Audit 328130

FY End
2024-06-30
Total Expended
$206.30M
Findings
2
Programs
111
Year: 2024 Accepted: 2024-11-13

Organization Exclusion Status:

Checking exclusion status...

Findings

ID Ref Severity Repeat Requirement
505453 2024-001 - - N
1081895 2024-001 - - N

Programs

ALN Program Spent Major Findings
84.268 Federal Direct Student Loans $67.14M Yes 0
93.680 Medical Student Education $6.95M - 0
93.352 Construction Support $6.66M - 0
93.342 Health Professions Student Loans, Including Primary Care Loans/loans for Disadvantaged Students $6.04M Yes 0
93.364 Nursing Student Loans $1.90M Yes 0
84.063 Federal Pell Grant Program $1.73M Yes 1
93.353 21st Century Cures Act - Beau Biden Cancer Moonshot $1.66M - 0
10.561 State Administrative Matching Grants for the Supplemental Nutrition Assistance Program $1.47M - 0
16.543 Missing Children's Assistance $1.04M - 0
93.918 Grants to Provide Outpatient Early Intervention Services with Respect to Hiv Disease $987,424 - 0
93.969 Pphf Geriatric Education Centers $904,136 - 0
11.307 Economic Adjustment Assistance $904,075 - 0
93.855 Allergy and Infectious Diseases Research $760,139 - 0
93.351 Research Infrastructure Programs $671,453 - 0
93.247 Advanced Education Nursing Grant Program $564,681 - 0
93.226 Research on Healthcare Costs, Quality and Outcomes $536,155 - 0
93.632 University Centers for Excellence in Developmental Disabilities Education, Research, and Service $505,792 - 0
93.838 Lung Diseases Research $440,449 - 0
93.669 Child Abuse and Neglect State Grants $421,655 - 0
93.242 Mental Health Research Grants $412,911 - 0
93.493 Congressional Directives $407,609 - 0
93.788 Opioid Str $393,201 - 0
93.884 Primary Care Training and Enhancement $382,931 - 0
93.397 Cancer Centers Support Grants $373,983 - 0
93.077 Family Smoking Prevention and Tobacco Control Act Regulatory Research $293,625 - 0
93.253 Poison Control Stabilization and Enhancement Grants $279,718 - 0
93.145 Aids Education and Training Centers $275,794 - 0
10.576 Senior Farmers Market Nutrition Program $244,834 - 0
93.395 Cancer Treatment Research $234,588 - 0
93.127 Emergency Medical Services for Children $226,911 - 0
10.177 Regional Food System Partnerships $219,739 - 0
93.994 Maternal and Child Health Services Block Grant to the States $218,274 - 0
93.153 Coordinated Services and Access to Research for Women, Infants, Children, and Youth $179,188 - 0
93.264 Nurse Faculty Loan Program (nflp) $174,191 Yes 0
93.945 Assistance Programs for Chronic Disease Prevention and Control $153,786 - 0
84.325 Special Education - Personnel Development to Improve Services and Results for Children with Disabilities $144,693 - 0
93.307 Minority Health and Health Disparities Research $143,329 - 0
93.262 Occupational Safety and Health Program $123,809 - 0
93.630 Developmental Disabilities Basic Support and Advocacy Grants $105,571 - 0
93.087 Enhance Safety of Children Affected by Substance Abuse $103,502 - 0
16.575 Crime Victim Assistance $102,787 - 0
93.959 Block Grants for Prevention and Treatment of Substance Abuse $93,521 - 0
93.867 Vision Research $90,701 - 0
93.396 Cancer Biology Research $77,508 - 0
84.007 Federal Supplemental Educational Opportunity Grants $75,000 Yes 0
93.434 Every Student Succeeds Act/preschool Development Grants $69,365 - 0
93.RD R&d- Medical: Biomedical (applied Research/exploratory Development) $66,077 - 0
10.001 Agricultural Research Basic and Applied Research $63,297 - 0
12.420 Military Medical Research and Development $62,255 - 0
93.590 Community-Based Child Abuse Prevention Grants $61,663 - 0
47.084 Nsf Technology, Innovation, and Partnerships $60,641 - 0
