Audit 335885

FY End
2023-12-31
Total Expended
$5.34M
Findings
30
Programs
2
Year: 2023 Accepted: 2025-01-06

Organization Exclusion Status:

Checking exclusion status...

Findings

ID Ref Severity Repeat Requirement
517750 2023-001 Material Weakness Yes L
517751 2023-002 Material Weakness - N
517752 2023-003 Material Weakness - L
517753 2023-001 Material Weakness Yes L
517754 2023-002 Material Weakness - N
517755 2023-003 Material Weakness - L
517756 2023-001 Material Weakness Yes L
517757 2023-002 Material Weakness - N
517758 2023-003 Material Weakness - L
517759 2023-001 Material Weakness Yes L
517760 2023-002 Material Weakness - N
517761 2023-003 Material Weakness - L
517762 2023-001 Material Weakness Yes L
517763 2023-002 Material Weakness - N
517764 2023-003 Material Weakness - L
1094192 2023-001 Material Weakness Yes L
1094193 2023-002 Material Weakness - N
1094194 2023-003 Material Weakness - L
1094195 2023-001 Material Weakness Yes L
1094196 2023-002 Material Weakness - N
1094197 2023-003 Material Weakness - L
1094198 2023-001 Material Weakness Yes L
1094199 2023-002 Material Weakness - N
1094200 2023-003 Material Weakness - L
1094201 2023-001 Material Weakness Yes L
1094202 2023-002 Material Weakness - N
1094203 2023-003 Material Weakness - L
1094204 2023-001 Material Weakness Yes L
1094205 2023-002 Material Weakness - N
1094206 2023-003 Material Weakness - L

Programs

ALN Program Spent Major Findings
93.600 Head Start $3.51M Yes 3
10.558 Child and Adult Care Food Program $203,891 - 0

Contacts

Name Title Type
P971A8FJ46D5 Jeanette Harris Auditee
7659690802 Cami S. Demaree Auditor
No contacts on file

Notes to SEFA

Accounting Policies: Expenditures reported on the Schedule Expenditures of Federal Awards are reported on the accrual basis of accounting. Such expenditures are recognized following the cost principles contained in Title 2 U.S. Code of Federal Regulations (CFR) Part 200, Uniform Administrative Requirements, Cost Principles, and Audit Requirements for Federal Awards. Pass-through entity identifying numbers are presented where available. De Minimis Rate Used: N Rate Explanation: The auditee did not use de minimis cost rate.

