Audit 344081

FY End
2024-05-31
Total Expended
$101.91M
Findings
0
Programs
74
Organization: Southern Methodist University (TX)
Year: 2024 Accepted: 2025-02-27
Auditor: Kpmg LLP

Organization Exclusion Status:

Checking exclusion status...

Findings

No findings recorded

Programs

ALN Program Spent Major Findings
84.268 Federal Direct Student Loans $69.57M Yes 0
84.063 Federal Pell Grant Program $5.26M Yes 0
12.RD U.s Air Force Technical Application Center $1.88M - 0
84.411 Education Innovation and Research (formerly Investing in Innovation (i3) Fund) $1.63M - 0
84.038 Federal Perkins Loan Program $1.06M Yes 0
84.033 Federal Work-Study Program $684,859 Yes 0
84.044 Trio Talent Search $563,259 - 0
12.RD Defense Threat Reduction Agency - the University of Alaska Fiarbanks $554,310 - 0
47.070 Computer and Information Science and Engineering $507,343 - 0
84.047 Trio Upward Bound $475,445 - 0
93.838 Lung Diseases Research $474,922 - 0
16.753 Congressionally Recommended Awards $350,275 - 0
93.242 Mental Health Research Grants $329,057 - 0
97.077 Homeland Security Research, Development, Testing, Evaluation and Demonstration of Technologies Related to Countering Weapons of Mass Destruction $323,726 - 0
12.RD Geo Army Erdc $261,382 - 0
84.007 Federal Supplemental Educational Opportunity Grants $258,945 Yes 0
47.075 Social, Behavioral, and Economic Sciences $255,121 - 0
84.217 Trio McNair Post-Baccalaureate Achievement $245,043 - 0
84.215 Innovative Approaches to Literacy; Promise Neighborhoods; Full-Service Community Schools; and Congressionally Directed Spending for Elementary and Secondary Education Community Projects $236,418 - 0
81.RD Fermi National Accelerator Laboratory $226,359 - 0
84.325 Special Education - Personnel Development to Improve Services and Results for Children with Disabilities $218,075 - 0
93.855 Allergy and Infectious Diseases Research $180,568 - 0
12.740 Past Conflict Accounting $173,771 - 0
81.087 Renewable Energy Research and Development $155,658 - 0
20.RD Fra, Rail Brdige Strike $141,567 - 0
12.RD U.s. Army Research Office $127,659 - 0
20.723 Phmsa Pipeline Safety Research and Development �other Transaction Agreements� $126,003 - 0
84.305 Education Research, Development and Dissemination $123,967 - 0
47.050 Geosciences $121,466 - 0
12.RD Defense Advanced Research Projects Agency $120,868 - 0
93.396 Cancer Biology Research $114,790 - 0
27.011 Intergovernmental Personnel Act Mobility Program $110,624 - 0
12.300 Basic and Applied Scientific Research $86,782 - 0
17.278 Wioa Dislocated Worker Formula Grants $84,383 - 0
93.213 Research and Training in Complementary and Integrative Health $82,299 - 0
20.RD Fra, Enhanving Railroad Workforce Training $82,101 - 0
12.RD Anametric, INC $81,220 - 0
43.001 Science $74,909 - 0
15.808 U.s. Geological Survey Research and Data Collection $70,099 - 0
47.041 Engineering $56,239 - 0
81.RD Ut-Battelle, LLC / Oak Ridge National Laboratory $56,221 - 0
93.600 Head Start $55,475 - 0
20.200 Highway Research and Development Program $47,210 - 0
93.866 Aging Research $45,703 - 0
93.394 Cancer Detection and Diagnosis Research $41,644 - 0
12.800 Air Force Defense Research Sciences Program $40,541 - 0
45.310 Grants to States $39,996 - 0
84.324 Research in Special Education $37,614 - 0
93.859 Biomedical Research and Research Training $35,833 - 0
81.RD Lawrence Berkeley National Laboratory $35,562 - 0
16.560 National Institute of Justice Research, Evaluation, and Development Project Grants $35,489 - 0
12.RD U.s. Army Small Business Technology Transfer Program $34,072 - 0
47.084 Nsf Technology, Innovation, and Partnerships $33,925 - 0
11.417 Sea Grant Support $29,307 - 0
45.024 Promotion of the Arts Grants to Organizations and Individuals $27,138 - 0
12.RD Usamra $26,744 - 0
15.807 Earthquake Hazards Program Assistance $26,217 - 0
47.076 Stem Education (formerly Education and Human Resources) $25,645 - 0
47.074 Biological Sciences $23,400 - 0
81.RD Princeton Plasma Physics Laboratory $22,537 - 0
93.865 Child Health and Human Development Extramural Research $22,228 - 0
81.RD General Atomics $21,300 - 0
81.089 Fossil Energy Research and Development $20,971 - 0
47.049 Mathematical and Physical Sciences $16,656 - 0
81.RD Sandia National Laboratories $16,575 - 0
81.RD Brookhaven National Laboratory $14,214 - 0
81.RD Lawrence Livermore National Laboratory $9,278 - 0
93.853 Extramural Research Programs in the Neurosciences and Neurological Disorders $5,777 - 0
81.RD Slac National Accelerator Laboratory $4,851 - 0
93.279 Drug Abuse and Addiction Research Programs $4,514 - 0
93.558 Temporary Assistance for Needy Families $1,791 - 0
20.215 Highway Training and Education $1,760 - 0
93.837 Cardiovascular Diseases Research $918 - 0
81.049 Office of Science Financial Assistance Program $-68,044 - 0

