Audit 325294

FY End
2020-12-31
Total Expended
$10.02M
Findings
8
Programs
1
Year: 2020 Accepted: 2024-10-21
Auditor: Hara

Organization Exclusion Status:

Checking exclusion status...

Findings

ID Ref Severity Repeat Requirement
503224 2020-001 Significant Deficiency - L
503225 2020-002 Significant Deficiency - P
503226 2020-001 Significant Deficiency - L
503227 2020-002 Significant Deficiency - P
1079666 2020-001 Significant Deficiency - L
1079667 2020-002 Significant Deficiency - P
1079668 2020-001 Significant Deficiency - L
1079669 2020-002 Significant Deficiency - P

Programs

ALN Program Spent Major Findings
14.157 Supportive Housing for the Elderly $9.53M Yes 2

Contacts

Name Title Type
S6ABEWB3SVC7 John Lopez Auditee
3126047432 Kevin Cogan Auditor
No contacts on file

Notes to SEFA

Title: SCOPE OF AUDIT PURSUANT TO UNIFORM GUIDANCE Accounting Policies: For purposes of the schedule of expenditures of federal awards, federal awards include all grants, contracts, loans, and loan guarantee agreements entered into directly between the Corporation and agencies and departments of the federal government. For the year ended December 31, 2020, the Corporation had no expenditures in the form of noncash assistance, had no federally funded insurance in effect for the year, and had no sub recipients. The accompanying schedule of expenditures of federal awards is prepared on the accrual basis of accounting. De Minimis Rate Used: N Rate Explanation: The auditee did not use the de minimis cost rate. All federal grant activities of HOUSING OPPORTUNITIES MEAN EMPOWERMENT III, INC. (the Corporation) are included in the scope of the U.S. Office of Management and Budget (OMB) Uniform Guidance audit. Under Government Auditing Standards and U.S. Department of Housing and Urban Development (HUD)’s Regulations, Supportive Housing for Persons with Disabilities is considered a major programs.
Title: CAPITAL ADVANCES Accounting Policies: For purposes of the schedule of expenditures of federal awards, federal awards include all grants, contracts, loans, and loan guarantee agreements entered into directly between the Corporation and agencies and departments of the federal government. For the year ended December 31, 2020, the Corporation had no expenditures in the form of noncash assistance, had no federally funded insurance in effect for the year, and had no sub recipients. The accompanying schedule of expenditures of federal awards is prepared on the accrual basis of accounting. De Minimis Rate Used: N Rate Explanation: The auditee did not use the de minimis cost rate. The total amounts funded under capital advances from HUD are reflected at their respective balances as of January 1, 2020 in the accompanying schedule of expenditures of federal awards and as of December 31, 2020 in the financial statements.

Finding Details

Cleared - During July 2022, management increased the fidelity bond insurance coverage to $150,000.
Cleared - During July 2022, management increased the fidelity bond insurance coverage to $150,000.
Cleared - During July 2022, management increased the fidelity bond insurance coverage to $150,000.
Cleared - During July 2022, management increased the fidelity bond insurance coverage to $150,000.