93.365 Sickle Cell Treatment Demonstration Program $59,670 - 0
93.398 Cancer Research Manpower $50,755 - 0
93.113 Environmental Health $47,473 - 0
93.213 Research and Training in Complementary and Integrative Health $46,155 - 0
47.076 Stem Education (formerly Education and Human Resources) $44,619 - 0
93.072 Lifespan Respite Care Program $43,239 - 0
93.426 The National Cardiovascular Health Program $41,056 - 0
47.041 Engineering $40,616 - 0
93.RD Prevent Preclinical Drug Development Program $37,099 - 0
93.310 Trans-Nih Research Support $34,933 - 0
93.143 Niehs Superfund Hazardous Substances_basic Research and Education $34,450 - 0
93.600 Head Start $31,146 - 0
66.509 Science to Achieve Results (star) Research Program $29,120 - 0
93.361 Nursing Research $29,055 - 0
93.249 Public Health Training Centers Grant Program $28,846 - 0
93.846 Arthritis, Musculoskeletal and Skin Diseases Research $25,431 - 0
93.RD General Science and Technology R&d Services; General Science and Technology; Applied Research $20,669 - 0
93.988 Cooperative Agreements for Diabetes Control Programs $20,598 - 0
93.273 Alcohol Research Programs $20,010 - 0
43.007 Space Operations $19,129 - 0
93.399 Cancer Control $18,536 - 0
93.080 Blood Disorder Program: Prevention, Surveillance, and Research $15,882 - 0
93.394 Cancer Detection and Diagnosis Research $15,240 - 0
93.286 Discovery and Applied Research for Technological Innovations to Improve Human Health $14,903 - 0
93.866 Aging Research $14,138 - 0
12.RD Military Research $13,035 - 0
93.847 Diabetes, Digestive, and Kidney Diseases Extramural Research $12,606 - 0
93.110 Maternal and Child Health Federal Consolidated Programs $11,411 - 0
93.870 Maternal, Infant and Early Childhood Homevisiting Grant Program $11,145 - 0
16.582 Crime Victim Assistance/discretionary Grants $10,706 - 0
93.243 Substance Abuse and Mental Health Services Projects of Regional and National Significance $9,810 Yes 0
47.075 Social, Behavioral, and Economic Sciences $8,987 - 0
93.575 Child Care and Development Block Grant $7,804 - 0
10.025 Plant and Animal Disease, Pest Control, and Animal Care $7,556 - 0
12.750 Uniformed Services University Medical Research Projects $6,823 - 0
93.865 Child Health and Human Development Extramural Research $6,136 - 0
93.279 Drug Abuse and Addiction Research Programs $5,645 - 0
93.297 Teenage Pregnancy Prevention Program $5,318 - 0
93.393 Cancer Cause and Prevention Research $5,178 - 0
93.U01 Dhhs Program $4,077 - 0
93.073 Birth Defects and Developmental Disabilities - Prevention and Surveillance $3,863 - 0
93.853 Extramural Research Programs in the Neurosciences and Neurological Disorders $3,300 - 0
10.587 National Food Service Management Institute Administration and Staffing Grant $2,152 - 0
43.001 Science $1,972 - 0
93.389 National Center for Research Resources $1,145 - 0
93.516 Public Health Training Centers Program $1,096 - 0
93.879 Medical Library Assistance $1,000 - 0
93.U02 Dhhs Program $928 - 0
93.103 Food and Drug Administration Research $669 - 0
93.RD Dhhs Research $605 - 0
93.837 Cardiovascular Diseases Research $359 - 0
93.421 Strengthening Public Health Systems and Services Through National Partnerships to Improve and Protect the Nation�s Health $-3 - 0
93.859 Biomedical Research and Research Training $-116 - 0
93.121 Oral Diseases and Disorders Research $-549 - 0
93.917 Hiv Care Formula Grants $-730 - 0
10.314 New Era Rural Technology Competitive Grants Program $-1,184 - 0
93.648 Child Welfare Research Training Or Demonstration $-1,879 - 0
93.643 Children's Justice Grants to States $-2,019 - 0
93.839 Blood Diseases and Resources Research $-7,106 - 0
93.778 Medical Assistance Program $-8,212 - 0

