Audit 348378

FY End
2024-12-31
Total Expended
$3.82M
Findings
16
Programs
2
Organization: Philippian Gardens, Inc. (PA)
Year: 2024 Accepted: 2025-03-26

Organization Exclusion Status:

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Findings

ID Ref Severity Repeat Requirement
530283 2024-001 Material Weakness - L
530284 2024-002 Material Weakness - L
530285 2024-003 Significant Deficiency - L
530286 2024-004 Significant Deficiency - L
530287 2024-001 Material Weakness - L
530288 2024-002 Material Weakness - L
530289 2024-003 Significant Deficiency - L
530290 2024-004 Significant Deficiency - L
1106725 2024-001 Material Weakness - L
1106726 2024-002 Material Weakness - L
1106727 2024-003 Significant Deficiency - L
1106728 2024-004 Significant Deficiency - L
1106729 2024-001 Material Weakness - L
1106730 2024-002 Material Weakness - L
1106731 2024-003 Significant Deficiency - L
1106732 2024-004 Significant Deficiency - L

Programs

ALN Program Spent Major Findings
14.157 Supportive Housing for the Elderly $3.56M Yes 4
14.195 Project-Based Rental Assistance (pbra) $267,334 - 4

Contacts

Name Title Type
M7ERH7VN2EV3 Fwanda Brackeen Auditee
2144555000 Frank Defroda Auditor
No contacts on file

Notes to SEFA

Title: NOTE A – BASIS OF PRESENTATION Accounting Policies: Expenditures reported on this Schedule are reflected on the accrual basis of accounting. Such expenditures are recognized following the cost principles contained in the Uniform Guidance, wherein certain types of expenditures are not allowable or are limited as to reimbursement. De Minimis Rate Used: N Rate Explanation: Philippian Gardens, Inc., HUD Project No. 034-EH401-CA has elected not to use the 10 percent de minimis indirect cost rate allowed under the Uniform Guidance. The accompanying schedule of expenditures of federal awards (Schedule) includes the federal award activity of Philippian Gardens, Inc., HUD Project No. 034-EH401-CA, under programs of the federal government for year ended December 31, 2024. The information in this Schedule is presented in accordance with the requirements of Title 2 U.S. Code of Federal Regulations Part 200, Uniform Administrative Requirements, Cost Principles, and Audit Requirements for Federal Awards (Uniform Guidance). Because the Schedule presents only a selected portion of the operations of Philippian Gardens, Inc., HUD Project No. 034-EH401-CA, the Schedule is not intended to and does not present the financial position, changes in net assets, or cash flows of Philippian Gardens, Inc., HUD Project No. 034-EH401-CA.
Title: NOTE B – SUMMARY OF SIGNIFICANT ACCOUNTING POLICIES Accounting Policies: Expenditures reported on this Schedule are reflected on the accrual basis of accounting. Such expenditures are recognized following the cost principles contained in the Uniform Guidance, wherein certain types of expenditures are not allowable or are limited as to reimbursement. De Minimis Rate Used: N Rate Explanation: Philippian Gardens, Inc., HUD Project No. 034-EH401-CA has elected not to use the 10 percent de minimis indirect cost rate allowed under the Uniform Guidance. Expenditures reported on this Schedule are reflected on the accrual basis of accounting. Such expenditures are recognized following the cost principles contained in the Uniform Guidance, wherein certain types of expenditures are not allowable or are limited as to reimbursement. Philippian Gardens, Inc., HUD Project No. 034-EH401-CA has elected not to use the 10 percent de minimis indirect cost rate allowed under the Uniform Guidance.
Title: NOTE C – U.S. DEPT. OF HOUSING AND URBAN DEVELOPMENT LOAN PROGRAM Accounting Policies: Expenditures reported on this Schedule are reflected on the accrual basis of accounting. Such expenditures are recognized following the cost principles contained in the Uniform Guidance, wherein certain types of expenditures are not allowable or are limited as to reimbursement. De Minimis Rate Used: N Rate Explanation: Philippian Gardens, Inc., HUD Project No. 034-EH401-CA has elected not to use the 10 percent de minimis indirect cost rate allowed under the Uniform Guidance. Philippian Gardens, Inc., HUD Project No. 034-EH401-CA received a U.S. Department of Housing and Urban Development Capital Advance under Section 202 of the National Housing Act. The capital advance balance outstanding at the end of the fiscal year is included in the federal expenditures presented in the Schedule above. Philippian Gardens, Inc., HUD Project No. 034-EH401-CA received no additional advances/loans during the year. At December 31, 2023, the capital advance balance outstanding was $3,556,000.

