Audit 323277

FY End
2023-12-31
Total Expended
$471.50M
Findings
8
Programs
103
Organization: Suffolk County, New York (NY)
Year: 2023 Accepted: 2024-09-30

Organization Exclusion Status:

Checking exclusion status...

Findings

ID Ref Severity Repeat Requirement
501029 2023-003 Significant Deficiency - P
501030 2023-003 Significant Deficiency - P
501031 2023-003 Significant Deficiency - P
501032 2023-003 Significant Deficiency - P
1077471 2023-003 Significant Deficiency - P
1077472 2023-003 Significant Deficiency - P
1077473 2023-003 Significant Deficiency - P
1077474 2023-003 Significant Deficiency - P

Programs

ALN Program Spent Major Findings
93.558 Temporary Assistance for Needy Families $79.30M - 0
97.039 Hazard Mitigation Grant $75.27M Yes 0
93.575 Child Care and Development Block Grant $57.57M Yes 0
93.568 Low-Income Home Energy Assistance $26.44M - 0
21.027 Covid-19: Coronavirus State and Local Fiscal Recovery Funds $23.51M Yes 0
97.036 Disaster Grants - Public Assistance (presidentially Declared Disasters) $23.49M - 0
93.778 Medical Assistance Program $19.77M - 0
10.557 Special Supplemental Nutrition Program for Women, Infants, and Children $19.17M - 0
20.507 Covid-19: Federal Transit_formula Grants $19.00M Yes 0
14.269 Hurricane Sandy Community Development Block Grant Disaster Recovery Grants (cdbg-Dr) $15.73M - 0
10.561 State Administrative Matching Grants for the Supplemental Nutrition Assistance Program $15.16M - 0
93.658 Foster Care_title IV-E $9.22M - 0
93.563 Child Support Enforcement $7.28M - 0
93.659 Adoption Assistance $6.30M - 0
16.606 State Criminal Alien Assistance Program $5.59M Yes 0
93.667 Social Services Block Grant $5.38M - 0
93.323 Covid-19: Epidemiology and Laboratory Capacity for Infectious Diseases (elc) $4.45M Yes 0
16.U00 Housing & Transportation of Federal Adult Prisoners $4.31M - 0
97.067 Homeland Security Grant Program $3.60M - 0
17.258 Wioa Adult Program $2.97M Yes 1
93.958 Block Grants for Community Mental Health Services $2.51M - 0
93.045 Special Programs for the Aging_title Iii, Part C_nutrition Services $2.38M - 0
17.259 Wioa Youth Activities $1.94M Yes 1
11.307 Economic Adjustment Assistance $1.92M Yes 0
20.513 Covid-19: Enhanced Mobility of Seniors and Individuals with Disabilities $1.81M Yes 0
14.218 Community Development Block Grants/entitlement Grants $1.79M - 0
20.507 Federal Transit_formula Grants $1.76M Yes 0
93.045 Covid-19: Special Programs for the Aging_title Iii, Part C_nutrition Services $1.74M - 0
20.513 Enhanced Mobility of Seniors and Individuals with Disabilities $1.16M Yes 0
93.044 Special Programs for the Aging_title Iii, Part B_grants for Supportive Services and Senior Centers $1.12M - 0
20.237 Motor Carrier Safety Assistance High Priority Activities Grants and Cooperative Agreements $1.03M - 0
93.767 Children's Health Insurance Program $992,368 Yes 0
93.354 Covid-19: Public Health Emergency Response: Cooperative Agreement for Emergency Response: Public Health Crisis Response $875,821 - 0
16.609 Project Safe Neighborhoods $810,306 - 0
93.052 National Family Caregiver Support, Title Iii, Part E $748,946 Yes 0
84.181A Special Education-Grants for Infants and Families $744,484 - 0
14.239 Home Investment Partnerships Program $660,000 - 0
93.069 Public Health Emergency Preparedness $641,629 - 0
16.922 Equitable Sharing Program $616,820 - 0
10.561 Covid-19: State Administrative Matching Grants for the Supplemental Nutrition Assistance Program $607,707 - 0
97.056 Port Security Grant Program $593,881 - 0
21.016 Equitable Sharing $582,558 - 0
93.044 Covid-19: Special Programs for the Aging_title Iii, Part B_grants for Supportive Services and Senior Centers $574,602 - 0
16.738 Edward Byrne Memorial Justice Assistance Grant Program $511,951 - 0
20.106 Airport Improvement Program $507,785 - 0
93.053 Nutrition Services Incentive Program $501,560 - 0
97.042 Emergency Management Performance Grants $491,812 - 0
16.123 Community-Based Violence Prevention Program $460,799 - 0
20.526 Buses and Bus Facilities Formula, Competitive, and Low Or No Emissions Programs $386,356 Yes 0
93.243 Substance Abuse and Mental Health Services_projects of Regional and National Significance $355,647 - 0
20.205 Highway Planning and Construction $315,712 Yes 0
93.052 Covid-19: National Family Caregiver Support, Title Iii, Part E $304,189 Yes 0
16.741 Dna Backlog Reduction Program $285,111 - 0
16.320 Services for Trafficking Victims $279,135 - 0
17.277 Wioa National Dislocated Worker Grants / Wia National Emergency Grants $263,959 - 0
16.575 Crime Victim Assistance $260,990 - 0
93.090 Guardianship Assistance $246,452 - 0
20.600 State and Community Highway Safety $244,544 - 0
93.674 John H. Chafee Foster Care Program for Successful Transition to Adulthood $226,651 - 0
16.734 Special Data Collections and Statistical Studies $205,911 - 0
16.817 Byrne Criminal Justice Innovation Program $203,745 - 0
93.136 Injury Prevention and Control Research and State and Community Based Programs $178,326 - 0
93.994 Maternal and Child Health Services Block Grant to the States $171,575 - 0
93.558 Covid-19: Temporary Assistance for Needy Families $160,800 - 0
14.228 Covid-19: Community Development Block Grants/state's Program and Non-Entitlement Grants in Hawaii $152,393 - 0
66.605 Performance Partnership Grants $146,070 - 0
93.575 Covid-19: Child Care and Development Block Grant $144,674 Yes 0
16.742 Paul Coverdell Forensic Sciences Improvement Grant Program $143,677 - 0
84.425 Education Stabilization Fund $138,000 - 0
66.456 National Estuary Program $131,874 - 0
97.083 Staffing for Adequate Fire and Emergency Response (safer) $128,288 - 0
16.710 Public Safety Partnership and Community Policing Grants $128,145 - 0
17.278 Wioa Dislocated Worker Formula Grants $120,147 Yes 1
16.590 Grants to Encourage Arrest Policies and Enforcement of Protection Orders Program $112,459 - 0
66.472 Beach Monitoring and Notification Program Implementation Grants $108,296 - 0
93.914 Hiv Emergency Relief Project Grants $97,303 - 0
93.959 Covid-19: Block Grants for Prevention and Treatment of Substance Abuse $76,377 - 0
93.268 Immunization Cooperative Agreements $75,506 - 0
93.071 Medicare Enrollment Assistance Program $74,822 - 0
16.585 Treatment Court Discretionary Grant Program $69,358 - 0
93.U01 Mammography Inspection $68,236 - 0
21.023 Covid-19: Emergency Rental Assistance Program $63,230 - 0
93.779 Centers for Medicare and Medicaid Services (cms) Research, Demonstrations and Evaluations $51,477 - 0
15.608 Fish and Wildlife Management Assistance $50,000 - 0
16.588 Violence Against Women Formula Grants $48,750 - 0
93.747 Covid-19: Elder Abuse Prevention Interventions Program $42,739 - 0
93.268 Covid-19: Immunization Cooperative Agreements $41,608 - 0
96.006 Supplemental Security Income $38,600 - 0
14.218 Covid-19: Community Development Block Grants/entitlement Grants $37,107 - 0
93.043 Special Programs for the Aging_title Iii, Part D_disease Prevention and Health Promotion Services $34,317 - 0
93.008 Medical Reserve Corps Small Grant Program $33,291 - 0
93.043 Covid-19: Special Programs for the Aging_title Iii, Part D_disease Prevention and Health Promotion Services $31,244 - 0
97.106 Securing the Cities Program $26,869 - 0
16.735 Prea Program: Strategic Support for Prea Implementation $17,218 - 0
93.150 Projects for Assistance in Transition From Homelessness (path) $7,829 - 0
14.239 Covid-19: Home Investment Partnerships Program $7,689 - 0
93.103 Food and Drug Administration_research $7,682 - 0
17.245 Trade Adjustment Assistance $7,293 - 0
15.616 Clean Vessel Act Program $5,825 - 0
93.279 Drug Abuse and Addiction Research Programs $4,102 - 0
20.616 National Priority Safety Programs $3,301 - 0
20.219 Recreational Trails Program $2,658 - 0
16.034 Covid-19: Coronavirus Emergency Supplemental Funding Program $2,185 - 0

Contacts

Name Title Type
CAAAWFCH3T41 Frank Bayer Auditee
6318536040 Jill Strohmeyer Auditor
No contacts on file

Notes to SEFA