Contacts

Name Title Type
GY8NMUZQXVS7 Tamara Franklin Auditee
4052712177 Becky Robins Auditor
No contacts on file

Notes to SEFA

Title: Basis of Presentation Accounting Policies: Expenditures reported in the Schedule are reported on the cash basis of accounting. Federal awards provided to subrecipients are treated as expenditures when paid to the subrecipient. When applicable, such expenditures are recognized following the cost principles contained in the Uniform Guidance, wherein certain types of expenditures are not allowable or are limited as to reimbursement. For purposes of the Schedule, federal awards have been identified into two types: Direct federal awards consisting of federal assistance and federal student financial aid, and Pass-through funds received from non-federal organizations made under federally sponsored programs conducted by those organizations. Complete Assistance Listing numbers are presented for those programs for which such numbers were available. Assistance Listing number prefixes are presented for programs for which a complete Assistance Listing number is not available. Federal direct programs are presented by federal department and, where applicable, the funding agency within the department. Federal pass-through programs are presented by the entity through which the University received the federal award. Amounts provided to subrecipients from each federal program have been separately identified for additional analysis. These pass-through awards are included in total cash basis expenditures. The University of Oklahoma – Norman Campus administers the Pell Grant program, Supplemental Education Opportunity Grants, College Work Study, and other grant student award programs for students attending both the Norman and Center campuses of the University. Grant revenues and expenditures under such programs for students attending the Center campus are considered pass-through funds and are, therefore, included in the Schedule. De Minimis Rate Used: N Rate Explanation: The Center has not elected to use the 10% de minimis cost rate allowed under the Uniform Guidance. The accompanying schedule of expenditures of federal awards (Schedule) includes the federal award activity of The University of Oklahoma Health Sciences Center (Center) under programs of the federal government for the year ended June 30, 2024. The information is presented in accordance with the requirements of Title 2 U.S. Code of Federal Regulations Part 200, Uniform Administrative Requirements, Cost Principles, and Audit Requirements for Federal Awards (Uniform Guidance). Because the Schedule presents only a selected portion of the operations of the Center, it is not intended to and does not present the financial position, changes in financial position, or cash flows of the Center.
Title: Student Loan Program Accounting Policies: Expenditures reported in the Schedule are reported on the cash basis of accounting. Federal awards provided to subrecipients are treated as expenditures when paid to the subrecipient. When applicable, such expenditures are recognized following the cost principles contained in the Uniform Guidance, wherein certain types of expenditures are not allowable or are limited as to reimbursement. For purposes of the Schedule, federal awards have been identified into two types: Direct federal awards consisting of federal assistance and federal student financial aid, and Pass-through funds received from non-federal organizations made under federally sponsored programs conducted by those organizations. Complete Assistance Listing numbers are presented for those programs for which such numbers were available. Assistance Listing number prefixes are presented for programs for which a complete Assistance Listing number is not available. Federal direct programs are presented by federal department and, where applicable, the funding agency within the department. Federal pass-through programs are presented by the entity through which the University received the federal award. Amounts provided to subrecipients from each federal program have been separately identified for additional analysis. These pass-through awards are included in total cash basis expenditures. The University of Oklahoma – Norman Campus administers the Pell Grant program, Supplemental Education Opportunity Grants, College Work Study, and other grant student award programs for students attending both the Norman and Center campuses of the University. Grant revenues and expenditures under such programs for students attending the Center campus are considered pass-through funds and are, therefore, included in the Schedule. De Minimis Rate Used: N Rate Explanation: The Center has not elected to use the 10% de minimis cost rate allowed under the Uniform Guidance. Federal Direct Student Loan Program Under the Federal Direct Student Loan Program (Direct Loan Program), the U.S. Department of Education makes loans to enable a student or parent to pay the costs of the student’s attendance at a postsecondary school. The Direct Loan Program enables an eligible student or parent to obtain a loan to pay for the student’s cost of attendance directly from the U.S. Department of Education rather than through private lenders. The Center administers the origination and disbursement of the loans to eligible students or parents. The Center is not responsible for the collection of these loans. Administered Loan Programs The federal student loan programs listed subsequently are administered directly by the Center, and balances and transactions relating to these programs are included in the Center’s basic financial statements. Loans made during the year are included in the federal expenditures presented in the Schedule. The balance of loans outstanding at June 30, 2024 consists of: 93.264 Nurse Faculty Loan Program $319,753 93.342 Health Professions Student Loans $5,813,754 93.364 Nursing Student Loans $1,802,083

