Audit 348884

FY End
2024-06-30
Total Expended
$11.37M
Findings
20
Programs
8
Organization: Missouri Valley College (MO)
Year: 2024 Accepted: 2025-03-27

Organization Exclusion Status:

Checking exclusion status...

Findings

ID Ref Severity Repeat Requirement
537613 2024-002 Significant Deficiency Yes N
537614 2024-003 Significant Deficiency - N
537615 2024-002 Significant Deficiency Yes N
537616 2024-003 Significant Deficiency - N
537617 2024-002 Significant Deficiency Yes N
537618 2024-003 Significant Deficiency - N
537619 2024-002 Significant Deficiency Yes N
537620 2024-003 Significant Deficiency - N
537621 2024-002 Significant Deficiency Yes N
537622 2024-003 Significant Deficiency - N
1114055 2024-002 Significant Deficiency Yes N
1114056 2024-003 Significant Deficiency - N
1114057 2024-002 Significant Deficiency Yes N
1114058 2024-003 Significant Deficiency - N
1114059 2024-002 Significant Deficiency Yes N
1114060 2024-003 Significant Deficiency - N
1114061 2024-002 Significant Deficiency Yes N
1114062 2024-003 Significant Deficiency - N
1114063 2024-002 Significant Deficiency Yes N
1114064 2024-003 Significant Deficiency - N

Contacts

Name Title Type
N68FV9Y2RHN4 Jada Sherry Auditee
6608314093 Ashley Brondel Auditor
No contacts on file

Notes to SEFA

Title: Basis of Presentation Accounting Policies: The schedule of expenditures of federal awards includes only the current year federal grant activity of Missouri Valley College (the College) and is presented on the accrual basis of accounting. The information in this schedule is presented in accordance with the requirements of Title 2 U.S. Code of Federal Regulations (CFR) Part 200, Uniform Administrative Requirements, Cost Principles, and Audit Requirements for Federal Awards. Under these standards, Federal Pell Grant Program awards are reported as expenditures, whereas under U.S. generally accepted accounting principles they are not reported in the College’s Statement of Activities as expenses or financial aid. New loan advances under the Federal Direct Student Loans Program represent the amount of such loans processed by the College for the year and are not reportable as transactions in the College’s financial statements under U.S. generally accepted accounting principles. Other amounts presented in this schedule as expenditures may differ from amounts presented in, or used in the preparation of, the basic financial statements, although such differences are not material to the financial statements. De Minimis Rate Used: Y Rate Explanation: The College has elected to use the 10% de minimis indirect cost rate allowed under the Uniform Guidance. The schedule of expenditures of federal awards includes only the current year federal grant activity of Missouri Valley College (the College) and is presented on the accrual basis of accounting. The information in this schedule is presented in accordance with the requirements of Title 2 U.S. Code of Federal Regulations (CFR) Part 200, Uniform Administrative Requirements, Cost Principles, and Audit Requirements for Federal Awards. Under these standards, Federal Pell Grant Program awards are reported as expenditures, whereas under U.S. generally accepted accounting principles they are not reported in the College’s Statement of Activities as expenses or financial aid. New loan advances under the Federal Direct Student Loans Program represent the amount of such loans processed by the College for the year and are not reportable as transactions in the College’s financial statements under U.S. generally accepted accounting principles. Other amounts presented in this schedule as expenditures may differ from amounts presented in, or used in the preparation of, the basic financial statements, although such differences are not material to the financial statements.
Title: Indirect Cost Rate Accounting Policies: The schedule of expenditures of federal awards includes only the current year federal grant activity of Missouri Valley College (the College) and is presented on the accrual basis of accounting. The information in this schedule is presented in accordance with the requirements of Title 2 U.S. Code of Federal Regulations (CFR) Part 200, Uniform Administrative Requirements, Cost Principles, and Audit Requirements for Federal Awards. Under these standards, Federal Pell Grant Program awards are reported as expenditures, whereas under U.S. generally accepted accounting principles they are not reported in the College’s Statement of Activities as expenses or financial aid. New loan advances under the Federal Direct Student Loans Program represent the amount of such loans processed by the College for the year and are not reportable as transactions in the College’s financial statements under U.S. generally accepted accounting principles. Other amounts presented in this schedule as expenditures may differ from amounts presented in, or used in the preparation of, the basic financial statements, although such differences are not material to the financial statements. De Minimis Rate Used: Y Rate Explanation: The College has elected to use the 10% de minimis indirect cost rate allowed under the Uniform Guidance. The College has elected to use the 10% de minimis indirect cost rate allowed under the Uniform Guidance.