Finding Details

Material Weakness and Reportable Noncompliance Condition: The audit reports for 2017, 2018, 2019, 2020, 2021, 2022, and 2023 were not timely submitted to the Federal Clearinghouse. Criteria: Uniform Guidance requires audits to be submitted to the Clearinghouse no later than nine months after year-end. Cause: Turnover in upper management and inadequate resources prevented the audits from being completed in a timely manner and submitted. Effect: Noncompliance with reporting requirements. Recommendation: Management needs to ensure that financial information is complete and provided to the auditors within a reasonable time frame so that the audit can be completed and submitted within nine months after year end. Views of Responsible Officials and Planned Corrective Actions: Community Action of East Central Indiana, Inc. ceased operations as of July 31, 2024 for any new business. Community Development Institute (CDI), as contracted by the Office of Head Start, has taken over the leadership and operations.
Condition: The governance board did not include an individual with financial expertise for part of the year. Criteria: The governing body has legal and fiscal responsibility for the Head Start agency. The governing body must include not less than one member with a background and expertise in fiscal management or accounting and not less than one licensed attorney familiar with issues that come before the governing body. If the types of persons described above are not available to serve as members of the governing body, the governing body must use a consultant, or other individual(s) with relevant expertise who must work directly with the governing body (42 USC 9837(c)(1)(B)). Cause: The board member with financial expertise resigned in April 2023 and the vacancy was not filled. Effect: Noncompliance with special provisions regarding program governance. Recommendation: The Organization needs to fill board vacancies and ensure at least one board member has financial expertise. Views of Responsible Officials and Planned Corrective Actions: Community Action of East Central Indiana, Inc. ceased operations as of July 31, 2024 for any new business. Community Development Institute (CDI), as contracted by the Office of Head Start, has taken over the leadership and operations.
Condition: On the semi-annual SF-425 filing as of August 31, 2023, management denoted the basis of accounting as accrual. The Federal share of expenditures reported did not include $152,752 of reimbursable expenses claimed on August 28, 2023 and received August 31, 2023. The August 28, 2023 request reimbursement included accrued items that were paid subsequently after August 31, 2023 and should have been included in the total. Criteria: All Head Start recipients are required to submit financial reports detailing the expenditures incurred for their awards. The federal expenditures reported should be reported based on the basis of accounting selected. Cause: Management was completing the SF-425 on a cash basis. Effect: The SF-425 filed was inaccurate. Recommendation: The Organization should amend its SF-425 filings to correctly report financial information. Views of Responsible Officials and Planned Corrective Actions: Community Action of East Central Indiana, Inc. ceased operations as of July 31, 2024 for any new business. Community Development Institute (CDI), as contracted by the Office of Head Start, has taken over the leadership and operations.
Material Weakness and Reportable Noncompliance Condition: The audit reports for 2017, 2018, 2019, 2020, 2021, 2022, and 2023 were not timely submitted to the Federal Clearinghouse. Criteria: Uniform Guidance requires audits to be submitted to the Clearinghouse no later than nine months after year-end. Cause: Turnover in upper management and inadequate resources prevented the audits from being completed in a timely manner and submitted. Effect: Noncompliance with reporting requirements. Recommendation: Management needs to ensure that financial information is complete and provided to the auditors within a reasonable time frame so that the audit can be completed and submitted within nine months after year end. Views of Responsible Officials and Planned Corrective Actions: Community Action of East Central Indiana, Inc. ceased operations as of July 31, 2024 for any new business. Community Development Institute (CDI), as contracted by the Office of Head Start, has taken over the leadership and operations.
Condition: The governance board did not include an individual with financial expertise for part of the year. Criteria: The governing body has legal and fiscal responsibility for the Head Start agency. The governing body must include not less than one member with a background and expertise in fiscal management or accounting and not less than one licensed attorney familiar with issues that come before the governing body. If the types of persons described above are not available to serve as members of the governing body, the governing body must use a consultant, or other individual(s) with relevant expertise who must work directly with the governing body (42 USC 9837(c)(1)(B)). Cause: The board member with financial expertise resigned in April 2023 and the vacancy was not filled. Effect: Noncompliance with special provisions regarding program governance. Recommendation: The Organization needs to fill board vacancies and ensure at least one board member has financial expertise. Views of Responsible Officials and Planned Corrective Actions: Community Action of East Central Indiana, Inc. ceased operations as of July 31, 2024 for any new business. Community Development Institute (CDI), as contracted by the Office of Head Start, has taken over the leadership and operations.