Contacts

Name Title Type
D33QGS3Q3DJ3 David C. Ewing Auditee
2147683761 Renee Bourget-Place Auditor
No contacts on file

Notes to SEFA

Title: (1) General Accounting Policies: (1) The accompanying Schedule of Expenditures of Federal Awards (the Schedule) presents the activity of all federal financial assistance programs of Southern Methodist University (the University). All federal awards passed through from other entities have been included in the Schedule. (2) The accompanying Schedule is presented using the accrual basis of accounting, which is described in note 1 to the University’s consolidated financial statements. De Minimis Rate Used: N Rate Explanation: The auditee did not use the de minimis cost rate. The accompanying Schedule of Expenditures of Federal Awards (the Schedule) presents the activity of all federal financial assistance programs of Southern Methodist University (the University). All federal awards passed through from other entities have been included in the Schedule.
Title: (2) Basis of Accounting Accounting Policies: (1) The accompanying Schedule of Expenditures of Federal Awards (the Schedule) presents the activity of all federal financial assistance programs of Southern Methodist University (the University). All federal awards passed through from other entities have been included in the Schedule. (2) The accompanying Schedule is presented using the accrual basis of accounting, which is described in note 1 to the University’s consolidated financial statements. De Minimis Rate Used: N Rate Explanation: The auditee did not use the de minimis cost rate. The accompanying Schedule is presented using the accrual basis of accounting, which is described in note 1 to the University’s consolidated financial statements.
Title: (3) Relationship to Federal Financial Reports Accounting Policies: (1) The accompanying Schedule of Expenditures of Federal Awards (the Schedule) presents the activity of all federal financial assistance programs of Southern Methodist University (the University). All federal awards passed through from other entities have been included in the Schedule. (2) The accompanying Schedule is presented using the accrual basis of accounting, which is described in note 1 to the University’s consolidated financial statements. De Minimis Rate Used: N Rate Explanation: The auditee did not use the de minimis cost rate. Amounts reported in the accompanying Schedule may not agree with the amounts reported in the related federal financial reports filed with grantor agencies because of accruals which would be included in the next report filed with the agencies.
Title: (4) Perkins Loan Program Accounting Policies: (1) The accompanying Schedule of Expenditures of Federal Awards (the Schedule) presents the activity of all federal financial assistance programs of Southern Methodist University (the University). All federal awards passed through from other entities have been included in the Schedule. (2) The accompanying Schedule is presented using the accrual basis of accounting, which is described in note 1 to the University’s consolidated financial statements. De Minimis Rate Used: N Rate Explanation: The auditee did not use the de minimis cost rate. Under federal law, the authority for schools to make new loans under the Federal Perkins Loan Program ended on September 30, 2017, and final disbursements were permitted through June 30, 2018. The outstanding loan balance as of May 31, 2024 was $838,969. The amount reported on the Schedule of Expenditures of Federal Awards represents the outstanding loan balance of $1,063,198 as of May 31, 2023.
Title: (5) Federal Direct Loan Program Accounting Policies: (1) The accompanying Schedule of Expenditures of Federal Awards (the Schedule) presents the activity of all federal financial assistance programs of Southern Methodist University (the University). All federal awards passed through from other entities have been included in the Schedule. (2) The accompanying Schedule is presented using the accrual basis of accounting, which is described in note 1 to the University’s consolidated financial statements. De Minimis Rate Used: N Rate Explanation: The auditee did not use the de minimis cost rate. This program provides loans directly from the U.S. Department of Education to students with Federal Stafford, Grad PLUS and Parent PLUS loans rather than from a bank or other lending institution. The University originates the loans and performs certain administrative duties. The institution has no repayment responsibilities, therefore the outstanding loans are not included in the University’s consolidated financial statements.
Title: (6) Subrecipients Accounting Policies: (1) The accompanying Schedule of Expenditures of Federal Awards (the Schedule) presents the activity of all federal financial assistance programs of Southern Methodist University (the University). All federal awards passed through from other entities have been included in the Schedule. (2) The accompanying Schedule is presented using the accrual basis of accounting, which is described in note 1 to the University’s consolidated financial statements. De Minimis Rate Used: N Rate Explanation: The auditee did not use the de minimis cost rate. Of the federal expenditures presented in the Schedule, the University provided federal awards to subrecipients in the Research & Development (R&D) Cluster totaling $2,578,952.
Title: (7) Indirect Cost Rate Accounting Policies: (1) The accompanying Schedule of Expenditures of Federal Awards (the Schedule) presents the activity of all federal financial assistance programs of Southern Methodist University (the University). All federal awards passed through from other entities have been included in the Schedule. (2) The accompanying Schedule is presented using the accrual basis of accounting, which is described in note 1 to the University’s consolidated financial statements. De Minimis Rate Used: N Rate Explanation: The auditee did not use the de minimis cost rate. The University has elected not to use the 10-percent de minimis indirect cost rate allowed under the Uniform Guidance.