Finding Details

Preparation of Bank Reconciliation Our audit revealed that the organization does not prepare a formal monthly bank reconciliation for all cash accounts including the reserve accounts. In addition, we noted several transactions that were not recorded properly to the general ledger. A strong system of internal controls incorporates monthly bank reconciliations which should be prepared and agreed to the general ledger. In addition, any discrepancies should be investigated and resolved in a timely matter. Failure to reconcile cash accounts monthly could result in errors or irregularities to go undetected. Recommendation We recommend that management prepare monthly bank reconciliation on timely basis and investigate any discrepancies from the general ledger.
Review General Ledger Transactions Our audit revealed that several transactions were posted to incorrect accounts. In order to maintain accurate account balances, it is imperative that the transactions are properly recorded in the general ledger. This occurred due to management oversight. Failure to review the general ledger monthly could result in errors or irregularities to go undetected. Recommendation We recommend that management review the transaction posted in the general ledger monthly and investigate any incorrect posting to the accounts.
Capitalization of Fixed Assets Our audit revealed that there several transactions were charged to an expense account that should have been capitalized as a fixed asset and several transactions that were capitalized that should have been expensed. Generally accepted accounting principles allows for capitalization of costs if the organization anticipates receiving future benefits from such assets. Philippian Garden’s policy is to capitalize initial, individual cost of $1,000 or more and an estimated useful life in excess of one year. This occurred due to management oversight. Failure to properly capitalize fixed assets may cause the financial statements to be inaccurate. Recommendation We recommend that the management capitalize fixed assets in accordance with established policies.
Tenant Security Deposits Our audit revealed that the recorded security deposit liability exceeds the corresponding security deposit asset. As of December 31, 2024, the security deposit liability of $16,323 did not agree with the security deposit asset of $15,324. In accordance with Generally Accepted Accounting Principles (GAAP), security deposits collected from tenants should be held in a designated account and recorded as a liability. A corresponding asset should be maintained to ensure funds are available for refunds when tenants vacate. This occurred due to management oversight. Failure to maintain proper account balances can result in financial risk or disagreements with tenants. Recommendation We recommend that management conduct a reconciliation of security deposit liabilities and assets to identify any discrepancies monthly, establish or reinforce controls to ensure all collected deposits are held in a separate account, and review accounting practices to properly record and track security deposit transactions.
Preparation of Bank Reconciliation Our audit revealed that the organization does not prepare a formal monthly bank reconciliation for all cash accounts including the reserve accounts. In addition, we noted several transactions that were not recorded properly to the general ledger. A strong system of internal controls incorporates monthly bank reconciliations which should be prepared and agreed to the general ledger. In addition, any discrepancies should be investigated and resolved in a timely matter. Failure to reconcile cash accounts monthly could result in errors or irregularities to go undetected. Recommendation We recommend that management prepare monthly bank reconciliation on timely basis and investigate any discrepancies from the general ledger.
Review General Ledger Transactions Our audit revealed that several transactions were posted to incorrect accounts. In order to maintain accurate account balances, it is imperative that the transactions are properly recorded in the general ledger. This occurred due to management oversight. Failure to review the general ledger monthly could result in errors or irregularities to go undetected. Recommendation We recommend that management review the transaction posted in the general ledger monthly and investigate any incorrect posting to the accounts.
Capitalization of Fixed Assets Our audit revealed that there several transactions were charged to an expense account that should have been capitalized as a fixed asset and several transactions that were capitalized that should have been expensed. Generally accepted accounting principles allows for capitalization of costs if the organization anticipates receiving future benefits from such assets. Philippian Garden’s policy is to capitalize initial, individual cost of $1,000 or more and an estimated useful life in excess of one year. This occurred due to management oversight. Failure to properly capitalize fixed assets may cause the financial statements to be inaccurate. Recommendation We recommend that the management capitalize fixed assets in accordance with established policies.
Tenant Security Deposits Our audit revealed that the recorded security deposit liability exceeds the corresponding security deposit asset. As of December 31, 2024, the security deposit liability of $16,323 did not agree with the security deposit asset of $15,324. In accordance with Generally Accepted Accounting Principles (GAAP), security deposits collected from tenants should be held in a designated account and recorded as a liability. A corresponding asset should be maintained to ensure funds are available for refunds when tenants vacate. This occurred due to management oversight. Failure to maintain proper account balances can result in financial risk or disagreements with tenants. Recommendation We recommend that management conduct a reconciliation of security deposit liabilities and assets to identify any discrepancies monthly, establish or reinforce controls to ensure all collected deposits are held in a separate account, and review accounting practices to properly record and track security deposit transactions.