Title: (1) Reporting Entity Accounting Policies: (1) Reporting Entity - Suffolk County is a charter form of government governed by an elected 18-member County Legislature and administered by an elected County Executive. The accompanying financial statements present the government and its component units, entities for which the government is considered to be financially accountable. The Governmental Accounting Standards Board (GASB) has set forth criteria to be considered in determining financial accountability. These criteria include the County appointing a voting majority of an organization's governing body and (1) the ability of the governing body to impose its will on that organization or (2) the potential for the organization to provide specific financial benefits to or impose specific financial burden on the County. Blended component units, although legally separate entities, are in substance, part of the government's operations. Discretely presented component units are reported in a separate column in the government-wide financial statements to emphasize that they are legally separate from the government. Basis of Accounting of Basic Financial Statements The government-wide financial statements are reported using the economic resources measurement focus and the accrual basis of accounting, as are the proprietary fund and fiduciary fund financial statements (except that agency funds have no measurement focus). Revenues are recorded when earned and expenses are recorded when a liability is incurred, regardless of the timing of related cash flows. Property taxes are recognized as revenues in the year for which they are levied. Grants and similar items are recognized as revenue as soon as all eligibility requirements imposed by the provider have been met. Governmental fund financial statements are reported using the current financial resources measurement focus and the modified accrual basis of accounting. Revenues are recognized as soon as they are both measurable and available. Revenues are considered to be available when they are collectible within the current period or soon enough thereafter to pay liabilities of the current period. For the County, available is defined as expected to be received within sixty days of fiscal year-end except for expenditure-driven grant revenues, which are considered available if collected within one year of the fiscal year-end. Expenditures generally are recorded when a liability is incurred, as under accrual accounting. However, debt service expenditures, as well as expenditures related to compensated absences and claims and judgments, are recorded only when payment is due. Property taxes, sales and use tax, franchise taxes, licenses, and interest associated with the current fiscal period are all considered to be susceptible to accrual and so have been recognized as revenues of the current fiscal period. Only the portion of special assessments receivable due within the current fiscal period is considered to be susceptible to accrual as revenue of the current period. All other revenue items are considered to be measurable and available only when cash is received by the government. Basis of Presentation The accompanying Schedule of Expenditures of Federal Awards (the "SEFA") presents the activity of federal financial assistance programs administered by the County of Suffolk, New York (the "County"), a financial reporting entity as defined in Note 1 to the County's general purpose financial statements. All federal financial assistance passed through other government agencies is included in the SEFA, except those federal expenditures of Suffolk County Community College (the "College"), a component unit, as the College engaged other auditors to perform an audit in accordance with 2 CFR Part 200. Basis of Accounting The accompanying SEFA of the County are presented on the accrual basis of accounting except for Disaster Grants - Public Assistance (Presidentially Declared Disasters Assistance Listing # 97.036). In accordance with 2 CFR Part 200 Appendix XI, expenditures of federal Disaster Grants (Assistance Listing # 97.036) are reported on the SEFA when (1) FEMA has approved the non-Federal entity's Project Worksheet (PW) and (2) the non-Federal entity has incurred the eligible expenditures. De Minimis Rate Used: N Rate Explanation: (2) Indirect Rate - The County has not elected to use the 10% de minimis indirect cost rate. Suffolk County is a charter form of government governed by an elected 18-member County Legislature and administered by an elected County Executive. The accompanying financial statements present the government and its component units, entities for which the government is considered to be financially accountable. The Governmental Accounting Standards Board (GASB) has set forth criteria to be considered in determining financial accountability. These criteria include the County appointing a voting majority of an organization's governing body and (1) the ability of the governing body to impose its will on that organization or (2) the potential for the organization to provide specific financial benefits to or impose specific financial burden on the County. Blended component units, although legally separate entities, are in substance, part of the government's operations. Discretely presented component units are reported in a separate column in the government-wide financial statements to emphasize that they are legally separate from the government. Basis of Accounting of Basic Financial Statements The government-wide financial statements are reported using the economic resources measurement focus and the accrual basis of accounting, as are the proprietary fund and fiduciary fund financial statements (except that agency funds have no measurement focus). Revenues are recorded when earned and expenses are recorded when a liability is incurred, regardless of the timing of related cash flows. Property taxes are recognized as revenues in the year for which they are levied. Grants and similar items are recognized as revenue as soon as all eligibility requirements imposed by the provider have been met. Governmental fund financial statements are reported using the current financial resources measurement focus and the modified accrual basis of accounting. Revenues are recognized as soon as they are both measurable and available. Revenues are considered to be available when they are collectible within the current period or soon enough thereafter to pay liabilities of the current period. For the County, available is defined as expected to be received within sixty days of fiscal year-end except for expenditure-driven grant revenues, which are considered available if collected within one year of the fiscal year-end. Expenditures generally are recorded when a liability is incurred, as under accrual accounting. However, debt service expenditures, as well as expenditures related to compensated absences and claims and judgments, are recorded only when payment is due. Property taxes, sales and use tax, franchise taxes, licenses, and interest associated with the current fiscal period are all considered to be susceptible to accrual and so have been recognized as revenues of the current fiscal period. Only the portion of special assessments receivable due within the current fiscal period is considered to be susceptible to accrual as revenue of the current period. All other revenue items are considered to be measurable and available only when cash is received by the government. Basis of Presentation The accompanying Schedule of Expenditures of Federal Awards (the "SEFA") presents the activity of federal financial assistance programs administered by the County of Suffolk, New York (the "County"), a financial reporting entity as defined in Note 1 to the County's general purpose financial statements. All federal financial assistance passed through other government agencies is included in the SEFA, except those federal expenditures of Suffolk County Community College (the "College"), a component unit, as the College engaged other auditors to perform an audit in accordance with 2 CFR Part 200. Basis of Accounting The accompanying SEFA of the County are presented on the accrual basis of accounting except for Disaster Grants - Public Assistance (Presidentially Declared Disasters Assistance Listing # 97.036). In accordance with 2 CFR Part 200 Appendix XI, expenditures of federal Disaster Grants (Assistance Listing # 97.036) are reported on the SEFA when (1) FEMA has approved the non-Federal entity's Project Worksheet (PW) and (2) the non-Federal entity has incurred the eligible expenditures.