Title: Federal Perkins Loan Program Accounting Policies: The schedule of expenditures of federal awards includes only the current year federal grant activity of Missouri Valley College (the College) and is presented on the accrual basis of accounting. The information in this schedule is presented in accordance with the requirements of Title 2 U.S. Code of Federal Regulations (CFR) Part 200, Uniform Administrative Requirements, Cost Principles, and Audit Requirements for Federal Awards. Under these standards, Federal Pell Grant Program awards are reported as expenditures, whereas under U.S. generally accepted accounting principles they are not reported in the College’s Statement of Activities as expenses or financial aid. New loan advances under the Federal Direct Student Loans Program represent the amount of such loans processed by the College for the year and are not reportable as transactions in the College’s financial statements under U.S. generally accepted accounting principles. Other amounts presented in this schedule as expenditures may differ from amounts presented in, or used in the preparation of, the basic financial statements, although such differences are not material to the financial statements. De Minimis Rate Used: Y Rate Explanation: The College has elected to use the 10% de minimis indirect cost rate allowed under the Uniform Guidance. As of the date of this report, the College has assigned any outstanding loans to the Department of Education and performed all end-of-participation procedures to close out the College’s participation in the program.

Finding Details

U.S. Department of Education Finding 2024-002 (continuing finding): Policies and Procedures Related to Withdrawals – SFA Cluster (significant deficiency) Statement of Condition: From our testing sample of ten (10) students, we found six (6) instances where the calculation of the students’ percentages of completion during the payment period were computed incorrectly due to breaks of at least five (5) consecutive days being incorrectly computed in the calculation of the number of days in the payment period. We also found four (4) instances where the Title IV funds were not returned timely. We also found three (3) instances where changes in student status due to withdrawal were not reported timely. Criteria: In accordance with 34 CFR 668.22, Treatment of Title IV Funds When a Student Withdrawals, the number of days in the payment period should exclude any breaks of at least five (5) consecutive days where no coursework was taking place. Also in accordance with 34 CFR 668.22, Treatment of Title IV Fund When a Student Withdrawals, all students who withdraw and receive Title IV funds should be identified so that return calculations can be performed and any refunds can be made within forty-five (45) days after the date of the school’s determination that the student has withdrawn. 39 Also in accordance with 34 CFR, Treatment of Title IV Funds When a Student Withdrawals, any changes to a student’s enrollment status are required to be reported within thirty (30) days, or within sixty (60) days if a roster file is expected within that time frame. Effect of Condition: We found six (6) instances where the calculation of the students’ percentages of completion during the semester were computed incorrectly due to breaks of at least five (5) consecutive days being incorrectly computed in the calculation of the number of days in the semester. We also found four (4) instances where the Title IV funds were not returned timely. We also found three (3) instances where changes in student status was not reported timely. Cause of Condition: The College implemented a new system in the current year which resulted in errors in the number of days in the payment period. The College does not consistently follow its policies and procedures related to withdrawals. Recommendation: We recommend the College follow its policies and procedures to address these issues. Management’s Response: Management agrees and will submit a Corrective Action Plan to implement this recommendation immediately.
Statement of Condition: From our testing sample of twenty-five (25) students, we found twenty-two (22) instances where notices of federal direct loans being credited to a student’s account could not be vouched. Criteria: In accordance with Volume 4 Chapter 2 of the Federal Student Aid Handbook, the school must notify the borrower in writing within 30 days of funds being credited to the account: 1) the anticipated date and amount of disbursement, 2) the right to cancel, and 3) the deadlines to notify the school if they wish to cancel. In accordance with Volume 2 Chapter 7 of the Federal Student Aid Handbook, a school must keep comprehensive, accurate program and fiscal records related to its use of FSA Funds. Student records should be retained to “show a clear audit trail for FSA program expenditures.” Effect of Condition: We found twenty-two (22) instances where borrower notifications were not retained. Cause of Condition: The College implemented a new system in the current year. Recommendation: We recommend the College develop policies and procedures to address this issue. Management’s Response: Management agrees and will submit a Corrective Action Plan to implement these recommendations immediately.
