Audit 331540

FY End
2023-06-30
Total Expended
$4.75M
Findings
12
Programs
3
Organization: Circle the City (AZ)
Year: 2023 Accepted: 2024-12-09

Organization Exclusion Status:

Checking exclusion status...

Findings

ID Ref Severity Repeat Requirement
513624 2023-101 Material Weakness - ABCHILN
513625 2023-101 Material Weakness - ABCHILN
513626 2023-102 Material Weakness - ABCHILN
513627 2023-102 Material Weakness - ABCHILN
513628 2023-102 Material Weakness - ABCHILN
513629 2023-102 Material Weakness - ABCHILN
1090066 2023-101 Material Weakness - ABCHILN
1090067 2023-101 Material Weakness - ABCHILN
1090068 2023-102 Material Weakness - ABCHILN
1090069 2023-102 Material Weakness - ABCHILN
1090070 2023-102 Material Weakness - ABCHILN
1090071 2023-102 Material Weakness - ABCHILN

Programs

ALN Program Spent Major Findings
93.224 Community Health Centers $591,730 Yes 2
93.527 Affordable Care Act (aca) Grants for New and Expanded Services Under the Health Center Program $249,410 Yes 1
93.526 Fip Verification $75,514 - 1

Contacts

Name Title Type
JLJ7ANHJV5K5 John Moore Auditee
6023004900 Kevin Camberg Auditor
No contacts on file

Notes to SEFA

Title: FEDERAL ASSISTANCE LISTINGS NUMBER Accounting Policies: The accompanying Schedule of Expenditures of Federal Awards includes the federal grant activity of Circle the City and Subsidiaries (the Organization) and is presented on the accrual basis of accounting. The information in this schedule is presented in accordance with the requirements of Title 2 U.S. Code of Federal Regulations (CFR) Part 200, Uniform Administrative Requirements, Cost Principles, and Audit Requirements for Federal Awards (Uniform Guidance). Therefore, some amounts presented in this schedule may differ from amounts presented in, or used in the preparation of the basic financial statements. De Minimis Rate Used: N Rate Explanation: The Organization has elected not to use the 10 percent de minimis indirect cost rate as allowed under the Uniform Guidance. The program titles and Federal Assistance Listings numbers were obtained from the federal or pass-through grantor or the 2023 Federal Assistance Listings. When no Federal Assistance Listings numbers had been assigned to a program, the two digit federal agency identifier and the federal contract number were used. When there was no federal contract number, the two digit federal agency identifier and the word "unknown" were used.
Title: SUBRECIPIENTS Accounting Policies: The accompanying Schedule of Expenditures of Federal Awards includes the federal grant activity of Circle the City and Subsidiaries (the Organization) and is presented on the accrual basis of accounting. The information in this schedule is presented in accordance with the requirements of Title 2 U.S. Code of Federal Regulations (CFR) Part 200, Uniform Administrative Requirements, Cost Principles, and Audit Requirements for Federal Awards (Uniform Guidance). Therefore, some amounts presented in this schedule may differ from amounts presented in, or used in the preparation of the basic financial statements. De Minimis Rate Used: N Rate Explanation: The Organization has elected not to use the 10 percent de minimis indirect cost rate as allowed under the Uniform Guidance. The Organization did not pass on any federal funds to subrecipients during the fiscal year ended June 30, 2023.

