Audit 341338

FY End
2022-06-30
Total Expended
$29.56M
Findings
30
Programs
3
Year: 2022 Accepted: 2025-02-05

Organization Exclusion Status:

Checking exclusion status...

Findings

ID Ref Severity Repeat Requirement
522120 2022-003 Material Weakness Yes L
522121 2022-003 Material Weakness Yes L
522122 2022-003 Material Weakness Yes L
522123 2022-003 Material Weakness Yes L
522124 2022-003 Material Weakness Yes L
522125 2022-003 Material Weakness Yes L
522126 2022-003 Material Weakness Yes L
522127 2022-003 Material Weakness Yes L
522128 2022-003 Material Weakness Yes L
522129 2022-003 Material Weakness Yes L
522130 2022-003 Material Weakness Yes L
522131 2022-003 Material Weakness Yes L
522132 2022-003 Material Weakness Yes L
522133 2022-003 Material Weakness Yes L
522134 2022-003 Material Weakness Yes L
1098562 2022-003 Material Weakness Yes L
1098563 2022-003 Material Weakness Yes L
1098564 2022-003 Material Weakness Yes L
1098565 2022-003 Material Weakness Yes L
1098566 2022-003 Material Weakness Yes L
1098567 2022-003 Material Weakness Yes L
1098568 2022-003 Material Weakness Yes L
1098569 2022-003 Material Weakness Yes L
1098570 2022-003 Material Weakness Yes L
1098571 2022-003 Material Weakness Yes L
1098572 2022-003 Material Weakness Yes L
1098573 2022-003 Material Weakness Yes L
1098574 2022-003 Material Weakness Yes L
1098575 2022-003 Material Weakness Yes L
1098576 2022-003 Material Weakness Yes L

Programs

ALN Program Spent Major Findings
20.526 Buses and Bus Facilities Formula, Competitive, and Low Or No Emissions Programs $65,334 Yes 1
20.507 Federal Transit Formula Grants $62,701 Yes 1
20.525 State of Good Repair Grants Program $40,595 Yes 1

Contacts

Name Title Type
X6EXXW7TXPP5 Donna Brumbaugh Auditee
7572226000 Leslie Roberts Auditor
No contacts on file

Notes to SEFA

Title: GENERAL Accounting Policies: The accompanying Schedule of Expenditures of Federal Awards is presented using the accrual method of accounting. De Minimis Rate Used: N Rate Explanation: The Commission did not elect to use 10% de minimis indirect cost rate allowed under Section 2 CFR 200.331(a)(4). The accompanying Schedule of Expenditures of Federal Awards presents the activity of all federal award programs of the Transportation District Commission of Hampton Roads.
Title: BASIS OF ACCOUNTING Accounting Policies: The accompanying Schedule of Expenditures of Federal Awards is presented using the accrual method of accounting. De Minimis Rate Used: N Rate Explanation: The Commission did not elect to use 10% de minimis indirect cost rate allowed under Section 2 CFR 200.331(a)(4). The accompanying Schedule of Expenditures of Federal Awards is presented using the accrual method of accounting.
Title: INDIRECT COST RATE Accounting Policies: The accompanying Schedule of Expenditures of Federal Awards is presented using the accrual method of accounting. De Minimis Rate Used: N Rate Explanation: The Commission did not elect to use 10% de minimis indirect cost rate allowed under Section 2 CFR 200.331(a)(4). The Commission did not elect to use 10% de minimis indirect cost rate allowed under Section 2 CFR 200.331(a)(4).

Finding Details

Condition: During our testing over major federal program expenditures, we noted a number of expenditures misclassified between grants which caused material misstatements to the schedule of expenditures of federal awards (the “Schedule”). As a result, material adjustments were required in order to present the Schedule accurately. Criteria: All federal program expenditures should be recorded in a way as to be able to readily determine the amount of expenditures related to a particular grant in a particular grant year. Cause: The are continued, lingering issues from the implementation of the new accounting system for the prior year that are still being corrected, combined with staff turnover that resulted in a lack of appropriate tracking of grant activity. Effect: There is the potential that balances related to the grants, including receivables, revenues, and expenses, could be materially misstated. Questioned Cost Amount: None noted. Repeat Finding: This is a repeat finding. Recommendation: We recommend that a system be implemented to track grant activity and compare grant expenditures to grant revenue along with a comparison of cash receipts to reimbursement requests. We also recommend that grant activity be reconciled on a monthly basis and that reconciliations be reviewed by someone other than the preparer and evidence of this review be documented. View of Management and Planned Corrective Action: Recommendations made by auditors will be implemented. See corrective action plan.