U.S. Department of Education Finding 2024-002 (continuing finding): Policies and Procedures Related to Withdrawals – SFA Cluster (significant deficiency) Statement of Condition: From our testing sample of ten (10) students, we found six (6) instances where the calculation of the students’ percentages of completion during the payment period were computed incorrectly due to breaks of at least five (5) consecutive days being incorrectly computed in the calculation of the number of days in the payment period. We also found four (4) instances where the Title IV funds were not returned timely. We also found three (3) instances where changes in student status due to withdrawal were not reported timely. Criteria: In accordance with 34 CFR 668.22, Treatment of Title IV Funds When a Student Withdrawals, the number of days in the payment period should exclude any breaks of at least five (5) consecutive days where no coursework was taking place. Also in accordance with 34 CFR 668.22, Treatment of Title IV Fund When a Student Withdrawals, all students who withdraw and receive Title IV funds should be identified so that return calculations can be performed and any refunds can be made within forty-five (45) days after the date of the school’s determination that the student has withdrawn. 39 Also in accordance with 34 CFR, Treatment of Title IV Funds When a Student Withdrawals, any changes to a student’s enrollment status are required to be reported within thirty (30) days, or within sixty (60) days if a roster file is expected within that time frame. Effect of Condition: We found six (6) instances where the calculation of the students’ percentages of completion during the semester were computed incorrectly due to breaks of at least five (5) consecutive days being incorrectly computed in the calculation of the number of days in the semester. We also found four (4) instances where the Title IV funds were not returned timely. We also found three (3) instances where changes in student status was not reported timely. Cause of Condition: The College implemented a new system in the current year which resulted in errors in the number of days in the payment period. The College does not consistently follow its policies and procedures related to withdrawals. Recommendation: We recommend the College follow its policies and procedures to address these issues. Management’s Response: Management agrees and will submit a Corrective Action Plan to implement this recommendation immediately.
Statement of Condition: From our testing sample of twenty-five (25) students, we found twenty-two (22) instances where notices of federal direct loans being credited to a student’s account could not be vouched. Criteria: In accordance with Volume 4 Chapter 2 of the Federal Student Aid Handbook, the school must notify the borrower in writing within 30 days of funds being credited to the account: 1) the anticipated date and amount of disbursement, 2) the right to cancel, and 3) the deadlines to notify the school if they wish to cancel. In accordance with Volume 2 Chapter 7 of the Federal Student Aid Handbook, a school must keep comprehensive, accurate program and fiscal records related to its use of FSA Funds. Student records should be retained to “show a clear audit trail for FSA program expenditures.” Effect of Condition: We found twenty-two (22) instances where borrower notifications were not retained. Cause of Condition: The College implemented a new system in the current year. Recommendation: We recommend the College develop policies and procedures to address this issue. Management’s Response: Management agrees and will submit a Corrective Action Plan to implement these recommendations immediately.
U.S. Department of Education Finding 2024-002 (continuing finding): Policies and Procedures Related to Withdrawals – SFA Cluster (significant deficiency) Statement of Condition: From our testing sample of ten (10) students, we found six (6) instances where the calculation of the students’ percentages of completion during the payment period were computed incorrectly due to breaks of at least five (5) consecutive days being incorrectly computed in the calculation of the number of days in the payment period. We also found four (4) instances where the Title IV funds were not returned timely. We also found three (3) instances where changes in student status due to withdrawal were not reported timely. Criteria: In accordance with 34 CFR 668.22, Treatment of Title IV Funds When a Student Withdrawals, the number of days in the payment period should exclude any breaks of at least five (5) consecutive days where no coursework was taking place. Also in accordance with 34 CFR 668.22, Treatment of Title IV Fund When a Student Withdrawals, all students who withdraw and receive Title IV funds should be identified so that return calculations can be performed and any refunds can be made within forty-five (45) days after the date of the school’s determination that the student has withdrawn. 39 Also in accordance with 34 CFR, Treatment of Title IV Funds When a Student Withdrawals, any changes to a student’s enrollment status are required to be reported within thirty (30) days, or within sixty (60) days if a roster file is expected within that time frame. Effect of Condition: We found six (6) instances where the calculation of the students’ percentages of completion during the semester were computed incorrectly due to breaks of at least five (5) consecutive days being incorrectly computed in the calculation of the number of days in the semester. We also found four (4) instances where the Title IV funds were not returned timely. We also found three (3) instances where changes in student status was not reported timely. Cause of Condition: The College implemented a new system in the current year which resulted in errors in the number of days in the payment period. The College does not consistently follow its policies and procedures related to withdrawals. Recommendation: We recommend the College follow its policies and procedures to address these issues. Management’s Response: Management agrees and will submit a Corrective Action Plan to implement this recommendation immediately.