Finding Details

Student Financial Assistance Cluster Assistance Listing Number 84.063 Federal Pell Grant Program U.S. Department of Education Program Year 2023-2024 Criteria or Specific Requirement – Special Tests and Provisions – Return of Title IV Funding, 34 CFR Section 668.22 Condition – One student’s Return of Title IV (R2T4) aid was not calculated correctly. Questioned Costs – N/A Context – Out of the population of 58 students who received federal student financial assistance but withdrew or dropped out during the year, a sample of six students was selected for testing. One R2T4 calculation was not completed correctly, which resulted in an overpayment to the respective program. Our sample was not, and was not intended to be, statistically valid. Effect – One refund was incorrect, and funds were over-remitted to the Department of Education. Cause – The Title IV grant protection was not appropriately applied to the portion of grant funds to be returned by the student. Indication as a Repeat Finding – N/A Recommendation – The Center should review its procedures for ensuring R2T4 calculations are completed accurately and in compliance with Department of Education guidelines. Views of Responsible Officials and Planned Corrective Actions – Management agrees with the finding and has implemented procedures to ensure R2T4 calculations are correct and the return of Title IV funds is accurate. To ensure precise R2T4 calculations for all students receiving federal Pell Grant disbursements, each student’s file will include an independent manual calculation, which will be compared to the PeopleSoft system’s automated calculation. Written policies and procedures have been updated with changes implemented as of August 31, 2024.
Student Financial Assistance Cluster Assistance Listing Number 84.063 Federal Pell Grant Program U.S. Department of Education Program Year 2023-2024 Criteria or Specific Requirement – Special Tests and Provisions – Return of Title IV Funding, 34 CFR Section 668.22 Condition – One student’s Return of Title IV (R2T4) aid was not calculated correctly. Questioned Costs – N/A Context – Out of the population of 58 students who received federal student financial assistance but withdrew or dropped out during the year, a sample of six students was selected for testing. One R2T4 calculation was not completed correctly, which resulted in an overpayment to the respective program. Our sample was not, and was not intended to be, statistically valid. Effect – One refund was incorrect, and funds were over-remitted to the Department of Education. Cause – The Title IV grant protection was not appropriately applied to the portion of grant funds to be returned by the student. Indication as a Repeat Finding – N/A Recommendation – The Center should review its procedures for ensuring R2T4 calculations are completed accurately and in compliance with Department of Education guidelines. Views of Responsible Officials and Planned Corrective Actions – Management agrees with the finding and has implemented procedures to ensure R2T4 calculations are correct and the return of Title IV funds is accurate. To ensure precise R2T4 calculations for all students receiving federal Pell Grant disbursements, each student’s file will include an independent manual calculation, which will be compared to the PeopleSoft system’s automated calculation. Written policies and procedures have been updated with changes implemented as of August 31, 2024.