Audit 347821

FY End
2024-06-30
Total Expended
$835,892
Findings
10
Programs
7
Year: 2024 Accepted: 2025-03-24

Organization Exclusion Status:

Checking exclusion status...

Findings

ID Ref Severity Repeat Requirement
529830 2024-002 Significant Deficiency - L
529831 2024-002 Significant Deficiency - L
529832 2024-002 Significant Deficiency - L
529833 2024-002 Significant Deficiency - L
529834 2024-002 Significant Deficiency - L
1106272 2024-002 Significant Deficiency - L
1106273 2024-002 Significant Deficiency - L
1106274 2024-002 Significant Deficiency - L
1106275 2024-002 Significant Deficiency - L
1106276 2024-002 Significant Deficiency - L

Contacts

Name Title Type
GBU7JJ937SA3 Chris Pierson Auditee
2064568859 Renee Arnits Auditor
No contacts on file

Notes to SEFA

Accounting Policies: Expenditures reported on the Schedule are reported on the accrual basis of accounting. Such expenditures are recognized following cost principles contained in the Uniform Guidance, wherein certain types of expenditures are not allowable or are limited as to reimbursement. De Minimis Rate Used: Y Rate Explanation: The auditee used the de minimis cost rate.

Finding Details

Period Closing Processes and Procedures. Information on the federal program: Assistance Listing Number 17.285 - Registered Apprenticeship, U.S. Department of Labor, Office of Apprenticeship Program. Award numbers: 1605CE-22-C-0005, K8088, and K8089 and Assistance Listing Number 21.027 - Coronavirus State and Local Fiscal Recovery Funds, U.S. Department of Treasury. Award numbers: CLFR-116A-3, and Kent Manufacturing Academy-SLFRF. Compliance Requirements: Reporting. Type of finding: Significant Deficiency. Condition: Management did not perform period closing processes and procedures on all general ledger accounts. Effect or potential effect: Multiple revisions of the year-end trial balance were provided during the audit process. Cause: Reconciliations on certain asset, liability, and net asset accounts were not performed and reviewed as part of the year-end closing process. Criteria: The financial management section under Uniform Guidance 2 CFR 200 Subparts D requires recipients and subrecipients of Federal awards to maintain accounting books and records sufficient to permit the preparation of reports required by the terms and conditions of the Federal award; and tracking of expenditures to establish that funds have been used in accordance with Federal statutes, regulation, and the terms and conditions of the Federal award. Questioned costs: None. Recommendations: We recommend management perform period closing processes and procedures on all asset, liability, and net asset accounts. We recommend management review and revise current accounting policies and procedures to ensure that all asset, liability, and net asset accounts are reconciled and reviewed monthly. Views of the responsible officials and planned corrective actions: AJAC implemented monthly account reconciliations on all asset, liability, and net asset accounts and review by AJAC Directors and Supervisors, this will ensure that the accounting books and records accurately reflect the activity of AJAC as of the end of each period.
Period Closing Processes and Procedures. Information on the federal program: Assistance Listing Number 17.285 - Registered Apprenticeship, U.S. Department of Labor, Office of Apprenticeship Program. Award numbers: 1605CE-22-C-0005, K8088, and K8089 and Assistance Listing Number 21.027 - Coronavirus State and Local Fiscal Recovery Funds, U.S. Department of Treasury. Award numbers: CLFR-116A-3, and Kent Manufacturing Academy-SLFRF. Compliance Requirements: Reporting. Type of finding: Significant Deficiency. Condition: Management did not perform period closing processes and procedures on all general ledger accounts. Effect or potential effect: Multiple revisions of the year-end trial balance were provided during the audit process. Cause: Reconciliations on certain asset, liability, and net asset accounts were not performed and reviewed as part of the year-end closing process. Criteria: The financial management section under Uniform Guidance 2 CFR 200 Subparts D requires recipients and subrecipients of Federal awards to maintain accounting books and records sufficient to permit the preparation of reports required by the terms and conditions of the Federal award; and tracking of expenditures to establish that funds have been used in accordance with Federal statutes, regulation, and the terms and conditions of the Federal award. Questioned costs: None. Recommendations: We recommend management perform period closing processes and procedures on all asset, liability, and net asset accounts. We recommend management review and revise current accounting policies and procedures to ensure that all asset, liability, and net asset accounts are reconciled and reviewed monthly. Views of the responsible officials and planned corrective actions: AJAC implemented monthly account reconciliations on all asset, liability, and net asset accounts and review by AJAC Directors and Supervisors, this will ensure that the accounting books and records accurately reflect the activity of AJAC as of the end of each period.