Title: (2) Indirect Rate Accounting Policies: (1) Reporting Entity - Suffolk County is a charter form of government governed by an elected 18-member County Legislature and administered by an elected County Executive. The accompanying financial statements present the government and its component units, entities for which the government is considered to be financially accountable. The Governmental Accounting Standards Board (GASB) has set forth criteria to be considered in determining financial accountability. These criteria include the County appointing a voting majority of an organization's governing body and (1) the ability of the governing body to impose its will on that organization or (2) the potential for the organization to provide specific financial benefits to or impose specific financial burden on the County. Blended component units, although legally separate entities, are in substance, part of the government's operations. Discretely presented component units are reported in a separate column in the government-wide financial statements to emphasize that they are legally separate from the government. Basis of Accounting of Basic Financial Statements The government-wide financial statements are reported using the economic resources measurement focus and the accrual basis of accounting, as are the proprietary fund and fiduciary fund financial statements (except that agency funds have no measurement focus). Revenues are recorded when earned and expenses are recorded when a liability is incurred, regardless of the timing of related cash flows. Property taxes are recognized as revenues in the year for which they are levied. Grants and similar items are recognized as revenue as soon as all eligibility requirements imposed by the provider have been met. Governmental fund financial statements are reported using the current financial resources measurement focus and the modified accrual basis of accounting. Revenues are recognized as soon as they are both measurable and available. Revenues are considered to be available when they are collectible within the current period or soon enough thereafter to pay liabilities of the current period. For the County, available is defined as expected to be received within sixty days of fiscal year-end except for expenditure-driven grant revenues, which are considered available if collected within one year of the fiscal year-end. Expenditures generally are recorded when a liability is incurred, as under accrual accounting. However, debt service expenditures, as well as expenditures related to compensated absences and claims and judgments, are recorded only when payment is due. Property taxes, sales and use tax, franchise taxes, licenses, and interest associated with the current fiscal period are all considered to be susceptible to accrual and so have been recognized as revenues of the current fiscal period. Only the portion of special assessments receivable due within the current fiscal period is considered to be susceptible to accrual as revenue of the current period. All other revenue items are considered to be measurable and available only when cash is received by the government. Basis of Presentation The accompanying Schedule of Expenditures of Federal Awards (the "SEFA") presents the activity of federal financial assistance programs administered by the County of Suffolk, New York (the "County"), a financial reporting entity as defined in Note 1 to the County's general purpose financial statements. All federal financial assistance passed through other government agencies is included in the SEFA, except those federal expenditures of Suffolk County Community College (the "College"), a component unit, as the College engaged other auditors to perform an audit in accordance with 2 CFR Part 200. Basis of Accounting The accompanying SEFA of the County are presented on the accrual basis of accounting except for Disaster Grants - Public Assistance (Presidentially Declared Disasters Assistance Listing # 97.036). In accordance with 2 CFR Part 200 Appendix XI, expenditures of federal Disaster Grants (Assistance Listing # 97.036) are reported on the SEFA when (1) FEMA has approved the non-Federal entity's Project Worksheet (PW) and (2) the non-Federal entity has incurred the eligible expenditures. De Minimis Rate Used: N Rate Explanation: (2) Indirect Rate - The County has not elected to use the 10% de minimis indirect cost rate. The County has not elected to use the 10% de minimis indirect cost rate.
Title: (3) Federal Non-Monetary and Loan Programs Assistance Listing Number Accounting Policies: (1) Reporting Entity - Suffolk County is a charter form of government governed by an elected 18-member County Legislature and administered by an elected County Executive. The accompanying financial statements present the government and its component units, entities for which the government is considered to be financially accountable. The Governmental Accounting Standards Board (GASB) has set forth criteria to be considered in determining financial accountability. These criteria include the County appointing a voting majority of an organization's governing body and (1) the ability of the governing body to impose its will on that organization or (2) the potential for the organization to provide specific financial benefits to or impose specific financial burden on the County. Blended component units, although legally separate entities, are in substance, part of the government's operations. Discretely presented component units are reported in a separate column in the government-wide financial statements to emphasize that they are legally separate from the government. Basis of Accounting of Basic Financial Statements The government-wide financial statements are reported using the economic resources measurement focus and the accrual basis of accounting, as are the proprietary fund and fiduciary fund financial statements (except that agency funds have no measurement focus). Revenues are recorded when earned and expenses are recorded when a liability is incurred, regardless of the timing of related cash flows. Property taxes are recognized as revenues in the year for which they are levied. Grants and similar items are recognized as revenue as soon as all eligibility requirements imposed by the provider have been met. Governmental fund financial statements are reported using the current financial resources measurement focus and the modified accrual basis of accounting. Revenues are recognized as soon as they are both measurable and available. Revenues are considered to be available when they are collectible within the current period or soon enough thereafter to pay liabilities of the current period. For the County, available is defined as expected to be received within sixty days of fiscal year-end except for expenditure-driven grant revenues, which are considered available if collected within one year of the fiscal year-end. Expenditures generally are recorded when a liability is incurred, as under accrual accounting. However, debt service expenditures, as well as expenditures related to compensated absences and claims and judgments, are recorded only when payment is due. Property taxes, sales and use tax, franchise taxes, licenses, and interest associated with the current fiscal period are all considered to be susceptible to accrual and so have been recognized as revenues of the current fiscal period. Only the portion of special assessments receivable due within the current fiscal period is considered to be susceptible to accrual as revenue of the current period. All other revenue items are considered to be measurable and available only when cash is received by the government. Basis of Presentation The accompanying Schedule of Expenditures of Federal Awards (the "SEFA") presents the activity of federal financial assistance programs administered by the County of Suffolk, New York (the "County"), a financial reporting entity as defined in Note 1 to the County's general purpose financial statements. All federal financial assistance passed through other government agencies is included in the SEFA, except those federal expenditures of Suffolk County Community College (the "College"), a component unit, as the College engaged other auditors to perform an audit in accordance with 2 CFR Part 200. Basis of Accounting The accompanying SEFA of the County are presented on the accrual basis of accounting except for Disaster Grants - Public Assistance (Presidentially Declared Disasters Assistance Listing # 97.036). In accordance with 2 CFR Part 200 Appendix XI, expenditures of federal Disaster Grants (Assistance Listing # 97.036) are reported on the SEFA when (1) FEMA has approved the non-Federal entity's Project Worksheet (PW) and (2) the non-Federal entity has incurred the eligible expenditures. De Minimis Rate Used: N Rate Explanation: (2) Indirect Rate - The County has not elected to use the 10% de minimis indirect cost rate. The County is in receipt of two federal financial assistance programs that did not result in cash receipts or disbursements, termed "non-monetary programs". During the year ended December 31, 2023, the County distributed $16,538,314 worth of WIC Food Checks and WIC Special Formula Food Instruments to eligible participants in the Special Supplemental Food Program for Women, Infants and Children, WIC (Assistance Listing No. 10.557). Additionally, the HOME Investment Partnership Grant (Assistance Listing No. 14.239) contains the outstanding balance of the $660,000 loan made to Artspace in 2011. This interest free loan, which has a 30 year life, has continuing compliance requirements. Assistance Listing Number, Program Name, Beginning Balance at January 1, 2023, Interest Outstanding Balance at December 31, 2023 14.239, HOME Investment Partnership, $660,000, $660,000
Title: (4) Relationship to Federal and State Financial Reports Assistance Listing Number Accounting Policies: (1) Reporting Entity - Suffolk County is a charter form of government governed by an elected 18-member County Legislature and administered by an elected County Executive. The accompanying financial statements present the government and its component units, entities for which the government is considered to be financially accountable. The Governmental Accounting Standards Board (GASB) has set forth criteria to be considered in determining financial accountability. These criteria include the County appointing a voting majority of an organization's governing body and (1) the ability of the governing body to impose its will on that organization or (2) the potential for the organization to provide specific financial benefits to or impose specific financial burden on the County. Blended component units, although legally separate entities, are in substance, part of the government's operations. Discretely presented component units are reported in a separate column in the government-wide financial statements to emphasize that they are legally separate from the government. Basis of Accounting of Basic Financial Statements The government-wide financial statements are reported using the economic resources measurement focus and the accrual basis of accounting, as are the proprietary fund and fiduciary fund financial statements (except that agency funds have no measurement focus). Revenues are recorded when earned and expenses are recorded when a liability is incurred, regardless of the timing of related cash flows. Property taxes are recognized as revenues in the year for which they are levied. Grants and similar items are recognized as revenue as soon as all eligibility requirements imposed by the provider have been met. Governmental fund financial statements are reported using the current financial resources measurement focus and the modified accrual basis of accounting. Revenues are recognized as soon as they are both measurable and available. Revenues are considered to be available when they are collectible within the current period or soon enough thereafter to pay liabilities of the current period. For the County, available is defined as expected to be received within sixty days of fiscal year-end except for expenditure-driven grant revenues, which are considered available if collected within one year of the fiscal year-end. Expenditures generally are recorded when a liability is incurred, as under accrual accounting. However, debt service expenditures, as well as expenditures related to compensated absences and claims and judgments, are recorded only when payment is due. Property taxes, sales and use tax, franchise taxes, licenses, and interest associated with the current fiscal period are all considered to be susceptible to accrual and so have been recognized as revenues of the current fiscal period. Only the portion of special assessments receivable due within the current fiscal period is considered to be susceptible to accrual as revenue of the current period. All other revenue items are considered to be measurable and available only when cash is received by the government. Basis of Presentation The accompanying Schedule of Expenditures of Federal Awards (the "SEFA") presents the activity of federal financial assistance programs administered by the County of Suffolk, New York (the "County"), a financial reporting entity as defined in Note 1 to the County's general purpose financial statements. All federal financial assistance passed through other government agencies is included in the SEFA, except those federal expenditures of Suffolk County Community College (the "College"), a component unit, as the College engaged other auditors to perform an audit in accordance with 2 CFR Part 200. Basis of Accounting The accompanying SEFA of the County are presented on the accrual basis of accounting except for Disaster Grants - Public Assistance (Presidentially Declared Disasters Assistance Listing # 97.036). In accordance with 2 CFR Part 200 Appendix XI, expenditures of federal Disaster Grants (Assistance Listing # 97.036) are reported on the SEFA when (1) FEMA has approved the non-Federal entity's Project Worksheet (PW) and (2) the non-Federal entity has incurred the eligible expenditures. De Minimis Rate Used: N Rate Explanation: (2) Indirect Rate - The County has not elected to use the 10% de minimis indirect cost rate. The regulations and guidelines governing the preparation of federal and state financial reports vary by state and federal agency and among programs administered by the same agency. Accordingly, the amounts reported in the federal and state financial reports do not necessarily agree with the amounts reported in the accompanying SEFA, which is prepared as explained above.
