Audit 350369

FY End
2024-06-30
Total Expended
$1.32B
Findings
2
Programs
221
Year: 2024 Accepted: 2025-03-29
Auditor: Kpmg LLP

Organization Exclusion Status:

Checking exclusion status...

Findings

ID Ref Severity Repeat Requirement
540600 2024-001 Significant Deficiency - E
1117042 2024-001 Significant Deficiency - E

Programs

ALN Program Spent Major Findings
84.268 Federal Direct Student Loans $236.62M Yes 1
84.063 Federal Pell Grant Program $29.45M Yes 0
93.658 Foster Care_title IV-E $11.58M - 0
84.038 Federal Perkins Loan Program $6.06M Yes 0
93.600 Head Start $4.81M - 0
93.398 Cancer Research Manpower $3.14M - 0
93.185 Immunization Research, Demonstration, Public Information and Education_training and Clinical Skills Improvement Projects $3.11M - 0
93.364 Nursing Student Loans $2.90M Yes 0
12.351 Basic Scientific Research - Combating Weapons of Mass Destruction $2.72M - 0
84.033 Federal Work-Study Program $2.31M Yes 0
16.560 National Institute of Justice Research, Evaluation, and Development Project Grants $2.28M - 0
93.RD Other Administration for Preparedness and Response $1.52M - 0
84.015 National Resource Centers Program for Foreign Language and Area Studies Or Foreign Language and International Studies Program and Foreign Language and Area Studies Fellowship Program $1.41M - 0
97.036 Disaster Grants - Public Assistance (presidentially Declared Disasters) $1.38M - 0
12.006 National Defense Education Program $1.17M - 0
84.007 Federal Supplemental Educational Opportunity Grants $1.17M Yes 0
93.516 Affordable Care Act (aca) Public Health Training Centers Program $1.06M - 0
98.001 Usaid Foreign Assistance for Programs Overseas $897,299 - 0
84.305 Education Research, Development and Dissemination $892,007 - 0
12.RD Other Department of the Navy $867,372 - 0
93.323 Epidemiology and Laboratory Capacity for Infectious Diseases (elc) $827,398 - 0
93.U01 Other Substance Abuse and Mental Health Services Administration $824,871 - 0
84.042 Trio_student Support Services $731,719 - 0
93.211 Telehealth Programs $720,261 - 0
93.456 Cdc Undergraduate Public Health Scholars Program (cups): A Public Health Experience to Expose Undergraduates Interested in Minority Health to Public Health and the Public Health Professions $716,722 - 0
93.110 Maternal and Child Health Federal Consolidated Programs $700,678 - 0
93.264 Nurse Faculty Loan Program (nflp) $674,374 Yes 0
93.732 Mental and Behavioral Health Education and Training Grants $551,006 - 0
12.357 Rotc Language and Culture Training Grants $549,185 - 0
84.411 Investing in Innovation (i3) Fund $514,802 - 0
93.186 National Research Service Award in Primary Care Medicine $483,027 - 0
43.003 Exploration $470,787 - 0
14.RD Other Department of Housing and Urban Development $446,665 - 0
93.RD Covid-19 Other Centers for Disease Control & Prevention $434,967 - 0
12.RD Other Defense Threat Reduction Agency $408,960 - 0
77.008 U.s. Nuclear Regulatory Commission Scholarship and Fellowship Program $381,498 - 0
43.002 Aeronautics $373,784 - 0
93.172 Human Genome Research $325,341 - 0
84.217 Trio_mcnair Post-Baccalaureate Achievement $310,557 - 0
47.074 Biological Sciences $306,992 - 0
93.940 Hiv Prevention Activities_health Department Based $288,764 - 0
93.353 21st Century Cures Act - Beau Biden Cancer Moonshot $277,342 - 0
93.286 Discovery and Applied Research for Technological Innovations to Improve Human Health $270,121 - 0
81.135 Advanced Research Projects Agency - Energy $270,001 - 0
81.U06 Other Department of Energy $264,298 - 0
47.083 Integrative Activities $249,800 - 0
47.079 Office of International Science and Engineering $244,993 - 0
93.213 Research and Training in Complementary and Integrative Health $242,542 - 0
45.169 Promotion of the Humanities_office of Digital Humanities $239,669 - 0
12.800 Air Force Defense Research Sciences Program $236,410 - 0
93.359 Nurse Education, Practice Quality and Retention Grants $233,390 - 0
93.104 Comprehensive Community Mental Health Services for Children with Serious Emotional Disturbances (sed) $214,174 - 0
10.025 Plant and Animal Disease, Pest Control, and Animal Care $213,518 - 0
93.350 National Center for Advancing Translational Sciences $204,590 - 0
47.084 Nsf Technology, Innovation, and Partnerships $189,208 - 0
12.U04 Other National Security Agency $188,680 - 0
93.113 Environmental Health $176,769 - 0
64.U08 Other Department of Veterans Affairs $158,749 - 0
97.132 Financial Assistance for Countering Violent Extremism $155,379 - 0
81.087 Renewable Energy Research and Development $151,340 - 0
93.393 Cancer Cause and Prevention Research $150,901 - 0
81.049 Office of Science Financial Assistance Program $150,582 - 0
93.433 Acl National Institute on Disability, Independent Living, and Rehabilitation Research $139,126 - 0
93.127 Emergency Medical Services for Children $136,243 - 0
47.050 Geosciences $133,056 - 0
15.808 U.s. Geological Survey_ Research and Data Collection $132,647 - 0
93.RD Administration for Community Living $132,249 - 0
93.121 Oral Diseases and Disorders Research $128,754 - 0