Statement of Condition: From our testing sample of twenty-five (25) students, we found twenty-two (22) instances where notices of federal direct loans being credited to a student’s account could not be vouched. Criteria: In accordance with Volume 4 Chapter 2 of the Federal Student Aid Handbook, the school must notify the borrower in writing within 30 days of funds being credited to the account: 1) the anticipated date and amount of disbursement, 2) the right to cancel, and 3) the deadlines to notify the school if they wish to cancel. In accordance with Volume 2 Chapter 7 of the Federal Student Aid Handbook, a school must keep comprehensive, accurate program and fiscal records related to its use of FSA Funds. Student records should be retained to “show a clear audit trail for FSA program expenditures.” Effect of Condition: We found twenty-two (22) instances where borrower notifications were not retained. Cause of Condition: The College implemented a new system in the current year. Recommendation: We recommend the College develop policies and procedures to address this issue. Management’s Response: Management agrees and will submit a Corrective Action Plan to implement these recommendations immediately.
U.S. Department of Education Finding 2024-002 (continuing finding): Policies and Procedures Related to Withdrawals – SFA Cluster (significant deficiency) Statement of Condition: From our testing sample of ten (10) students, we found six (6) instances where the calculation of the students’ percentages of completion during the payment period were computed incorrectly due to breaks of at least five (5) consecutive days being incorrectly computed in the calculation of the number of days in the payment period. We also found four (4) instances where the Title IV funds were not returned timely. We also found three (3) instances where changes in student status due to withdrawal were not reported timely. Criteria: In accordance with 34 CFR 668.22, Treatment of Title IV Funds When a Student Withdrawals, the number of days in the payment period should exclude any breaks of at least five (5) consecutive days where no coursework was taking place. Also in accordance with 34 CFR 668.22, Treatment of Title IV Fund When a Student Withdrawals, all students who withdraw and receive Title IV funds should be identified so that return calculations can be performed and any refunds can be made within forty-five (45) days after the date of the school’s determination that the student has withdrawn. 39 Also in accordance with 34 CFR, Treatment of Title IV Funds When a Student Withdrawals, any changes to a student’s enrollment status are required to be reported within thirty (30) days, or within sixty (60) days if a roster file is expected within that time frame. Effect of Condition: We found six (6) instances where the calculation of the students’ percentages of completion during the semester were computed incorrectly due to breaks of at least five (5) consecutive days being incorrectly computed in the calculation of the number of days in the semester. We also found four (4) instances where the Title IV funds were not returned timely. We also found three (3) instances where changes in student status was not reported timely. Cause of Condition: The College implemented a new system in the current year which resulted in errors in the number of days in the payment period. The College does not consistently follow its policies and procedures related to withdrawals. Recommendation: We recommend the College follow its policies and procedures to address these issues. Management’s Response: Management agrees and will submit a Corrective Action Plan to implement this recommendation immediately.
Statement of Condition: From our testing sample of twenty-five (25) students, we found twenty-two (22) instances where notices of federal direct loans being credited to a student’s account could not be vouched. Criteria: In accordance with Volume 4 Chapter 2 of the Federal Student Aid Handbook, the school must notify the borrower in writing within 30 days of funds being credited to the account: 1) the anticipated date and amount of disbursement, 2) the right to cancel, and 3) the deadlines to notify the school if they wish to cancel. In accordance with Volume 2 Chapter 7 of the Federal Student Aid Handbook, a school must keep comprehensive, accurate program and fiscal records related to its use of FSA Funds. Student records should be retained to “show a clear audit trail for FSA program expenditures.” Effect of Condition: We found twenty-two (22) instances where borrower notifications were not retained. Cause of Condition: The College implemented a new system in the current year. Recommendation: We recommend the College develop policies and procedures to address this issue. Management’s Response: Management agrees and will submit a Corrective Action Plan to implement these recommendations immediately.