Title: (5) Low-Income Home Energy Accounting Policies: (1) Reporting Entity - Suffolk County is a charter form of government governed by an elected 18-member County Legislature and administered by an elected County Executive. The accompanying financial statements present the government and its component units, entities for which the government is considered to be financially accountable. The Governmental Accounting Standards Board (GASB) has set forth criteria to be considered in determining financial accountability. These criteria include the County appointing a voting majority of an organization's governing body and (1) the ability of the governing body to impose its will on that organization or (2) the potential for the organization to provide specific financial benefits to or impose specific financial burden on the County. Blended component units, although legally separate entities, are in substance, part of the government's operations. Discretely presented component units are reported in a separate column in the government-wide financial statements to emphasize that they are legally separate from the government. Basis of Accounting of Basic Financial Statements The government-wide financial statements are reported using the economic resources measurement focus and the accrual basis of accounting, as are the proprietary fund and fiduciary fund financial statements (except that agency funds have no measurement focus). Revenues are recorded when earned and expenses are recorded when a liability is incurred, regardless of the timing of related cash flows. Property taxes are recognized as revenues in the year for which they are levied. Grants and similar items are recognized as revenue as soon as all eligibility requirements imposed by the provider have been met. Governmental fund financial statements are reported using the current financial resources measurement focus and the modified accrual basis of accounting. Revenues are recognized as soon as they are both measurable and available. Revenues are considered to be available when they are collectible within the current period or soon enough thereafter to pay liabilities of the current period. For the County, available is defined as expected to be received within sixty days of fiscal year-end except for expenditure-driven grant revenues, which are considered available if collected within one year of the fiscal year-end. Expenditures generally are recorded when a liability is incurred, as under accrual accounting. However, debt service expenditures, as well as expenditures related to compensated absences and claims and judgments, are recorded only when payment is due. Property taxes, sales and use tax, franchise taxes, licenses, and interest associated with the current fiscal period are all considered to be susceptible to accrual and so have been recognized as revenues of the current fiscal period. Only the portion of special assessments receivable due within the current fiscal period is considered to be susceptible to accrual as revenue of the current period. All other revenue items are considered to be measurable and available only when cash is received by the government. Basis of Presentation The accompanying Schedule of Expenditures of Federal Awards (the "SEFA") presents the activity of federal financial assistance programs administered by the County of Suffolk, New York (the "County"), a financial reporting entity as defined in Note 1 to the County's general purpose financial statements. All federal financial assistance passed through other government agencies is included in the SEFA, except those federal expenditures of Suffolk County Community College (the "College"), a component unit, as the College engaged other auditors to perform an audit in accordance with 2 CFR Part 200. Basis of Accounting The accompanying SEFA of the County are presented on the accrual basis of accounting except for Disaster Grants - Public Assistance (Presidentially Declared Disasters Assistance Listing # 97.036). In accordance with 2 CFR Part 200 Appendix XI, expenditures of federal Disaster Grants (Assistance Listing # 97.036) are reported on the SEFA when (1) FEMA has approved the non-Federal entity's Project Worksheet (PW) and (2) the non-Federal entity has incurred the eligible expenditures. De Minimis Rate Used: N Rate Explanation: (2) Indirect Rate - The County has not elected to use the 10% de minimis indirect cost rate. The Low-Income Home Energy Assistance Program (HEAP) total includes $22,696,166 in payments made by the NY Office of the State Comptroller on behalf of Suffolk DSS through the NYS Office of Temporary and Disability Assistance (Assistance Listing No. 93.568).
Title: (6) Sub-recipients Accounting Policies: (1) Reporting Entity - Suffolk County is a charter form of government governed by an elected 18-member County Legislature and administered by an elected County Executive. The accompanying financial statements present the government and its component units, entities for which the government is considered to be financially accountable. The Governmental Accounting Standards Board (GASB) has set forth criteria to be considered in determining financial accountability. These criteria include the County appointing a voting majority of an organization's governing body and (1) the ability of the governing body to impose its will on that organization or (2) the potential for the organization to provide specific financial benefits to or impose specific financial burden on the County. Blended component units, although legally separate entities, are in substance, part of the government's operations. Discretely presented component units are reported in a separate column in the government-wide financial statements to emphasize that they are legally separate from the government. Basis of Accounting of Basic Financial Statements The government-wide financial statements are reported using the economic resources measurement focus and the accrual basis of accounting, as are the proprietary fund and fiduciary fund financial statements (except that agency funds have no measurement focus). Revenues are recorded when earned and expenses are recorded when a liability is incurred, regardless of the timing of related cash flows. Property taxes are recognized as revenues in the year for which they are levied. Grants and similar items are recognized as revenue as soon as all eligibility requirements imposed by the provider have been met. Governmental fund financial statements are reported using the current financial resources measurement focus and the modified accrual basis of accounting. Revenues are recognized as soon as they are both measurable and available. Revenues are considered to be available when they are collectible within the current period or soon enough thereafter to pay liabilities of the current period. For the County, available is defined as expected to be received within sixty days of fiscal year-end except for expenditure-driven grant revenues, which are considered available if collected within one year of the fiscal year-end. Expenditures generally are recorded when a liability is incurred, as under accrual accounting. However, debt service expenditures, as well as expenditures related to compensated absences and claims and judgments, are recorded only when payment is due. Property taxes, sales and use tax, franchise taxes, licenses, and interest associated with the current fiscal period are all considered to be susceptible to accrual and so have been recognized as revenues of the current fiscal period. Only the portion of special assessments receivable due within the current fiscal period is considered to be susceptible to accrual as revenue of the current period. All other revenue items are considered to be measurable and available only when cash is received by the government. Basis of Presentation The accompanying Schedule of Expenditures of Federal Awards (the "SEFA") presents the activity of federal financial assistance programs administered by the County of Suffolk, New York (the "County"), a financial reporting entity as defined in Note 1 to the County's general purpose financial statements. All federal financial assistance passed through other government agencies is included in the SEFA, except those federal expenditures of Suffolk County Community College (the "College"), a component unit, as the College engaged other auditors to perform an audit in accordance with 2 CFR Part 200. Basis of Accounting The accompanying SEFA of the County are presented on the accrual basis of accounting except for Disaster Grants - Public Assistance (Presidentially Declared Disasters Assistance Listing # 97.036). In accordance with 2 CFR Part 200 Appendix XI, expenditures of federal Disaster Grants (Assistance Listing # 97.036) are reported on the SEFA when (1) FEMA has approved the non-Federal entity's Project Worksheet (PW) and (2) the non-Federal entity has incurred the eligible expenditures. De Minimis Rate Used: N Rate Explanation: (2) Indirect Rate - The County has not elected to use the 10% de minimis indirect cost rate. For the year ended December 31, 2023, amounts provided to subrecipients totaled $13,596,279 and are listed by program on the SEFA.