93.273 Alcohol Research Programs $128,588 - 0
94.006 Americorps $123,421 - 0
93.RD Other Department of Health and Human Services $120,959 - 0
93.243 Substance Abuse and Mental Health Services_projects of Regional and National Significance $117,883 - 0
93.307 Minority Health and Health Disparities Research $117,839 - 0
84.016 Undergraduate International Studies and Foreign Language Programs $111,590 - 0
11.307 Economic Adjustment Assistance $110,771 - 0
94.026 National Service and Civic Engagement Research Competition $109,962 - 0
21.008 Low Income Taxpayer Clinics $106,166 - 0
45.313 Laura Bush 21st Century Librarian Program $97,163 - 0
93.317 Emerging Infections Programs $96,919 - 0
47.070 Computer and Information Science and Engineering $91,556 - 0
47.041 Engineering $91,257 - 0
84.116 Fund for the Improvement of Postsecondary Education $90,599 - 0
93.976 Primary Care Medicine and Dentistry Clinician Educator Career Development Awards $84,760 - 0
93.143 Niehs Superfund Hazardous Substances_basic Research and Education $84,721 - 0
93.394 Cancer Detection and Diagnosis Research $84,574 - 0
93.268 Immunization Cooperative Agreements $79,647 - 0
93.788 Opioid Str $76,595 - 0
93.738 Pphf: Racial and Ethnic Approaches to Community Health Program Financed Solely by Public Prevention and Health Funds $76,385 - 0
84.021 Overseas Programs - Group Projects Abroad $74,834 - 0
93.342 Health Professions Student Loans, Including Primary Care Loans/loans for Disadvantaged Students $72,709 Yes 0
16.838 Comprehensive Opioid Abuse Site-Based Program $69,274 - 0
93.670 Child Abuse and Neglect Discretionary Activities $67,711 - 0
15.255 Science and Technology Projects Related to Coal Mining and Reclamation $64,638 - 0
93.084 Prevention of Disease, Disability, and Death by Infectious Diseases $64,375 - 0
12.RD Other Department of the Air Force $63,924 - 0
39.RD Other General Services Administration $63,590 - 0
43.008 Education $63,460 - 0
17.280 Workforce Investment Act (wia) Dislocated Worker National Reserve Demonstration Grants $61,799 - 0
93.912 Rural Health Care Services Outreach, Rural Health Network Development and Small Health Care Provider Quality Improvement $61,192 - 0
81.086 Conservation Research and Development $60,374 - 0
12.RD Other Department of Defense $59,100 - 0
43.012 Space Technology $58,940 - 0
93.136 Injury Prevention and Control Research and State and Community Based Programs $56,941 - 0
93.855 Allergy, Immunology and Transplantation Research $56,561 - 0
66.509 Science to Achieve Results (star) Research Program $55,602 - 0
47.RD Other National Science Foundation $54,835 - 0
93.RD Other Substance Abuse and Mental Health Services Administration $53,361 - 0
93.173 Research Related to Deafness and Communication Disorders $50,320 - 0
12.U03 Other Department of the Navy $49,740 - 0
12.630 Basic, Applied, and Advanced Research in Science and Engineering $49,417 - 0
12.903 Gencyber Grants Program $47,414 - 0
93.846 Arthritis, Musculoskeletal and Skin Diseases Research $46,943 - 0
93.838 Lung Diseases Research $45,500 - 0
12.300 Basic and Applied Scientific Research $45,476 - 0
47.049 Mathematical and Physical Sciences $44,847 - 0
93.070 Environmental Public Health and Emergency Response $44,035 - 0
64.RD Other Department of Veterans Affairs $43,448 - 0
12.600 Community Investment $43,222 - 0
93.408 Nursing Faculty Loan Program - Arra $43,021 - 0
93.RD Agency for Healthcare Research and Quality $42,304 - 0
12.330 Science, Technology, Engineering & Mathematics (stem) Education, Outreach and Workforce Program $41,010 - 0
10.001 Agricultural Research_basic and Applied Research $40,086 - 0
45.163 Promotion of the Humanities_professional Development $37,738 - 0
93.RD Other National Institutes of Health $37,112 - 0
93.124 Nurse Anesthetist Traineeships $36,570 - 0
93.866 Aging Research $36,092 - 0
93.279 Drug Abuse and Addiction Research Programs $35,975 - 0
84.027 Special Education_grants to States $35,660 - 0
93.069 Public Health Emergency Preparedness $32,805 - 0
16.540 Juvenile Justice and Delinquency Prevention_allocation to States $32,615 - 0
81.089 Fossil Energy Research and Development $32,604 - 0
96.007 Social Security_research and Demonstration $31,801 - 0
12.U02 Other Defense Health Agency $31,772 - 0
93.129 Technical and Non-Financial Assistance to Health Centers $31,085 - 0
93.967 Cdc's Collaboration with Academia to Strengthen Public Health $29,942 - 0
45.301 Museums for America $29,583 - 0
81.008 Cybersecurity, Energy Security & Emergency Response (ceser) (b) $29,122 - 0
43.001 Science $27,673 - 0
93.083 Prevention of Disease, Disability, and Death Through Immunization and Control of Respiratory and Related Diseases $27,481 - 0
12.910 Research and Technology Development $26,712 - 0
93.RD Other Centers for Medicare and Medicaid Services $26,615 - 0
93.823 Ebola Support: Transmission and Prevention Control, Public Health Preparedness, Vaccine Development $26,258 - 0
93.361 Nursing Research $25,915 - 0