Condition: During our testing over major federal program expenditures, we noted a number of expenditures misclassified between grants which caused material misstatements to the schedule of expenditures of federal awards (the “Schedule”). As a result, material adjustments were required in order to present the Schedule accurately. Criteria: All federal program expenditures should be recorded in a way as to be able to readily determine the amount of expenditures related to a particular grant in a particular grant year. Cause: The are continued, lingering issues from the implementation of the new accounting system for the prior year that are still being corrected, combined with staff turnover that resulted in a lack of appropriate tracking of grant activity. Effect: There is the potential that balances related to the grants, including receivables, revenues, and expenses, could be materially misstated. Questioned Cost Amount: None noted. Repeat Finding: This is a repeat finding. Recommendation: We recommend that a system be implemented to track grant activity and compare grant expenditures to grant revenue along with a comparison of cash receipts to reimbursement requests. We also recommend that grant activity be reconciled on a monthly basis and that reconciliations be reviewed by someone other than the preparer and evidence of this review be documented. View of Management and Planned Corrective Action: Recommendations made by auditors will be implemented. See corrective action plan.
Condition: During our testing over major federal program expenditures, we noted a number of expenditures misclassified between grants which caused material misstatements to the schedule of expenditures of federal awards (the “Schedule”). As a result, material adjustments were required in order to present the Schedule accurately. Criteria: All federal program expenditures should be recorded in a way as to be able to readily determine the amount of expenditures related to a particular grant in a particular grant year. Cause: The are continued, lingering issues from the implementation of the new accounting system for the prior year that are still being corrected, combined with staff turnover that resulted in a lack of appropriate tracking of grant activity. Effect: There is the potential that balances related to the grants, including receivables, revenues, and expenses, could be materially misstated. Questioned Cost Amount: None noted. Repeat Finding: This is a repeat finding. Recommendation: We recommend that a system be implemented to track grant activity and compare grant expenditures to grant revenue along with a comparison of cash receipts to reimbursement requests. We also recommend that grant activity be reconciled on a monthly basis and that reconciliations be reviewed by someone other than the preparer and evidence of this review be documented. View of Management and Planned Corrective Action: Recommendations made by auditors will be implemented. See corrective action plan.
Condition: During our testing over major federal program expenditures, we noted a number of expenditures misclassified between grants which caused material misstatements to the schedule of expenditures of federal awards (the “Schedule”). As a result, material adjustments were required in order to present the Schedule accurately. Criteria: All federal program expenditures should be recorded in a way as to be able to readily determine the amount of expenditures related to a particular grant in a particular grant year. Cause: The are continued, lingering issues from the implementation of the new accounting system for the prior year that are still being corrected, combined with staff turnover that resulted in a lack of appropriate tracking of grant activity. Effect: There is the potential that balances related to the grants, including receivables, revenues, and expenses, could be materially misstated. Questioned Cost Amount: None noted. Repeat Finding: This is a repeat finding. Recommendation: We recommend that a system be implemented to track grant activity and compare grant expenditures to grant revenue along with a comparison of cash receipts to reimbursement requests. We also recommend that grant activity be reconciled on a monthly basis and that reconciliations be reviewed by someone other than the preparer and evidence of this review be documented. View of Management and Planned Corrective Action: Recommendations made by auditors will be implemented. See corrective action plan.
Condition: During our testing over major federal program expenditures, we noted a number of expenditures misclassified between grants which caused material misstatements to the schedule of expenditures of federal awards (the “Schedule”). As a result, material adjustments were required in order to present the Schedule accurately. Criteria: All federal program expenditures should be recorded in a way as to be able to readily determine the amount of expenditures related to a particular grant in a particular grant year. Cause: The are continued, lingering issues from the implementation of the new accounting system for the prior year that are still being corrected, combined with staff turnover that resulted in a lack of appropriate tracking of grant activity. Effect: There is the potential that balances related to the grants, including receivables, revenues, and expenses, could be materially misstated. Questioned Cost Amount: None noted. Repeat Finding: This is a repeat finding. Recommendation: We recommend that a system be implemented to track grant activity and compare grant expenditures to grant revenue along with a comparison of cash receipts to reimbursement requests. We also recommend that grant activity be reconciled on a monthly basis and that reconciliations be reviewed by someone other than the preparer and evidence of this review be documented. View of Management and Planned Corrective Action: Recommendations made by auditors will be implemented. See corrective action plan.