Period Closing Processes and Procedures. Information on the federal program: Assistance Listing Number 17.285 - Registered Apprenticeship, U.S. Department of Labor, Office of Apprenticeship Program. Award numbers: 1605CE-22-C-0005, K8088, and K8089 and Assistance Listing Number 21.027 - Coronavirus State and Local Fiscal Recovery Funds, U.S. Department of Treasury. Award numbers: CLFR-116A-3, and Kent Manufacturing Academy-SLFRF. Compliance Requirements: Reporting. Type of finding: Significant Deficiency. Condition: Management did not perform period closing processes and procedures on all general ledger accounts. Effect or potential effect: Multiple revisions of the year-end trial balance were provided during the audit process. Cause: Reconciliations on certain asset, liability, and net asset accounts were not performed and reviewed as part of the year-end closing process. Criteria: The financial management section under Uniform Guidance 2 CFR 200 Subparts D requires recipients and subrecipients of Federal awards to maintain accounting books and records sufficient to permit the preparation of reports required by the terms and conditions of the Federal award; and tracking of expenditures to establish that funds have been used in accordance with Federal statutes, regulation, and the terms and conditions of the Federal award. Questioned costs: None. Recommendations: We recommend management perform period closing processes and procedures on all asset, liability, and net asset accounts. We recommend management review and revise current accounting policies and procedures to ensure that all asset, liability, and net asset accounts are reconciled and reviewed monthly. Views of the responsible officials and planned corrective actions: AJAC implemented monthly account reconciliations on all asset, liability, and net asset accounts and review by AJAC Directors and Supervisors, this will ensure that the accounting books and records accurately reflect the activity of AJAC as of the end of each period.
Period Closing Processes and Procedures. Information on the federal program: Assistance Listing Number 17.285 - Registered Apprenticeship, U.S. Department of Labor, Office of Apprenticeship Program. Award numbers: 1605CE-22-C-0005, K8088, and K8089 and Assistance Listing Number 21.027 - Coronavirus State and Local Fiscal Recovery Funds, U.S. Department of Treasury. Award numbers: CLFR-116A-3, and Kent Manufacturing Academy-SLFRF. Compliance Requirements: Reporting. Type of finding: Significant Deficiency. Condition: Management did not perform period closing processes and procedures on all general ledger accounts. Effect or potential effect: Multiple revisions of the year-end trial balance were provided during the audit process. Cause: Reconciliations on certain asset, liability, and net asset accounts were not performed and reviewed as part of the year-end closing process. Criteria: The financial management section under Uniform Guidance 2 CFR 200 Subparts D requires recipients and subrecipients of Federal awards to maintain accounting books and records sufficient to permit the preparation of reports required by the terms and conditions of the Federal award; and tracking of expenditures to establish that funds have been used in accordance with Federal statutes, regulation, and the terms and conditions of the Federal award. Questioned costs: None. Recommendations: We recommend management perform period closing processes and procedures on all asset, liability, and net asset accounts. We recommend management review and revise current accounting policies and procedures to ensure that all asset, liability, and net asset accounts are reconciled and reviewed monthly. Views of the responsible officials and planned corrective actions: AJAC implemented monthly account reconciliations on all asset, liability, and net asset accounts and review by AJAC Directors and Supervisors, this will ensure that the accounting books and records accurately reflect the activity of AJAC as of the end of each period.
Period Closing Processes and Procedures. Information on the federal program: Assistance Listing Number 17.285 - Registered Apprenticeship, U.S. Department of Labor, Office of Apprenticeship Program. Award numbers: 1605CE-22-C-0005, K8088, and K8089 and Assistance Listing Number 21.027 - Coronavirus State and Local Fiscal Recovery Funds, U.S. Department of Treasury. Award numbers: CLFR-116A-3, and Kent Manufacturing Academy-SLFRF. Compliance Requirements: Reporting. Type of finding: Significant Deficiency. Condition: Management did not perform period closing processes and procedures on all general ledger accounts. Effect or potential effect: Multiple revisions of the year-end trial balance were provided during the audit process. Cause: Reconciliations on certain asset, liability, and net asset accounts were not performed and reviewed as part of the year-end closing process. Criteria: The financial management section under Uniform Guidance 2 CFR 200 Subparts D requires recipients and subrecipients of Federal awards to maintain accounting books and records sufficient to permit the preparation of reports required by the terms and conditions of the Federal award; and tracking of expenditures to establish that funds have been used in accordance with Federal statutes, regulation, and the terms and conditions of the Federal award. Questioned costs: None. Recommendations: We recommend management perform period closing processes and procedures on all asset, liability, and net asset accounts. We recommend management review and revise current accounting policies and procedures to ensure that all asset, liability, and net asset accounts are reconciled and reviewed monthly. Views of the responsible officials and planned corrective actions: AJAC implemented monthly account reconciliations on all asset, liability, and net asset accounts and review by AJAC Directors and Supervisors, this will ensure that the accounting books and records accurately reflect the activity of AJAC as of the end of each period.