U.S. Department of Education Finding 2024-002 (continuing finding): Policies and Procedures Related to Withdrawals – SFA Cluster (significant deficiency) Statement of Condition: From our testing sample of ten (10) students, we found six (6) instances where the calculation of the students’ percentages of completion during the payment period were computed incorrectly due to breaks of at least five (5) consecutive days being incorrectly computed in the calculation of the number of days in the payment period. We also found four (4) instances where the Title IV funds were not returned timely. We also found three (3) instances where changes in student status due to withdrawal were not reported timely. Criteria: In accordance with 34 CFR 668.22, Treatment of Title IV Funds When a Student Withdrawals, the number of days in the payment period should exclude any breaks of at least five (5) consecutive days where no coursework was taking place. Also in accordance with 34 CFR 668.22, Treatment of Title IV Fund When a Student Withdrawals, all students who withdraw and receive Title IV funds should be identified so that return calculations can be performed and any refunds can be made within forty-five (45) days after the date of the school’s determination that the student has withdrawn. 39 Also in accordance with 34 CFR, Treatment of Title IV Funds When a Student Withdrawals, any changes to a student’s enrollment status are required to be reported within thirty (30) days, or within sixty (60) days if a roster file is expected within that time frame. Effect of Condition: We found six (6) instances where the calculation of the students’ percentages of completion during the semester were computed incorrectly due to breaks of at least five (5) consecutive days being incorrectly computed in the calculation of the number of days in the semester. We also found four (4) instances where the Title IV funds were not returned timely. We also found three (3) instances where changes in student status was not reported timely. Cause of Condition: The College implemented a new system in the current year which resulted in errors in the number of days in the payment period. The College does not consistently follow its policies and procedures related to withdrawals. Recommendation: We recommend the College follow its policies and procedures to address these issues. Management’s Response: Management agrees and will submit a Corrective Action Plan to implement this recommendation immediately.
Statement of Condition: From our testing sample of twenty-five (25) students, we found twenty-two (22) instances where notices of federal direct loans being credited to a student’s account could not be vouched. Criteria: In accordance with Volume 4 Chapter 2 of the Federal Student Aid Handbook, the school must notify the borrower in writing within 30 days of funds being credited to the account: 1) the anticipated date and amount of disbursement, 2) the right to cancel, and 3) the deadlines to notify the school if they wish to cancel. In accordance with Volume 2 Chapter 7 of the Federal Student Aid Handbook, a school must keep comprehensive, accurate program and fiscal records related to its use of FSA Funds. Student records should be retained to “show a clear audit trail for FSA program expenditures.” Effect of Condition: We found twenty-two (22) instances where borrower notifications were not retained. Cause of Condition: The College implemented a new system in the current year. Recommendation: We recommend the College develop policies and procedures to address this issue. Management’s Response: Management agrees and will submit a Corrective Action Plan to implement these recommendations immediately.
U.S. Department of Education Finding 2024-002 (continuing finding): Policies and Procedures Related to Withdrawals – SFA Cluster (significant deficiency) Statement of Condition: From our testing sample of ten (10) students, we found six (6) instances where the calculation of the students’ percentages of completion during the payment period were computed incorrectly due to breaks of at least five (5) consecutive days being incorrectly computed in the calculation of the number of days in the payment period. We also found four (4) instances where the Title IV funds were not returned timely. We also found three (3) instances where changes in student status due to withdrawal were not reported timely. Criteria: In accordance with 34 CFR 668.22, Treatment of Title IV Funds When a Student Withdrawals, the number of days in the payment period should exclude any breaks of at least five (5) consecutive days where no coursework was taking place. Also in accordance with 34 CFR 668.22, Treatment of Title IV Fund When a Student Withdrawals, all students who withdraw and receive Title IV funds should be identified so that return calculations can be performed and any refunds can be made within forty-five (45) days after the date of the school’s determination that the student has withdrawn. 39 Also in accordance with 34 CFR, Treatment of Title IV Funds When a Student Withdrawals, any changes to a student’s enrollment status are required to be reported within thirty (30) days, or within sixty (60) days if a roster file is expected within that time frame. Effect of Condition: We found six (6) instances where the calculation of the students’ percentages of completion during the semester were computed incorrectly due to breaks of at least five (5) consecutive days being incorrectly computed in the calculation of the number of days in the semester. We also found four (4) instances where the Title IV funds were not returned timely. We also found three (3) instances where changes in student status was not reported timely. Cause of Condition: The College implemented a new system in the current year which resulted in errors in the number of days in the payment period. The College does not consistently follow its policies and procedures related to withdrawals. Recommendation: We recommend the College follow its policies and procedures to address these issues. Management’s Response: Management agrees and will submit a Corrective Action Plan to implement this recommendation immediately.