Condition: During our testing over major federal program expenditures, we noted a number of expenditures misclassified between grants which caused material misstatements to the schedule of expenditures of federal awards (the “Schedule”). As a result, material adjustments were required in order to present the Schedule accurately. Criteria: All federal program expenditures should be recorded in a way as to be able to readily determine the amount of expenditures related to a particular grant in a particular grant year. Cause: The are continued, lingering issues from the implementation of the new accounting system for the prior year that are still being corrected, combined with staff turnover that resulted in a lack of appropriate tracking of grant activity. Effect: There is the potential that balances related to the grants, including receivables, revenues, and expenses, could be materially misstated. Questioned Cost Amount: None noted. Repeat Finding: This is a repeat finding. Recommendation: We recommend that a system be implemented to track grant activity and compare grant expenditures to grant revenue along with a comparison of cash receipts to reimbursement requests. We also recommend that grant activity be reconciled on a monthly basis and that reconciliations be reviewed by someone other than the preparer and evidence of this review be documented. View of Management and Planned Corrective Action: Recommendations made by auditors will be implemented. See corrective action plan.
Condition: During our testing over major federal program expenditures, we noted a number of expenditures misclassified between grants which caused material misstatements to the schedule of expenditures of federal awards (the “Schedule”). As a result, material adjustments were required in order to present the Schedule accurately. Criteria: All federal program expenditures should be recorded in a way as to be able to readily determine the amount of expenditures related to a particular grant in a particular grant year. Cause: The are continued, lingering issues from the implementation of the new accounting system for the prior year that are still being corrected, combined with staff turnover that resulted in a lack of appropriate tracking of grant activity. Effect: There is the potential that balances related to the grants, including receivables, revenues, and expenses, could be materially misstated. Questioned Cost Amount: None noted. Repeat Finding: This is a repeat finding. Recommendation: We recommend that a system be implemented to track grant activity and compare grant expenditures to grant revenue along with a comparison of cash receipts to reimbursement requests. We also recommend that grant activity be reconciled on a monthly basis and that reconciliations be reviewed by someone other than the preparer and evidence of this review be documented. View of Management and Planned Corrective Action: Recommendations made by auditors will be implemented. See corrective action plan.
Condition: During our testing over major federal program expenditures, we noted a number of expenditures misclassified between grants which caused material misstatements to the schedule of expenditures of federal awards (the “Schedule”). As a result, material adjustments were required in order to present the Schedule accurately. Criteria: All federal program expenditures should be recorded in a way as to be able to readily determine the amount of expenditures related to a particular grant in a particular grant year. Cause: The are continued, lingering issues from the implementation of the new accounting system for the prior year that are still being corrected, combined with staff turnover that resulted in a lack of appropriate tracking of grant activity. Effect: There is the potential that balances related to the grants, including receivables, revenues, and expenses, could be materially misstated. Questioned Cost Amount: None noted. Repeat Finding: This is a repeat finding. Recommendation: We recommend that a system be implemented to track grant activity and compare grant expenditures to grant revenue along with a comparison of cash receipts to reimbursement requests. We also recommend that grant activity be reconciled on a monthly basis and that reconciliations be reviewed by someone other than the preparer and evidence of this review be documented. View of Management and Planned Corrective Action: Recommendations made by auditors will be implemented. See corrective action plan.
Condition: During our testing over major federal program expenditures, we noted a number of expenditures misclassified between grants which caused material misstatements to the schedule of expenditures of federal awards (the “Schedule”). As a result, material adjustments were required in order to present the Schedule accurately. Criteria: All federal program expenditures should be recorded in a way as to be able to readily determine the amount of expenditures related to a particular grant in a particular grant year. Cause: The are continued, lingering issues from the implementation of the new accounting system for the prior year that are still being corrected, combined with staff turnover that resulted in a lack of appropriate tracking of grant activity. Effect: There is the potential that balances related to the grants, including receivables, revenues, and expenses, could be materially misstated. Questioned Cost Amount: None noted. Repeat Finding: This is a repeat finding. Recommendation: We recommend that a system be implemented to track grant activity and compare grant expenditures to grant revenue along with a comparison of cash receipts to reimbursement requests. We also recommend that grant activity be reconciled on a monthly basis and that reconciliations be reviewed by someone other than the preparer and evidence of this review be documented. View of Management and Planned Corrective Action: Recommendations made by auditors will be implemented. See corrective action plan.