12.750 Uniformed Services University Medical Research Projects $25,284 - 0
19.345 International Programs to Support Democracy, Human Rights and Labor $25,000 - 0
23.U05 Other Appalachian Regional Commission $24,871 - 0
93.837 Cardiovascular Diseases Research $24,408 - 0
12.431 Basic Scientific Research $24,159 - 0
93.879 Medical Library Assistance $24,016 - 0
93.847 Diabetes, Digestive, and Kidney Diseases Extramural Research $23,961 - 0
93.RD Other Food and Drug Administration $23,088 - 0
93.RD Other Health Resources and Services Adminitration $22,833 - 0
93.914 Hiv Emergency Relief Project Grants $21,601 - 0
93.310 Trans-Nih Research Support $19,958 - 0
20.RD Other Department of Transportation $19,214 - 0
93.224 Consolidated Health Centers (community Health Centers, Migrant Health Centers, Health Care for the Homeless, and Public Housing Primary Care) $18,500 - 0
93.840 Translation and Implementation Science Research for Heart, Lung, Blood Diseases, and Sleep Disorders $18,164 - 0
10.558 Child and Adult Care Food Program $18,046 - 0
93.648 Child Welfare Research Training Or Demonstration $16,829 - 0
15.670 Adaptive Science $16,755 - 0
93.839 Blood Diseases and Resources Research $16,227 - 0
93.399 Cancer Control $15,901 - 0
93.262 Occupational Safety and Health Program $15,849 - 0
93.421 Strengthening Public Health Systems and Services Through National Partnerships to Improve and Protect the Nation’s Health $15,820 - 0
93.145 Aids Education and Training Centers $15,323 - 0
10.310 Agriculture and Food Research Initiative (afri) $14,612 - 0
93.233 National Center on Sleep Disorders Research $14,477 - 0
81.RD Other Department of Energy $14,301 - 0
43.RD Other National Aeronautics and Space Administration $14,167 - 0
93.436 Well-Integrated Screening and Evaluation for Women Across the Nation (wisewoman) $13,900 - 0
12.RD Other Department of the Army $13,666 - 0
11.609 Measurement and Engineering Research and Standards $13,323 - 0
93.368 21st Century Cures Act - Precision Medicine Initiative $12,605 - 0
15.634 State Wildlife Grants $12,603 - 0
93.225 National Research Service Awards_health Services Research Training $11,992 - 0
93.242 Mental Health Research Grants $11,812 - 0
93.397 Cancer Centers Support Grants $11,280 - 0
20.701 University Transportation Centers Program $11,229 - 0
93.103 Food and Drug Administration_research $10,740 - 0
93.779 Centers for Medicare and Medicaid Services (cms) Research, Demonstrations and Evaluations $10,323 - 0
45.161 Promotion of the Humanities_research $9,913 - 0
93.395 Cancer Treatment Research $9,032 - 0
19.501 Public Diplomacy Programs for Afghanistan and Pakistan $8,360 - 0
12.RD Other Uniformed Services University of the Health Sciences $8,206 - 0
93.865 Child Health and Human Development Extramural Research $8,036 - 0
10.683 National Fish and Wildlife Foundation $8,013 - 0
23.011 Appalachian Research, Technical Assistance, and Demonstration Projects $8,000 - 0
84.325 Special Education - Personnel Development to Improve Services and Results for Children with Disabilities $5,869 - 0
21.027 Coronavirus State and Local Fiscal Recovery Funds $5,684 - 0
93.853 Extramural Research Programs in the Neurosciences and Neurological Disorders $5,433 - 0
93.315 Rare Disorders: Research, Surveillance, Health Promotion, and Education $5,246 - 0
81.U07 Other Department of Energy $3,770 - 0
93.396 Cancer Biology Research $3,629 - 0
45.024 Promotion of the Arts_grants to Organizations and Individuals $3,310 - 0
17.720 Disability Employment Policy Development $3,272 - 0
17.278 Wia Dislocated Worker Formula Grants $3,000 - 0
93.867 Vision Research $2,832 - 0
93.RD Other Centers for Disease Control & Prevention $2,595 - 0
93.073 Birth Defects and Developmental Disabilities - Prevention and Surveillance $2,199 - 0
93.674 John H. Chafee Foster Care Program for Successful Transition to Adulthood $2,100 - 0
93.226 Research on Healthcare Costs, Quality and Outcomes $1,077 - 0
12.RD Other Defense Health Agency $669 - 0
20.200 Highway Research and Development Program $473 - 0
93.426 Improving the Health of Americans Through Prevention and Management of Diabetes and Heart Disease and Stroke $375 - 0
47.075 Social, Behavioral, and Economic Sciences $336 - 0
93.859 Biomedical Research and Research Training $194 - 0
12.RD Other Advanced Research Projects Agency $51 - 0
93.989 International Research and Research Training $-38 - 0
93.077 Family Smoking Prevention and Tobacco Control Act Regulatory Research $-66 - 0
93.643 Children's Justice Grants to States $-791 - 0
64.051 Specially Adapted Housing Assistive Technology Grant Program $-1,052 - 0
20.205 Highway Planning and Construction $-1,109 - 0
59.037 Small Business Development Centers $-1,356 - 0
12.420 Military Medical Research and Development $-1,461 - 0
93.336 Behavioral Risk Factor Surveillance System $-2,355 - 0
93.351 Research Infrastructure Programs $-2,903 - 0
81.121 Nuclear Energy Research, Development and Demonstration $-6,344 - 0
98.RD Other Agency for International Development $-8,280 - 0