Period Closing Processes and Procedures. Information on the federal program: Assistance Listing Number 17.285 - Registered Apprenticeship, U.S. Department of Labor, Office of Apprenticeship Program. Award numbers: 1605CE-22-C-0005, K8088, and K8089 and Assistance Listing Number 21.027 - Coronavirus State and Local Fiscal Recovery Funds, U.S. Department of Treasury. Award numbers: CLFR-116A-3, and Kent Manufacturing Academy-SLFRF. Compliance Requirements: Reporting. Type of finding: Significant Deficiency. Condition: Management did not perform period closing processes and procedures on all general ledger accounts. Effect or potential effect: Multiple revisions of the year-end trial balance were provided during the audit process. Cause: Reconciliations on certain asset, liability, and net asset accounts were not performed and reviewed as part of the year-end closing process. Criteria: The financial management section under Uniform Guidance 2 CFR 200 Subparts D requires recipients and subrecipients of Federal awards to maintain accounting books and records sufficient to permit the preparation of reports required by the terms and conditions of the Federal award; and tracking of expenditures to establish that funds have been used in accordance with Federal statutes, regulation, and the terms and conditions of the Federal award. Questioned costs: None. Recommendations: We recommend management perform period closing processes and procedures on all asset, liability, and net asset accounts. We recommend management review and revise current accounting policies and procedures to ensure that all asset, liability, and net asset accounts are reconciled and reviewed monthly. Views of the responsible officials and planned corrective actions: AJAC implemented monthly account reconciliations on all asset, liability, and net asset accounts and review by AJAC Directors and Supervisors, this will ensure that the accounting books and records accurately reflect the activity of AJAC as of the end of each period.
Period Closing Processes and Procedures. Information on the federal program: Assistance Listing Number 17.285 - Registered Apprenticeship, U.S. Department of Labor, Office of Apprenticeship Program. Award numbers: 1605CE-22-C-0005, K8088, and K8089 and Assistance Listing Number 21.027 - Coronavirus State and Local Fiscal Recovery Funds, U.S. Department of Treasury. Award numbers: CLFR-116A-3, and Kent Manufacturing Academy-SLFRF. Compliance Requirements: Reporting. Type of finding: Significant Deficiency. Condition: Management did not perform period closing processes and procedures on all general ledger accounts. Effect or potential effect: Multiple revisions of the year-end trial balance were provided during the audit process. Cause: Reconciliations on certain asset, liability, and net asset accounts were not performed and reviewed as part of the year-end closing process. Criteria: The financial management section under Uniform Guidance 2 CFR 200 Subparts D requires recipients and subrecipients of Federal awards to maintain accounting books and records sufficient to permit the preparation of reports required by the terms and conditions of the Federal award; and tracking of expenditures to establish that funds have been used in accordance with Federal statutes, regulation, and the terms and conditions of the Federal award. Questioned costs: None. Recommendations: We recommend management perform period closing processes and procedures on all asset, liability, and net asset accounts. We recommend management review and revise current accounting policies and procedures to ensure that all asset, liability, and net asset accounts are reconciled and reviewed monthly. Views of the responsible officials and planned corrective actions: AJAC implemented monthly account reconciliations on all asset, liability, and net asset accounts and review by AJAC Directors and Supervisors, this will ensure that the accounting books and records accurately reflect the activity of AJAC as of the end of each period.