Condition: During our testing over major federal program expenditures, we noted a number of expenditures misclassified between grants which caused material misstatements to the schedule of expenditures of federal awards (the “Schedule”). As a result, material adjustments were required in order to present the Schedule accurately. Criteria: All federal program expenditures should be recorded in a way as to be able to readily determine the amount of expenditures related to a particular grant in a particular grant year. Cause: The are continued, lingering issues from the implementation of the new accounting system for the prior year that are still being corrected, combined with staff turnover that resulted in a lack of appropriate tracking of grant activity. Effect: There is the potential that balances related to the grants, including receivables, revenues, and expenses, could be materially misstated. Questioned Cost Amount: None noted. Repeat Finding: This is a repeat finding. Recommendation: We recommend that a system be implemented to track grant activity and compare grant expenditures to grant revenue along with a comparison of cash receipts to reimbursement requests. We also recommend that grant activity be reconciled on a monthly basis and that reconciliations be reviewed by someone other than the preparer and evidence of this review be documented. View of Management and Planned Corrective Action: Recommendations made by auditors will be implemented. See corrective action plan.
Condition: During our testing over major federal program expenditures, we noted a number of expenditures misclassified between grants which caused material misstatements to the schedule of expenditures of federal awards (the “Schedule”). As a result, material adjustments were required in order to present the Schedule accurately. Criteria: All federal program expenditures should be recorded in a way as to be able to readily determine the amount of expenditures related to a particular grant in a particular grant year. Cause: The are continued, lingering issues from the implementation of the new accounting system for the prior year that are still being corrected, combined with staff turnover that resulted in a lack of appropriate tracking of grant activity. Effect: There is the potential that balances related to the grants, including receivables, revenues, and expenses, could be materially misstated. Questioned Cost Amount: None noted. Repeat Finding: This is a repeat finding. Recommendation: We recommend that a system be implemented to track grant activity and compare grant expenditures to grant revenue along with a comparison of cash receipts to reimbursement requests. We also recommend that grant activity be reconciled on a monthly basis and that reconciliations be reviewed by someone other than the preparer and evidence of this review be documented. View of Management and Planned Corrective Action: Recommendations made by auditors will be implemented. See corrective action plan.
Condition: During our testing over major federal program expenditures, we noted a number of expenditures misclassified between grants which caused material misstatements to the schedule of expenditures of federal awards (the “Schedule”). As a result, material adjustments were required in order to present the Schedule accurately. Criteria: All federal program expenditures should be recorded in a way as to be able to readily determine the amount of expenditures related to a particular grant in a particular grant year. Cause: The are continued, lingering issues from the implementation of the new accounting system for the prior year that are still being corrected, combined with staff turnover that resulted in a lack of appropriate tracking of grant activity. Effect: There is the potential that balances related to the grants, including receivables, revenues, and expenses, could be materially misstated. Questioned Cost Amount: None noted. Repeat Finding: This is a repeat finding. Recommendation: We recommend that a system be implemented to track grant activity and compare grant expenditures to grant revenue along with a comparison of cash receipts to reimbursement requests. We also recommend that grant activity be reconciled on a monthly basis and that reconciliations be reviewed by someone other than the preparer and evidence of this review be documented. View of Management and Planned Corrective Action: Recommendations made by auditors will be implemented. See corrective action plan.
Condition: During our testing over major federal program expenditures, we noted a number of expenditures misclassified between grants which caused material misstatements to the schedule of expenditures of federal awards (the “Schedule”). As a result, material adjustments were required in order to present the Schedule accurately. Criteria: All federal program expenditures should be recorded in a way as to be able to readily determine the amount of expenditures related to a particular grant in a particular grant year. Cause: The are continued, lingering issues from the implementation of the new accounting system for the prior year that are still being corrected, combined with staff turnover that resulted in a lack of appropriate tracking of grant activity. Effect: There is the potential that balances related to the grants, including receivables, revenues, and expenses, could be materially misstated. Questioned Cost Amount: None noted. Repeat Finding: This is a repeat finding. Recommendation: We recommend that a system be implemented to track grant activity and compare grant expenditures to grant revenue along with a comparison of cash receipts to reimbursement requests. We also recommend that grant activity be reconciled on a monthly basis and that reconciliations be reviewed by someone other than the preparer and evidence of this review be documented. View of Management and Planned Corrective Action: Recommendations made by auditors will be implemented. See corrective action plan.