Condition: On the semi-annual SF-425 filing as of August 31, 2023, management denoted the basis of accounting as accrual. The Federal share of expenditures reported did not include $152,752 of reimbursable expenses claimed on August 28, 2023 and received August 31, 2023. The August 28, 2023 request reimbursement included accrued items that were paid subsequently after August 31, 2023 and should have been included in the total. Criteria: All Head Start recipients are required to submit financial reports detailing the expenditures incurred for their awards. The federal expenditures reported should be reported based on the basis of accounting selected. Cause: Management was completing the SF-425 on a cash basis. Effect: The SF-425 filed was inaccurate. Recommendation: The Organization should amend its SF-425 filings to correctly report financial information. Views of Responsible Officials and Planned Corrective Actions: Community Action of East Central Indiana, Inc. ceased operations as of July 31, 2024 for any new business. Community Development Institute (CDI), as contracted by the Office of Head Start, has taken over the leadership and operations.
Material Weakness and Reportable Noncompliance Condition: The audit reports for 2017, 2018, 2019, 2020, 2021, 2022, and 2023 were not timely submitted to the Federal Clearinghouse. Criteria: Uniform Guidance requires audits to be submitted to the Clearinghouse no later than nine months after year-end. Cause: Turnover in upper management and inadequate resources prevented the audits from being completed in a timely manner and submitted. Effect: Noncompliance with reporting requirements. Recommendation: Management needs to ensure that financial information is complete and provided to the auditors within a reasonable time frame so that the audit can be completed and submitted within nine months after year end. Views of Responsible Officials and Planned Corrective Actions: Community Action of East Central Indiana, Inc. ceased operations as of July 31, 2024 for any new business. Community Development Institute (CDI), as contracted by the Office of Head Start, has taken over the leadership and operations.
Condition: The governance board did not include an individual with financial expertise for part of the year. Criteria: The governing body has legal and fiscal responsibility for the Head Start agency. The governing body must include not less than one member with a background and expertise in fiscal management or accounting and not less than one licensed attorney familiar with issues that come before the governing body. If the types of persons described above are not available to serve as members of the governing body, the governing body must use a consultant, or other individual(s) with relevant expertise who must work directly with the governing body (42 USC 9837(c)(1)(B)). Cause: The board member with financial expertise resigned in April 2023 and the vacancy was not filled. Effect: Noncompliance with special provisions regarding program governance. Recommendation: The Organization needs to fill board vacancies and ensure at least one board member has financial expertise. Views of Responsible Officials and Planned Corrective Actions: Community Action of East Central Indiana, Inc. ceased operations as of July 31, 2024 for any new business. Community Development Institute (CDI), as contracted by the Office of Head Start, has taken over the leadership and operations.
Condition: On the semi-annual SF-425 filing as of August 31, 2023, management denoted the basis of accounting as accrual. The Federal share of expenditures reported did not include $152,752 of reimbursable expenses claimed on August 28, 2023 and received August 31, 2023. The August 28, 2023 request reimbursement included accrued items that were paid subsequently after August 31, 2023 and should have been included in the total. Criteria: All Head Start recipients are required to submit financial reports detailing the expenditures incurred for their awards. The federal expenditures reported should be reported based on the basis of accounting selected. Cause: Management was completing the SF-425 on a cash basis. Effect: The SF-425 filed was inaccurate. Recommendation: The Organization should amend its SF-425 filings to correctly report financial information. Views of Responsible Officials and Planned Corrective Actions: Community Action of East Central Indiana, Inc. ceased operations as of July 31, 2024 for any new business. Community Development Institute (CDI), as contracted by the Office of Head Start, has taken over the leadership and operations.
Material Weakness and Reportable Noncompliance Condition: The audit reports for 2017, 2018, 2019, 2020, 2021, 2022, and 2023 were not timely submitted to the Federal Clearinghouse. Criteria: Uniform Guidance requires audits to be submitted to the Clearinghouse no later than nine months after year-end. Cause: Turnover in upper management and inadequate resources prevented the audits from being completed in a timely manner and submitted. Effect: Noncompliance with reporting requirements. Recommendation: Management needs to ensure that financial information is complete and provided to the auditors within a reasonable time frame so that the audit can be completed and submitted within nine months after year end. Views of Responsible Officials and Planned Corrective Actions: Community Action of East Central Indiana, Inc. ceased operations as of July 31, 2024 for any new business. Community Development Institute (CDI), as contracted by the Office of Head Start, has taken over the leadership and operations.