Statement of Condition: From our testing sample of twenty-five (25) students, we found twenty-two (22) instances where notices of federal direct loans being credited to a student’s account could not be vouched. Criteria: In accordance with Volume 4 Chapter 2 of the Federal Student Aid Handbook, the school must notify the borrower in writing within 30 days of funds being credited to the account: 1) the anticipated date and amount of disbursement, 2) the right to cancel, and 3) the deadlines to notify the school if they wish to cancel. In accordance with Volume 2 Chapter 7 of the Federal Student Aid Handbook, a school must keep comprehensive, accurate program and fiscal records related to its use of FSA Funds. Student records should be retained to “show a clear audit trail for FSA program expenditures.” Effect of Condition: We found twenty-two (22) instances where borrower notifications were not retained. Cause of Condition: The College implemented a new system in the current year. Recommendation: We recommend the College develop policies and procedures to address this issue. Management’s Response: Management agrees and will submit a Corrective Action Plan to implement these recommendations immediately.
U.S. Department of Education Finding 2024-002 (continuing finding): Policies and Procedures Related to Withdrawals – SFA Cluster (significant deficiency) Statement of Condition: From our testing sample of ten (10) students, we found six (6) instances where the calculation of the students’ percentages of completion during the payment period were computed incorrectly due to breaks of at least five (5) consecutive days being incorrectly computed in the calculation of the number of days in the payment period. We also found four (4) instances where the Title IV funds were not returned timely. We also found three (3) instances where changes in student status due to withdrawal were not reported timely. Criteria: In accordance with 34 CFR 668.22, Treatment of Title IV Funds When a Student Withdrawals, the number of days in the payment period should exclude any breaks of at least five (5) consecutive days where no coursework was taking place. Also in accordance with 34 CFR 668.22, Treatment of Title IV Fund When a Student Withdrawals, all students who withdraw and receive Title IV funds should be identified so that return calculations can be performed and any refunds can be made within forty-five (45) days after the date of the school’s determination that the student has withdrawn. 39 Also in accordance with 34 CFR, Treatment of Title IV Funds When a Student Withdrawals, any changes to a student’s enrollment status are required to be reported within thirty (30) days, or within sixty (60) days if a roster file is expected within that time frame. Effect of Condition: We found six (6) instances where the calculation of the students’ percentages of completion during the semester were computed incorrectly due to breaks of at least five (5) consecutive days being incorrectly computed in the calculation of the number of days in the semester. We also found four (4) instances where the Title IV funds were not returned timely. We also found three (3) instances where changes in student status was not reported timely. Cause of Condition: The College implemented a new system in the current year which resulted in errors in the number of days in the payment period. The College does not consistently follow its policies and procedures related to withdrawals. Recommendation: We recommend the College follow its policies and procedures to address these issues. Management’s Response: Management agrees and will submit a Corrective Action Plan to implement this recommendation immediately.
Statement of Condition: From our testing sample of twenty-five (25) students, we found twenty-two (22) instances where notices of federal direct loans being credited to a student’s account could not be vouched. Criteria: In accordance with Volume 4 Chapter 2 of the Federal Student Aid Handbook, the school must notify the borrower in writing within 30 days of funds being credited to the account: 1) the anticipated date and amount of disbursement, 2) the right to cancel, and 3) the deadlines to notify the school if they wish to cancel. In accordance with Volume 2 Chapter 7 of the Federal Student Aid Handbook, a school must keep comprehensive, accurate program and fiscal records related to its use of FSA Funds. Student records should be retained to “show a clear audit trail for FSA program expenditures.” Effect of Condition: We found twenty-two (22) instances where borrower notifications were not retained. Cause of Condition: The College implemented a new system in the current year. Recommendation: We recommend the College develop policies and procedures to address this issue. Management’s Response: Management agrees and will submit a Corrective Action Plan to implement these recommendations immediately.
