completed semi-annually for employees whose payroll is charged 100% to the Federal program. If an employee’s payroll is charged at less than 100% to a single Federal program, then the personnel activity report should be completed at least every four months (three times during the school year). District's Response The District’s Administration will closely monitor procedures for the timely completion of personnel activity reports.