Condition: The governance board did not include an individual with financial expertise for part of the year. Criteria: The governing body has legal and fiscal responsibility for the Head Start agency. The governing body must include not less than one member with a background and expertise in fiscal management or accounting and not less than one licensed attorney familiar with issues that come before the governing body. If the types of persons described above are not available to serve as members of the governing body, the governing body must use a consultant, or other individual(s) with relevant expertise who must work directly with the governing body (42 USC 9837(c)(1)(B)). Cause: The board member with financial expertise resigned in April 2023 and the vacancy was not filled. Effect: Noncompliance with special provisions regarding program governance. Recommendation: The Organization needs to fill board vacancies and ensure at least one board member has financial expertise. Views of Responsible Officials and Planned Corrective Actions: Community Action of East Central Indiana, Inc. ceased operations as of July 31, 2024 for any new business. Community Development Institute (CDI), as contracted by the Office of Head Start, has taken over the leadership and operations.
Condition: On the semi-annual SF-425 filing as of August 31, 2023, management denoted the basis of accounting as accrual. The Federal share of expenditures reported did not include $152,752 of reimbursable expenses claimed on August 28, 2023 and received August 31, 2023. The August 28, 2023 request reimbursement included accrued items that were paid subsequently after August 31, 2023 and should have been included in the total. Criteria: All Head Start recipients are required to submit financial reports detailing the expenditures incurred for their awards. The federal expenditures reported should be reported based on the basis of accounting selected. Cause: Management was completing the SF-425 on a cash basis. Effect: The SF-425 filed was inaccurate. Recommendation: The Organization should amend its SF-425 filings to correctly report financial information. Views of Responsible Officials and Planned Corrective Actions: Community Action of East Central Indiana, Inc. ceased operations as of July 31, 2024 for any new business. Community Development Institute (CDI), as contracted by the Office of Head Start, has taken over the leadership and operations.
Material Weakness and Reportable Noncompliance Condition: The audit reports for 2017, 2018, 2019, 2020, 2021, 2022, and 2023 were not timely submitted to the Federal Clearinghouse. Criteria: Uniform Guidance requires audits to be submitted to the Clearinghouse no later than nine months after year-end. Cause: Turnover in upper management and inadequate resources prevented the audits from being completed in a timely manner and submitted. Effect: Noncompliance with reporting requirements. Recommendation: Management needs to ensure that financial information is complete and provided to the auditors within a reasonable time frame so that the audit can be completed and submitted within nine months after year end. Views of Responsible Officials and Planned Corrective Actions: Community Action of East Central Indiana, Inc. ceased operations as of July 31, 2024 for any new business. Community Development Institute (CDI), as contracted by the Office of Head Start, has taken over the leadership and operations.
Condition: The governance board did not include an individual with financial expertise for part of the year. Criteria: The governing body has legal and fiscal responsibility for the Head Start agency. The governing body must include not less than one member with a background and expertise in fiscal management or accounting and not less than one licensed attorney familiar with issues that come before the governing body. If the types of persons described above are not available to serve as members of the governing body, the governing body must use a consultant, or other individual(s) with relevant expertise who must work directly with the governing body (42 USC 9837(c)(1)(B)). Cause: The board member with financial expertise resigned in April 2023 and the vacancy was not filled. Effect: Noncompliance with special provisions regarding program governance. Recommendation: The Organization needs to fill board vacancies and ensure at least one board member has financial expertise. Views of Responsible Officials and Planned Corrective Actions: Community Action of East Central Indiana, Inc. ceased operations as of July 31, 2024 for any new business. Community Development Institute (CDI), as contracted by the Office of Head Start, has taken over the leadership and operations.
Condition: On the semi-annual SF-425 filing as of August 31, 2023, management denoted the basis of accounting as accrual. The Federal share of expenditures reported did not include $152,752 of reimbursable expenses claimed on August 28, 2023 and received August 31, 2023. The August 28, 2023 request reimbursement included accrued items that were paid subsequently after August 31, 2023 and should have been included in the total. Criteria: All Head Start recipients are required to submit financial reports detailing the expenditures incurred for their awards. The federal expenditures reported should be reported based on the basis of accounting selected. Cause: Management was completing the SF-425 on a cash basis. Effect: The SF-425 filed was inaccurate. Recommendation: The Organization should amend its SF-425 filings to correctly report financial information. Views of Responsible Officials and Planned Corrective Actions: Community Action of East Central Indiana, Inc. ceased operations as of July 31, 2024 for any new business. Community Development Institute (CDI), as contracted by the Office of Head Start, has taken over the leadership and operations.