Preparation of Bank Reconciliation Our audit revealed that the organization does not prepare a formal monthly bank reconciliation for all cash accounts including the reserve accounts. In addition, we noted several transactions that were not recorded properly to the general ledger. A strong system of internal controls incorporates monthly bank reconciliations which should be prepared and agreed to the general ledger. In addition, any discrepancies should be investigated and resolved in a timely matter. Failure to reconcile cash accounts monthly could result in errors or irregularities to go undetected. Recommendation We recommend that management prepare monthly bank reconciliation on timely basis and investigate any discrepancies from the general ledger.
Review General Ledger Transactions Our audit revealed that several transactions were posted to incorrect accounts. In order to maintain accurate account balances, it is imperative that the transactions are properly recorded in the general ledger. This occurred due to management oversight. Failure to review the general ledger monthly could result in errors or irregularities to go undetected. Recommendation We recommend that management review the transaction posted in the general ledger monthly and investigate any incorrect posting to the accounts.
Capitalization of Fixed Assets Our audit revealed that there several transactions were charged to an expense account that should have been capitalized as a fixed asset and several transactions that were capitalized that should have been expensed. Generally accepted accounting principles allows for capitalization of costs if the organization anticipates receiving future benefits from such assets. Philippian Garden’s policy is to capitalize initial, individual cost of $1,000 or more and an estimated useful life in excess of one year. This occurred due to management oversight. Failure to properly capitalize fixed assets may cause the financial statements to be inaccurate. Recommendation We recommend that the management capitalize fixed assets in accordance with established policies.
Tenant Security Deposits Our audit revealed that the recorded security deposit liability exceeds the corresponding security deposit asset. As of December 31, 2024, the security deposit liability of $16,323 did not agree with the security deposit asset of $15,324. In accordance with Generally Accepted Accounting Principles (GAAP), security deposits collected from tenants should be held in a designated account and recorded as a liability. A corresponding asset should be maintained to ensure funds are available for refunds when tenants vacate. This occurred due to management oversight. Failure to maintain proper account balances can result in financial risk or disagreements with tenants. Recommendation We recommend that management conduct a reconciliation of security deposit liabilities and assets to identify any discrepancies monthly, establish or reinforce controls to ensure all collected deposits are held in a separate account, and review accounting practices to properly record and track security deposit transactions.
Preparation of Bank Reconciliation Our audit revealed that the organization does not prepare a formal monthly bank reconciliation for all cash accounts including the reserve accounts. In addition, we noted several transactions that were not recorded properly to the general ledger. A strong system of internal controls incorporates monthly bank reconciliations which should be prepared and agreed to the general ledger. In addition, any discrepancies should be investigated and resolved in a timely matter. Failure to reconcile cash accounts monthly could result in errors or irregularities to go undetected. Recommendation We recommend that management prepare monthly bank reconciliation on timely basis and investigate any discrepancies from the general ledger.
Review General Ledger Transactions Our audit revealed that several transactions were posted to incorrect accounts. In order to maintain accurate account balances, it is imperative that the transactions are properly recorded in the general ledger. This occurred due to management oversight. Failure to review the general ledger monthly could result in errors or irregularities to go undetected. Recommendation We recommend that management review the transaction posted in the general ledger monthly and investigate any incorrect posting to the accounts.
Capitalization of Fixed Assets Our audit revealed that there several transactions were charged to an expense account that should have been capitalized as a fixed asset and several transactions that were capitalized that should have been expensed. Generally accepted accounting principles allows for capitalization of costs if the organization anticipates receiving future benefits from such assets. Philippian Garden’s policy is to capitalize initial, individual cost of $1,000 or more and an estimated useful life in excess of one year. This occurred due to management oversight. Failure to properly capitalize fixed assets may cause the financial statements to be inaccurate. Recommendation We recommend that the management capitalize fixed assets in accordance with established policies.
Tenant Security Deposits Our audit revealed that the recorded security deposit liability exceeds the corresponding security deposit asset. As of December 31, 2024, the security deposit liability of $16,323 did not agree with the security deposit asset of $15,324. In accordance with Generally Accepted Accounting Principles (GAAP), security deposits collected from tenants should be held in a designated account and recorded as a liability. A corresponding asset should be maintained to ensure funds are available for refunds when tenants vacate. This occurred due to management oversight. Failure to maintain proper account balances can result in financial risk or disagreements with tenants. Recommendation We recommend that management conduct a reconciliation of security deposit liabilities and assets to identify any discrepancies monthly, establish or reinforce controls to ensure all collected deposits are held in a separate account, and review accounting practices to properly record and track security deposit transactions.