Condition: During our testing over major federal program expenditures, we noted a number of expenditures misclassified between grants which caused material misstatements to the schedule of expenditures of federal awards (the “Schedule”). As a result, material adjustments were required in order to present the Schedule accurately. Criteria: All federal program expenditures should be recorded in a way as to be able to readily determine the amount of expenditures related to a particular grant in a particular grant year. Cause: The are continued, lingering issues from the implementation of the new accounting system for the prior year that are still being corrected, combined with staff turnover that resulted in a lack of appropriate tracking of grant activity. Effect: There is the potential that balances related to the grants, including receivables, revenues, and expenses, could be materially misstated. Questioned Cost Amount: None noted. Repeat Finding: This is a repeat finding. Recommendation: We recommend that a system be implemented to track grant activity and compare grant expenditures to grant revenue along with a comparison of cash receipts to reimbursement requests. We also recommend that grant activity be reconciled on a monthly basis and that reconciliations be reviewed by someone other than the preparer and evidence of this review be documented. View of Management and Planned Corrective Action: Recommendations made by auditors will be implemented. See corrective action plan.
Condition: During our testing over major federal program expenditures, we noted a number of expenditures misclassified between grants which caused material misstatements to the schedule of expenditures of federal awards (the “Schedule”). As a result, material adjustments were required in order to present the Schedule accurately. Criteria: All federal program expenditures should be recorded in a way as to be able to readily determine the amount of expenditures related to a particular grant in a particular grant year. Cause: The are continued, lingering issues from the implementation of the new accounting system for the prior year that are still being corrected, combined with staff turnover that resulted in a lack of appropriate tracking of grant activity. Effect: There is the potential that balances related to the grants, including receivables, revenues, and expenses, could be materially misstated. Questioned Cost Amount: None noted. Repeat Finding: This is a repeat finding. Recommendation: We recommend that a system be implemented to track grant activity and compare grant expenditures to grant revenue along with a comparison of cash receipts to reimbursement requests. We also recommend that grant activity be reconciled on a monthly basis and that reconciliations be reviewed by someone other than the preparer and evidence of this review be documented. View of Management and Planned Corrective Action: Recommendations made by auditors will be implemented. See corrective action plan.
Condition: During our testing over major federal program expenditures, we noted a number of expenditures misclassified between grants which caused material misstatements to the schedule of expenditures of federal awards (the “Schedule”). As a result, material adjustments were required in order to present the Schedule accurately. Criteria: All federal program expenditures should be recorded in a way as to be able to readily determine the amount of expenditures related to a particular grant in a particular grant year. Cause: The are continued, lingering issues from the implementation of the new accounting system for the prior year that are still being corrected, combined with staff turnover that resulted in a lack of appropriate tracking of grant activity. Effect: There is the potential that balances related to the grants, including receivables, revenues, and expenses, could be materially misstated. Questioned Cost Amount: None noted. Repeat Finding: This is a repeat finding. Recommendation: We recommend that a system be implemented to track grant activity and compare grant expenditures to grant revenue along with a comparison of cash receipts to reimbursement requests. We also recommend that grant activity be reconciled on a monthly basis and that reconciliations be reviewed by someone other than the preparer and evidence of this review be documented. View of Management and Planned Corrective Action: Recommendations made by auditors will be implemented. See corrective action plan.
Condition: During our testing over major federal program expenditures, we noted a number of expenditures misclassified between grants which caused material misstatements to the schedule of expenditures of federal awards (the “Schedule”). As a result, material adjustments were required in order to present the Schedule accurately. Criteria: All federal program expenditures should be recorded in a way as to be able to readily determine the amount of expenditures related to a particular grant in a particular grant year. Cause: The are continued, lingering issues from the implementation of the new accounting system for the prior year that are still being corrected, combined with staff turnover that resulted in a lack of appropriate tracking of grant activity. Effect: There is the potential that balances related to the grants, including receivables, revenues, and expenses, could be materially misstated. Questioned Cost Amount: None noted. Repeat Finding: This is a repeat finding. Recommendation: We recommend that a system be implemented to track grant activity and compare grant expenditures to grant revenue along with a comparison of cash receipts to reimbursement requests. We also recommend that grant activity be reconciled on a monthly basis and that reconciliations be reviewed by someone other than the preparer and evidence of this review be documented. View of Management and Planned Corrective Action: Recommendations made by auditors will be implemented. See corrective action plan.
Condition: During our testing over major federal program expenditures, we noted a number of expenditures misclassified between grants which caused material misstatements to the schedule of expenditures of federal awards (the “Schedule”). As a result, material adjustments were required in order to present the Schedule accurately. Criteria: All federal program expenditures should be recorded in a way as to be able to readily determine the amount of expenditures related to a particular grant in a particular grant year. Cause: The are continued, lingering issues from the implementation of the new accounting system for the prior year that are still being corrected, combined with staff turnover that resulted in a lack of appropriate tracking of grant activity. Effect: There is the potential that balances related to the grants, including receivables, revenues, and expenses, could be materially misstated. Questioned Cost Amount: None noted. Repeat Finding: This is a repeat finding. Recommendation: We recommend that a system be implemented to track grant activity and compare grant expenditures to grant revenue along with a comparison of cash receipts to reimbursement requests. We also recommend that grant activity be reconciled on a monthly basis and that reconciliations be reviewed by someone other than the preparer and evidence of this review be documented. View of Management and Planned Corrective Action: Recommendations made by auditors will be implemented. See corrective action plan.