Material Weakness and Reportable Noncompliance Condition: The audit reports for 2017, 2018, 2019, 2020, 2021, 2022, and 2023 were not timely submitted to the Federal Clearinghouse. Criteria: Uniform Guidance requires audits to be submitted to the Clearinghouse no later than nine months after year-end. Cause: Turnover in upper management and inadequate resources prevented the audits from being completed in a timely manner and submitted. Effect: Noncompliance with reporting requirements. Recommendation: Management needs to ensure that financial information is complete and provided to the auditors within a reasonable time frame so that the audit can be completed and submitted within nine months after year end. Views of Responsible Officials and Planned Corrective Actions: Community Action of East Central Indiana, Inc. ceased operations as of July 31, 2024 for any new business. Community Development Institute (CDI), as contracted by the Office of Head Start, has taken over the leadership and operations.
Condition: The governance board did not include an individual with financial expertise for part of the year. Criteria: The governing body has legal and fiscal responsibility for the Head Start agency. The governing body must include not less than one member with a background and expertise in fiscal management or accounting and not less than one licensed attorney familiar with issues that come before the governing body. If the types of persons described above are not available to serve as members of the governing body, the governing body must use a consultant, or other individual(s) with relevant expertise who must work directly with the governing body (42 USC 9837(c)(1)(B)). Cause: The board member with financial expertise resigned in April 2023 and the vacancy was not filled. Effect: Noncompliance with special provisions regarding program governance. Recommendation: The Organization needs to fill board vacancies and ensure at least one board member has financial expertise. Views of Responsible Officials and Planned Corrective Actions: Community Action of East Central Indiana, Inc. ceased operations as of July 31, 2024 for any new business. Community Development Institute (CDI), as contracted by the Office of Head Start, has taken over the leadership and operations.
Condition: On the semi-annual SF-425 filing as of August 31, 2023, management denoted the basis of accounting as accrual. The Federal share of expenditures reported did not include $152,752 of reimbursable expenses claimed on August 28, 2023 and received August 31, 2023. The August 28, 2023 request reimbursement included accrued items that were paid subsequently after August 31, 2023 and should have been included in the total. Criteria: All Head Start recipients are required to submit financial reports detailing the expenditures incurred for their awards. The federal expenditures reported should be reported based on the basis of accounting selected. Cause: Management was completing the SF-425 on a cash basis. Effect: The SF-425 filed was inaccurate. Recommendation: The Organization should amend its SF-425 filings to correctly report financial information. Views of Responsible Officials and Planned Corrective Actions: Community Action of East Central Indiana, Inc. ceased operations as of July 31, 2024 for any new business. Community Development Institute (CDI), as contracted by the Office of Head Start, has taken over the leadership and operations.
Material Weakness and Reportable Noncompliance Condition: The audit reports for 2017, 2018, 2019, 2020, 2021, 2022, and 2023 were not timely submitted to the Federal Clearinghouse. Criteria: Uniform Guidance requires audits to be submitted to the Clearinghouse no later than nine months after year-end. Cause: Turnover in upper management and inadequate resources prevented the audits from being completed in a timely manner and submitted. Effect: Noncompliance with reporting requirements. Recommendation: Management needs to ensure that financial information is complete and provided to the auditors within a reasonable time frame so that the audit can be completed and submitted within nine months after year end. Views of Responsible Officials and Planned Corrective Actions: Community Action of East Central Indiana, Inc. ceased operations as of July 31, 2024 for any new business. Community Development Institute (CDI), as contracted by the Office of Head Start, has taken over the leadership and operations.
Condition: The governance board did not include an individual with financial expertise for part of the year. Criteria: The governing body has legal and fiscal responsibility for the Head Start agency. The governing body must include not less than one member with a background and expertise in fiscal management or accounting and not less than one licensed attorney familiar with issues that come before the governing body. If the types of persons described above are not available to serve as members of the governing body, the governing body must use a consultant, or other individual(s) with relevant expertise who must work directly with the governing body (42 USC 9837(c)(1)(B)). Cause: The board member with financial expertise resigned in April 2023 and the vacancy was not filled. Effect: Noncompliance with special provisions regarding program governance. Recommendation: The Organization needs to fill board vacancies and ensure at least one board member has financial expertise. Views of Responsible Officials and Planned Corrective Actions: Community Action of East Central Indiana, Inc. ceased operations as of July 31, 2024 for any new business. Community Development Institute (CDI), as contracted by the Office of Head Start, has taken over the leadership and operations.