93.669 Child Abuse and Neglect State Grants $-8,309 - 0
47.076 Education and Human Resources $-9,856 - 0
43.007 Space Operations $-11,358 - 0

Contacts

Name Title Type
MKAGLD59JRL1 Thurman Wingrove Auditee
4126246028 Eric Forkner Auditor
No contacts on file

Notes to SEFA

Title: Basis of Presentation and Significant Accounting Policies Accounting Policies: The accompanying schedule of expenditures of federal awards (the Schedule) includes all grants, contracts, and similar agreements of the University of Pittsburgh - of the Commonwealth System of Higher Education (the University), which has been financed by the U.S. federal government for the year ended June 30, 2024. The federal award information is presented in accordance with the requirements of Title 2 U.S. Code of Federal Regulations Part 200, Uniform Administrative Requirements, Cost Principals, and Audit Requirements for Federal Awards (Uniform Guidance). For the purposes of the Schedule, federal awards have been classified in two types: • Direct federal awards, and • Pass through funds received from nonfederal organizations made under federally sponsored programs conducted by those organizations. The Schedule also presents expenditures passed through from the University to other nonfederal subrecipient organizations. Since the Schedule presents only a selected portion of the activities of the University, it is not intended to and does not present either the financial position, changes in net assets, or cash flows of the University. The Schedule is prepared on the accrual basis of accounting. Negative expenditures detailed in the Schedule result from current year adjustments to prior year award amounts. Expenditures for federal awards (excluding student financial assistance) are determined using cost accounting principles and procedures set forth in OMB Circular A-21, Cost Principles for Educational Institutions, and the uniform administrative requirements as set forth in OMB Circular A-110, Uniform Administrative Requirements for Grants and Agreements with Institutions of Higher Education, Hospitals, and Other Non-Profit Organizations, or the administrative and cost principles contained in the Uniform Guidance, as applicable. Under these costs principles and administrative requirements, certain expenditures are not allowable or are limited as to reimbursement. Expenditures for student financial assistance are recognized as incurred and include the federal share of students' Federal Supplemental Educational Opportunity Grants program and Federal Work-Study program earnings, Pell grants, loan disbursements and administrative cost allowances, where applicable. De Minimis Rate Used: N Rate Explanation: The University uses its federally negotiated rate. The accompanying schedule of expenditures of federal awards (the Schedule) includes all grants, contracts, and similar agreements of the University of Pittsburgh - of the Commonwealth System of Higher Education (the University), which has been financed by the U.S. federal government for the year ended June 30, 2024. The federal award information is presented in accordance with the requirements of Title 2 U.S. Code of Federal Regulations Part 200, Uniform Administrative Requirements, Cost Principals, and Audit Requirements for Federal Awards (Uniform Guidance). For the purposes of the Schedule, federal awards have been classified in two types: • Direct federal awards, and • Pass through funds received from nonfederal organizations made under federally sponsored programs conducted by those organizations. The Schedule also presents expenditures passed through from the University to other nonfederal subrecipient organizations. Since the Schedule presents only a selected portion of the activities of the University, it is not intended to and does not present either the financial position, changes in net assets, or cash flows of the University. The Schedule is prepared on the accrual basis of accounting. Negative expenditures detailed in the Schedule result from current year adjustments to prior year award amounts. Expenditures for federal awards (excluding student financial assistance) are determined using cost accounting principles and procedures set forth in OMB Circular A-21, Cost Principles for Educational Institutions, and the uniform administrative requirements as set forth in OMB Circular A-110, Uniform Administrative Requirements for Grants and Agreements with Institutions of Higher Education, Hospitals, and Other Non-Profit Organizations, or the administrative and cost principles contained in the Uniform Guidance, as applicable. Under these costs principles and administrative requirements, certain expenditures are not allowable or are limited as to reimbursement. Expenditures for student financial assistance are recognized as incurred and include the federal share of students' Federal Supplemental Educational Opportunity Grants program and Federal Work-Study program earnings, Pell grants, loan disbursements and administrative cost allowances, where applicable.