U.S. Department of Education Finding 2024-002 (continuing finding): Policies and Procedures Related to Withdrawals – SFA Cluster (significant deficiency) Statement of Condition: From our testing sample of ten (10) students, we found six (6) instances where the calculation of the students’ percentages of completion during the payment period were computed incorrectly due to breaks of at least five (5) consecutive days being incorrectly computed in the calculation of the number of days in the payment period. We also found four (4) instances where the Title IV funds were not returned timely. We also found three (3) instances where changes in student status due to withdrawal were not reported timely. Criteria: In accordance with 34 CFR 668.22, Treatment of Title IV Funds When a Student Withdrawals, the number of days in the payment period should exclude any breaks of at least five (5) consecutive days where no coursework was taking place. Also in accordance with 34 CFR 668.22, Treatment of Title IV Fund When a Student Withdrawals, all students who withdraw and receive Title IV funds should be identified so that return calculations can be performed and any refunds can be made within forty-five (45) days after the date of the school’s determination that the student has withdrawn. 39 Also in accordance with 34 CFR, Treatment of Title IV Funds When a Student Withdrawals, any changes to a student’s enrollment status are required to be reported within thirty (30) days, or within sixty (60) days if a roster file is expected within that time frame. Effect of Condition: We found six (6) instances where the calculation of the students’ percentages of completion during the semester were computed incorrectly due to breaks of at least five (5) consecutive days being incorrectly computed in the calculation of the number of days in the semester. We also found four (4) instances where the Title IV funds were not returned timely. We also found three (3) instances where changes in student status was not reported timely. Cause of Condition: The College implemented a new system in the current year which resulted in errors in the number of days in the payment period. The College does not consistently follow its policies and procedures related to withdrawals. Recommendation: We recommend the College follow its policies and procedures to address these issues. Management’s Response: Management agrees and will submit a Corrective Action Plan to implement this recommendation immediately.
Statement of Condition: From our testing sample of twenty-five (25) students, we found twenty-two (22) instances where notices of federal direct loans being credited to a student’s account could not be vouched. Criteria: In accordance with Volume 4 Chapter 2 of the Federal Student Aid Handbook, the school must notify the borrower in writing within 30 days of funds being credited to the account: 1) the anticipated date and amount of disbursement, 2) the right to cancel, and 3) the deadlines to notify the school if they wish to cancel. In accordance with Volume 2 Chapter 7 of the Federal Student Aid Handbook, a school must keep comprehensive, accurate program and fiscal records related to its use of FSA Funds. Student records should be retained to “show a clear audit trail for FSA program expenditures.” Effect of Condition: We found twenty-two (22) instances where borrower notifications were not retained. Cause of Condition: The College implemented a new system in the current year. Recommendation: We recommend the College develop policies and procedures to address this issue. Management’s Response: Management agrees and will submit a Corrective Action Plan to implement these recommendations immediately.
U.S. Department of Education Finding 2024-002 (continuing finding): Policies and Procedures Related to Withdrawals – SFA Cluster (significant deficiency) Statement of Condition: From our testing sample of ten (10) students, we found six (6) instances where the calculation of the students’ percentages of completion during the payment period were computed incorrectly due to breaks of at least five (5) consecutive days being incorrectly computed in the calculation of the number of days in the payment period. We also found four (4) instances where the Title IV funds were not returned timely. We also found three (3) instances where changes in student status due to withdrawal were not reported timely. Criteria: In accordance with 34 CFR 668.22, Treatment of Title IV Funds When a Student Withdrawals, the number of days in the payment period should exclude any breaks of at least five (5) consecutive days where no coursework was taking place. Also in accordance with 34 CFR 668.22, Treatment of Title IV Fund When a Student Withdrawals, all students who withdraw and receive Title IV funds should be identified so that return calculations can be performed and any refunds can be made within forty-five (45) days after the date of the school’s determination that the student has withdrawn. 39 Also in accordance with 34 CFR, Treatment of Title IV Funds When a Student Withdrawals, any changes to a student’s enrollment status are required to be reported within thirty (30) days, or within sixty (60) days if a roster file is expected within that time frame. Effect of Condition: We found six (6) instances where the calculation of the students’ percentages of completion during the semester were computed incorrectly due to breaks of at least five (5) consecutive days being incorrectly computed in the calculation of the number of days in the semester. We also found four (4) instances where the Title IV funds were not returned timely. We also found three (3) instances where changes in student status was not reported timely. Cause of Condition: The College implemented a new system in the current year which resulted in errors in the number of days in the payment period. The College does not consistently follow its policies and procedures related to withdrawals. Recommendation: We recommend the College follow its policies and procedures to address these issues. Management’s Response: Management agrees and will submit a Corrective Action Plan to implement this recommendation immediately.