Condition: On the semi-annual SF-425 filing as of August 31, 2023, management denoted the basis of accounting as accrual. The Federal share of expenditures reported did not include $152,752 of reimbursable expenses claimed on August 28, 2023 and received August 31, 2023. The August 28, 2023 request reimbursement included accrued items that were paid subsequently after August 31, 2023 and should have been included in the total. Criteria: All Head Start recipients are required to submit financial reports detailing the expenditures incurred for their awards. The federal expenditures reported should be reported based on the basis of accounting selected. Cause: Management was completing the SF-425 on a cash basis. Effect: The SF-425 filed was inaccurate. Recommendation: The Organization should amend its SF-425 filings to correctly report financial information. Views of Responsible Officials and Planned Corrective Actions: Community Action of East Central Indiana, Inc. ceased operations as of July 31, 2024 for any new business. Community Development Institute (CDI), as contracted by the Office of Head Start, has taken over the leadership and operations.
Material Weakness and Reportable Noncompliance Condition: The audit reports for 2017, 2018, 2019, 2020, 2021, 2022, and 2023 were not timely submitted to the Federal Clearinghouse. Criteria: Uniform Guidance requires audits to be submitted to the Clearinghouse no later than nine months after year-end. Cause: Turnover in upper management and inadequate resources prevented the audits from being completed in a timely manner and submitted. Effect: Noncompliance with reporting requirements. Recommendation: Management needs to ensure that financial information is complete and provided to the auditors within a reasonable time frame so that the audit can be completed and submitted within nine months after year end. Views of Responsible Officials and Planned Corrective Actions: Community Action of East Central Indiana, Inc. ceased operations as of July 31, 2024 for any new business. Community Development Institute (CDI), as contracted by the Office of Head Start, has taken over the leadership and operations.
Condition: The governance board did not include an individual with financial expertise for part of the year. Criteria: The governing body has legal and fiscal responsibility for the Head Start agency. The governing body must include not less than one member with a background and expertise in fiscal management or accounting and not less than one licensed attorney familiar with issues that come before the governing body. If the types of persons described above are not available to serve as members of the governing body, the governing body must use a consultant, or other individual(s) with relevant expertise who must work directly with the governing body (42 USC 9837(c)(1)(B)). Cause: The board member with financial expertise resigned in April 2023 and the vacancy was not filled. Effect: Noncompliance with special provisions regarding program governance. Recommendation: The Organization needs to fill board vacancies and ensure at least one board member has financial expertise. Views of Responsible Officials and Planned Corrective Actions: Community Action of East Central Indiana, Inc. ceased operations as of July 31, 2024 for any new business. Community Development Institute (CDI), as contracted by the Office of Head Start, has taken over the leadership and operations.
Condition: On the semi-annual SF-425 filing as of August 31, 2023, management denoted the basis of accounting as accrual. The Federal share of expenditures reported did not include $152,752 of reimbursable expenses claimed on August 28, 2023 and received August 31, 2023. The August 28, 2023 request reimbursement included accrued items that were paid subsequently after August 31, 2023 and should have been included in the total. Criteria: All Head Start recipients are required to submit financial reports detailing the expenditures incurred for their awards. The federal expenditures reported should be reported based on the basis of accounting selected. Cause: Management was completing the SF-425 on a cash basis. Effect: The SF-425 filed was inaccurate. Recommendation: The Organization should amend its SF-425 filings to correctly report financial information. Views of Responsible Officials and Planned Corrective Actions: Community Action of East Central Indiana, Inc. ceased operations as of July 31, 2024 for any new business. Community Development Institute (CDI), as contracted by the Office of Head Start, has taken over the leadership and operations.
Material Weakness and Reportable Noncompliance Condition: The audit reports for 2017, 2018, 2019, 2020, 2021, 2022, and 2023 were not timely submitted to the Federal Clearinghouse. Criteria: Uniform Guidance requires audits to be submitted to the Clearinghouse no later than nine months after year-end. Cause: Turnover in upper management and inadequate resources prevented the audits from being completed in a timely manner and submitted. Effect: Noncompliance with reporting requirements. Recommendation: Management needs to ensure that financial information is complete and provided to the auditors within a reasonable time frame so that the audit can be completed and submitted within nine months after year end. Views of Responsible Officials and Planned Corrective Actions: Community Action of East Central Indiana, Inc. ceased operations as of July 31, 2024 for any new business. Community Development Institute (CDI), as contracted by the Office of Head Start, has taken over the leadership and operations.