Title: Reimbursement of Facilities and Administrative Costs Accounting Policies: The accompanying schedule of expenditures of federal awards (the Schedule) includes all grants, contracts, and similar agreements of the University of Pittsburgh - of the Commonwealth System of Higher Education (the University), which has been financed by the U.S. federal government for the year ended June 30, 2024. The federal award information is presented in accordance with the requirements of Title 2 U.S. Code of Federal Regulations Part 200, Uniform Administrative Requirements, Cost Principals, and Audit Requirements for Federal Awards (Uniform Guidance). For the purposes of the Schedule, federal awards have been classified in two types: • Direct federal awards, and • Pass through funds received from nonfederal organizations made under federally sponsored programs conducted by those organizations. The Schedule also presents expenditures passed through from the University to other nonfederal subrecipient organizations. Since the Schedule presents only a selected portion of the activities of the University, it is not intended to and does not present either the financial position, changes in net assets, or cash flows of the University. The Schedule is prepared on the accrual basis of accounting. Negative expenditures detailed in the Schedule result from current year adjustments to prior year award amounts. Expenditures for federal awards (excluding student financial assistance) are determined using cost accounting principles and procedures set forth in OMB Circular A-21, Cost Principles for Educational Institutions, and the uniform administrative requirements as set forth in OMB Circular A-110, Uniform Administrative Requirements for Grants and Agreements with Institutions of Higher Education, Hospitals, and Other Non-Profit Organizations, or the administrative and cost principles contained in the Uniform Guidance, as applicable. Under these costs principles and administrative requirements, certain expenditures are not allowable or are limited as to reimbursement. Expenditures for student financial assistance are recognized as incurred and include the federal share of students' Federal Supplemental Educational Opportunity Grants program and Federal Work-Study program earnings, Pell grants, loan disbursements and administrative cost allowances, where applicable. De Minimis Rate Used: N Rate Explanation: The University uses its federally negotiated rate. Sponsored grants and contracts normally provide for the recovery of direct and facilities and administrative costs (F&A costs). Recovery of the related F&A costs is generally recorded at predetermined rates negotiated with the federal government. Entitlement to these resources for the recovery of the applicable direct and related F&A costs is generally conditioned upon compliance with the terms and conditions of the grant agreements and applicable federal regulations, including the expenditure of the resources for eligible purposes. Substantially all grants and the University's F&A cost rate are subject to financial and compliance reviews and audits by the grantors. In management's opinion, the likelihood of an adverse material outcome upon the University's financial position from those reviews and audits is remote. The Department of Health and Human Services have approved F&A cost recovery rates for the University through fiscal year 2025. The University has elected not to use the 10-percent de minimis indirect cost rate as allowed under the Uniform Guidance.
Title: Federal Loan Program Accounting Policies: The accompanying schedule of expenditures of federal awards (the Schedule) includes all grants, contracts, and similar agreements of the University of Pittsburgh - of the Commonwealth System of Higher Education (the University), which has been financed by the U.S. federal government for the year ended June 30, 2024. The federal award information is presented in accordance with the requirements of Title 2 U.S. Code of Federal Regulations Part 200, Uniform Administrative Requirements, Cost Principals, and Audit Requirements for Federal Awards (Uniform Guidance). For the purposes of the Schedule, federal awards have been classified in two types: • Direct federal awards, and • Pass through funds received from nonfederal organizations made under federally sponsored programs conducted by those organizations. The Schedule also presents expenditures passed through from the University to other nonfederal subrecipient organizations. Since the Schedule presents only a selected portion of the activities of the University, it is not intended to and does not present either the financial position, changes in net assets, or cash flows of the University. The Schedule is prepared on the accrual basis of accounting. Negative expenditures detailed in the Schedule result from current year adjustments to prior year award amounts. Expenditures for federal awards (excluding student financial assistance) are determined using cost accounting principles and procedures set forth in OMB Circular A-21, Cost Principles for Educational Institutions, and the uniform administrative requirements as set forth in OMB Circular A-110, Uniform Administrative Requirements for Grants and Agreements with Institutions of Higher Education, Hospitals, and Other Non-Profit Organizations, or the administrative and cost principles contained in the Uniform Guidance, as applicable. Under these costs principles and administrative requirements, certain expenditures are not allowable or are limited as to reimbursement. Expenditures for student financial assistance are recognized as incurred and include the federal share of students' Federal Supplemental Educational Opportunity Grants program and Federal Work-Study program earnings, Pell grants, loan disbursements and administrative cost allowances, where applicable. De Minimis Rate Used: N Rate Explanation: The University uses its federally negotiated rate. The University administers the following federal loan programs with an outstanding loan balance at June 30, 2024 (See the Notes to the SEFA for the chart/table): The Perkins and Department of Health and Human Services Public Service Loan Programs are administered directly by the University, and balances and transactions relating to these programs are included in the University's consolidated financial statements. The amounts included in the Schedule of Expenditures under the Perkins and Department of Health and Human Services Public Service Loan Programs include the balance of the respective loan program as of June 30, 2023 and new loans issued during fiscal 2024.