Title: (7) Program Income Accounting Policies: (1) Reporting Entity - Suffolk County is a charter form of government governed by an elected 18-member County Legislature and administered by an elected County Executive. The accompanying financial statements present the government and its component units, entities for which the government is considered to be financially accountable. The Governmental Accounting Standards Board (GASB) has set forth criteria to be considered in determining financial accountability. These criteria include the County appointing a voting majority of an organization's governing body and (1) the ability of the governing body to impose its will on that organization or (2) the potential for the organization to provide specific financial benefits to or impose specific financial burden on the County. Blended component units, although legally separate entities, are in substance, part of the government's operations. Discretely presented component units are reported in a separate column in the government-wide financial statements to emphasize that they are legally separate from the government. Basis of Accounting of Basic Financial Statements The government-wide financial statements are reported using the economic resources measurement focus and the accrual basis of accounting, as are the proprietary fund and fiduciary fund financial statements (except that agency funds have no measurement focus). Revenues are recorded when earned and expenses are recorded when a liability is incurred, regardless of the timing of related cash flows. Property taxes are recognized as revenues in the year for which they are levied. Grants and similar items are recognized as revenue as soon as all eligibility requirements imposed by the provider have been met. Governmental fund financial statements are reported using the current financial resources measurement focus and the modified accrual basis of accounting. Revenues are recognized as soon as they are both measurable and available. Revenues are considered to be available when they are collectible within the current period or soon enough thereafter to pay liabilities of the current period. For the County, available is defined as expected to be received within sixty days of fiscal year-end except for expenditure-driven grant revenues, which are considered available if collected within one year of the fiscal year-end. Expenditures generally are recorded when a liability is incurred, as under accrual accounting. However, debt service expenditures, as well as expenditures related to compensated absences and claims and judgments, are recorded only when payment is due. Property taxes, sales and use tax, franchise taxes, licenses, and interest associated with the current fiscal period are all considered to be susceptible to accrual and so have been recognized as revenues of the current fiscal period. Only the portion of special assessments receivable due within the current fiscal period is considered to be susceptible to accrual as revenue of the current period. All other revenue items are considered to be measurable and available only when cash is received by the government. Basis of Presentation The accompanying Schedule of Expenditures of Federal Awards (the "SEFA") presents the activity of federal financial assistance programs administered by the County of Suffolk, New York (the "County"), a financial reporting entity as defined in Note 1 to the County's general purpose financial statements. All federal financial assistance passed through other government agencies is included in the SEFA, except those federal expenditures of Suffolk County Community College (the "College"), a component unit, as the College engaged other auditors to perform an audit in accordance with 2 CFR Part 200. Basis of Accounting The accompanying SEFA of the County are presented on the accrual basis of accounting except for Disaster Grants - Public Assistance (Presidentially Declared Disasters Assistance Listing # 97.036). In accordance with 2 CFR Part 200 Appendix XI, expenditures of federal Disaster Grants (Assistance Listing # 97.036) are reported on the SEFA when (1) FEMA has approved the non-Federal entity's Project Worksheet (PW) and (2) the non-Federal entity has incurred the eligible expenditures. De Minimis Rate Used: N Rate Explanation: (2) Indirect Rate - The County has not elected to use the 10% de minimis indirect cost rate. During the year ending December 31, 2023, the County received program income and recaptured funds as follows: In fiscal year 2023, the County generated and expended program income in the Federal Transit Formula Grant (Assistance Listing No. 20.507) totaling $370,866. Additionally, the County received program income totaling $, 19,720 and expended program income totaling $13,944 for the Community Development Block and Entitlement Grant (Assistance Listing No. 14.218).
Title: (8) Glossary of Pass-Through Grantors Accounting Policies: (1) Reporting Entity - Suffolk County is a charter form of government governed by an elected 18-member County Legislature and administered by an elected County Executive. The accompanying financial statements present the government and its component units, entities for which the government is considered to be financially accountable. The Governmental Accounting Standards Board (GASB) has set forth criteria to be considered in determining financial accountability. These criteria include the County appointing a voting majority of an organization's governing body and (1) the ability of the governing body to impose its will on that organization or (2) the potential for the organization to provide specific financial benefits to or impose specific financial burden on the County. Blended component units, although legally separate entities, are in substance, part of the government's operations. Discretely presented component units are reported in a separate column in the government-wide financial statements to emphasize that they are legally separate from the government. Basis of Accounting of Basic Financial Statements The government-wide financial statements are reported using the economic resources measurement focus and the accrual basis of accounting, as are the proprietary fund and fiduciary fund financial statements (except that agency funds have no measurement focus). Revenues are recorded when earned and expenses are recorded when a liability is incurred, regardless of the timing of related cash flows. Property taxes are recognized as revenues in the year for which they are levied. Grants and similar items are recognized as revenue as soon as all eligibility requirements imposed by the provider have been met. Governmental fund financial statements are reported using the current financial resources measurement focus and the modified accrual basis of accounting. Revenues are recognized as soon as they are both measurable and available. Revenues are considered to be available when they are collectible within the current period or soon enough thereafter to pay liabilities of the current period. For the County, available is defined as expected to be received within sixty days of fiscal year-end except for expenditure-driven grant revenues, which are considered available if collected within one year of the fiscal year-end. Expenditures generally are recorded when a liability is incurred, as under accrual accounting. However, debt service expenditures, as well as expenditures related to compensated absences and claims and judgments, are recorded only when payment is due. Property taxes, sales and use tax, franchise taxes, licenses, and interest associated with the current fiscal period are all considered to be susceptible to accrual and so have been recognized as revenues of the current fiscal period. Only the portion of special assessments receivable due within the current fiscal period is considered to be susceptible to accrual as revenue of the current period. All other revenue items are considered to be measurable and available only when cash is received by the government. Basis of Presentation The accompanying Schedule of Expenditures of Federal Awards (the "SEFA") presents the activity of federal financial assistance programs administered by the County of Suffolk, New York (the "County"), a financial reporting entity as defined in Note 1 to the County's general purpose financial statements. All federal financial assistance passed through other government agencies is included in the SEFA, except those federal expenditures of Suffolk County Community College (the "College"), a component unit, as the College engaged other auditors to perform an audit in accordance with 2 CFR Part 200. Basis of Accounting The accompanying SEFA of the County are presented on the accrual basis of accounting except for Disaster Grants - Public Assistance (Presidentially Declared Disasters Assistance Listing # 97.036). In accordance with 2 CFR Part 200 Appendix XI, expenditures of federal Disaster Grants (Assistance Listing # 97.036) are reported on the SEFA when (1) FEMA has approved the non-Federal entity's Project Worksheet (PW) and (2) the non-Federal entity has incurred the eligible expenditures. De Minimis Rate Used: N Rate Explanation: (2) Indirect Rate - The County has not elected to use the 10% de minimis indirect cost rate. The following is a glossary of pass-through grantor acronyms which may be used in the SEFA. Acronym Agency HRI Health Research, Inc. NACCHO National Association of County & City Health Officials NEHA National Environmental Health Association NYC POLICE New York City Police Department NYMTC New York Metropolitan Transit Council NYS DCJS New York State Division of Criminal Justice Services NYS DEC New York State Department of Environmental Conservation NYS DHSES New York State Division of Homeland Security & Emergency Services NYS DOH New York State Department of Health NYS DOH - OASAS New York State Department of Health - Office of Addiction Services & Supports NYS DOH - OMH New York State Department of Health - Office of Mental Health NYS DOL New York State Department of Labor NYS DOT New York State Department of Transportation NYS EFC New York State Environmental Facilities Corporation NYS GTSC New York State Governor's Traffic Safety Committee NYS GTSC/NYS Sheriff New York State Governor's Traffic Safety Committee / New York State Sheriff’s Association NYS GTSC/DWI New York State Governor's Traffic Safety Committee / New York State STOP DWI Foundation NYS HCR NYS Homes & Community Renewal NYS HTFC New York State Housing Trust Fund Corporation (RHC Division) NYS OFA New York State Office for the Aging NYS OTDA New York State Office of Temporary and Disability Assistance NYS OVS New York State Office of Victim Services NYS PRHP NYS Office of Parks, Recreation and Historic Preservation NYS UCS New York State Unified Court System UWLI United Way of Long Island