Condition: During our testing over major federal program expenditures, we noted a number of expenditures misclassified between grants which caused material misstatements to the schedule of expenditures of federal awards (the “Schedule”). As a result, material adjustments were required in order to present the Schedule accurately. Criteria: All federal program expenditures should be recorded in a way as to be able to readily determine the amount of expenditures related to a particular grant in a particular grant year. Cause: The are continued, lingering issues from the implementation of the new accounting system for the prior year that are still being corrected, combined with staff turnover that resulted in a lack of appropriate tracking of grant activity. Effect: There is the potential that balances related to the grants, including receivables, revenues, and expenses, could be materially misstated. Questioned Cost Amount: None noted. Repeat Finding: This is a repeat finding. Recommendation: We recommend that a system be implemented to track grant activity and compare grant expenditures to grant revenue along with a comparison of cash receipts to reimbursement requests. We also recommend that grant activity be reconciled on a monthly basis and that reconciliations be reviewed by someone other than the preparer and evidence of this review be documented. View of Management and Planned Corrective Action: Recommendations made by auditors will be implemented. See corrective action plan.
Condition: During our testing over major federal program expenditures, we noted a number of expenditures misclassified between grants which caused material misstatements to the schedule of expenditures of federal awards (the “Schedule”). As a result, material adjustments were required in order to present the Schedule accurately. Criteria: All federal program expenditures should be recorded in a way as to be able to readily determine the amount of expenditures related to a particular grant in a particular grant year. Cause: The are continued, lingering issues from the implementation of the new accounting system for the prior year that are still being corrected, combined with staff turnover that resulted in a lack of appropriate tracking of grant activity. Effect: There is the potential that balances related to the grants, including receivables, revenues, and expenses, could be materially misstated. Questioned Cost Amount: None noted. Repeat Finding: This is a repeat finding. Recommendation: We recommend that a system be implemented to track grant activity and compare grant expenditures to grant revenue along with a comparison of cash receipts to reimbursement requests. We also recommend that grant activity be reconciled on a monthly basis and that reconciliations be reviewed by someone other than the preparer and evidence of this review be documented. View of Management and Planned Corrective Action: Recommendations made by auditors will be implemented. See corrective action plan.
Condition: During our testing over major federal program expenditures, we noted a number of expenditures misclassified between grants which caused material misstatements to the schedule of expenditures of federal awards (the “Schedule”). As a result, material adjustments were required in order to present the Schedule accurately. Criteria: All federal program expenditures should be recorded in a way as to be able to readily determine the amount of expenditures related to a particular grant in a particular grant year. Cause: The are continued, lingering issues from the implementation of the new accounting system for the prior year that are still being corrected, combined with staff turnover that resulted in a lack of appropriate tracking of grant activity. Effect: There is the potential that balances related to the grants, including receivables, revenues, and expenses, could be materially misstated. Questioned Cost Amount: None noted. Repeat Finding: This is a repeat finding. Recommendation: We recommend that a system be implemented to track grant activity and compare grant expenditures to grant revenue along with a comparison of cash receipts to reimbursement requests. We also recommend that grant activity be reconciled on a monthly basis and that reconciliations be reviewed by someone other than the preparer and evidence of this review be documented. View of Management and Planned Corrective Action: Recommendations made by auditors will be implemented. See corrective action plan.
Condition: During our testing over major federal program expenditures, we noted a number of expenditures misclassified between grants which caused material misstatements to the schedule of expenditures of federal awards (the “Schedule”). As a result, material adjustments were required in order to present the Schedule accurately. Criteria: All federal program expenditures should be recorded in a way as to be able to readily determine the amount of expenditures related to a particular grant in a particular grant year. Cause: The are continued, lingering issues from the implementation of the new accounting system for the prior year that are still being corrected, combined with staff turnover that resulted in a lack of appropriate tracking of grant activity. Effect: There is the potential that balances related to the grants, including receivables, revenues, and expenses, could be materially misstated. Questioned Cost Amount: None noted. Repeat Finding: This is a repeat finding. Recommendation: We recommend that a system be implemented to track grant activity and compare grant expenditures to grant revenue along with a comparison of cash receipts to reimbursement requests. We also recommend that grant activity be reconciled on a monthly basis and that reconciliations be reviewed by someone other than the preparer and evidence of this review be documented. View of Management and Planned Corrective Action: Recommendations made by auditors will be implemented. See corrective action plan.