Condition: The governance board did not include an individual with financial expertise for part of the year. Criteria: The governing body has legal and fiscal responsibility for the Head Start agency. The governing body must include not less than one member with a background and expertise in fiscal management or accounting and not less than one licensed attorney familiar with issues that come before the governing body. If the types of persons described above are not available to serve as members of the governing body, the governing body must use a consultant, or other individual(s) with relevant expertise who must work directly with the governing body (42 USC 9837(c)(1)(B)). Cause: The board member with financial expertise resigned in April 2023 and the vacancy was not filled. Effect: Noncompliance with special provisions regarding program governance. Recommendation: The Organization needs to fill board vacancies and ensure at least one board member has financial expertise. Views of Responsible Officials and Planned Corrective Actions: Community Action of East Central Indiana, Inc. ceased operations as of July 31, 2024 for any new business. Community Development Institute (CDI), as contracted by the Office of Head Start, has taken over the leadership and operations.
Condition: On the semi-annual SF-425 filing as of August 31, 2023, management denoted the basis of accounting as accrual. The Federal share of expenditures reported did not include $152,752 of reimbursable expenses claimed on August 28, 2023 and received August 31, 2023. The August 28, 2023 request reimbursement included accrued items that were paid subsequently after August 31, 2023 and should have been included in the total. Criteria: All Head Start recipients are required to submit financial reports detailing the expenditures incurred for their awards. The federal expenditures reported should be reported based on the basis of accounting selected. Cause: Management was completing the SF-425 on a cash basis. Effect: The SF-425 filed was inaccurate. Recommendation: The Organization should amend its SF-425 filings to correctly report financial information. Views of Responsible Officials and Planned Corrective Actions: Community Action of East Central Indiana, Inc. ceased operations as of July 31, 2024 for any new business. Community Development Institute (CDI), as contracted by the Office of Head Start, has taken over the leadership and operations.
Material Weakness and Reportable Noncompliance Condition: The audit reports for 2017, 2018, 2019, 2020, 2021, 2022, and 2023 were not timely submitted to the Federal Clearinghouse. Criteria: Uniform Guidance requires audits to be submitted to the Clearinghouse no later than nine months after year-end. Cause: Turnover in upper management and inadequate resources prevented the audits from being completed in a timely manner and submitted. Effect: Noncompliance with reporting requirements. Recommendation: Management needs to ensure that financial information is complete and provided to the auditors within a reasonable time frame so that the audit can be completed and submitted within nine months after year end. Views of Responsible Officials and Planned Corrective Actions: Community Action of East Central Indiana, Inc. ceased operations as of July 31, 2024 for any new business. Community Development Institute (CDI), as contracted by the Office of Head Start, has taken over the leadership and operations.
Condition: The governance board did not include an individual with financial expertise for part of the year. Criteria: The governing body has legal and fiscal responsibility for the Head Start agency. The governing body must include not less than one member with a background and expertise in fiscal management or accounting and not less than one licensed attorney familiar with issues that come before the governing body. If the types of persons described above are not available to serve as members of the governing body, the governing body must use a consultant, or other individual(s) with relevant expertise who must work directly with the governing body (42 USC 9837(c)(1)(B)). Cause: The board member with financial expertise resigned in April 2023 and the vacancy was not filled. Effect: Noncompliance with special provisions regarding program governance. Recommendation: The Organization needs to fill board vacancies and ensure at least one board member has financial expertise. Views of Responsible Officials and Planned Corrective Actions: Community Action of East Central Indiana, Inc. ceased operations as of July 31, 2024 for any new business. Community Development Institute (CDI), as contracted by the Office of Head Start, has taken over the leadership and operations.
Condition: On the semi-annual SF-425 filing as of August 31, 2023, management denoted the basis of accounting as accrual. The Federal share of expenditures reported did not include $152,752 of reimbursable expenses claimed on August 28, 2023 and received August 31, 2023. The August 28, 2023 request reimbursement included accrued items that were paid subsequently after August 31, 2023 and should have been included in the total. Criteria: All Head Start recipients are required to submit financial reports detailing the expenditures incurred for their awards. The federal expenditures reported should be reported based on the basis of accounting selected. Cause: Management was completing the SF-425 on a cash basis. Effect: The SF-425 filed was inaccurate. Recommendation: The Organization should amend its SF-425 filings to correctly report financial information. Views of Responsible Officials and Planned Corrective Actions: Community Action of East Central Indiana, Inc. ceased operations as of July 31, 2024 for any new business. Community Development Institute (CDI), as contracted by the Office of Head Start, has taken over the leadership and operations.