Title: Department of Education Loan Programs Accounting Policies: The accompanying schedule of expenditures of federal awards (the Schedule) includes all grants, contracts, and similar agreements of the University of Pittsburgh - of the Commonwealth System of Higher Education (the University), which has been financed by the U.S. federal government for the year ended June 30, 2024. The federal award information is presented in accordance with the requirements of Title 2 U.S. Code of Federal Regulations Part 200, Uniform Administrative Requirements, Cost Principals, and Audit Requirements for Federal Awards (Uniform Guidance). For the purposes of the Schedule, federal awards have been classified in two types: • Direct federal awards, and • Pass through funds received from nonfederal organizations made under federally sponsored programs conducted by those organizations. The Schedule also presents expenditures passed through from the University to other nonfederal subrecipient organizations. Since the Schedule presents only a selected portion of the activities of the University, it is not intended to and does not present either the financial position, changes in net assets, or cash flows of the University. The Schedule is prepared on the accrual basis of accounting. Negative expenditures detailed in the Schedule result from current year adjustments to prior year award amounts. Expenditures for federal awards (excluding student financial assistance) are determined using cost accounting principles and procedures set forth in OMB Circular A-21, Cost Principles for Educational Institutions, and the uniform administrative requirements as set forth in OMB Circular A-110, Uniform Administrative Requirements for Grants and Agreements with Institutions of Higher Education, Hospitals, and Other Non-Profit Organizations, or the administrative and cost principles contained in the Uniform Guidance, as applicable. Under these costs principles and administrative requirements, certain expenditures are not allowable or are limited as to reimbursement. Expenditures for student financial assistance are recognized as incurred and include the federal share of students' Federal Supplemental Educational Opportunity Grants program and Federal Work-Study program earnings, Pell grants, loan disbursements and administrative cost allowances, where applicable. De Minimis Rate Used: N Rate Explanation: The University uses its federally negotiated rate. The University is responsible only for the performance of certain administrative duties with respect to the Direct Loans; accordingly, these loans are not included in the University's consolidated financial statements and it is not practical to determine the balance of loans outstanding to students and former students of the University under these programs.
Title: Student Financial Assistance Program Accounting Policies: The accompanying schedule of expenditures of federal awards (the Schedule) includes all grants, contracts, and similar agreements of the University of Pittsburgh - of the Commonwealth System of Higher Education (the University), which has been financed by the U.S. federal government for the year ended June 30, 2024. The federal award information is presented in accordance with the requirements of Title 2 U.S. Code of Federal Regulations Part 200, Uniform Administrative Requirements, Cost Principals, and Audit Requirements for Federal Awards (Uniform Guidance). For the purposes of the Schedule, federal awards have been classified in two types: • Direct federal awards, and • Pass through funds received from nonfederal organizations made under federally sponsored programs conducted by those organizations. The Schedule also presents expenditures passed through from the University to other nonfederal subrecipient organizations. Since the Schedule presents only a selected portion of the activities of the University, it is not intended to and does not present either the financial position, changes in net assets, or cash flows of the University. The Schedule is prepared on the accrual basis of accounting. Negative expenditures detailed in the Schedule result from current year adjustments to prior year award amounts. Expenditures for federal awards (excluding student financial assistance) are determined using cost accounting principles and procedures set forth in OMB Circular A-21, Cost Principles for Educational Institutions, and the uniform administrative requirements as set forth in OMB Circular A-110, Uniform Administrative Requirements for Grants and Agreements with Institutions of Higher Education, Hospitals, and Other Non-Profit Organizations, or the administrative and cost principles contained in the Uniform Guidance, as applicable. Under these costs principles and administrative requirements, certain expenditures are not allowable or are limited as to reimbursement. Expenditures for student financial assistance are recognized as incurred and include the federal share of students' Federal Supplemental Educational Opportunity Grants program and Federal Work-Study program earnings, Pell grants, loan disbursements and administrative cost allowances, where applicable. De Minimis Rate Used: N Rate Explanation: The University uses its federally negotiated rate. For the year ended June 30, 2024, administrative costs on the Student Financial Assistance Program were claimed under the Federal Work Study Program in the amount of $198,815.