Finding Details

OTHER - BASIS OF ACCOUNTING – SIGNIFICANT DEFICIENCY WIOA CLUSTER: WIOA ADULT PROGRAM - ALN 17.258 WIOA YOUTH ACTIVITIES - ALN 17.259 WIOA DISLOCATED WORKER FORMULA GRANTS - ALN 17.278 STATE AGENCY: NEW YORK STATE DEPARTMENT OF LABOR IDENTIFICATION NUMBER(S): VARIOUS AND AA-36336-21-55-A-36 FEDERAL AGENCY: U.S. DEPARTMENT OF LABOR COUNTY AGENCY: SUFFFOLK COUNTY DEPARTMENT OF LABOR 1. CRITERIA Basis of Accounting — Uniform Guidance states the basis of accounting used may be a special purpose framework. However, it does state that the determination of when an award is expended must be based on when the activity related to the federal award occurs. Uniform Guidance also states for grants, cost reimbursement contracts, cooperative agreements, and direct appropriation type of contracts, the federal expenditure or expense should be reported when the transaction occurs. Uniform Guidance further states, the auditee should also be able to reconcile amounts presented in the financial statements to related amounts in the Schedule of Expenditures of Federal Awards (the “SEFA”). 2. CONDITION/PERSPECTIVE The Suffolk County Department of Labor (the “Department”) receives WIOA Adult; Youth and Dislocated Worker Formula Grants from New York State Department of Labor (the “Agency”). The Department reports to the Agency on an accrual basis, as required by the Agency. The County’s SEFA is presented on the accrual basis of accounting. The Department provides all supporting documents to the Agency for reimbursement. We noted that the Department included expenditures in the amount of $373,855, which were incurred and dated in the prior year. The Department recorded the expenditures and revenue in the 2023 financial statements. These expenditures were also added to the SEFA in calendar year ended December 31, 2023. 3. CAUSE The Departments did not ensure that all program expenditures were reported in the correct year in the County’s SEFA. 4. EFFECT The Pass-through agency may consider Suffolk County noncompliant. 5. REPEAT FINDING No. 6. RECOMMENDATION We recommend the Department report expenditures on the SEFA on the accrual basis of accounting, which is the basis the County utilizes for other federal programs. 7. QUESTIONED COST Cannot be determined. 8. VIEWS OF RESPONSIBLE OFFICIAL The Department will enact additional processes to ensure that expenditures and revenues are reported in the year in which they incurred. As noted in the Department’s Corrective Action Plan, throughout the year, the Department will regularly reconcile vouchers to ensure that expenditures and associated revenue are reported in the correct year on the SEFA. Two staff members in the Department (one as the primary, the other as the alternate) will be assigned the responsibility of tracking the SEFA reconciliation process. When preparing the annual SEFA, the Department will reconcile expenditure reports with the expenditure reported on the annual SEFA. During year-end processing, the Department, when entering vouchers into the financial system, will ensure items to be accrued will contain the letter “A” as a prefix to the voucher number. The Department will also check to ensure all items that should be accrued, are in fact accrued prior to year-end closing. In addition, the Department will confirm the date entered in the financial system, reflects the proper year in which the expenditure and associated revenue should be recorded.
OTHER - BASIS OF ACCOUNTING – SIGNIFICANT DEFICIENCY WIOA CLUSTER: WIOA ADULT PROGRAM - ALN 17.258 WIOA YOUTH ACTIVITIES - ALN 17.259 WIOA DISLOCATED WORKER FORMULA GRANTS - ALN 17.278 STATE AGENCY: NEW YORK STATE DEPARTMENT OF LABOR IDENTIFICATION NUMBER(S): VARIOUS AND AA-36336-21-55-A-36 FEDERAL AGENCY: U.S. DEPARTMENT OF LABOR COUNTY AGENCY: SUFFFOLK COUNTY DEPARTMENT OF LABOR 1. CRITERIA Basis of Accounting — Uniform Guidance states the basis of accounting used may be a special purpose framework. However, it does state that the determination of when an award is expended must be based on when the activity related to the federal award occurs. Uniform Guidance also states for grants, cost reimbursement contracts, cooperative agreements, and direct appropriation type of contracts, the federal expenditure or expense should be reported when the transaction occurs. Uniform Guidance further states, the auditee should also be able to reconcile amounts presented in the financial statements to related amounts in the Schedule of Expenditures of Federal Awards (the “SEFA”). 2. CONDITION/PERSPECTIVE The Suffolk County Department of Labor (the “Department”) receives WIOA Adult; Youth and Dislocated Worker Formula Grants from New York State Department of Labor (the “Agency”). The Department reports to the Agency on an accrual basis, as required by the Agency. The County’s SEFA is presented on the accrual basis of accounting. The Department provides all supporting documents to the Agency for reimbursement. We noted that the Department included expenditures in the amount of $373,855, which were incurred and dated in the prior year. The Department recorded the expenditures and revenue in the 2023 financial statements. These expenditures were also added to the SEFA in calendar year ended December 31, 2023. 3. CAUSE The Departments did not ensure that all program expenditures were reported in the correct year in the County’s SEFA. 4. EFFECT The Pass-through agency may consider Suffolk County noncompliant. 5. REPEAT FINDING No. 6. RECOMMENDATION We recommend the Department report expenditures on the SEFA on the accrual basis of accounting, which is the basis the County utilizes for other federal programs. 7. QUESTIONED COST Cannot be determined. 8. VIEWS OF RESPONSIBLE OFFICIAL The Department will enact additional processes to ensure that expenditures and revenues are reported in the year in which they incurred. As noted in the Department’s Corrective Action Plan, throughout the year, the Department will regularly reconcile vouchers to ensure that expenditures and associated revenue are reported in the correct year on the SEFA. Two staff members in the Department (one as the primary, the other as the alternate) will be assigned the responsibility of tracking the SEFA reconciliation process. When preparing the annual SEFA, the Department will reconcile expenditure reports with the expenditure reported on the annual SEFA. During year-end processing, the Department, when entering vouchers into the financial system, will ensure items to be accrued will contain the letter “A” as a prefix to the voucher number. The Department will also check to ensure all items that should be accrued, are in fact accrued prior to year-end closing. In addition, the Department will confirm the date entered in the financial system, reflects the proper year in which the expenditure and associated revenue should be recorded.
OTHER - BASIS OF ACCOUNTING – SIGNIFICANT DEFICIENCY WIOA CLUSTER: WIOA ADULT PROGRAM - ALN 17.258 WIOA YOUTH ACTIVITIES - ALN 17.259 WIOA DISLOCATED WORKER FORMULA GRANTS - ALN 17.278 STATE AGENCY: NEW YORK STATE DEPARTMENT OF LABOR IDENTIFICATION NUMBER(S): VARIOUS AND AA-36336-21-55-A-36 FEDERAL AGENCY: U.S. DEPARTMENT OF LABOR COUNTY AGENCY: SUFFFOLK COUNTY DEPARTMENT OF LABOR 1. CRITERIA Basis of Accounting — Uniform Guidance states the basis of accounting used may be a special purpose framework. However, it does state that the determination of when an award is expended must be based on when the activity related to the federal award occurs. Uniform Guidance also states for grants, cost reimbursement contracts, cooperative agreements, and direct appropriation type of contracts, the federal expenditure or expense should be reported when the transaction occurs. Uniform Guidance further states, the auditee should also be able to reconcile amounts presented in the financial statements to related amounts in the Schedule of Expenditures of Federal Awards (the “SEFA”). 2. CONDITION/PERSPECTIVE The Suffolk County Department of Labor (the “Department”) receives WIOA Adult; Youth and Dislocated Worker Formula Grants from New York State Department of Labor (the “Agency”). The Department reports to the Agency on an accrual basis, as required by the Agency. The County’s SEFA is presented on the accrual basis of accounting. The Department provides all supporting documents to the Agency for reimbursement. We noted that the Department included expenditures in the amount of $373,855, which were incurred and dated in the prior year. The Department recorded the expenditures and revenue in the 2023 financial statements. These expenditures were also added to the SEFA in calendar year ended December 31, 2023. 3. CAUSE The Departments did not ensure that all program expenditures were reported in the correct year in the County’s SEFA. 4. EFFECT The Pass-through agency may consider Suffolk County noncompliant. 5. REPEAT FINDING No. 6. RECOMMENDATION We recommend the Department report expenditures on the SEFA on the accrual basis of accounting, which is the basis the County utilizes for other federal programs. 7. QUESTIONED COST Cannot be determined. 8. VIEWS OF RESPONSIBLE OFFICIAL The Department will enact additional processes to ensure that expenditures and revenues are reported in the year in which they incurred. As noted in the Department’s Corrective Action Plan, throughout the year, the Department will regularly reconcile vouchers to ensure that expenditures and associated revenue are reported in the correct year on the SEFA. Two staff members in the Department (one as the primary, the other as the alternate) will be assigned the responsibility of tracking the SEFA reconciliation process. When preparing the annual SEFA, the Department will reconcile expenditure reports with the expenditure reported on the annual SEFA. During year-end processing, the Department, when entering vouchers into the financial system, will ensure items to be accrued will contain the letter “A” as a prefix to the voucher number. The Department will also check to ensure all items that should be accrued, are in fact accrued prior to year-end closing. In addition, the Department will confirm the date entered in the financial system, reflects the proper year in which the expenditure and associated revenue should be recorded.