Condition: During our testing over major federal program expenditures, we noted a number of expenditures misclassified between grants which caused material misstatements to the schedule of expenditures of federal awards (the “Schedule”). As a result, material adjustments were required in order to present the Schedule accurately. Criteria: All federal program expenditures should be recorded in a way as to be able to readily determine the amount of expenditures related to a particular grant in a particular grant year. Cause: The are continued, lingering issues from the implementation of the new accounting system for the prior year that are still being corrected, combined with staff turnover that resulted in a lack of appropriate tracking of grant activity. Effect: There is the potential that balances related to the grants, including receivables, revenues, and expenses, could be materially misstated. Questioned Cost Amount: None noted. Repeat Finding: This is a repeat finding. Recommendation: We recommend that a system be implemented to track grant activity and compare grant expenditures to grant revenue along with a comparison of cash receipts to reimbursement requests. We also recommend that grant activity be reconciled on a monthly basis and that reconciliations be reviewed by someone other than the preparer and evidence of this review be documented. View of Management and Planned Corrective Action: Recommendations made by auditors will be implemented. See corrective action plan.
Condition: During our testing over major federal program expenditures, we noted a number of expenditures misclassified between grants which caused material misstatements to the schedule of expenditures of federal awards (the “Schedule”). As a result, material adjustments were required in order to present the Schedule accurately. Criteria: All federal program expenditures should be recorded in a way as to be able to readily determine the amount of expenditures related to a particular grant in a particular grant year. Cause: The are continued, lingering issues from the implementation of the new accounting system for the prior year that are still being corrected, combined with staff turnover that resulted in a lack of appropriate tracking of grant activity. Effect: There is the potential that balances related to the grants, including receivables, revenues, and expenses, could be materially misstated. Questioned Cost Amount: None noted. Repeat Finding: This is a repeat finding. Recommendation: We recommend that a system be implemented to track grant activity and compare grant expenditures to grant revenue along with a comparison of cash receipts to reimbursement requests. We also recommend that grant activity be reconciled on a monthly basis and that reconciliations be reviewed by someone other than the preparer and evidence of this review be documented. View of Management and Planned Corrective Action: Recommendations made by auditors will be implemented. See corrective action plan.
Condition: During our testing over major federal program expenditures, we noted a number of expenditures misclassified between grants which caused material misstatements to the schedule of expenditures of federal awards (the “Schedule”). As a result, material adjustments were required in order to present the Schedule accurately. Criteria: All federal program expenditures should be recorded in a way as to be able to readily determine the amount of expenditures related to a particular grant in a particular grant year. Cause: The are continued, lingering issues from the implementation of the new accounting system for the prior year that are still being corrected, combined with staff turnover that resulted in a lack of appropriate tracking of grant activity. Effect: There is the potential that balances related to the grants, including receivables, revenues, and expenses, could be materially misstated. Questioned Cost Amount: None noted. Repeat Finding: This is a repeat finding. Recommendation: We recommend that a system be implemented to track grant activity and compare grant expenditures to grant revenue along with a comparison of cash receipts to reimbursement requests. We also recommend that grant activity be reconciled on a monthly basis and that reconciliations be reviewed by someone other than the preparer and evidence of this review be documented. View of Management and Planned Corrective Action: Recommendations made by auditors will be implemented. See corrective action plan.
Condition: During our testing over major federal program expenditures, we noted a number of expenditures misclassified between grants which caused material misstatements to the schedule of expenditures of federal awards (the “Schedule”). As a result, material adjustments were required in order to present the Schedule accurately. Criteria: All federal program expenditures should be recorded in a way as to be able to readily determine the amount of expenditures related to a particular grant in a particular grant year. Cause: The are continued, lingering issues from the implementation of the new accounting system for the prior year that are still being corrected, combined with staff turnover that resulted in a lack of appropriate tracking of grant activity. Effect: There is the potential that balances related to the grants, including receivables, revenues, and expenses, could be materially misstated. Questioned Cost Amount: None noted. Repeat Finding: This is a repeat finding. Recommendation: We recommend that a system be implemented to track grant activity and compare grant expenditures to grant revenue along with a comparison of cash receipts to reimbursement requests. We also recommend that grant activity be reconciled on a monthly basis and that reconciliations be reviewed by someone other than the preparer and evidence of this review be documented. View of Management and Planned Corrective Action: Recommendations made by auditors will be implemented. See corrective action plan.