Finding Details

Special Tests and Provisions - Sliding Fee Scale Discounts Federal program: FAL 93.224 Health Center Program U.S. Department of Health and Human Services Federal grant number: H8HCS44987 Criteria: Patients applying for sliding fee scale (SFS) discounts should have their income levels adequately documented and accurately calculated, and patients should be given the proper discount based upon their income level in accordance with 42 CFR Section 51c.303(f). Condition: The Organization requires patients that apply for the SFS discount to complete attestation forms that includes their household sizes and income levels, and these forms are then used to determine patients' SFS discounts. One patient attestation form out of twenty-five SFS patient encounters that we tested was missing, and another SFS encounter that we tested did not have patient attestation form covering the date of service. Cause: Unknown Effect: Due to missing attestation forms, we could not determine whether the Organization consistently provided patients with the proper discount based upon their income levels. Recommendation: To help ensure that SFS discounts are properly calculated and documented, the Organization should perform random reviews of its SFS applications in order to detect and correct errors or incomplete applications on a timely basis.
Special Tests and Provisions - Sliding Fee Scale Discounts Federal program: FAL 93.224 Health Center Program U.S. Department of Health and Human Services Federal grant number: H8HCS44987 Criteria: Patients applying for sliding fee scale (SFS) discounts should have their income levels adequately documented and accurately calculated, and patients should be given the proper discount based upon their income level in accordance with 42 CFR Section 51c.303(f). Condition: The Organization requires patients that apply for the SFS discount to complete attestation forms that includes their household sizes and income levels, and these forms are then used to determine patients' SFS discounts. One patient attestation form out of twenty-five SFS patient encounters that we tested was missing, and another SFS encounter that we tested did not have patient attestation form covering the date of service. Cause: Unknown Effect: Due to missing attestation forms, we could not determine whether the Organization consistently provided patients with the proper discount based upon their income levels. Recommendation: To help ensure that SFS discounts are properly calculated and documented, the Organization should perform random reviews of its SFS applications in order to detect and correct errors or incomplete applications on a timely basis.
Single Audit Reporting Package Not Submitted in a Timely Manner Federal program: FAL#: All federal programs Questioned Costs: None Criteria: 200.512 of the Uniform Guidance requires the the Organization submit an annual single audit reporting package and submit it data collection form prior to nine months after the end of the audit period. Condition: The Organization did not submit its single audit audit reporting package or data collection form within the required timeline. Cause: Staffing turnover. Effect: Due staffing turnover the Organization was not in compliance with provisions of 200.512 of the Uniform Guidance. Recommendation: The Organization should work to increase accounting staffing and focus on preparing supporting schedules for the preparation of its financial statements in a timely manner.
Single Audit Reporting Package Not Submitted in a Timely Manner Federal program: FAL#: All federal programs Questioned Costs: None Criteria: 200.512 of the Uniform Guidance requires the the Organization submit an annual single audit reporting package and submit it data collection form prior to nine months after the end of the audit period. Condition: The Organization did not submit its single audit audit reporting package or data collection form within the required timeline. Cause: Staffing turnover. Effect: Due staffing turnover the Organization was not in compliance with provisions of 200.512 of the Uniform Guidance. Recommendation: The Organization should work to increase accounting staffing and focus on preparing supporting schedules for the preparation of its financial statements in a timely manner.
Single Audit Reporting Package Not Submitted in a Timely Manner Federal program: FAL#: All federal programs Questioned Costs: None Criteria: 200.512 of the Uniform Guidance requires the the Organization submit an annual single audit reporting package and submit it data collection form prior to nine months after the end of the audit period. Condition: The Organization did not submit its single audit audit reporting package or data collection form within the required timeline. Cause: Staffing turnover. Effect: Due staffing turnover the Organization was not in compliance with provisions of 200.512 of the Uniform Guidance. Recommendation: The Organization should work to increase accounting staffing and focus on preparing supporting schedules for the preparation of its financial statements in a timely manner.
Single Audit Reporting Package Not Submitted in a Timely Manner Federal program: FAL#: All federal programs Questioned Costs: None Criteria: 200.512 of the Uniform Guidance requires the the Organization submit an annual single audit reporting package and submit it data collection form prior to nine months after the end of the audit period. Condition: The Organization did not submit its single audit audit reporting package or data collection form within the required timeline. Cause: Staffing turnover. Effect: Due staffing turnover the Organization was not in compliance with provisions of 200.512 of the Uniform Guidance. Recommendation: The Organization should work to increase accounting staffing and focus on preparing supporting schedules for the preparation of its financial statements in a timely manner.