OTHER - BASIS OF ACCOUNTING – SIGNIFICANT DEFICIENCY WIOA CLUSTER: WIOA ADULT PROGRAM - ALN 17.258 WIOA YOUTH ACTIVITIES - ALN 17.259 WIOA DISLOCATED WORKER FORMULA GRANTS - ALN 17.278 STATE AGENCY: NEW YORK STATE DEPARTMENT OF LABOR IDENTIFICATION NUMBER(S): VARIOUS AND AA-36336-21-55-A-36 FEDERAL AGENCY: U.S. DEPARTMENT OF LABOR COUNTY AGENCY: SUFFFOLK COUNTY DEPARTMENT OF LABOR 1. CRITERIA Basis of Accounting — Uniform Guidance states the basis of accounting used may be a special purpose framework. However, it does state that the determination of when an award is expended must be based on when the activity related to the federal award occurs. Uniform Guidance also states for grants, cost reimbursement contracts, cooperative agreements, and direct appropriation type of contracts, the federal expenditure or expense should be reported when the transaction occurs. Uniform Guidance further states, the auditee should also be able to reconcile amounts presented in the financial statements to related amounts in the Schedule of Expenditures of Federal Awards (the “SEFA”). 2. CONDITION/PERSPECTIVE The Suffolk County Department of Labor (the “Department”) receives WIOA Adult; Youth and Dislocated Worker Formula Grants from New York State Department of Labor (the “Agency”). The Department reports to the Agency on an accrual basis, as required by the Agency. The County’s SEFA is presented on the accrual basis of accounting. The Department provides all supporting documents to the Agency for reimbursement. We noted that the Department included expenditures in the amount of $373,855, which were incurred and dated in the prior year. The Department recorded the expenditures and revenue in the 2023 financial statements. These expenditures were also added to the SEFA in calendar year ended December 31, 2023. 3. CAUSE The Departments did not ensure that all program expenditures were reported in the correct year in the County’s SEFA. 4. EFFECT The Pass-through agency may consider Suffolk County noncompliant. 5. REPEAT FINDING No. 6. RECOMMENDATION We recommend the Department report expenditures on the SEFA on the accrual basis of accounting, which is the basis the County utilizes for other federal programs. 7. QUESTIONED COST Cannot be determined. 8. VIEWS OF RESPONSIBLE OFFICIAL The Department will enact additional processes to ensure that expenditures and revenues are reported in the year in which they incurred. As noted in the Department’s Corrective Action Plan, throughout the year, the Department will regularly reconcile vouchers to ensure that expenditures and associated revenue are reported in the correct year on the SEFA. Two staff members in the Department (one as the primary, the other as the alternate) will be assigned the responsibility of tracking the SEFA reconciliation process. When preparing the annual SEFA, the Department will reconcile expenditure reports with the expenditure reported on the annual SEFA. During year-end processing, the Department, when entering vouchers into the financial system, will ensure items to be accrued will contain the letter “A” as a prefix to the voucher number. The Department will also check to ensure all items that should be accrued, are in fact accrued prior to year-end closing. In addition, the Department will confirm the date entered in the financial system, reflects the proper year in which the expenditure and associated revenue should be recorded.
OTHER - BASIS OF ACCOUNTING – SIGNIFICANT DEFICIENCY WIOA CLUSTER: WIOA ADULT PROGRAM - ALN 17.258 WIOA YOUTH ACTIVITIES - ALN 17.259 WIOA DISLOCATED WORKER FORMULA GRANTS - ALN 17.278 STATE AGENCY: NEW YORK STATE DEPARTMENT OF LABOR IDENTIFICATION NUMBER(S): VARIOUS AND AA-36336-21-55-A-36 FEDERAL AGENCY: U.S. DEPARTMENT OF LABOR COUNTY AGENCY: SUFFFOLK COUNTY DEPARTMENT OF LABOR 1. CRITERIA Basis of Accounting — Uniform Guidance states the basis of accounting used may be a special purpose framework. However, it does state that the determination of when an award is expended must be based on when the activity related to the federal award occurs. Uniform Guidance also states for grants, cost reimbursement contracts, cooperative agreements, and direct appropriation type of contracts, the federal expenditure or expense should be reported when the transaction occurs. Uniform Guidance further states, the auditee should also be able to reconcile amounts presented in the financial statements to related amounts in the Schedule of Expenditures of Federal Awards (the “SEFA”). 2. CONDITION/PERSPECTIVE The Suffolk County Department of Labor (the “Department”) receives WIOA Adult; Youth and Dislocated Worker Formula Grants from New York State Department of Labor (the “Agency”). The Department reports to the Agency on an accrual basis, as required by the Agency. The County’s SEFA is presented on the accrual basis of accounting. The Department provides all supporting documents to the Agency for reimbursement. We noted that the Department included expenditures in the amount of $373,855, which were incurred and dated in the prior year. The Department recorded the expenditures and revenue in the 2023 financial statements. These expenditures were also added to the SEFA in calendar year ended December 31, 2023. 3. CAUSE The Departments did not ensure that all program expenditures were reported in the correct year in the County’s SEFA. 4. EFFECT The Pass-through agency may consider Suffolk County noncompliant. 5. REPEAT FINDING No. 6. RECOMMENDATION We recommend the Department report expenditures on the SEFA on the accrual basis of accounting, which is the basis the County utilizes for other federal programs. 7. QUESTIONED COST Cannot be determined. 8. VIEWS OF RESPONSIBLE OFFICIAL The Department will enact additional processes to ensure that expenditures and revenues are reported in the year in which they incurred. As noted in the Department’s Corrective Action Plan, throughout the year, the Department will regularly reconcile vouchers to ensure that expenditures and associated revenue are reported in the correct year on the SEFA. Two staff members in the Department (one as the primary, the other as the alternate) will be assigned the responsibility of tracking the SEFA reconciliation process. When preparing the annual SEFA, the Department will reconcile expenditure reports with the expenditure reported on the annual SEFA. During year-end processing, the Department, when entering vouchers into the financial system, will ensure items to be accrued will contain the letter “A” as a prefix to the voucher number. The Department will also check to ensure all items that should be accrued, are in fact accrued prior to year-end closing. In addition, the Department will confirm the date entered in the financial system, reflects the proper year in which the expenditure and associated revenue should be recorded.