Period Closing Processes and Procedures. Information on the federal program: Assistance Listing Number 17.285 - Registered Apprenticeship, U.S. Department of Labor, Office of Apprenticeship Program. Award numbers: 1605CE-22-C-0005, K8088, and K8089 and Assistance Listing Number 21.027 - Coronavirus State and Local Fiscal Recovery Funds, U.S. Department of Treasury. Award numbers: CLFR-116A-3, and Kent Manufacturing Academy-SLFRF. Compliance Requirements: Reporting. Type of finding: Significant Deficiency. Condition: Management did not perform period closing processes and procedures on all general ledger accounts. Effect or potential effect: Multiple revisions of the year-end trial balance were provided during the audit process. Cause: Reconciliations on certain asset, liability, and net asset accounts were not performed and reviewed as part of the year-end closing process. Criteria: The financial management section under Uniform Guidance 2 CFR 200 Subparts D requires recipients and subrecipients of Federal awards to maintain accounting books and records sufficient to permit the preparation of reports required by the terms and conditions of the Federal award; and tracking of expenditures to establish that funds have been used in accordance with Federal statutes, regulation, and the terms and conditions of the Federal award. Questioned costs: None. Recommendations: We recommend management perform period closing processes and procedures on all asset, liability, and net asset accounts. We recommend management review and revise current accounting policies and procedures to ensure that all asset, liability, and net asset accounts are reconciled and reviewed monthly. Views of the responsible officials and planned corrective actions: AJAC implemented monthly account reconciliations on all asset, liability, and net asset accounts and review by AJAC Directors and Supervisors, this will ensure that the accounting books and records accurately reflect the activity of AJAC as of the end of each period.
Period Closing Processes and Procedures. Information on the federal program: Assistance Listing Number 17.285 - Registered Apprenticeship, U.S. Department of Labor, Office of Apprenticeship Program. Award numbers: 1605CE-22-C-0005, K8088, and K8089 and Assistance Listing Number 21.027 - Coronavirus State and Local Fiscal Recovery Funds, U.S. Department of Treasury. Award numbers: CLFR-116A-3, and Kent Manufacturing Academy-SLFRF. Compliance Requirements: Reporting. Type of finding: Significant Deficiency. Condition: Management did not perform period closing processes and procedures on all general ledger accounts. Effect or potential effect: Multiple revisions of the year-end trial balance were provided during the audit process. Cause: Reconciliations on certain asset, liability, and net asset accounts were not performed and reviewed as part of the year-end closing process. Criteria: The financial management section under Uniform Guidance 2 CFR 200 Subparts D requires recipients and subrecipients of Federal awards to maintain accounting books and records sufficient to permit the preparation of reports required by the terms and conditions of the Federal award; and tracking of expenditures to establish that funds have been used in accordance with Federal statutes, regulation, and the terms and conditions of the Federal award. Questioned costs: None. Recommendations: We recommend management perform period closing processes and procedures on all asset, liability, and net asset accounts. We recommend management review and revise current accounting policies and procedures to ensure that all asset, liability, and net asset accounts are reconciled and reviewed monthly. Views of the responsible officials and planned corrective actions: AJAC implemented monthly account reconciliations on all asset, liability, and net asset accounts and review by AJAC Directors and Supervisors, this will ensure that the accounting books and records accurately reflect the activity of AJAC as of the end of each period.
Period Closing Processes and Procedures. Information on the federal program: Assistance Listing Number 17.285 - Registered Apprenticeship, U.S. Department of Labor, Office of Apprenticeship Program. Award numbers: 1605CE-22-C-0005, K8088, and K8089 and Assistance Listing Number 21.027 - Coronavirus State and Local Fiscal Recovery Funds, U.S. Department of Treasury. Award numbers: CLFR-116A-3, and Kent Manufacturing Academy-SLFRF. Compliance Requirements: Reporting. Type of finding: Significant Deficiency. Condition: Management did not perform period closing processes and procedures on all general ledger accounts. Effect or potential effect: Multiple revisions of the year-end trial balance were provided during the audit process. Cause: Reconciliations on certain asset, liability, and net asset accounts were not performed and reviewed as part of the year-end closing process. Criteria: The financial management section under Uniform Guidance 2 CFR 200 Subparts D requires recipients and subrecipients of Federal awards to maintain accounting books and records sufficient to permit the preparation of reports required by the terms and conditions of the Federal award; and tracking of expenditures to establish that funds have been used in accordance with Federal statutes, regulation, and the terms and conditions of the Federal award. Questioned costs: None. Recommendations: We recommend management perform period closing processes and procedures on all asset, liability, and net asset accounts. We recommend management review and revise current accounting policies and procedures to ensure that all asset, liability, and net asset accounts are reconciled and reviewed monthly. Views of the responsible officials and planned corrective actions: AJAC implemented monthly account reconciliations on all asset, liability, and net asset accounts and review by AJAC Directors and Supervisors, this will ensure that the accounting books and records accurately reflect the activity of AJAC as of the end of each period.