Special Tests and Provisions - Sliding Fee Scale Discounts Federal program: FAL 93.224 Health Center Program U.S. Department of Health and Human Services Federal grant number: H8HCS44987 Criteria: Patients applying for sliding fee scale (SFS) discounts should have their income levels adequately documented and accurately calculated, and patients should be given the proper discount based upon their income level in accordance with 42 CFR Section 51c.303(f). Condition: The Organization requires patients that apply for the SFS discount to complete attestation forms that includes their household sizes and income levels, and these forms are then used to determine patients' SFS discounts. One patient attestation form out of twenty-five SFS patient encounters that we tested was missing, and another SFS encounter that we tested did not have patient attestation form covering the date of service. Cause: Unknown Effect: Due to missing attestation forms, we could not determine whether the Organization consistently provided patients with the proper discount based upon their income levels. Recommendation: To help ensure that SFS discounts are properly calculated and documented, the Organization should perform random reviews of its SFS applications in order to detect and correct errors or incomplete applications on a timely basis.
Special Tests and Provisions - Sliding Fee Scale Discounts Federal program: FAL 93.224 Health Center Program U.S. Department of Health and Human Services Federal grant number: H8HCS44987 Criteria: Patients applying for sliding fee scale (SFS) discounts should have their income levels adequately documented and accurately calculated, and patients should be given the proper discount based upon their income level in accordance with 42 CFR Section 51c.303(f). Condition: The Organization requires patients that apply for the SFS discount to complete attestation forms that includes their household sizes and income levels, and these forms are then used to determine patients' SFS discounts. One patient attestation form out of twenty-five SFS patient encounters that we tested was missing, and another SFS encounter that we tested did not have patient attestation form covering the date of service. Cause: Unknown Effect: Due to missing attestation forms, we could not determine whether the Organization consistently provided patients with the proper discount based upon their income levels. Recommendation: To help ensure that SFS discounts are properly calculated and documented, the Organization should perform random reviews of its SFS applications in order to detect and correct errors or incomplete applications on a timely basis.
Single Audit Reporting Package Not Submitted in a Timely Manner Federal program: FAL#: All federal programs Questioned Costs: None Criteria: 200.512 of the Uniform Guidance requires the the Organization submit an annual single audit reporting package and submit it data collection form prior to nine months after the end of the audit period. Condition: The Organization did not submit its single audit audit reporting package or data collection form within the required timeline. Cause: Staffing turnover. Effect: Due staffing turnover the Organization was not in compliance with provisions of 200.512 of the Uniform Guidance. Recommendation: The Organization should work to increase accounting staffing and focus on preparing supporting schedules for the preparation of its financial statements in a timely manner.
Single Audit Reporting Package Not Submitted in a Timely Manner Federal program: FAL#: All federal programs Questioned Costs: None Criteria: 200.512 of the Uniform Guidance requires the the Organization submit an annual single audit reporting package and submit it data collection form prior to nine months after the end of the audit period. Condition: The Organization did not submit its single audit audit reporting package or data collection form within the required timeline. Cause: Staffing turnover. Effect: Due staffing turnover the Organization was not in compliance with provisions of 200.512 of the Uniform Guidance. Recommendation: The Organization should work to increase accounting staffing and focus on preparing supporting schedules for the preparation of its financial statements in a timely manner.
Single Audit Reporting Package Not Submitted in a Timely Manner Federal program: FAL#: All federal programs Questioned Costs: None Criteria: 200.512 of the Uniform Guidance requires the the Organization submit an annual single audit reporting package and submit it data collection form prior to nine months after the end of the audit period. Condition: The Organization did not submit its single audit audit reporting package or data collection form within the required timeline. Cause: Staffing turnover. Effect: Due staffing turnover the Organization was not in compliance with provisions of 200.512 of the Uniform Guidance. Recommendation: The Organization should work to increase accounting staffing and focus on preparing supporting schedules for the preparation of its financial statements in a timely manner.
Single Audit Reporting Package Not Submitted in a Timely Manner Federal program: FAL#: All federal programs Questioned Costs: None Criteria: 200.512 of the Uniform Guidance requires the the Organization submit an annual single audit reporting package and submit it data collection form prior to nine months after the end of the audit period. Condition: The Organization did not submit its single audit audit reporting package or data collection form within the required timeline. Cause: Staffing turnover. Effect: Due staffing turnover the Organization was not in compliance with provisions of 200.512 of the Uniform Guidance. Recommendation: The Organization should work to increase accounting staffing and focus on preparing supporting schedules for the preparation of its financial statements in a timely manner.