OTHER - BASIS OF ACCOUNTING – SIGNIFICANT DEFICIENCY WIOA CLUSTER: WIOA ADULT PROGRAM - ALN 17.258 WIOA YOUTH ACTIVITIES - ALN 17.259 WIOA DISLOCATED WORKER FORMULA GRANTS - ALN 17.278 STATE AGENCY: NEW YORK STATE DEPARTMENT OF LABOR IDENTIFICATION NUMBER(S): VARIOUS AND AA-36336-21-55-A-36 FEDERAL AGENCY: U.S. DEPARTMENT OF LABOR COUNTY AGENCY: SUFFFOLK COUNTY DEPARTMENT OF LABOR 1. CRITERIA Basis of Accounting — Uniform Guidance states the basis of accounting used may be a special purpose framework. However, it does state that the determination of when an award is expended must be based on when the activity related to the federal award occurs. Uniform Guidance also states for grants, cost reimbursement contracts, cooperative agreements, and direct appropriation type of contracts, the federal expenditure or expense should be reported when the transaction occurs. Uniform Guidance further states, the auditee should also be able to reconcile amounts presented in the financial statements to related amounts in the Schedule of Expenditures of Federal Awards (the “SEFA”). 2. CONDITION/PERSPECTIVE The Suffolk County Department of Labor (the “Department”) receives WIOA Adult; Youth and Dislocated Worker Formula Grants from New York State Department of Labor (the “Agency”). The Department reports to the Agency on an accrual basis, as required by the Agency. The County’s SEFA is presented on the accrual basis of accounting. The Department provides all supporting documents to the Agency for reimbursement. We noted that the Department included expenditures in the amount of $373,855, which were incurred and dated in the prior year. The Department recorded the expenditures and revenue in the 2023 financial statements. These expenditures were also added to the SEFA in calendar year ended December 31, 2023. 3. CAUSE The Departments did not ensure that all program expenditures were reported in the correct year in the County’s SEFA. 4. EFFECT The Pass-through agency may consider Suffolk County noncompliant. 5. REPEAT FINDING No. 6. RECOMMENDATION We recommend the Department report expenditures on the SEFA on the accrual basis of accounting, which is the basis the County utilizes for other federal programs. 7. QUESTIONED COST Cannot be determined. 8. VIEWS OF RESPONSIBLE OFFICIAL The Department will enact additional processes to ensure that expenditures and revenues are reported in the year in which they incurred. As noted in the Department’s Corrective Action Plan, throughout the year, the Department will regularly reconcile vouchers to ensure that expenditures and associated revenue are reported in the correct year on the SEFA. Two staff members in the Department (one as the primary, the other as the alternate) will be assigned the responsibility of tracking the SEFA reconciliation process. When preparing the annual SEFA, the Department will reconcile expenditure reports with the expenditure reported on the annual SEFA. During year-end processing, the Department, when entering vouchers into the financial system, will ensure items to be accrued will contain the letter “A” as a prefix to the voucher number. The Department will also check to ensure all items that should be accrued, are in fact accrued prior to year-end closing. In addition, the Department will confirm the date entered in the financial system, reflects the proper year in which the expenditure and associated revenue should be recorded.
OTHER - BASIS OF ACCOUNTING – SIGNIFICANT DEFICIENCY WIOA CLUSTER: WIOA ADULT PROGRAM - ALN 17.258 WIOA YOUTH ACTIVITIES - ALN 17.259 WIOA DISLOCATED WORKER FORMULA GRANTS - ALN 17.278 STATE AGENCY: NEW YORK STATE DEPARTMENT OF LABOR IDENTIFICATION NUMBER(S): VARIOUS AND AA-36336-21-55-A-36 FEDERAL AGENCY: U.S. DEPARTMENT OF LABOR COUNTY AGENCY: SUFFFOLK COUNTY DEPARTMENT OF LABOR 1. CRITERIA Basis of Accounting — Uniform Guidance states the basis of accounting used may be a special purpose framework. However, it does state that the determination of when an award is expended must be based on when the activity related to the federal award occurs. Uniform Guidance also states for grants, cost reimbursement contracts, cooperative agreements, and direct appropriation type of contracts, the federal expenditure or expense should be reported when the transaction occurs. Uniform Guidance further states, the auditee should also be able to reconcile amounts presented in the financial statements to related amounts in the Schedule of Expenditures of Federal Awards (the “SEFA”). 2. CONDITION/PERSPECTIVE The Suffolk County Department of Labor (the “Department”) receives WIOA Adult; Youth and Dislocated Worker Formula Grants from New York State Department of Labor (the “Agency”). The Department reports to the Agency on an accrual basis, as required by the Agency. The County’s SEFA is presented on the accrual basis of accounting. The Department provides all supporting documents to the Agency for reimbursement. We noted that the Department included expenditures in the amount of $373,855, which were incurred and dated in the prior year. The Department recorded the expenditures and revenue in the 2023 financial statements. These expenditures were also added to the SEFA in calendar year ended December 31, 2023. 3. CAUSE The Departments did not ensure that all program expenditures were reported in the correct year in the County’s SEFA. 4. EFFECT The Pass-through agency may consider Suffolk County noncompliant. 5. REPEAT FINDING No. 6. RECOMMENDATION We recommend the Department report expenditures on the SEFA on the accrual basis of accounting, which is the basis the County utilizes for other federal programs. 7. QUESTIONED COST Cannot be determined. 8. VIEWS OF RESPONSIBLE OFFICIAL The Department will enact additional processes to ensure that expenditures and revenues are reported in the year in which they incurred. As noted in the Department’s Corrective Action Plan, throughout the year, the Department will regularly reconcile vouchers to ensure that expenditures and associated revenue are reported in the correct year on the SEFA. Two staff members in the Department (one as the primary, the other as the alternate) will be assigned the responsibility of tracking the SEFA reconciliation process. When preparing the annual SEFA, the Department will reconcile expenditure reports with the expenditure reported on the annual SEFA. During year-end processing, the Department, when entering vouchers into the financial system, will ensure items to be accrued will contain the letter “A” as a prefix to the voucher number. The Department will also check to ensure all items that should be accrued, are in fact accrued prior to year-end closing. In addition, the Department will confirm the date entered in the financial system, reflects the proper year in which the expenditure and associated revenue should be recorded.
OTHER - BASIS OF ACCOUNTING – SIGNIFICANT DEFICIENCY WIOA CLUSTER: WIOA ADULT PROGRAM - ALN 17.258 WIOA YOUTH ACTIVITIES - ALN 17.259 WIOA DISLOCATED WORKER FORMULA GRANTS - ALN 17.278 STATE AGENCY: NEW YORK STATE DEPARTMENT OF LABOR IDENTIFICATION NUMBER(S): VARIOUS AND AA-36336-21-55-A-36 FEDERAL AGENCY: U.S. DEPARTMENT OF LABOR COUNTY AGENCY: SUFFFOLK COUNTY DEPARTMENT OF LABOR 1. CRITERIA Basis of Accounting — Uniform Guidance states the basis of accounting used may be a special purpose framework. However, it does state that the determination of when an award is expended must be based on when the activity related to the federal award occurs. Uniform Guidance also states for grants, cost reimbursement contracts, cooperative agreements, and direct appropriation type of contracts, the federal expenditure or expense should be reported when the transaction occurs. Uniform Guidance further states, the auditee should also be able to reconcile amounts presented in the financial statements to related amounts in the Schedule of Expenditures of Federal Awards (the “SEFA”). 2. CONDITION/PERSPECTIVE The Suffolk County Department of Labor (the “Department”) receives WIOA Adult; Youth and Dislocated Worker Formula Grants from New York State Department of Labor (the “Agency”). The Department reports to the Agency on an accrual basis, as required by the Agency. The County’s SEFA is presented on the accrual basis of accounting. The Department provides all supporting documents to the Agency for reimbursement. We noted that the Department included expenditures in the amount of $373,855, which were incurred and dated in the prior year. The Department recorded the expenditures and revenue in the 2023 financial statements. These expenditures were also added to the SEFA in calendar year ended December 31, 2023. 3. CAUSE The Departments did not ensure that all program expenditures were reported in the correct year in the County’s SEFA. 4. EFFECT The Pass-through agency may consider Suffolk County noncompliant. 5. REPEAT FINDING No. 6. RECOMMENDATION We recommend the Department report expenditures on the SEFA on the accrual basis of accounting, which is the basis the County utilizes for other federal programs. 7. QUESTIONED COST Cannot be determined. 8. VIEWS OF RESPONSIBLE OFFICIAL The Department will enact additional processes to ensure that expenditures and revenues are reported in the year in which they incurred. As noted in the Department’s Corrective Action Plan, throughout the year, the Department will regularly reconcile vouchers to ensure that expenditures and associated revenue are reported in the correct year on the SEFA. Two staff members in the Department (one as the primary, the other as the alternate) will be assigned the responsibility of tracking the SEFA reconciliation process. When preparing the annual SEFA, the Department will reconcile expenditure reports with the expenditure reported on the annual SEFA. During year-end processing, the Department, when entering vouchers into the financial system, will ensure items to be accrued will contain the letter “A” as a prefix to the voucher number. The Department will also check to ensure all items that should be accrued, are in fact accrued prior to year-end closing. In addition, the Department will confirm the date entered in the financial system, reflects the proper year in which the expenditure and associated revenue should be recorded.