Title: 2024 Program Expenditures Incurred in Prior Years Accounting Policies: The accompanying schedule of expenditures of federal awards (the Schedule) includes all grants, contracts, and similar agreements of the University of Pittsburgh - of the Commonwealth System of Higher Education (the University), which has been financed by the U.S. federal government for the year ended June 30, 2024. The federal award information is presented in accordance with the requirements of Title 2 U.S. Code of Federal Regulations Part 200, Uniform Administrative Requirements, Cost Principals, and Audit Requirements for Federal Awards (Uniform Guidance). For the purposes of the Schedule, federal awards have been classified in two types: • Direct federal awards, and • Pass through funds received from nonfederal organizations made under federally sponsored programs conducted by those organizations. The Schedule also presents expenditures passed through from the University to other nonfederal subrecipient organizations. Since the Schedule presents only a selected portion of the activities of the University, it is not intended to and does not present either the financial position, changes in net assets, or cash flows of the University. The Schedule is prepared on the accrual basis of accounting. Negative expenditures detailed in the Schedule result from current year adjustments to prior year award amounts. Expenditures for federal awards (excluding student financial assistance) are determined using cost accounting principles and procedures set forth in OMB Circular A-21, Cost Principles for Educational Institutions, and the uniform administrative requirements as set forth in OMB Circular A-110, Uniform Administrative Requirements for Grants and Agreements with Institutions of Higher Education, Hospitals, and Other Non-Profit Organizations, or the administrative and cost principles contained in the Uniform Guidance, as applicable. Under these costs principles and administrative requirements, certain expenditures are not allowable or are limited as to reimbursement. Expenditures for student financial assistance are recognized as incurred and include the federal share of students' Federal Supplemental Educational Opportunity Grants program and Federal Work-Study program earnings, Pell grants, loan disbursements and administrative cost allowances, where applicable. De Minimis Rate Used: N Rate Explanation: The University uses its federally negotiated rate. During the year ended June 30, 2024, the Commonwealth of Pennsylvania sub-awarded to the University COVD-19 Disaster Grants – Public Assistance (Presidentially Declared Disasters) (ALN 97.036) for funding obligated in 2024 by the U.S. Department of Homeland Security. Project expenditures reported on the Schedule totaling $3,172,633 were incurred by the University in prior years.
Title: Commonwealth of Pennsylvania - Department of Health Accounting Policies: The accompanying schedule of expenditures of federal awards (the Schedule) includes all grants, contracts, and similar agreements of the University of Pittsburgh - of the Commonwealth System of Higher Education (the University), which has been financed by the U.S. federal government for the year ended June 30, 2024. The federal award information is presented in accordance with the requirements of Title 2 U.S. Code of Federal Regulations Part 200, Uniform Administrative Requirements, Cost Principals, and Audit Requirements for Federal Awards (Uniform Guidance). For the purposes of the Schedule, federal awards have been classified in two types: • Direct federal awards, and • Pass through funds received from nonfederal organizations made under federally sponsored programs conducted by those organizations. The Schedule also presents expenditures passed through from the University to other nonfederal subrecipient organizations. Since the Schedule presents only a selected portion of the activities of the University, it is not intended to and does not present either the financial position, changes in net assets, or cash flows of the University. The Schedule is prepared on the accrual basis of accounting. Negative expenditures detailed in the Schedule result from current year adjustments to prior year award amounts. Expenditures for federal awards (excluding student financial assistance) are determined using cost accounting principles and procedures set forth in OMB Circular A-21, Cost Principles for Educational Institutions, and the uniform administrative requirements as set forth in OMB Circular A-110, Uniform Administrative Requirements for Grants and Agreements with Institutions of Higher Education, Hospitals, and Other Non-Profit Organizations, or the administrative and cost principles contained in the Uniform Guidance, as applicable. Under these costs principles and administrative requirements, certain expenditures are not allowable or are limited as to reimbursement. Expenditures for student financial assistance are recognized as incurred and include the federal share of students' Federal Supplemental Educational Opportunity Grants program and Federal Work-Study program earnings, Pell grants, loan disbursements and administrative cost allowances, where applicable. De Minimis Rate Used: N Rate Explanation: The University uses its federally negotiated rate. For the awards passed through from the Commonwealth of Pennsylvania Department of Health to the University, the following supplemental information is provided for the year ended June 30, 2024 (See the Notes to the SEFA for the chart/table):

Finding Details

Federal Program Student Financial Assistance Cluster ALNs 84.268 Federal Agencies Department of Education Federal Award Year Ranges from July 1, 2023 – June 30, 2024 Compliance Requirement Eligibility Finding Type Noncompliance and Significant Deficiency Criteria or Requirement 34 CFR 685.203 pertains to loan limits under the William D. Ford Federal Direct Loan Program. It specifies the loan limits that undergraduate and graduate students can borrow annually and for an academic year. The limits vary based on the student's year in school, academic program, and dependency status. Additionally, in accordance with Federal requirements, the University shall maintain internal controls over Federal programs designed to provide reasonable assurance that transactions are executed in compliance with Federal statutes, regulations, and the terms and conditions of the Federal award that could have a direct and material effect on a Federal program. Condition Found, including perspective For one out of the 40 students sampled to test that the University adhered to the loan limits, a fourth-year graduate dental student in a residency program received Federal Direct Loans exceeding the aggregate loan limits by $47,079. Annually, the University sends a Financial Aid History (FAH) file to the US Department of Education to request the total outstanding loans and Federal Pell Grant history for students. However, this student was not included on the FAH file because their social security number and/or date of birth were missing from the PeopleSoft student system when the report was generated, and therefore outstanding