Condition: During our testing over major federal program expenditures, we noted a number of expenditures misclassified between grants which caused material misstatements to the schedule of expenditures of federal awards (the “Schedule”). As a result, material adjustments were required in order to present the Schedule accurately. Criteria: All federal program expenditures should be recorded in a way as to be able to readily determine the amount of expenditures related to a particular grant in a particular grant year. Cause: The are continued, lingering issues from the implementation of the new accounting system for the prior year that are still being corrected, combined with staff turnover that resulted in a lack of appropriate tracking of grant activity. Effect: There is the potential that balances related to the grants, including receivables, revenues, and expenses, could be materially misstated. Questioned Cost Amount: None noted. Repeat Finding: This is a repeat finding. Recommendation: We recommend that a system be implemented to track grant activity and compare grant expenditures to grant revenue along with a comparison of cash receipts to reimbursement requests. We also recommend that grant activity be reconciled on a monthly basis and that reconciliations be reviewed by someone other than the preparer and evidence of this review be documented. View of Management and Planned Corrective Action: Recommendations made by auditors will be implemented. See corrective action plan.
Condition: During our testing over major federal program expenditures, we noted a number of expenditures misclassified between grants which caused material misstatements to the schedule of expenditures of federal awards (the “Schedule”). As a result, material adjustments were required in order to present the Schedule accurately. Criteria: All federal program expenditures should be recorded in a way as to be able to readily determine the amount of expenditures related to a particular grant in a particular grant year. Cause: The are continued, lingering issues from the implementation of the new accounting system for the prior year that are still being corrected, combined with staff turnover that resulted in a lack of appropriate tracking of grant activity. Effect: There is the potential that balances related to the grants, including receivables, revenues, and expenses, could be materially misstated. Questioned Cost Amount: None noted. Repeat Finding: This is a repeat finding. Recommendation: We recommend that a system be implemented to track grant activity and compare grant expenditures to grant revenue along with a comparison of cash receipts to reimbursement requests. We also recommend that grant activity be reconciled on a monthly basis and that reconciliations be reviewed by someone other than the preparer and evidence of this review be documented. View of Management and Planned Corrective Action: Recommendations made by auditors will be implemented. See corrective action plan.
Condition: During our testing over major federal program expenditures, we noted a number of expenditures misclassified between grants which caused material misstatements to the schedule of expenditures of federal awards (the “Schedule”). As a result, material adjustments were required in order to present the Schedule accurately. Criteria: All federal program expenditures should be recorded in a way as to be able to readily determine the amount of expenditures related to a particular grant in a particular grant year. Cause: The are continued, lingering issues from the implementation of the new accounting system for the prior year that are still being corrected, combined with staff turnover that resulted in a lack of appropriate tracking of grant activity. Effect: There is the potential that balances related to the grants, including receivables, revenues, and expenses, could be materially misstated. Questioned Cost Amount: None noted. Repeat Finding: This is a repeat finding. Recommendation: We recommend that a system be implemented to track grant activity and compare grant expenditures to grant revenue along with a comparison of cash receipts to reimbursement requests. We also recommend that grant activity be reconciled on a monthly basis and that reconciliations be reviewed by someone other than the preparer and evidence of this review be documented. View of Management and Planned Corrective Action: Recommendations made by auditors will be implemented. See corrective action plan.
Condition: During our testing over major federal program expenditures, we noted a number of expenditures misclassified between grants which caused material misstatements to the schedule of expenditures of federal awards (the “Schedule”). As a result, material adjustments were required in order to present the Schedule accurately. Criteria: All federal program expenditures should be recorded in a way as to be able to readily determine the amount of expenditures related to a particular grant in a particular grant year. Cause: The are continued, lingering issues from the implementation of the new accounting system for the prior year that are still being corrected, combined with staff turnover that resulted in a lack of appropriate tracking of grant activity. Effect: There is the potential that balances related to the grants, including receivables, revenues, and expenses, could be materially misstated. Questioned Cost Amount: None noted. Repeat Finding: This is a repeat finding. Recommendation: We recommend that a system be implemented to track grant activity and compare grant expenditures to grant revenue along with a comparison of cash receipts to reimbursement requests. We also recommend that grant activity be reconciled on a monthly basis and that reconciliations be reviewed by someone other than the preparer and evidence of this review be documented. View of Management and Planned Corrective Action: Recommendations made by auditors will be implemented. See corrective action plan.