Statement of Condition: From our testing sample of twenty-five (25) students, we found twenty-two (22) instances where notices of federal direct loans being credited to a student’s account could not be vouched. Criteria: In accordance with Volume 4 Chapter 2 of the Federal Student Aid Handbook, the school must notify the borrower in writing within 30 days of funds being credited to the account: 1) the anticipated date and amount of disbursement, 2) the right to cancel, and 3) the deadlines to notify the school if they wish to cancel. In accordance with Volume 2 Chapter 7 of the Federal Student Aid Handbook, a school must keep comprehensive, accurate program and fiscal records related to its use of FSA Funds. Student records should be retained to “show a clear audit trail for FSA program expenditures.” Effect of Condition: We found twenty-two (22) instances where borrower notifications were not retained. Cause of Condition: The College implemented a new system in the current year. Recommendation: We recommend the College develop policies and procedures to address this issue. Management’s Response: Management agrees and will submit a Corrective Action Plan to implement these recommendations immediately.
U.S. Department of Education Finding 2024-002 (continuing finding): Policies and Procedures Related to Withdrawals – SFA Cluster (significant deficiency) Statement of Condition: From our testing sample of ten (10) students, we found six (6) instances where the calculation of the students’ percentages of completion during the payment period were computed incorrectly due to breaks of at least five (5) consecutive days being incorrectly computed in the calculation of the number of days in the payment period. We also found four (4) instances where the Title IV funds were not returned timely. We also found three (3) instances where changes in student status due to withdrawal were not reported timely. Criteria: In accordance with 34 CFR 668.22, Treatment of Title IV Funds When a Student Withdrawals, the number of days in the payment period should exclude any breaks of at least five (5) consecutive days where no coursework was taking place. Also in accordance with 34 CFR 668.22, Treatment of Title IV Fund When a Student Withdrawals, all students who withdraw and receive Title IV funds should be identified so that return calculations can be performed and any refunds can be made within forty-five (45) days after the date of the school’s determination that the student has withdrawn. 39 Also in accordance with 34 CFR, Treatment of Title IV Funds When a Student Withdrawals, any changes to a student’s enrollment status are required to be reported within thirty (30) days, or within sixty (60) days if a roster file is expected within that time frame. Effect of Condition: We found six (6) instances where the calculation of the students’ percentages of completion during the semester were computed incorrectly due to breaks of at least five (5) consecutive days being incorrectly computed in the calculation of the number of days in the semester. We also found four (4) instances where the Title IV funds were not returned timely. We also found three (3) instances where changes in student status was not reported timely. Cause of Condition: The College implemented a new system in the current year which resulted in errors in the number of days in the payment period. The College does not consistently follow its policies and procedures related to withdrawals. Recommendation: We recommend the College follow its policies and procedures to address these issues. Management’s Response: Management agrees and will submit a Corrective Action Plan to implement this recommendation immediately.
Statement of Condition: From our testing sample of twenty-five (25) students, we found twenty-two (22) instances where notices of federal direct loans being credited to a student’s account could not be vouched. Criteria: In accordance with Volume 4 Chapter 2 of the Federal Student Aid Handbook, the school must notify the borrower in writing within 30 days of funds being credited to the account: 1) the anticipated date and amount of disbursement, 2) the right to cancel, and 3) the deadlines to notify the school if they wish to cancel. In accordance with Volume 2 Chapter 7 of the Federal Student Aid Handbook, a school must keep comprehensive, accurate program and fiscal records related to its use of FSA Funds. Student records should be retained to “show a clear audit trail for FSA program expenditures.” Effect of Condition: We found twenty-two (22) instances where borrower notifications were not retained. Cause of Condition: The College implemented a new system in the current year. Recommendation: We recommend the College develop policies and procedures to address this issue. Management’s Response: Management agrees and will submit a Corrective Action Plan to implement these recommendations immediately.