loan activity for this student was not provided by the US Department of Education. As a result, the University was unaware that the Federal Direct Loans awarded to this graduate student during the 2023-2024 academic year caused the student to receive Federal Direct Loanas that exceeded the aggregate loan limit. During the 2023-2024 academic year, the School of Dental Medicine did not have certain reports to identify students with a federal loan aggregate related issue. The Office of Admissions and Financial Aid had a report for students in the undergraduate and graduate careers (excluding the Dental Medicine professional Primary Academic Program). The Office of Admissions and Financial Aid added the School of Dental Medicine staff as a recipient on this report to assist them in identifying students with an ISIR code indicating students that are approaching or have already exceeded the Federal Direct Loan aggregate limits for review. The University’s School of Dental Medicine had 26 students enrolled in a residency program during the 2023-2024 academic year that received $758,572 in Federal Direct Unsubsidized Loans. We expanded our sample to test the loan limits for these dental graduate students that received a code on the ISIR for being near or approaching the aggregate Federal Direct Loan limit and identified seven additional students that exceeded the aggregate loan limit totaling $60,403. Cause and Effect As a result of certain information missing from the PeopleSoft student system when the annual FAH file was submitted to the Department of Education and the School of Dental Medicine not having reports in place to identify students with a federal loan aggregate related issue, the School of Dental Medicine was not able to identify Dental Medicine students who were approaching or had exceeded the Federal Direct Loan aggregate limits. The School of Dental Medicine did not have effective controls in place to validate the aggregate loan limits for Federal Direct Loans. Questioned Costs $107,482. Statistical Sample The sample was not intended to be, and was not, a statistically valid sample. Repeat Finding No. Recommendation We recommend that the University enhance the monitoring of students who are approaching their Federal Direct Loan aggregate loan limits to ensure compliance with federal regulations. Views of Responsible Officials Management agrees with the finding and the following corrective actions are being taken to minimize future risks. The University will work with the Department of Education to resolve the overpayments. The Aggregate Overpay Checklist report is now provided to and reviewed by the School of Dental Medicine, to properly address any Federal Direct Loans that may exceed the aggregate loan limit before the award is disbursed.
Federal Program Student Financial Assistance Cluster ALNs 84.268 Federal Agencies Department of Education Federal Award Year Ranges from July 1, 2023 – June 30, 2024 Compliance Requirement Eligibility Finding Type Noncompliance and Significant Deficiency Criteria or Requirement 34 CFR 685.203 pertains to loan limits under the William D. Ford Federal Direct Loan Program. It specifies the loan limits that undergraduate and graduate students can borrow annually and for an academic year. The limits vary based on the student's year in school, academic program, and dependency status. Additionally, in accordance with Federal requirements, the University shall maintain internal controls over Federal programs designed to provide reasonable assurance that transactions are executed in compliance with Federal statutes, regulations, and the terms and conditions of the Federal award that could have a direct and material effect on a Federal program. Condition Found, including perspective For one out of the 40 students sampled to test that the University adhered to the loan limits, a fourth-year graduate dental student in a residency program received Federal Direct Loans exceeding the aggregate loan limits by $47,079. Annually, the University sends a Financial Aid History (FAH) file to the US Department of Education to request the total outstanding loans and Federal Pell Grant history for students. However, this student was not included on the FAH file because their social security number and/or date of birth were missing from the PeopleSoft student system when the report was generated, and therefore outstanding loan activity for this student was not provided by the US Department of Education. As a result, the University was unaware that the Federal Direct Loans awarded to this graduate student during the 2023-2024 academic year caused the student to receive Federal Direct Loanas that exceeded the aggregate loan limit. During the 2023-2024 academic year, the School of Dental Medicine did not have certain reports to identify students with a federal loan aggregate related issue. The Office of Admissions and Financial Aid had a report for students in the undergraduate and graduate careers (excluding the Dental Medicine professional Primary Academic Program). The Office of Admissions and Financial Aid added the School of Dental Medicine staff as a recipient on this report to assist them in identifying students with an ISIR code indicating students that are approaching or have already exceeded the Federal Direct Loan aggregate limits for review. The University’s School of Dental Medicine had 26 students enrolled in a residency program during the 2023-2024 academic year that received $758,572 in Federal Direct Unsubsidized Loans. We expanded our sample to test the loan limits for these dental graduate students that received a code on the ISIR for being near or approaching the aggregate Federal Direct Loan limit and identified seven additional students that exceeded the aggregate loan limit totaling $60,403. Cause and Effect As a result of certain information missing from the PeopleSoft student system when the annual FAH file was submitted to the Department of Education and the School of Dental Medicine not having reports in place to identify students with a federal loan aggregate related issue, the School of Dental Medicine was not able to identify Dental Medicine students who were approaching or had exceeded the Federal Direct Loan aggregate limits. The School of Dental Medicine did not have effective controls in place to validate the aggregate loan limits for Federal Direct Loans. Questioned Costs $107,482. Statistical Sample The sample was not intended to be, and was not, a statistically valid sample. Repeat Finding No. Recommendation We recommend that the University enhance the monitoring of students who are approaching their Federal Direct Loan aggregate loan limits to ensure compliance with federal regulations. Views of Responsible Officials Management agrees with the finding and the following corrective actions are being taken to minimize future risks. The University will work with the Department of Education to resolve the overpayments. The Aggregate Overpay Checklist report is now provided to and reviewed by the School of Dental Medicine, to properly address any Federal Direct Loans that may exceed the aggregate loan limit before the award is disbursed.